0001664626-17-000002.txt : 20170210 0001664626-17-000002.hdr.sgml : 20170210 20170210130846 ACCESSION NUMBER: 0001664626-17-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170210 DATE AS OF CHANGE: 20170210 EFFECTIVENESS DATE: 20170210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Penserra Capital Management LLC CENTRAL INDEX KEY: 0001593324 IRS NUMBER: 270159296 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17117 FILM NUMBER: 17591616 BUSINESS ADDRESS: STREET 1: 140 BROADWAY STREET 2: 46TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 646-459-0581 MAIL ADDRESS: STREET 1: 140 BROADWAY STREET 2: 46TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001593324 XXXXXXXX 12-31-2016 12-31-2016 Penserra Capital Management LLC
140 BROADWAY 46TH FLOOR NEW YORK NY 10005
13F HOLDINGS REPORT 028-17117 N
Anthony Castelli CCO 646-459-0581 Anthony Castelli New York NY 02-10-2017 5 1057 874745 false 1 0001457320 EXCHANGE TRADED CONCEPTS, LLC 2 0001645173 ETF MANAGERS GROUP, LLC 3 0001599368 Innovator Management LLC 4 0001540305 ETF Series Solutions 5 0001633061 Amplify ETF Trust
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4200 SH DFND 1 0 0 4200 THERMO FISHER SCIENTIFIC INC COM 883556102 148 1050 SH DFND 1 0 0 1050 TIME WARNER INC COM NEW 887317303 145 1512 SH DFND 1 0 0 1512 TRIANGLE CAP CORP COM 895848109 11 644 SH DFND 1 0 0 644 TRIPADVISOR INC COM 896945201 89 1932 SH DFND 1 0 0 1932 UGI CORP NEW COM 902681105 143 3108 SH DFND 1 0 0 3108 UMH PPTYS INC COM 903002103 5 397 SH DFND 1 0 0 397 VMWARE INC CL A COM 928563402 132 1680 SH DFND 1 0 0 1680 WABTEC CORP COM 929740108 160 1932 SH DFND 1 0 0 1932 WADDELL & REED FINL INC CL A 930059100 26 1353 SH DFND 1 0 0 1353 WALGREENS BOOTS ALLIANCE INC COM 931427108 166 2016 SH DFND 1 0 0 2016 WEIBO CORP SPONSORED ADR 948596101 322 7937 SH DFND 1 0 0 7937 WESTERN DIGITAL CORP COM 958102105 142 2100 SH DFND 1 0 0 2100 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 67 1148 SH DFND 1 0 0 1148 WESTERN REFNG INC COM 959319104 33 893 SH DFND 1 0 0 893 WESTWOOD HLDGS GROUP INC COM 961765104 7 122 SH DFND 1 0 0 122 WEYERHAEUSER CO COM 962166104 264 8779 SH DFND 1 0 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TR SR FLG RTE INCM FD COM 33733U108 5 425 SH DFND 1 0 0 425 TR HIGH INCOME L/S FD COM 33738E109 9 563 SH DFND 1 0 0 563 & CRUMRINE DYN PFD SHS 33848W106 7 310 SH DFND 1 0 0 310 FORTRESS INVESTMENT GROUP LL CL A 34958B106 15 3109 SH DFND 1 0 0 3109 FRANKLIN STREET PPTYS CORP COM 35471R106 16 1245 SH DFND 1 0 0 1245 GEO GROUP INC NEW COM 36162J106 31 868 SH DFND 1 0 0 868 GSV CAP CORP COM 36191J101 1 390 SH DFND 1 0 0 390 GAMING & LEISURE PPTYS INC COM 36467J108 68 2246 SH DFND 1 0 0 2246 GLOBAL PARTNERS LP COM UNITS 37946R109 7 362 SH DFND 1 0 0 362 GOLUB CAP BDC INC COM 38173M102 15 832 SH DFND 1 0 0 832 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 15 837 SH DFND 1 0 0 837 STRATEGIC OPP FD COM SBI 40167F101 4 252 SH DFND 1 0 0 252 HCP INC COM 40414L109 164 5524 SH DFND 1 0 0 5524 HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 41013T105 12 794 SH DFND 1 0 0 794 HANCOCK JOHN PFD INCOME FD SH BEN INT 41013W108 8 417 SH DFND 1 0 0 417 JOHN PFD INCOME FD I COM 41013X106 6 342 SH DFND 1 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COM 48668E101 2 577 SH DFND 1 0 0 577 CAP & INCOME FD INC COM 50208A102 3 282 SH DFND 1 0 0 282 MASON BW GLB INC OPP FD COM 52469B100 3 336 SH DFND 1 0 0 336 MFA FINL INC COM 55272X102 46 6030 SH DFND 1 0 0 6030 MFS INTER INCOME TR SH BEN INT 55273C107 8 1939 SH DFND 1 0 0 1939 MTGE INVT CORP COM ADDED 55378A105 11 740 SH DFND 1 0 0 740 MACYS INC COM 55616P104 120 3360 SH DFND 1 0 0 3360 MAIN STREET CAPITAL CORP COM 56035L104 28 778 SH DFND 1 0 0 778 MANNING & NAPIER INC CL A 56382Q102 1 209 SH DFND 1 0 0 209 MEDICAL PPTYS TRUST INC COM 58463J304 45 3670 SH DFND 1 0 0 3670 MEDLEY CAP CORP COM 58503F106 6 885 SH DFND 1 0 0 885 MERCADOLIBRE INC COM 58733R102 1233 7897 SH DFND 1 0 0 7897 MOLSON COORS BREWING CO CL B 60871R209 106 1092 SH DFND 1 0 0 1092 MOMO INC ADR 60879B107 709 38579 SH DFND 1 0 0 38579 MONSANTO CO NEW COM 61166W101 123 1176 SH DFND 1 0 0 1176 NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 20 965 SH DFND 1 0 0 965 NATIONAL HEALTH INVS INC COM 63633D104 31 418 SH DFND 1 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2184 SH DFND 1 0 0 2184 INVESCO LTD SHS G491BT108 204 6744 SH DFND 1 0 0 6744 MALLINCKRODT PUB LTD CO SHS G5785G107 83 1680 SH DFND 1 0 0 1680 PENTAIR PLC SHS G7S00T104 110 1974 SH DFND 1 0 0 1974 SHIP FINANCE INTERNATIONAL L SHS G81075106 11 778 SH DFND 1 0 0 778 SINA CORP ORD G81477104 989 16270 SH DFND 1 0 0 16270 PERRIGO CO PLC SHS G97822103 349 4200 SH DFND 1 0 0 4200 CAESARSTONE LTD ORD SHS M20598104 77 2688 SH DFND 1 0 0 2688 CHECK POINT SOFTWARE TECH LT ORD M22465104 482 5712 SH DFND 1 0 0 5712 MOBILEYE N V AMSTELVEEN ORD SHS N51488117 160 4200 SH DFND 1 0 0 4200 YANDEX N V SHS CLASS A N97284108 1354 67297 SH DFND 1 0 0 67297 MAKEMYTRIP LIMITED MAURITIUS SHS V5633W109 190 8572 SH DFND 1 0 0 8572 GOLAR LNG PARTNERS LP COM UNIT LPI Y2745C102 19 824 SH DFND 1 0 0 824 SCORPIO TANKERS INC SHS Y7542C106 9 2206 SH DFND 1 0 0 2206 SEADRILL PARTNERS LLC COMUNIT REP LB Y7545W109 3 788 SH DFND 1 0 0 788 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 10 705 SH DFND 1 0 0 705 TEEKAY 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