This Amendment No. 1 (“Amendment No. 1”) to Schedule 13D amends and restates the statement on Schedule 13D originally filed on October 8, 2014 relating to the common stock, $.001 par value (the “Common Stock”) of Dermira, Inc. (the “Issuer”) having its principal executive office at 2055 Woodside Road, Redwood City, California 94061.
Certain terms used but not defined in this Amendment No. 1 shall have the meanings assigned thereto in the Schedule 13D. Except as specifically provided herein, this Amendment No. 1 does not modify any of the information previously reported on the Schedule 13D.
This statement is being filed by:
(a) Apple Tree Partners IV, L.P. (“ATP IV”);
(b) ATP III GP, Ltd. (“ATP IV GP”), which is the sole general partner of ATP IV; and
(c) Seth L. Harrison (“Harrison”). Harrison is the sole Director of ATP IV GP.
The persons named in this Item 2 are referred to individually herein as a “Reporting Person” and collectively as the “Reporting Persons.”
The address of the principal business office of each Reporting Person is Apple Tree Partners, 230 Park Avenue, Suite 2800, New York, NY 10169.
The principal business of ATP IV is to make, hold and dispose of equity and equity-related investments. The principal business of ATP IV GP is to act as the sole general partner of ATP IV. The principal business of Harrison is to manage ATP IV, ATP IV GP and other venture capital investment funds.
During the five years prior to the date hereof, none of the Reporting Persons has been convicted in a criminal proceeding or has been a party to a civil proceeding ending in a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
ATP IV is an exempted limited partnership organized under the laws of the Cayman Islands. ATP IV GP is an exempted company organized under the laws of the Cayman Islands. Harrison is a United States citizen.