0001567619-19-001323.txt : 20190117 0001567619-19-001323.hdr.sgml : 20190117 20190117214346 ACCESSION NUMBER: 0001567619-19-001323 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20190115 FILED AS OF DATE: 20190117 DATE AS OF CHANGE: 20190117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Atlas Capital Resources II LP CENTRAL INDEX KEY: 0001593630 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37427 FILM NUMBER: 19532064 BUSINESS ADDRESS: STREET 1: ONE SOUND SHORE DRIVE, #203 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036229138 MAIL ADDRESS: STREET 1: ONE SOUND SHORE DRIVE, #203 CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lapetus Capital II LLC CENTRAL INDEX KEY: 0001765298 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37427 FILM NUMBER: 19532065 BUSINESS ADDRESS: STREET 1: 100 NORTHFIELD STREET CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203 622 9138 MAIL ADDRESS: STREET 1: 100 NORTHFIELD STREET CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Atlas Capital GP II LP CENTRAL INDEX KEY: 0001765332 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37427 FILM NUMBER: 19532066 BUSINESS ADDRESS: STREET 1: 100 NORTHFIELD STREET CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203 622 9138 MAIL ADDRESS: STREET 1: 100 NORTHFIELD STREET CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Atlas Capital Resources GP II LLC CENTRAL INDEX KEY: 0001765314 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37427 FILM NUMBER: 19532067 BUSINESS ADDRESS: STREET 1: 100 NORTHFIELD STREET CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203 622 9138 MAIL ADDRESS: STREET 1: 100 NORTHFIELD STREET CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Horizon Global Corp CENTRAL INDEX KEY: 0001637655 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2600 WEST BIG BEAVER ROAD STREET 2: SUITE 555 CITY: TROY STATE: MI ZIP: 48084 BUSINESS PHONE: 2485938820 MAIL ADDRESS: STREET 1: 2600 WEST BIG BEAVER ROAD STREET 2: SUITE 555 CITY: TROY STATE: MI ZIP: 48084 4 1 doc1.xml FORM 4 X0306 4 2019-01-15 0 0001637655 Horizon Global Corp HZN 0001593630 Atlas Capital Resources II LP 100 NORTHFIELD STREET GREENWICH CT 06830 0 0 1 0 0001765298 Lapetus Capital II LLC 100 NORTHFIELD STREET GREENWICH CT 06830 0 0 1 0 0001765332 Atlas Capital GP II LP 100 NORTHFIELD STREET GREENWICH CT 06830 0 0 1 0 0001765314 Atlas Capital Resources GP II LLC 100 NORTHFIELD STREET GREENWICH CT 06830 0 0 1 0 Common Stock, par value $0.01 per share 2019-01-15 4 P 0 92655 1.9977 A 2603914 I See footnotes Common Stock, par value $0.01 per share 2019-01-16 4 P 0 96362 2.2224 A 2700276 I See footnotes Common Stock, par value $0.01 per share 2019-01-17 4 P 0 2100 2.2386 A 2702376 I See footnotes The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.9400 to $2.0300. The Reporting Persons undertake to provide any securityholder of the Issuer, the Issuer or the Staff, upon request, full information regarding the number of shares traded at each separate price within the ranges set forth in this footnote to this Form 4. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.9900 to $2.4300. The Reporting Persons undertake to provide any securityholder of the Issuer, the Issuer or the Staff, upon request, full information regarding the number of shares traded at each separate price within the ranges set forth in this footnote to this Form 4. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.2000 to $2.2500. The Reporting Persons undertake to provide any securityholder of the Issuer, the Issuer or the Staff, upon request, full information regarding the number of shares traded at each separate price within the ranges set forth in this footnote to this Form 4. Lapetus Capital II LLC, a Delaware limited liability company ("Lapetus") is the direct record owner of 2,702,376 shares of Common Stock of the Issuer. Atlas Capital Resources II LP, a Delaware limited partnership ("ACR II"), is the majority and controlling member of Lapetus. Atlas Capital GP II LP, a Delaware limited partnership ("AC GP"), is the general partner of ACR II. Atlas Capital Resources GP II LLC, a Delaware limited liability company ("ACR GP"), is the general partner of AC GP. Lapetus, ACR II, AC GP and ACR GP are collectively referred to as the "Atlas Entities." Andrew M. Bursky and Timothy J. Fazio are each a Managing Partner of ACR GP, and may be deemed to control the Atlas Entities. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended, each of the Atlas Entities, Mr. Bursky and Mr. Fazio may be deemed to have an indirect pecuniary interest in the shares of the Common Stock that are directly held by Lapetus. In accordance with Instruction 4(b)(iv), the entire amount of the shares of Common Stock that is owned by Lapetus is reported herein. Each of Mr. Bursky, Mr. Fazio, ACR II GP, AC GP and ACR GP disclaims beneficial ownership interest of the Common Stock except, in each case, to the extent it or he has any indirect pecuniary interest therein. Exhibit List Exhibit 99.1 - Joint Filers' Names and Addresses Exhibit 99.2 - Joint Filers' Signatures ATLAS CAPITAL RESOURCES II LP; By: Atlas Capital GP II LP, its general partner; By: Atlas Capital Resources GP II LLC, its general partner; /s/ Timothy J. Fazio, Managing Partner 2019-01-17 EX-99.1 2 a27612543a.htm JOINT FILERS' NAMES AND ADDRESSES

Designated Filer:	Atlas Capital Resources II LP
Issuer & Ticker Symbol:	Horizon Global Corporation (HZN)
Date of Event Requiring Statement:	January 15, 2019

Joint Filers’ Names and Addresses

1.	Name:	Lapetus Capital II LLC
	Address:	100 Northfield Street
		Greenwich, Connecticut 06830


2.	Name:	Atlas Capital GP II LP
	Address:	100 Northfield Street
		Greenwich, Connecticut 06830


3.	Name:	Atlas Capital Resources GP II LLC
	Address:	100 Northfield Street
		Greenwich, Connecticut 06830


4.	Name:	Andrew M. Bursky
	Address:	100 Northfield Street
		Greenwich, Connecticut 06830


5.	Name:	Timothy J. Fazio
	Address:	100 Northfield Street
		Greenwich, Connecticut 06830

EX-99.2 3 a27612543b.htm JOINT FILERS' SIGNATURES

Designated Filer:	Atlas Capital Resources II LP
Issuer & Ticker Symbol:	Horizon Global Corporation (HZN)
Date of Event Requiring Statement:	January 15, 2019

JOINT FILERS’ SIGNATURES

Dated: January 17, 2019	Lapetus Capital II LLC

	By:	/s/ Timothy J. Fazio
	Name:	Timothy J. Fazio
	Title:	Vice President


Dated: January 17, 2019	Atlas Capital GP II LP

		By: Atlas Capital Resources GP II LLC, its general partner

	By:	/s/ Timothy J. Fazio
	Name:	Timothy J. Fazio
	Title:	Managing Partner


Dated: January 17, 2019	Atlas Capital Resources GP II LLC

	By:	/s/ Timothy J. Fazio
	Name:	Timothy J. Fazio
	Title:	Managing Partner


Dated: January 17, 2019		/s/ Andrew M. Bursky
		Andrew M. Bursky


Dated: January 17, 2019		/s/ Timothy J. Fazio
		Timothy J. Fazio