0001593387-21-000003.txt : 20210212
0001593387-21-000003.hdr.sgml : 20210212
20210212105022
ACCESSION NUMBER: 0001593387-21-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210212
DATE AS OF CHANGE: 20210212
EFFECTIVENESS DATE: 20210212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GeoWealth Management, LLC
CENTRAL INDEX KEY: 0001593387
IRS NUMBER: 270673362
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16841
FILM NUMBER: 21624046
BUSINESS ADDRESS:
STREET 1: 444 N. MICHIGAN AVE, STE 3150
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: 312-728-4923
MAIL ADDRESS:
STREET 1: 444 N. MICHIGAN AVE, STE 3150
CITY: CHICAGO
STATE: IL
ZIP: 60611
FORMER COMPANY:
FORMER CONFORMED NAME: GEOWEALTH MANAGEMENT LLC
DATE OF NAME CHANGE: 20131203
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001593387
XXXXXXXX
12-31-2020
12-31-2020
GeoWealth Management, LLC
444 N. MICHIGAN AVE, STE 3150
CHICAGO
IL
60611
13F COMBINATION REPORT
028-16841
028-16842
Frontier Wealth Management LLC
028-15454
Advisory Services Network, LLC
028-18893
Foundations Investment Advisors, LLC
028-19093
TrinityPoint Wealth, LLC
028-20168
Transcend Wealth Collective, LLC
N
Evan Lieberman
Chief Compliance Officer
312-728-4923
Evan Lieberman
Chicago
IL
02-12-2021
3
277
623548
false
1
028-18640
Cabana LLC
2
028-17377
Kalos Management, Inc.
3
028-19841
One Charles Private Wealth Services, LLC
INFORMATION TABLE
2
Q42020INFTable.xml
Q4 2020 INF TABLE
ABERDEEN STD GOLD ETF TR
PHYSCL GOLD SHS
00326A104
6
354
SH
SOLE
0
0
354
ABERDEEN STD GOLD ETF TR
PHYSCL GOLD SHS
00326A104
3025
165881
SH
OTR
86635
43401
35845
ALPHABET INC
CAP STK CL A
02079K305
175
100
SH
SOLE
0
0
100
ALPHABET INC
CAP STK CL A
02079K305
99
56
SH
OTR
0
50
6
AMAZON COM INC
COM
023135106
494
152
SH
SOLE
0
0
152
AMAZON COM INC
COM
023135106
92
28
SH
OTR
0
25
3
AMERICAN EXPRESS CO
COM
025816109
34
275
SH
OTR
0
247
28
APPLE INC
COM
037833100
1757
13219
SH
SOLE
0
0
13219
APPLE INC
COM
037833100
342
2589
SH
OTR
0
868
1721
AT&T INC
COM
00206R102
289
10102
SH
SOLE
0
0
10102
AT&T INC
COM
00206R102
49
1661
SH
OTR
0
0
1661
BANK AMER CORP
COM
060505104
69
2246
SH
OTR
0
2020
226
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
359
1546
SH
SOLE
0
0
1546
BLACKROCK INC
COM
09247X101
351
491
SH
SOLE
0
0
491
BLACKROCK INC
COM
22160K105
374
995
SH
SOLE
0
0
995
BOSTON SCIENTIFIC CORP
COM
101137107
321
8882
SH
OTR
0
0
8882
CHEVRON CORP NEW
COM
166764100
46
517
SH
OTR
0
0
517
COMCAST CORP NEW
CL A
20030N101
362
6684
SH
SOLE
0
0
6684
COMCAST CORP NEW
CL A
20030N101
62
1143
SH
OTR
0
1026
117
CVS HEALTH CORP
COM
126650100
315
4774
SH
SOLE
0
0
4774
DOLLAR GEN CORP NEW
COM
256677105
373
1767
SH
OTR
0
0
1767
EXCHANGE LISTED FDS TR
CABANA TARGET 10
30151E715
64576
2620914
SH
OTR
1,2
0
3885
2617029
EXCHANGE LISTED FDS TR
CABANA TARGET 13
30151E699
22326
896735
SH
OTR
1,2
0
1057
895678
EXCHANGE LISTED FDS TR
CABANA TARGET 16
30151E681
9788
395396
SH
OTR
1
0
6524
388872
EXCHANGE LISTED FDS TR
CABANA TARGET 5
30151E731
4180
172720
SH
OTR
1
0
0
172720
EXCHANGE LISTED FDS TR
CABANA TARGET 7
30151E723
31228
1279201
SH
OTR
1,2
0
0
1279201
FACEBOOK INC
CL A
30303M102
82
300
SH
SOLE
0
0
300
FACEBOOK INC
CL A
30303M102
65
243
SH
OTR
0
220
23
FIDELITY COVINGTON TR
HIGH YILD ETF
316092618
67
1180
SH
SOLE
0
0
1180
FIDELITY COVINGTON TR
HIGH YILD ETF
316092618
3714
66660
SH
OTR
0
24762
41898
FIRST TR EXCHANGE TRADED FD
FST LOW OPPT EFT
33739Q200
6
118
SH
SOLE
0
0
118
FIRST TR EXCHANGE TRADED FD
FST LOW OPPT EFT
33739Q200
2928
56862
SH
OTR
29693
14880
12289
FIRST TR EXCHANGE TRADED FD
NASDAQ CYB ETF
33734X846
667
14970
SH
OTR
0
10842
4128
FIRST TR EXCHANGE TRADED FD
SENIOR LN FD
33738D309
1358
28530
SH
OTR
7285
0
21245
FIRST TR EXCHANGE TRADED FD
TECH ALPHADEX
33734X176
619
5534
SH
OTR
0
5458
76
FIRST TR EXCHANGE-TRADED FD
NO AMER ENERGY
33738D101
44
2113
SH
SOLE
0
0
2113
FIRST TR EXCHANGE-TRADED FD
NO AMER ENERGY
33738D101
1448
68877
SH
OTR
0
57801
11076
FS KKR CAP CORP II
COM
35952V303
358
21817
SH
SOLE
0
0
21817
GILEAD SCIENCES INC
COM
375558103
227
3930
SH
SOLE
0
0
3930
GLOBAL X FDS
CLOUD COMPUTNG
37954Y442
1
28
SH
SOLE
0
0
28
GLOBAL X FDS
CLOUD COMPUTNG
37954Y442
707
25128
SH
OTR
0
18167
6961
GLOBAL X FDS
FINTECH ETF
37954Y814
1
13
SH
SOLE
0
0
13
GLOBAL X FDS
FINTECH ETF
37954Y814
493
10603
SH
OTR
0
7673
2930
GLOBAL X FDS
GLB X SUPERDIV
37950E549
138
10780
SH
OTR
0
10780
0
GLOBAL X FDS
INTERNET OF THNG
37954Y780
0
8
SH
SOLE
0
0
8
GLOBAL X FDS
INTERNET OF THNG
37954Y780
244
7701
SH
OTR
0
5563
2138
GLOBAL X FDS
MILL THEMC ETF
37954Y764
545
14678
SH
OTR
0
10626
4052
GLOBAL X FDS
MSCI CHINA CNSMR
37950E408
1
18
SH
SOLE
0
0
18
GLOBAL X FDS
MSCI CHINA CNSMR
37950E408
576
16239
SH
OTR
0
11761
4478
GLOBAL X FDS
NASDAQ 100 COVER
37954Y483
324
14178
SH
OTR
0
14178
0
GLOBAL X FDS
RBTCS ARTFL INTE
37954Y715
0
13
SH
SOLE
0
0
13
GLOBAL X FDS
RBTCS ARTFL INTE
37954Y715
470
14237
SH
OTR
0
10303
3934
GLOBAL X FDS
US INFR DEV ETF
37954Y673
1435
67744
SH
OTR
0
63
67681
GLOBAL X FDS
US PFD ETF
37954Y657
335
12904
SH
OTR
0
11418
1486
GLOBAL X FDS
VDEO GAM ESPRT
37954Y392
469
15123
SH
OTR
0
10944
4179
GLOBAL X FDS
SOCIAL MED ETF
37950E416
661
10650
SH
OTR
0
7700
2950
GOLDMAN SACHS ETF TR
ACTIVEBETA EME
381430206
71
1913
SH
SOLE
0
0
1913
GOLDMAN SACHS ETF TR
ACTIVEBETA EME
381430206
4463
117142
SH
OTR
0
44974
72168
GOLDMAN SACHS ETF TR
ACTIVEBETA US
381430602
113
2077
SH
SOLE
0
0
2077
GOLDMAN SACHS ETF TR
ACTIVEBETA US
381430602
7185
132694
SH
OTR
0
52717
79977
GOLDMAN SACHS ETF TR
ACTIVEBETA US LG
381430503
13178
174116
SH
OTR
0
117
173999
HOME DEPOT INC
COM
437076102
58
209
SH
OTR
0
188
21
INDEXIQ ETF TR
IQ S&P HGH YLD
45409B412
2420
95015
SH
OTR
24257
0
70758
INTERACTIVE BROKERS GROUP IN
COM CL A
45841N107
415
6676
SH
SOLE
0
0
6676
INTERNATIONAL BUSINESS MACHS
COM
459200101
367
2875
SH
SOLE
0
0
2875
INVESCO ACTIVELY MANAGD ETF
OPTIMUM YIELD
46090F100
24
1576
SH
SOLE
0
0
1576
INVESCO ACTIVELY MANAGD ETF
OPTIMUM YIELD
46090F100
1928
126861
SH
OTR
0
47388
79473
INVESCO ACTIVELY MANAGED ETF
ACTIVE US REAL
46090A101
44
492
SH
SOLE
0
0
492
INVESCO ACTIVELY MANAGED ETF
ACTIVE US REAL
46090A101
3132
36161
SH
OTR
0
14895
21266
INVESCO DB US DLR INDEX TR
BULLISH FD
46141D203
140
5948
SH
SOLE
0
0
5948
INVESCO DB US DLR INDEX TR
BULLISH FD
46141D203
250
10397
SH
OTR
1
0
0
10397
INVESCO EXCH TRADED FD TR II
PFD ETF
46138E511
106
6970
SH
SOLE
0
0
6970
INVESCO EXCH TRADED FD TR II
PFD ETF
46138E511
3384
221425
SH
OTR
0
185739
35686
INVESCO EXCH TRADED FD TR II
S&P 500 HB ETF
46138E370
1012
17851
SH
OTR
0
0
17851
INVESCO EXCH TRD SLF IDX FD
BULSHS 2022 CB
46138J882
1837
84515
SH
OTR
21914
0
62601
INVESCO EXCH TRD SLF IDX FD
RUSL 1000 DYNM
46138J619
160
4034
SH
SOLE
0
0
4034
INVESCO EXCH TRD SLF IDX FD
RUSL 1000 DYNM
46138J619
10809
272565
SH
OTR
0
98016
174549
INVESCO EXCHANGE TRADED FD T
FINL PFD ETF
46137V621
96
5000
SH
SOLE
0
0
5000
INVESCO EXCHANGE TRADED FD T
FINL PFD ETF
46137V621
292
15135
SH
OTR
1
0
0
15135
INVESCO EXCHANGE TRADED FD T
S&P500 EQL TEC
46137V282
17
62
SH
SOLE
0
0
62
INVESCO EXCHANGE TRADED FD T
S&P500 EQL TEC
46137V282
8754
34484
SH
OTR
16077
11722
6685
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
19
144
SH
SOLE
0
0
144
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
8845
69307
SH
OTR
36190
18150
14967
INVESCO QQQ TR
UNIT SER 1
46090E103
18738
59732
SH
OTR
1,2
0
82
59650
ISHARES SILVER TR
ISHARES
46428Q109
299
11893
SH
SOLE
0
0
11893
ISHARES TR
0-5YR HI YL CP
46434V407
246
5641
SH
SOLE
0
0
5641
ISHARES TR
10-20 YR TRS ETF
464288653
395
2466
SH
OTR
0
0
2466
ISHARES TR
20 YR TR BD ETF
464287432
43
274
SH
SOLE
0
0
274
ISHARES TR
20 YR TR BD ETF
464287432
8132
51607
SH
OTR
1,2
0
3354
48253
ISHARES TR
3 7 YR TREAS BD
464288661
3075
23112
SH
OTR
3
0
0
23112
ISHARES TR
BARCLAYS 7 10 YR
464287440
57
477
SH
SOLE
0
0
477
ISHARES TR
BARCLAYS 7 10 YR
464287440
886
7382
SH
OTR
1
0
6545
837
ISHARES TR
COHEN STEER REIT
464287564
75
1392
SH
SOLE
0
0
1392
ISHARES TR
COHEN STEER REIT
464287564
2111
39218
SH
OTR
0
32680
6538
ISHARES TR
CORE DIV GRWTH
46434V621
821
18328
SH
OTR
0
11029
7299
ISHARES TR
CORE HIGH DV ETF
46429B663
224
2557
SH
OTR
1
0
0
2557
ISHARES TR
CORE INTL AGGR
46435G672
65
1140
SH
SOLE
0
0
1140
ISHARES TR
CORE INTL AGGR
46435G672
3522
62720
SH
OTR
0
25407
37313
ISHARES TR
CORE MSCI EAFE
46432F842
6416
92855
SH
OTR
0
0
92855
ISHARES TR
CORE MSCI EMKT
46434G103
2
40
SH
SOLE
0
0
40
ISHARES TR
CORE MSCI EMKT
46434G103
5950
96067
SH
OTR
9976
4999
81092
ISHARES TR
CORE MSCI EURO
46434V738
1267
24711
SH
OTR
0
0
24711
ISHARES TR
CORE S&P500 ETF
464287200
5344
14234
SH
OTR
0
458
13776
ISHARES TR
CORE TOTAL USD
46434V613
1614
29666
SH
OTR
7576
0
22090
ISHARES TR
CORE US AGGBD ET
464287226
109
925
SH
SOLE
0
0
925
ISHARES TR
CORE US AGGBD ET
464287226
678
5723
SH
OTR
0
5723
0
ISHARES TR
EAFE GRWTH ETF
464288885
3452
34203
SH
OTR
0
0
34203
ISHARES TR
EAFE VALUE ETF
464288877
1013
21455
SH
OTR
0
0
21455
ISHARES TR
EXPANDED TECH
464287515
1455
4111
SH
OTR
0
0
4111
ISHARES TR
FALN ANGLS USD
46435G474
153
5229
SH
OTR
0
3695
1534
ISHARES TR
FLTG RATE NT ETF
46429B655
1336
26385
SH
OTR
6741
0
19644
ISHARES TR
IBOXX HI YD ETF
464288513
3492
39985
SH
OTR
1
3976
0
36009
ISHARES TR
IBOXX INV CP ETF
464287242
399
2971
SH
SOLE
0
0
2971
ISHARES TR
IBOXX INV CP ETF
464287242
7699
55588
SH
OTR
1,2,3
6675
3954
44959
ISHARES TR
INTRM TR CRP ETF
464288638
2175
35203
SH
OTR
8991
0
26212
ISHARES TR
MBS ETF
464288588
40
357
SH
SOLE
0
0
357
ISHARES TR
MBS ETF
464288588
1493
13540
SH
OTR
0
991
12549
ISHARES TR
MIN VOL USA ETF
46429B697
7
108
SH
SOLE
0
0
108
ISHARES TR
MIN VOL USA ETF
46429B697
3568
52508
SH
OTR
27420
13741
11347
ISHARES TR
MSCI AC ASIA ETF
464288182
3062
34160
SH
OTR
3
0
0
34160
ISHARES TR
PFD AND INCM SEC
464288687
159
4140
SH
SOLE
0
0
4140
ISHARES TR
PFD AND INCM SEC
464288687
6271
162564
SH
OTR
1,2
0
1448
161116
ISHARES TR
RUS MDCP VAL ETF
464287473
90
931
SH
SOLE
0
0
931
ISHARES TR
RUS MDCP VAL ETF
464287473
2441
25131
SH
OTR
1,2
0
42
25089
ISHARES TR
RUSSELL 2000 ETF
464287655
0
2
SH
SOLE
0
0
2
ISHARES TR
RUSSELL 2000 ETF
464287655
3035
15417
SH
OTR
1,3
0
967
14450
ISHARES TR
S&P 500 VAL ETF
464287408
657
5127
SH
OTR
0
0
5127
ISHARES TR
SH TR CRPORT ETF
464288646
6
110
SH
SOLE
0
0
110
ISHARES TR
SH TR CRPORT ETF
464288646
6944
125785
SH
OTR
45930
13900
65955
ISHARES TR
TIPS BD ETF
464287176
109
850
SH
SOLE
0
0
850
ISHARES TR
TIPS BD ETF
464287176
2466
19316
SH
OTR
2729
7774
8813
ISHARES TR
U.S. CNSM SV ETF
464287580
979
13865
SH
OTR
0
13865
0
ISHARES TR
U.S. FIN SVC ETF
464287770
3001
19981
SH
OTR
0
0
19981
ISHARES TR
U.S. MED DVC ETF
464288810
801
2442
SH
OTR
0
0
2442
ISHARES TR
U.S. REAL ES ETF
464287739
4569
53338
SH
OTR
1,2
0
208
53130
ISHARES TR
U.S. TECH ETF
464287721
1804
21204
SH
OTR
0
0
21204
ISHARES US ETF TR
SHT MAT BD ETF
46431W507
2675
53358
SH
OTR
13627
0
39731
J P MORGAN EXCHANGE-TRADED F
BETBULD JAPAN
46641Q712
957
34246
SH
OTR
0
0
34246
J P MORGAN EXCHANGE-TRADED F
BETBULD MSCI
46641Q738
291
3679
SH
SOLE
0
0
3679
J P MORGAN EXCHANGE-TRADED F
BETBULD MSCI
46641Q738
200
2525
SH
OTR
0
222
2303
J P MORGAN EXCHANGE-TRADED F
US VALUE FACTR
46641Q753
148
5149
SH
SOLE
0
0
5149
J P MORGAN EXCHANGE-TRADED F
US VALUE FACTR
46641Q753
120
3941
SH
OTR
0
328
3613
JOHNSON & JOHNSON
COM
478160104
66
413
SH
OTR
0
0
413
JP MORGAN EXCHANGE TRADED FD
DCPLND HG YLD
46641Q878
798
15395
SH
SOLE
0
0
15395
JP MORGAN EXCHANGE TRADED FD
DCPLND HG YLD
46641Q878
1328
25570
SH
OTR
3337
1007
21226
JP MORGAN EXCHANGE TRADED FD
DIV RTN EM EQT
46641Q308
721
13108
SH
SOLE
0
0
13108
JP MORGAN EXCHANGE TRADED FD
DIV RTN EM EQT
46641Q308
469
8472
SH
OTR
0
747
7725
JP MORGAN EXCHANGE TRADED FD
DIV RTN INT EQ
46641Q209
2007
34520
SH
SOLE
0
0
34520
JP MORGAN EXCHANGE TRADED FD
DIV RTN INT EQ
46641Q209
10705
183871
SH
OTR
0
52113
131758
JP MORGAN EXCHANGE TRADED FD
DIVERSFD EQT ETF
46641Q845
522
14618
SH
SOLE
0
0
14618
JP MORGAN EXCHANGE TRADED FD
DIVERSFD EQT ETF
46641Q845
395
10941
SH
OTR
0
900
10041
JP MORGAN EXCHANGE TRADED FD
DIVERSFED RTRN
46641Q886
735
9772
SH
SOLE
0
0
9772
JP MORGAN EXCHANGE TRADED FD
DIVERSFED RTRN
46641Q886
9055
120358
SH
OTR
0
43298
77060
JP MORGAN EXCHANGE TRADED FD
JPMORGAN DIVER
46641Q407
3062
36573
SH
SOLE
0
0
36573
JP MORGAN EXCHANGE TRADED FD
JPMORGAN DIVER
46641Q407
2013
24084
SH
OTR
0
2217
21867
JP MORGAN EXCHANGE TRADED FD
ULTRA SHRT INC
46641Q837
426
8420
SH
SOLE
0
0
8420
JP MORGAN EXCHANGE TRADED FD
ULTRA SHRT INC
46641Q837
309
6148
SH
OTR
0
504
5644
JP MORGAN EXCHANGE TRADED FD
US AGGREGATE
46641Q613
1979
70990
SH
SOLE
0
0
70990
JP MORGAN EXCHANGE TRADED FD
US AGGREGATE
46641Q613
2560
92039
SH
OTR
0
13788
78251
JPMORGAN CHASE & CO
COM
46625H100
69
537
SH
OTR
0
483
54
LOWES COS INC
COM
548661107
524
3275
SH
OTR
0
0
3275
MASTERCARD INC
CL A
57636Q104
53
153
SH
OTR
0
138
15
MCDONALDS CORP
COM
580135101
340
1544
SH
SOLE
0
0
1544
MCDONALDS CORP
COM
580135101
63
281
SH
OTR
0
0
281
MEDTRONIC PLC
SHS
G5960L103
63
543
SH
OTR
0
0
543
MICROSOFT CORP
COM
594918104
313
1453
SH
SOLE
0
0
1453
MICROSOFT CORP
COM
594918104
682
3062
SH
OTR
0
423
2639
NORTHERN LTS FD TR III
HCM DEFEN 500
66538R730
2166
65419
SH
OTR
0
65419
0
NORTHERN LTS FD TR III
HCM DEFND 100
66538R748
2311
56252
SH
OTR
0
56252
0
NORTHROP GRUMMAN CORP
COM
666807102
292
959
SH
OTR
0
0
959
PAYCHEX INC
COM
704326107
406
4287
SH
SOLE
0
0
4287
PAYPAL HLDGS INC
COM
70450Y103
70
298
SH
OTR
0
269
29
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
2212
22548
SH
OTR
5686
0
16862
PIMCO ETF TR
ACTIVE BD ETF
72201R775
302
2677
SH
SOLE
0
0
2677
PIMCO ETF TR
ACTIVE BD ETF
72201R775
21280
188210
SH
OTR
0
41981
146229
PROCTER AND GAMBLE CO
COM
742718109
65
457
SH
OTR
0
0
457
PROGRESSIVE CORP
COM
743315103
524
5282
SH
OTR
0
0
5282
PROLOGIS INC.
COM
74340W103
643
6429
SH
OTR
0
305
6124
PROSHARES TR
PSHS ULTRA QQQ
74347R206
591
5134
SH
OTR
0
5134
0
QUALCOMM INC
COM
747525103
8
50
SH
SOLE
0
0
50
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
154
4270
SH
SOLE
0
0
4270
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
139
3928
SH
OTR
0
243
3685
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
137
1065
SH
SOLE
0
0
1065
SELECT SECTOR SPDR TR
COMMUNICATION
81369Y852
4383
64855
SH
OTR
1,3
0
0
64855
SELECT SECTOR SPDR TR
ENERGY
81369Y506
1231
32560
SH
OTR
3
0
0
32560
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
11878
73843
SH
OTR
1,2,3
0
7219
66624
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
3675
54401
SH
OTR
1,2,3
0
12082
42319
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
7780
68385
SH
OTR
1,3
0
12293
56092
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
4102
138854
SH
OTR
3
0
2853
136001
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
7115
80164
SH
OTR
1,3
0
0
80164
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
299
4781
SH
OTR
1
0
0
4781
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
309
4261
SH
OTR
0
0
4261
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
8570
65846
SH
OTR
1,3
0
0
65846
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369Y860
339
9223
SH
OTR
0
9096
127
SPDR GOLD TRUST
GOLD SHS
78463V107
11
60
SH
SOLE
0
0
60
SPDR GOLD TRUST
GOLD SHS
78463V107
3728
20930
SH
OTR
8862
6603
5465
SPDR INDEX SHS FDS
MSCI EAFE STRTGC
78463X434
163
2338
SH
OTR
0
1610
728
SPDR INDEX SHS FDS
MSCI EMRG MKTS
78463X426
97
1495
SH
OTR
0
1051
444
SPDR INDEX SHS FDS
PORTFOLIO DEVLPD
78463X889
6138
181782
SH
OTR
0
121013
60769
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
3
90
SH
SOLE
0
0
90
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
4753
112491
SH
OTR
21918
56479
34094
SPDR INDEX SHS FDS
S&P EMKTSC ETF
78463X756
388
7464
SH
OTR
0
6155
1309
SPDR INDEX SHS FDS
S&P INTL SMLCP
78463X871
1084
30724
SH
OTR
0
21396
9328
SPDR S&P 500 ETF TR
TR UNIT
78462F103
8282
22170
SH
OTR
0
13725
8445
SPDR SER TR
BLMBRG BRC CNVRT
78464A359
1263
15283
SH
OTR
0
15283
0
SPDR SER TR
BLOMBRG BRC EMRG
78464A391
589
20946
SH
OTR
0
8604
12342
SPDR SER TR
PORTFOLIO AGRGTE
78464A649
7376
239544
SH
OTR
0
127333
112211
SPDR SER TR
PORTFOLIO CRPORT
78464A144
976
26979
SH
OTR
0
24328
2651
SPDR SER TR
PORTFOLIO INTRMD
78464A375
989
26622
SH
OTR
0
8768
17854
SPDR SER TR
PORTFOLIO LN COR
78464A367
808
24348
SH
OTR
0
8061
16287
SPDR SER TR
PORTFOLIO SHORT
78464A474
6419
204376
SH
OTR
3
869
112
203395
SPDR SER TR
PRTFLO S&P500 GW
78464A409
2205
39936
SH
OTR
0
39936
0
SPDR SER TR
PRTFLO S&P500 VL
78464A508
16
452
SH
SOLE
0
0
452
SPDR SER TR
PRTFLO S&P500 VL
78464A508
2211
64474
SH
OTR
0
64474
0
SPDR SERIES TRUST
BLOMBERG BRC INV
78468R200
6
204
SH
SOLE
0
0
204
SPDR SERIES TRUST
BLOMBERG BRC INV
78468R200
2924
95533
SH
OTR
49890
24996
20647
SPDR SERIES TRUST
BLOOMBERG BRCLYS
78468R622
821
7504
SH
OTR
0
2966
4538
SPDR SERIES TRUST
PORTFLI TIPS ETF
78464A656
783
25153
SH
OTR
0
6873
18280
SPDR SERIES TRUST
PORTFOLIO LR ETF
78464A854
13
316
SH
SOLE
0
0
316
SPDR SERIES TRUST
PORTFOLIO LR ETF
78464A854
6732
153054
SH
OTR
77818
41664
33572
SPDR SERIES TRUST
PORTFOLIO MD ETF
78464A847
1216
30222
SH
OTR
0
20996
9226
SPDR SERIES TRUST
PORTFOLIO SH TSR
78468R101
163
5298
SH
OTR
0
237
5061
SPDR SERIES TRUST
PORTFOLIO SM ETF
78468R853
2359
66015
SH
OTR
0
43325
22690
SPDR SERIES TRUST
PORTFOLIO TL STK
78464A805
12
275
SH
SOLE
0
0
275
SPDR SERIES TRUST
PORTFOLIO TL STK
78464A805
5623
121971
SH
OTR
58147
33421
30403
SPDR SERIES TRUST
S&P BIOTECH
78464A870
856
6084
SH
OTR
0
4402
1682
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
3037
28696
SH
OTR
1,2
0
31
28665
SSGA ACTIVE TR
SPDR DBLELN EMRG
78470P309
40
783
SH
SOLE
0
0
783
SSGA ACTIVE TR
SPDR DBLELN EMRG
78470P309
3423
66970
SH
OTR
0
24684
42286
SSGA ACTIVE TR
SPDR SSGA FXD
78470P507
2225
69218
SH
OTR
0
13989
55229
SSGA ACTIVE TR
SPDR SSGA US SCT
78470P408
6482
160627
SH
OTR
0
104276
56351
STARBUCKS CORP
COM
855244109
499
4677
SH
OTR
0
0
4677
TARGET CORP
COM
87612E106
701
3978
SH
OTR
0
119
3859
UNITED PARCEL SERVICE INC
CL B
911312106
419
2489
SH
OTR
0
0
2489
UNITEDHEALTH GROUP INC
COM
91324P102
457
1293
SH
OTR
0
176
1117
VANECK VECTORS ETF TR
HIGH YLD MUN ETF
92189H409
649
10543
SH
OTR
0
480
10063
VANECK VECTORS ETF TR
INTRMDT MUNI ETF
92189H201
643
12358
SH
OTR
0
567
11791
VANECK VECTORS ETF TR
LONG MUNI ETF
92189F536
748
34465
SH
OTR
0
1579
32886
VANECK VECTORS ETF TRUST
FALLEN ANGEL HG
92189F437
2302
71838
SH
OTR
11063
0
60775
VANGUARD BD INDEX FD INC
LONG TERM BOND
921937793
68
627
SH
SOLE
0
0
627
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
8
101
SH
SOLE
0
0
101
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
4862
58701
SH
OTR
24216
9277
25208
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
6727
76270
SH
OTR
0
6
76264
VANGUARD INDEX FDS
GROWTH ETF
922908736
1402
5480
SH
OTR
1
0
9
5471
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
113
533
SH
SOLE
0
0
533
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
2461
20682
SH
OTR
1
0
0
20682
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
84
313
SH
SOLE
0
0
313
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
626
3220
SH
OTR
2214
1006
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
7106
121767
SH
OTR
3
0
0
121767
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
599
9942
SH
OTR
0
0
9942
VANGUARD INTL EQUITY INDEX F
FTSE PACIFIC ETF
922042866
2365
29723
SH
OTR
3
0
1928
27795
VANGUARD SCOTTSDALE FDS
INTER TERM TREAS
92206C706
1302
18791
SH
OTR
0
0
18791
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
12013
123728
SH
OTR
3
0
0
123728
VANGUARD SCOTTSDALE FDS
LG-TERM COR BD
92206C813
413
3705
SH
OTR
0
0
3705
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
150
2766
SH
SOLE
0
0
2766
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
1207
22389
SH
OTR
0
18475
3914
VANGUARD SCOTTSDALE FDS
SHORT TERM TREAS
92206C102
70
1150
SH
SOLE
0
0
1150
VANGUARD SCOTTSDALE FDS
SHORT TERM TREAS
92206C102
910
14718
SH
OTR
1
0
13641
1077
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
7
80
SH
SOLE
0
0
80
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
3878
46566
SH
OTR
0
0
46566
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
216
2368
SH
OTR
0
2368
0
VANGUARD WORLD FD
MEGA CAP INDEX
921910873
429
3228
SH
OTR
0
201
3027
VANGUARD WORLD FDS
COMM SRVC ETF
92204A884
1512
12568
SH
OTR
0
10077
2491
VANGUARD WORLD FDS
INF TECH ETF
92204A702
985
2793
SH
OTR
0
1131
1662
VERIZON COMMUNICATIONS INC
COM
92343V104
294
4981
SH
SOLE
0
0
4981
VERIZON COMMUNICATIONS INC
COM
92343V104
58
983
SH
OTR
0
884
99
VICTORY PORTFOLIOS II
VICSHS DV AC ETF
92647N667
75
1906
SH
SOLE
0
0
1906
VICTORY PORTFOLIOS II
VICSHS DV AC ETF
92647N667
2555
64319
SH
OTR
0
54237
10082
VISA INC
COM CL A
92826C839
538
2463
SH
OTR
0
211
2252
WALGREENS BOOTS ALLIANCE INC
COM
931427108
286
7229
SH
SOLE
0
0
7229
WALGREENS BOOTS ALLIANCE INC
COM
931427108
47
1161
SH
OTR
0
0
1161
WALMART INC
COM
931142103
324
2271
SH
SOLE
0
0
2271
WALMART INC
COM
931142103
136
950
SH
OTR
0
444
506
WASTE MGMT INC DEL
COM
94106L109
336
2777
SH
SOLE
0
0
2777
WISDOMTREE TR
EM EX ST-OWNED
97717X578
6
160
SH
SOLE
0
0
160
WISDOMTREE TR
EM EX ST-OWNED
97717X578
2996
75434
SH
OTR
39381
19757
16296
WISDOMTREE TR
FUTRE STRAT FD
97717W125
184
4966
SH
SOLE
0
0
4966