Chief Compliance Officer

0001593387-21-000004.txt : 20210513 0001593387-21-000004.hdr.sgml : 20210513 20210513103643 ACCESSION NUMBER: 0001593387-21-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210513 DATE AS OF CHANGE: 20210513 EFFECTIVENESS DATE: 20210513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GeoWealth Management, LLC CENTRAL INDEX KEY: 0001593387 IRS NUMBER: 270673362 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16841 FILM NUMBER: 21917773 BUSINESS ADDRESS: STREET 1: 444 N. MICHIGAN AVE, STE 3150 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 312-728-4923 MAIL ADDRESS: STREET 1: 444 N. MICHIGAN AVE, STE 3150 CITY: CHICAGO STATE: IL ZIP: 60611 FORMER COMPANY: FORMER CONFORMED NAME: GEOWEALTH MANAGEMENT LLC DATE OF NAME CHANGE: 20131203 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001593387 XXXXXXXX 03-31-2021 03-31-2021 GeoWealth Management, LLC

444 N. MICHIGAN AVE, STE 3150 CHICAGO IL 60611

13F COMBINATION REPORT 028-16841 028-15454 Advisory Services Network, LLC 028-18893 Foundations Investment Advisors, LLC 028-19093 TrinityPoint Wealth, LLC 028-20168 Transcend Wealth Collective, LLC 028-18760 Change Path, LLC 028-19206 Aspire Private Capital, LLC N Evan Lieberman Chief Compliance Officer 13127284923 Evan Lieberman Chicago IL 05-13-2021 3 285 641205 false 2 028-18640 Cabana LLC 3 028-17377 Kalos Management, Inc. 1 028-19841 One Charles Private Wealth Services, LLC INFORMATION TABLE 2 Q12021InfTbl.xml Q1 2020 INF TABLE ALPHABET INC CAP STK CL C 02079K107 207 100 SH SOLE 0 0 100 ALPHABET INC CAP STK CL A 02079K305 107 52 SH OTR 0 47 5 ALPHABET INC CAP STK CL A 02079K305 206 100 SH SOLE 0 0 100 AMAZON COM INC COM 023135106 83 27 SH OTR 0 25 2 AMAZON COM INC COM 023135106 179 58 SH SOLE 0 0 58 AMERICAN EXPRESS CO COM 025816109 40 285 SH OTR 0 243 42 AMYRIS INC COM NEW 03236M200 204 10628 SH SOLE 0 0 10628 APPLE INC COM 037833100 335 2741 SH OTR 0 914 1827 APPLE INC COM 037833100 1546 12651 SH SOLE 0 0 12651 AT&T INC COM 00206R102 373 12315 SH SOLE 0 0 12315 BANK AMER CORP COM 060505104 81 2076 SH OTR 0 1775 301 BANK AMER CORP COM 060505104 427 11041 SH SOLE 0 0 11041 BARRICK GOLD CORP COM 067901108 319 16108 SH SOLE 0 0 16108 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 413 1618 SH SOLE 0 0 1618 BLACKROCK INC COM 09247X101 381 506 SH SOLE 0 0 506 BOSTON SCIENTIFIC CORP COM 101137107 314 8137 SH OTR 0 0 8137 CATERPILLAR INC DEL COM 149123101 416 1792 SH OTR 0 0 1792 CHEVRON CORP NEW COM 166764100 429 4091 SH SOLE 0 0 4091 CITIGROUP INC COM NEW 172967424 401 5506 SH SOLE 0 0 5506 COMCAST CORP NEW CL A 20030N101 76 1395 SH OTR 0 1193 202 COMCAST CORP NEW CL A 20030N101 393 7267 SH SOLE 0 0 7267 COSTCO WHSL CORP NEW COM 22160K105 361 1025 SH SOLE 0 0 1025 CVS HEALTH CORP COM 126650100 81 1069 SH OTR 0 914 155 CVS HEALTH CORP COM 126650100 376 5001 SH SOLE 0 0 5001 DOLLAR GEN CORP NEW COM 256677105 353 1739 SH OTR 0 0 1739 DOW INC COM 260557103 399 6247 SH SOLE 0 0 6247 EXCHANGE LISTED FDS TR CABANA TARGET 5 30151E731 4548 185868 SH OTR 2 0 0 185868 EXCHANGE LISTED FDS TR CABANA TARGET 7 30151E723 31747 1293254 SH OTR 2, 3 0 0 1293254 EXCHANGE LISTED FDS TR CABANA TARGET 10 30151E715 87857 3485079 SH OTR 2, 3 0 3878 3481201 EXCHANGE LISTED FDS TR CABANA TARGET 13 30151E699 39636 1536043 SH OTR 2, 3 0 1057 1534986 EXCHANGE LISTED FDS TR CABANA TARGET 16 30151E681 26114 986221 SH OTR 2, 3 0 6370 979851 EXXON MOBIL CORP COM 30231G102 456 8164 SH SOLE 0 0 8164 FACEBOOK INC CL A 30303M102 173 584 SH OTR 0 165 419 FACEBOOK INC CL A 30303M102 88 300 SH SOLE 0 0 300 FIDELITY COVINGTON TR HIGH YILD ETF 316092618 4090 74168 SH OTR 0 25509 48659 FIDELITY COVINGTON TR HIGH YILD ETF 316092618 64 1155 SH SOLE 0 0 1155 FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 33739P103 63 1384 SH SOLE 0 0 1384 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 504 12091 SH OTR 0 8918 3173 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 1 30 SH SOLE 0 0 30 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 4256 88881 SH OTR 41296 18467 29118 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 6 129 SH SOLE 0 0 129 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 741 6524 SH OTR 0 6450 74 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 3007 58910 SH OTR 31215 17317 10378 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 6 122 SH SOLE 0 0 122 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 1498 65738 SH OTR 0 54939 10799 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 26 1156 SH SOLE 0 0 1156 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 790 14954 SH OTR 0 0 14954 FS KKR CAP CORP II COM 35952V303 407 20817 SH SOLE 0 0 20817 GENERAC HLDGS INC COM 368736104 484 1477 SH SOLE 0 0 1477 GENERAL ELECTRIC CO COM 369604103 419 31944 SH OTR 0 0 31944 GEOPARK LTD USD SHS G38327105 1301 81290 SH SOLE 0 0 81290 GILEAD SCIENCES INC COM 375558103 395 6117 SH SOLE 0 0 6117 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 563 17056 SH OTR 0 12598 4458 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 1 55 SH SOLE 0 0 55 GLOBAL X FDS MSCI CHINA CNSMR 37950E408 757 22704 SH OTR 0 16770 5934 GLOBAL X FDS MSCI CHINA CNSMR 37950E408 3 79 SH SOLE 0 0 79 GLOBAL X FDS CLOUD COMPUTNG 37954Y442 544 21183 SH OTR 0 15586 5597 GLOBAL X FDS CLOUD COMPUTNG 37954Y442 2 75 SH SOLE 0 0 75 GLOBAL X FDS CLEANTECH ETF 37954Y228 30 1467 SH OTR 0 131 1336 GLOBAL X FDS CLEANTECH ETF 37954Y228 2 81 SH SOLE 0 0 81 GLOBAL X FDS GLOBX SUPDV US 37950E291 183 9447 SH OTR 0 9447 0 GLOBAL X FDS E COMMERCE ETF 37954Y467 59 1710 SH OTR 0 1710 0 GLOBAL X FDS FINTECH ETF 37954Y814 804 18238 SH OTR 0 13473 4765 GLOBAL X FDS FINTECH ETF 37954Y814 3 61 SH SOLE 0 0 61 GLOBAL X FDS VDEO GAM ESPRT 37954Y392 576 18426 SH OTR 0 13581 4845 GLOBAL X FDS VDEO GAM ESPRT 37954Y392 4 136 SH SOLE 0 0 136 GLOBAL X FDS CONSCIOUS COS 37954Y731 4 144 SH SOLE 0 0 144 GLOBAL X FDS MILL THEMC ETF 37954Y764 638 15956 SH OTR 0 11771 4185 GLOBAL X FDS MILL THEMC ETF 37954Y764 2 40 SH SOLE 0 0 40 GLOBAL X FDS US PFD ETF 37954Y657 329 12905 SH OTR 0 10904 2001 GLOBAL X FDS US PFD ETF 37954Y657 1 33 SH SOLE 0 0 33 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 273 12091 SH OTR 0 12091 0 GLOBAL X FDS GLB X SUPERDIV 37950E549 151 10888 SH OTR 0 10888 0 GLOBAL X FDS INTERNET OF THNG 37954Y780 352 10549 SH OTR 0 7762 2787 GLOBAL X FDS INTERNET OF THNG 37954Y780 1 35 SH SOLE 0 0 35 GLOBAL X FDS S&P 500 COVERED 37954Y475 243 5078 SH OTR 0 5078 0 GLOBAL X FDS SOCIAL MED ETF 37950E416 718 10791 SH OTR 0 7943 2848 GLOBAL X FDS SOCIAL MED ETF 37950E416 2 27 SH SOLE 0 0 27 GOLDMAN SACHS ETF TR ACTIVEBETA EME 381430206 5241 132794 SH OTR 0 49696 83098 GOLDMAN SACHS ETF TR ACTIVEBETA EME 381430206 74 1872 SH SOLE 0 0 1872 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 14204 179524 SH OTR 0 205 179319 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 6 81 SH SOLE 0 0 81 GOLDMAN SACHS ETF TR ACTIVEBETA US 381430602 8688 139358 SH OTR 0 48761 90597 GOLDMAN SACHS ETF TR ACTIVEBETA US 381430602 127 2022 SH SOLE 0 0 2022 HOME DEPOT INC COM 437076102 69 226 SH OTR 0 193 33 INDEXIQ ETF TR IQ S&P HGH YLD 45409B412 2252 90247 SH OTR 28525 0 61722 INTERACTIVE BROKERS GROUP IN COM CL A 45841N107 394 5387 SH SOLE 0 0 5387 INTERNATIONAL BUSINESS MACHS COM 459200101 396 2977 SH SOLE 0 0 2977 INVESCO ACTIVELY MANAGD ETF OPTIMUM YIELD 46090F100 8737 506881 SH OTR 175637 164406 166838 INVESCO ACTIVELY MANAGD ETF OPTIMUM YIELD 46090F100 39 2228 SH SOLE 0 0 2228 INVESCO ACTIVELY MANAGED ETF ACTIVE US REAL 46090A101 3775 40360 SH OTR 0 15416 24944 INVESCO ACTIVELY MANAGED ETF ACTIVE US REAL 46090A101 46 487 SH SOLE 0 0 487 INVESCO DB US DLR INDEX TR BULLISH FD 46141D203 264 10525 SH OTR 2 0 0 10525 INVESCO DB US DLR INDEX TR BULLISH FD 46141D203 1 40 SH SOLE 0 0 40 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 3322 221522 SH OTR 0 184638 36884 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 60 3999 SH SOLE 0 0 3999 INVESCO EXCH TRADED FD TR II S&P 500 HB ETF 46138E370 1290 18562 SH OTR 0 0 18562 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 1750 80874 SH OTR 25744 0 55130 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 4388 232373 SH OTR 2, 3 0 260 232113 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 94 5000 SH SOLE 0 0 5000 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 6068 42823 SH OTR 22693 12591 7539 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 12 86 SH SOLE 0 0 86 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 8925 33068 SH OTR 15670 12159 5239 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 17 58 SH SOLE 0 0 58 INVESCO EXCHNG TRADED FD TR VAR RATE PFD 46138G870 31 1255 SH OTR 0 112 1143 INVESCO EXCHNG TRADED FD TR VAR RATE PFD 46138G870 1 24 SH SOLE 0 0 24 INVESCO QQQ TR UNIT SER 1 46090E103 6885 21567 SH OTR 2, 3 0 0 21567 INVESCO QQQ TR UNIT SER 1 46090E103 16 50 SH SOLE 0 0 50 ISHARES GOLD TRUST ISHARES 464285105 37 2273 SH OTR 0 160 2113 ISHARES GOLD TRUST ISHARES 464285105 1 57 SH SOLE 0 0 57 ISHARES SILVER TR ISHARES 46428Q109 335 14743 SH SOLE 0 0 14743 ISHARES TR MSCI AC ASIA ETF 464288182 4141 44698 SH OTR 1 0 0 44698 ISHARES TR ASIA 50 ETF 464288430 28 319 SH OTR 0 26 293 ISHARES TR ASIA 50 ETF 464288430 1 11 SH SOLE 0 0 11 ISHARES TR CORE DIV GRWTH 46434V621 816 16903 SH OTR 0 9279 7624 ISHARES TR SELECT DIVID ETF 464287168 13101 114822 SH OTR 2, 3 0 126 114696 ISHARES TR FALN ANGLS USD 46435G474 118 4041 SH OTR 0 3061 980 ISHARES TR CORE HIGH DV ETF 46429B663 256 2681 SH OTR 2 0 0 2681 ISHARES TR IBOXX HI YD ETF 464288513 3797 43551 SH OTR 2, 3 4584 28 38939 ISHARES TR BARCLAYS 7 10 YR 464287440 639 5660 SH OTR 2 0 4743 917 ISHARES TR BARCLAYS 7 10 YR 464287440 82 724 SH SOLE 0 0 724 ISHARES TR 3 7 YR TREAS BD 464288661 2823 21736 SH OTR 1 0 0 21736 ISHARES TR CORE MSCI EMKT 46434G103 6901 107226 SH OTR 9704 5387 92135 ISHARES TR CORE MSCI EMKT 46434G103 3 34 SH SOLE 0 0 34 ISHARES TR CORE MSCI EURO 46434V738 1307 24198 SH OTR 0 0 24198 ISHARES TR INTRM TR CRP ETF 464288638 1958 33046 SH OTR 10454 0 22592 ISHARES TR SH TR CRPORT ETF 464288646 6763 123688 SH OTR 50548 16232 56908 ISHARES TR SH TR CRPORT ETF 464288646 6 112 SH SOLE 0 0 112 ISHARES TR U.S. MED DVC ETF 464288810 785 2380 SH OTR 0 0 2380 ISHARES TR CORE TOTAL USD 46434V613 1480 28057 SH OTR 8871 0 19186 ISHARES TR S&P 500 VAL ETF 464287408 711 5035 SH OTR 0 0 5035 ISHARES TR CORE S&P500 ETF 464287200 6122 15390 SH OTR 0 458 14932 ISHARES TR RUSSELL 2000 ETF 464287655 2659 12032 SH OTR 1, 2 0 0 12032 ISHARES TR RUSSELL 2000 ETF 464287655 0 2 SH SOLE 0 0 2 ISHARES TR RUS MDCP VAL ETF 464287473 545 4981 SH OTR 2, 3 0 42 4939 ISHARES TR RUS MDCP VAL ETF 464287473 102 931 SH SOLE 0 0 931 ISHARES TR U.S. FIN SVC ETF 464287770 4427 25844 SH OTR 0 0 25844 ISHARES TR ISHARES TR 464287739 3701 40217 SH OTR 2, 3 0 203 40014 ISHARES TR ISHARES TR 464287721 1804 20567 SH OTR 0 0 20567 ISHARES TR IBOXX INV CP ETF 464287242 10212 78502 SH OTR 1, 2, 3 7364 4690 66448 ISHARES TR IBOXX INV CP ETF 464287242 418 3213 SH SOLE 0 0 3213 ISHARES TR MBS ETF 464288588 1576 14520 SH OTR 0 770 13750 ISHARES TR MBS ETF 464288588 40 371 SH SOLE 0 0 371 ISHARES TR PFD AND INCM SEC 464288687 471 12287 SH OTR 2 0 1039 11248 ISHARES TR PFD AND INCM SEC 464288687 63 1640 SH SOLE 0 0 1640 ISHARES TR 0-5YR HI YL CP 46434V407 29 623 SH OTR 0 0 623 ISHARES TR 0-5YR HI YL CP 46434V407 379 8269 SH SOLE 0 0 8269 ISHARES TR TIPS BD ETF 464287176 758 6046 SH OTR 57 4963 1026 ISHARES TR TIPS BD ETF 464287176 75 601 SH SOLE 0 0 601 ISHARES TR 10-20 YR TRS ETF 464288653 402 2869 SH OTR 0 0 2869 ISHARES TR 20 YR TR BD ETF 464287432 1887 13944 SH OTR 2 0 2847 11097 ISHARES TR 20 YR TR BD ETF 464287432 81 596 SH SOLE 0 0 596 J P MORGAN EXCHANGE-TRADED F US AGGREGATE 46641Q241 1314 48941 SH OTR 0 6108 42833 J P MORGAN EXCHANGE-TRADED F US AGGREGATE 46641Q241 1083 40422 SH SOLE 0 0 40422 J P MORGAN EXCHANGE-TRADED F US VALUE FACTR 46641Q753 345 9967 SH OTR 0 808 9159 J P MORGAN EXCHANGE-TRADED F US VALUE FACTR 46641Q753 438 12764 SH SOLE 0 0 12764 JP MORGAN EXCHANGE TRADED FD DIV RTN EM EQT 46641Q308 478 8469 SH OTR 0 755 7714 JP MORGAN EXCHANGE TRADED FD DIV RTN EM EQT 46641Q308 748 13197 SH SOLE 0 0 13197 JP MORGAN EXCHANGE TRADED FD DIV RTN INT EQ 46641Q209 10773 176546 SH OTR 0 58959 117587 JP MORGAN EXCHANGE TRADED FD DIV RTN INT EQ 46641Q209 1846 30250 SH SOLE 0 0 30250 JP MORGAN EXCHANGE TRADED FD DIVERSFED RTRN 46641Q886 11077 133775 SH OTR 0 45921 87854 JP MORGAN EXCHANGE TRADED FD DIVERSFED RTRN 46641Q886 777 9382 SH SOLE 0 0 9382 JP MORGAN EXCHANGE TRADED FD DIVERSFD EQT ETF 46641Q845 474 11189 SH OTR 0 952 10237 JP MORGAN EXCHANGE TRADED FD DIVERSFD EQT ETF 46641Q845 653 15432 SH SOLE 0 0 15432 JP MORGAN EXCHANGE TRADED FD JPMORGAN DIVER 46641Q407 1977 21650 SH OTR 0 1971 19679 JP MORGAN EXCHANGE TRADED FD JPMORGAN DIVER 46641Q407 2970 32532 SH SOLE 0 0 32532 JPMORGAN CHASE & CO COM 46625H100 75 496 SH OTR 0 423 73 JPMORGAN CHASE & CO COM 46625H100 418 2749 SH SOLE 0 0 2749 KRANESHARES TR QUADRTC INT RT 500767736 4432 155071 SH OTR 70318 31598 53155 KRANESHARES TR QUADRTC INT RT 500767736 8 283 SH SOLE 0 0 283 MASTERCARD INC CL A 57636Q104 59 166 SH OTR 0 141 25 MCDONALDS CORP COM 580135101 398 1772 SH SOLE 0 0 1772 MICROSOFT CORP COM 594918104 713 3028 SH OTR 0 432 2596 MICROSOFT CORP COM 594918104 408 1734 SH SOLE 0 0 1734 NORTHROP GRUMMAN CORP COM 666807102 316 974 SH OTR 0 0 974 PAYCHEX INC COM 704326107 399 4073 SH SOLE 0 0 4073 PAYPAL HLDGS INC COM 70450Y103 66 271 SH OTR 0 231 40 PG&E CORP COM 69331C108 351 29948 SH SOLE 0 0 29948 PIMCO ETF TR ACTIVE BD ETF 72201R775 23973 219027 SH OTR 0 52848 166179 PIMCO ETF TR ACTIVE BD ETF 72201R775 289 2648 SH SOLE 0 0 2648 PIMCO ETF TR INV GRD CRP BD 72201R817 23 207 SH OTR 0 87 120 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 3331 33576 SH OTR 10500 98 22978 PIMCO ETF TR ENHNCD LW DUR AC 72201R718 85 835 SH OTR 0 732 103 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 112 1105 SH OTR 0 1105 0 PROCTER AND GAMBLE CO COM 742718109 364 2689 SH SOLE 0 0 2689 PROLOGIS INC. COM 74340W103 691 6505 SH OTR 0 307 6198 PROSHARES TR HD REPLICATION 74347X294 127 2444 SH SOLE 0 0 2444 QUALCOMM INC COM 747525103 27 204 SH SOLE 0 0 204 RAYTHEON TECHNOLOGIES CORP COM 75513E101 406 5257 SH SOLE 0 0 5257 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 84 2620 SH OTR 0 228 2392 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 105 3312 SH SOLE 0 0 3312 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 197 5207 SH OTR 0 450 4757 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 168 4446 SH SOLE 0 0 4446 SCHWAB STRATEGIC TR US REIT ETF 808524847 2 39 SH SOLE 0 0 39 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 39 728 SH OTR 0 59 669 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 1 11 SH SOLE 0 0 11 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 3 51 SH SOLE 0 0 51 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 340 4316 SH OTR 0 0 4316 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 5920 80744 SH OTR 1, 2 0 0 80744 SELECT SECTOR SPDR TR ENERGY 81369Y506 2266 46177 SH OTR 1 0 0 46177 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 7172 210662 SH OTR 1 0 44403 166259 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 6733 68388 SH OTR 1, 2 0 0 68388 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 8777 66086 SH OTR 1, 2 0 0 66086 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2236 32703 SH OTR 2 0 14067 18636 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 252 3944 SH OTR 2 0 0 3944 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 10603 90809 SH OTR 1, 2, 3 0 16606 74203 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 10006 59523 SH OTR 1, 2, 3 0 109 59414 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 484 12256 SH OTR 0 12117 139 SPDR GOLD TRUST GOLD SHS 78463V107 617 3858 SH OTR 92 1575 2191 SPDR GOLD TRUST GOLD SHS 78463V107 4 25 SH SOLE 0 0 25 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 443 8014 SH OTR 0 6337 1677 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 1223 32732 SH OTR 0 22049 10683 SPDR INDEX SHS FDS MSCI EAFE STRTGC 78463X434 107 1456 SH OTR 0 924 532 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 6172 174488 SH OTR 0 115423 59065 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 5245 119753 SH OTR 21273 59698 38782 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 3 80 SH SOLE 0 0 80 SPDR S&P 500 ETF TR TR UNIT 78462F103 9336 23564 SH OTR 0 14245 9319 SPDR SER TR BLOMBRG BRC EMRG 78464A391 653 25108 SH OTR 0 10006 15102 SPDR SER TR PORTFOLIO AGRGTE 78464A649 3515 118543 SH OTR 0 340 118203 SPDR SER TR PORTFOLIO CRPORT 78464A144 659 19135 SH OTR 0 16094 3041 SPDR SER TR PORTFOLIO INTRMD 78464A375 510 14115 SH OTR 0 3965 10150 SPDR SER TR PORTFOLIO LN COR 78464A367 1080 35832 SH OTR 0 11531 24301 SPDR SER TR PORTFOLIO SHORT 78464A474 6413 204794 SH OTR 1 869 215 203710 SPDR SER TR PORTFOLIO SHORT 78464A474 1 40 SH SOLE 0 0 40 SPDR SERIES TRUST SPDR BLOOMBERG 78468R663 86 939 SH OTR 0 75 864 SPDR SERIES TRUST SPDR BLOOMBERG 78468R663 2 29 SH SOLE 0 0 29 SPDR SERIES TRUST BLOOMBERG BRCLYS 78468R622 1409 12955 SH OTR 0 4779 8176 SPDR SERIES TRUST S&P DIVID ETF 78464A763 4330 36678 SH OTR 2, 3 0 31 36647 SPDR SERIES TRUST PORTFLI TIPS ETF 78464A656 898 29426 SH OTR 0 7964 21462 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 6785 145575 SH OTR 75810 43599 26166 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 14 294 SH SOLE 0 0 294 SPDR SERIES TRUST PORTFOLIO MD ETF 78464A847 1358 29630 SH OTR 0 19941 9689 SPDR SERIES TRUST PORTFOLIO SM ETF 78468R853 3187 75432 SH OTR 0 44907 30525 SPDR SERIES TRUST PORTFOLIO LN TSR 78464A664 50 1341 SH OTR 0 156 1185 SPDR SERIES TRUST PORTFOLIO LN TSR 78464A664 1 16 SH SOLE 0 0 16 SPDR SERIES TRUST PORTFOLIO TL STK 78464A805 5856 119022 SH OTR 56409 36593 26020 SPDR SERIES TRUST PORTFOLIO TL STK 78464A805 20 413 SH SOLE 0 0 413 SPDR SERIES TRUST PORTFOLIO SH TSR 78468R101 150 4896 SH OTR 0 468 4428 SPDR SERIES TRUST PORTFOLIO SH TSR 78468R101 2 61 SH SOLE 0 0 61 SPDR SERIES TRUST S&P BIOTECH 78464A870 923 6805 SH OTR 0 5026 1779 SPDR SERIES TRUST S&P BIOTECH 78464A870 2 17 SH SOLE 0 0 17 SSGA ACTIVE TR SPDR SSGA FXD 78470P507 2385 77704 SH OTR 0 15633 62071 SSGA ACTIVE TR SPDR SSGA US SCT 78470P408 7274 177503 SH OTR 0 111457 66046 STARBUCKS CORP COM 855244109 499 4559 SH OTR 0 0 4559 TARGET CORP COM 87612E106 730 3690 SH OTR 0 290 3400 UNITED PARCEL SERVICE INC CL B 911312106 424 2496 SH OTR 0 0 2496 UNITEDHEALTH GROUP INC COM 91324P102 390 1045 SH OTR 0 0 1045 VANECK VECTORS ETF TRUST FALLEN ANGEL HG 92189F437 923 28914 SH OTR 230 0 28684 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 4868 59206 SH OTR 26217 10874 22115 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 9 116 SH SOLE 0 0 116 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 6793 80181 SH OTR 0 0 80181 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1719 12743 SH OTR 2, 3 0 0 12743 VANGUARD INDEX FDS TOTAL STK MKT 922908769 635 3074 SH OTR 2068 1006 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 5 26 SH SOLE 0 0 26 VANGUARD INDEX FDS GROWTH ETF 922908736 50 193 SH OTR 2 0 0 193 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 8796 144956 SH OTR 1 0 0 144956 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 20 329 SH SOLE 0 0 329 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 3614 44279 SH OTR 1 0 6959 37320 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 12640 135860 SH OTR 1 0 0 135860 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 389 3841 SH OTR 0 0 3841 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 4113 49854 SH OTR 0 0 49854 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 7 80 SH SOLE 0 0 80 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 1400 20828 SH OTR 0 0 20828 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 645 10505 SH OTR 0 9159 1346 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 84 1359 SH SOLE 0 0 1359 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 955 17919 SH OTR 0 13763 4156 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 175 3272 SH SOLE 0 0 3272 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 363 3593 SH OTR 0 3593 0 VANGUARD WORLD FD MEGA CAP INDEX 921910873 517 3684 SH OTR 0 317 3367 VANGUARD WORLD FD MEGA CAP INDEX 921910873 18 125 SH SOLE 0 0 125 VANGUARD WORLD FDS INF TECH ETF 92204A702 364 1015 SH OTR 0 1015 0 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 1855 14265 SH OTR 0 11521 2744 VERIZON COMMUNICATIONS INC COM 92343V104 367 6312 SH SOLE 0 0 6312 VICTORY PORTFOLIOS II VICSHS DV AC ETF 92647N667 2527 60885 SH OTR 0 50793 10092 VICTORY PORTFOLIOS II VICSHS DV AC ETF 92647N667 44 1056 SH SOLE 0 0 1056 WALGREENS BOOTS ALLIANCE INC COM 931427108 438 7971 SH SOLE 0 0 7971 WALMART INC COM 931142103 66 487 SH OTR 0 437 50 WALMART INC COM 931142103 347 2555 SH SOLE 0 0 2555 WASTE MGMT INC DEL COM 94106L109 407 3151 SH SOLE 0 0 3151 WISDOMTREE TR FUTRE STRAT FD 97717W125 190 4870 SH SOLE 0 0 4870 WISDOMTREE TR EM EX ST-OWNED 97717X578 2907 71429 SH OTR 37808 21035 12586 WISDOMTREE TR EM EX ST-OWNED 97717X578 6 144 SH SOLE 0 0 144 WISDOMTREE TR CBOE S&P 500 97717X560 131 4352 SH SOLE 0 0 4352 PIONEER NAT RES CO COM 723787107 63 394 SH OTR 0 337 57 PIONEER NAT RES CO COM 723787107 153 966 SH SOLE 0 0 966