0001593324-17-000006.txt : 20171026 0001593324-17-000006.hdr.sgml : 20171026 20171026163211 ACCESSION NUMBER: 0001593324-17-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171026 DATE AS OF CHANGE: 20171026 EFFECTIVENESS DATE: 20171026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Penserra Capital Management LLC CENTRAL INDEX KEY: 0001593324 IRS NUMBER: 270159296 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17117 FILM NUMBER: 171156693 BUSINESS ADDRESS: STREET 1: 140 BROADWAY STREET 2: 46TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 646-459-0581 MAIL ADDRESS: STREET 1: 140 BROADWAY STREET 2: 46TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001593324 XXXXXXXX 09-30-2017 09-30-2017 Penserra Capital Management LLC

140 BROADWAY 46TH FLOOR NEW YORK NY 10005

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DFND 1 0 0 984 PIMCO INCOME STRATEGY FUND COM 72201H108 3 324 SH DFND 1 0 0 324 PIMCO INCOME STRATEGY FUND I COM 72201J104 8 780 SH DFND 1 0 0 780 PIMCO DYNAMIC INCOME FD SHS 72201Y101 19 636 SH DFND 1 0 0 636 PIMCO HIGH INCOME FD COM SHS 722014107 13 1680 SH DFND 1 0 0 1680 PIMCO INCOME OPPORTUNITY FD COM 72202B100 5 192 SH DFND 1 0 0 192 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 41 1800 SH DFND 1 0 0 1800 PIONEER HIGH INCOME TR COM 72369H106 3 384 SH DFND 1 0 0 384 PIONEER FLOATING RATE TR COM 72369J102 3 324 SH DFND 1 0 0 324 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 120 5669 SH DFND 1 0 0 5669 PLAINS GP HLDGS L P LTD PARTNR INT A 72651A207 74 3387 SH DFND 1 0 0 3387 PRICELINE GRP INC COM NEW 741503403 328 177 SH DFND 1 0 0 177 PRINCIPAL FINL GROUP INC COM 74251V102 13 213 SH DFND 1 0 0 213 PROSPECT CAPITAL CORPORATION COM 74348T102 31 4716 SH DFND 1 0 0 4716 PRUDENTIAL GLB SHT DUR HG YL COM 74433A109 8 540 SH DFND 1 0 0 540 PRUDENTIAL SHT DURATION HG Y COM 74442F107 6 432 SH DFND 1 0 0 432 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 3 756 SH DFND 1 0 0 756 QIWI PLC SPON ADR REP B 74735M108 1568 92591 SH DFND 1 0 0 92591 QORVO INC COM 74736K101 130 1829 SH DFND 1 0 0 1829 QUALCOMM INC COM 747525103 171 3304 SH DFND 1 0 0 3304 RLJ LODGING TR COM 74965L101 51 2325 SH DFND 1 0 0 2325 REALTY INCOME CORP COM 756109104 205 3596 SH DFND 1 0 0 3596 RED HAT INC COM 756577102 291 2596 SH DFND 1 0 0 2596 REDWOOD TR INC COM 758075402 16 996 SH DFND 1 0 0 996 RETAIL PPTYS AMER INC CL A 76131V202 40 3072 SH DFND 1 0 0 3072 ROCKWELL AUTOMATION INC COM 773903109 383 2124 SH DFND 1 0 0 2124 ROCKWELL COLLINS INC COM 774341101 15 118 SH DFND 1 0 0 118 RYMAN HOSPITALITY PPTYS INC COM 78377T107 43 684 SH DFND 1 0 0 684 S&P GLOBAL INC COM 78409V104 159 1023 SH DFND 1 0 0 1023 SEI INVESTMENTS CO COM 784117103 438 7138 SH DFND 1 0 0 7138 SABRA HEALTH CARE REIT INC COM 78573L106 43 2009 SH DFND 1 0 0 2009 SCHEIN HENRY INC COM 806407102 315 3894 SH DFND 1 0 0 3894 SCHWAB CHARLES CORP NEW COM 808513105 164 3768 SH DFND 1 0 0 3768 SELECT INCOME REIT COM SH BEN INT 81618T100 19 840 SH DFND 1 0 0 840 SEMGROUP CORP CL A 81663A105 18 648 SH DFND 1 0 0 648 SENIOR HSG PPTYS TR SH BEN INT 81721M109 60 3129 SH DFND 1 0 0 3129 SIMON PPTY GROUP INC NEW COM 828806109 652 4087 SH DFND 1 0 0 4087 SNAP ON INC COM 833034101 183 1239 SH DFND 1 0 0 1239 SOHU COM INC COM 83408W103 3215 59046 SH DFND 1 0 0 59046 SOLAR CAP LTD COM 83413U100 10 492 SH DFND 1 0 0 492 SOLAR SR CAP LTD COM 83416M105 3 180 SH DFND 1 0 0 180 SOUTHWEST AIRLS CO COM 844741108 231 4130 SH DFND 1 0 0 4130 SPECTRA ENERGY PARTNERS LP COM 84756N109 35 804 SH DFND 1 0 0 804 SPIRIT RLTY CAP INC NEW COM 84860W102 53 6215 SH DFND 1 0 0 6215 SPLUNK INC COM 848637104 227 3422 SH DFND 1 0 0 3422 STAG INDL INC COM 85254J102 34 1236 SH DFND 1 0 0 1236 STANLEY BLACK & DECKER INC COM 854502101 282 1829 SH DFND 1 0 0 1829 STARWOOD PPTY TR INC COM 85571B105 74 3412 SH DFND 1 0 0 3412 STATE STR CORP COM 857477103 160 1677 SH DFND 1 0 0 1677 STELLUS CAP INVT CORP COM 858568108 2 204 SH DFND 1 0 0 204 STONE HBR EMERG MRKTS INC FD COM 86164T107 3 216 SH DFND 1 0 0 216 STONE HBR EMERG MKTS TL INC COM 86164W100 2 132 SH DFND 1 0 0 132 STORE CAP CORP COM 862121100 53 2136 SH DFND 1 0 0 2136 STRYKER CORP COM 863667101 279 1947 SH DFND 1 0 0 1947 SUMMIT MIDSTREAM PARTNERS LP COM UNIT LTD 866142102 12 612 SH DFND 1 0 0 612 SUNOCO LP COM U REP LP 86765K109 20 660 SH DFND 1 0 0 660 SYNOPSYS INC COM 871607107 359 4425 SH DFND 1 0 0 4425 TC PIPELINES LP UT COM LTD PRT 87233Q108 33 636 SH DFND 1 0 0 636 TD AMERITRADE HLDG CORP COM 87236Y108 14 288 SH DFND 1 0 0 288 TCP CAP CORP COM 87238Q103 12 768 SH DFND 1 0 0 768 THL CR INC COM 872438106 4 432 SH DFND 1 0 0 432 TICC CAPITAL CORP COM 87244T109 4 672 SH DFND 1 0 0 672 TPG SPECIALTY LENDING INC COM 87265K102 11 552 SH DFND 1 0 0 552 TALLGRASS ENERGY PARTNERS LP COM UNIT 874697105 24 504 SH DFND 1 0 0 504 TANGER FACTORY OUTLET CTRS I COM 875465106 31 1272 SH DFND 1 0 0 1272 TARGA RES CORP COM 87612G101 127 2712 SH DFND 1 0 0 2712 TAUBMAN CTRS INC COM 876664103 38 792 SH DFND 1 0 0 792 TEMPLETON EMERG MKTS INCOME COM 880192109 7 636 SH DFND 1 0 0 636 TEMPLETON GLOBAL INCOME FD COM 880198106 11 1764 SH DFND 1 0 0 1764 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 129 7021 SH DFND 1 0 0 7021 TEXTRON INC COM 883203101 321 5900 SH DFND 1 0 0 5900 THERMO FISHER SCIENTIFIC INC COM 883556102 282 1475 SH DFND 1 0 0 1475 THOMSON REUTERS CORP COM 884903105 13 291 SH DFND 1 0 0 291 TIME WARNER INC COM NEW 887317303 218 2124 SH DFND 1 0 0 2124 TRACTOR SUPPLY CO COM 892356106 185 2950 SH DFND 1 0 0 2950 TRIANGLE CAP CORP COM 895848109 8 624 SH DFND 1 0 0 624 TRIPLEPOINT VENTURE GROWTH B COM 89677Y100 2 204 SH DFND 1 0 0 204 21VIANET GROUP INC SPONSORED ADR 90138A103 778 136843 SH DFND 1 0 0 136843 TWO HBRS INVT CORP COM 90187B101 46 4597 SH DFND 1 0 0 4597 UGI CORP NEW COM 902681105 207 4366 SH DFND 1 0 0 4366 US BANCORP DEL COM NEW 902973304 42 798 SH DFND 1 0 0 798 UNITI GROUP INC COM 91325V108 30 2100 SH DFND 1 0 0 2100 VARIAN MED SYS INC COM 92220P105 206 2065 SH DFND 1 0 0 2065 VENTAS INC COM 92276F100 293 4598 SH DFND 1 0 0 4598 VEREIT INC COM 92339V100 107 12809 SH DFND 1 0 0 12809 VIPER ENERGY PARTNERS LP COM UNT RP INT 92763M105 9 516 SH DFND 1 0 0 516 VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 5182 589584 SH DFND 1 0 0 589584 VIRTU FINL INC CL A 928254101 88 5436 SH DFND 1 0 0 5436 VIRTUS INVT PARTNERS INC COM 92828Q109 42 369 SH DFND 1 0 0 369 VIRTUS GLOBAL MULTI-SEC INC COM 92829B101 2 144 SH DFND 1 0 0 144 VMWARE INC CL A COM 928563402 259 2360 SH DFND 1 0 0 2360 VOYA PRIME RATE TR SH BEN INT 92913A100 10 1968 SH DFND 1 0 0 1968 W P CAREY INC COM 92936U109 95 1404 SH DFND 1 0 0 1404 WABTEC CORP COM 929740108 207 2714 SH DFND 1 0 0 2714 WADDELL & REED FINL INC CL A 930059100 22 1092 SH DFND 1 0 0 1092 WALGREENS BOOTS ALLIANCE INC COM 931427108 244 3186 SH DFND 1 0 0 3186 WASHINGTON PRIME GROUP NEW COM 93964W108 19 2340 SH DFND 1 0 0 2340 WEIBO CORP SPONSORED ADR 948596101 6567 66374 SH DFND 1 0 0 66374 WEINGARTEN RLTY INVS SH BEN INT 948741103 49 1548 SH DFND 1 0 0 1548 WELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD 94987B105 8 936 SH DFND 1 0 0 936 WELLS FARGO MULTI SECTOR INC COM 94987D101 6 456 SH DFND 1 0 0 456 WELLTOWER INC COM 95040Q104 333 4793 SH DFND 1 0 0 4793 WESTERN ASSET EMRG MKT DEBT COM 95766A101 6 408 SH DFND 1 0 0 408 WESTERN ASSET GLB HI INCOME COM 95766B109 6 600 SH DFND 1 0 0 600 WESTERN ASSET HIGH INCM FD I COM 95766J102 8 1152 SH DFND 1 0 0 1152 WESTERN ASSET HIGH INCM OPP COM 95766K109 8 1716 SH DFND 1 0 0 1716 WESTERN ASSET CLYM INFL SEC COM SH BEN INT 95766Q106 4 384 SH DFND 1 0 0 384 WESTERN ASSET CLYM INFL OPP COM 95766R104 9 804 SH DFND 1 0 0 804 WESTERN ASSET HGH YLD DFNDFD COM 95768B107 4 300 SH DFND 1 0 0 300 WESTERN ASSET MTG DEF OPPTY COM 95790B109 3 132 SH DFND 1 0 0 132 WESTERN ASSET GLOBAL CP DEFI COM 95790C107 3 192 SH DFND 1 0 0 192 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 54 1071 SH DFND 1 0 0 1071 WESTERN REFNG LOGISTICS LP COM UNIT REP LTP 95931Q205 12 492 SH DFND 1 0 0 492 WESTWOOD HLDGS GROUP INC COM 961765104 6 96 SH DFND 1 0 0 96 WHITEHORSE FIN INC COM 96524V106 1 72 SH DFND 1 0 0 72 WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 96949L105 122 3152 SH DFND 1 0 0 3152 WISDOMTREE INVTS INC COM 97717P104 192 18792 SH DFND 1 0 0 18792 XILINX INC COM 983919101 282 4012 SH DFND 1 0 0 4012 XENIA HOTELS & RESORTS INC COM 984017103 29 1404 SH DFND 1 0 0 1404 XYLEM INC COM 98419M100 336 5310 SH DFND 1 0 0 5310 YY INC ADS REPCOM CLA 98426T106 5764 66429 SH DFND 1 0 0 66429 ZIMMER BIOMET HLDGS INC COM 98956P102 194 1652 SH DFND 1 0 0 1652 ZOETIS INC CL A 98978V103 244 3835 SH DFND 1 0 0 3835 ESSENT GROUP LTD COM G3198U102 824 20361 SH DFND 2 0 0 20361 SINA CORP ORD G81477104 2879 25112 SH DFND 2 0 0 25112 ADVANCED ENERGY INDS COM 007973100 1806 22366 SH DFND 2 0 0 22366 ALARM COM HLDGS INC COM 011642105 2478 54862 SH DFND 2 0 0 54862 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2512 14546 SH DFND 2 0 0 14546 ALIGN TECHNOLOGY INC COM 016255101 2456 13188 SH DFND 2 0 0 13188 APPLIED MATLS INC COM 038222105 2756 52918 SH DFND 2 0 0 52918 ARISTA NETWORKS INC COM 040413106 2941 15516 SH DFND 2 0 0 15516 AUTOHOME INC SP ADR RP CL A 05278C107 2662 44308 SH DFND 2 0 0 44308 CBOE HLDGS INC COM 12503M108 832 7732 SH DFND 2 0 0 7732 CARMAX INC COM 143130102 416 5500 SH DFND 2 0 0 5500 CELGENE CORP COM 151020104 821 5637 SH DFND 2 0 0 5637 CENTENE CORP DEL COM 15135B101 1697 17545 SH DFND 2 0 0 17545 CHINA LODGING GROUP LTD SPONSORED ADR 16949N109 2845 23947 SH DFND 2 0 0 23947 COGNEX CORP COM 192422103 2463 22341 SH DFND 2 0 0 22341 COHERENT INC COM 192479103 2360 10037 SH DFND 2 0 0 10037 CONTROL4 CORP COM 21240D107 2544 86377 SH DFND 2 0 0 86377 CORCEPT THERAPEUTICS INC COM 218352102 417 21624 SH DFND 2 0 0 21624 CORESITE RLTY CORP COM 21870Q105 831 7429 SH DFND 2 0 0 7429 ELECTRONIC ARTS INC COM 285512109 1678 14218 SH DFND 2 0 0 14218 FACEBOOK INC CL A 30303M102 842 4932 SH DFND 2 0 0 4932 FIVE BELOW INC COM 33829M101 1677 30567 SH DFND 2 0 0 30567 FOX FACTORY HLDG CORP COM 35138V102 2438 56572 SH DFND 2 0 0 56572 GLOBAL PMTS INC COM 37940X102 407 4289 SH DFND 2 0 0 4289 GRUBHUB INC COM 400110102 840 15963 SH DFND 2 0 0 15963 GRUPO SUPERVIELLE S A SPONSORED ADR 40054A108 2566 103968 SH DFND 2 0 0 103968 GUIDEWIRE SOFTWARE INC COM 40171V100 821 10556 SH DFND 2 0 0 10556 KEMET CORP COM NEW 488360207 2646 125248 SH DFND 2 0 0 125248 LAM RESEARCH CORP COM 512807108 3095 16728 SH DFND 2 0 0 16728 MASTERCARD INCORPORATED CL A 57636Q104 413 2926 SH DFND 2 0 0 2926 MEDIDATA SOLUTIONS INC COM 58471A105 834 10686 SH DFND 2 0 0 10686 MICRO FOCUS INTERNATIONAL PL SPON ADR NEW ADDED 594837304 396 12432 SH DFND 2 0 0 12432 MICROCHIP TECHNOLOGY INC COM 595017104 828 9228 SH DFND 2 0 0 9228 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 1737 19683 SH DFND 2 0 0 19683 NVIDIA CORP COM 67066G104 2946 16484 SH DFND 2 0 0 16484 NUTRI SYS INC NEW COM 67069D108 1710 30592 SH DFND 2 0 0 30592 OLD DOMINION FGHT LINES INC COM 679580100 414 3765 SH DFND 2 0 0 3765 PAYCOM SOFTWARE INC COM 70432V102 1653 22055 SH DFND 2 0 0 22055 PAYPAL HLDGS INC COM 70450Y103 1648 25738 SH DFND 2 0 0 25738 PLANET FITNESS INC CL A 72703H101 1643 60899 SH DFND 2 0 0 60899 RED HAT INC COM 756577102 815 7355 SH DFND 2 0 0 7355 STAMPS COM INC COM NEW 852857200 2829 13962 SH DFND 2 0 0 13962 TAL ED GROUP SPONSORED ADS 874080104 3011 89341 SH DFND 2 0 0 89341 THOR INDS INC COM 885160101 434 3453 SH DFND 2 0 0 3453 UNIVERSAL DISPLAY CORP COM 91347P105 2911 22595 SH DFND 2 0 0 22595 VISA INC COM CL A 92826C839 413 3933 SH DFND 2 0 0 3933 VMWARE INC CL A COM 928563402 409 3753 SH DFND 2 0 0 3753 WEIBO CORP SPONSORED ADR 948596101 413 4176 SH DFND 2 0 0 4176 WINNEBAGO INDS INC COM 974637100 1643 36732 SH DFND 2 0 0 36732 YY INC ADS REPCOM CLA 98426T106 2913 33577 SH DFND 2 0 0 33577 MEDTRONIC PLC SHS G5960L103 304 3915 SH DFND 3 0 0 3915 CIMPRESS N V SHS EURO N20146101 1543 15807 SH DFND 3 0 0 15807 MAKEMYTRIP LIMITED MAURITIUS SHS V5633W109 1036 36065 SH DFND 3 0 0 36065 AT&T INC COM 00206R102 543 13900 SH DFND 3 0 0 13900 AT&T INC CALL 00206R902 0 69 SH Call DFND 3 0 0 69 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1974 11432 SH DFND 3 0 0 11432 AMAZON COM INC COM 023135106 2881 2997 SH DFND 3 0 0 2997 AMERICAN EXPRESS CO COM 025816109 534 5905 SH DFND 3 0 0 5905 AMERICAN EXPRESS CO CALL 025816909 0 38 SH Call DFND 3 0 0 38 ANDEAVOR LOGISTICS LP COM UNIT LP INT ADDED 03350F106 88 1776 SH DFND 3 0 0 1776 APOLLO SR FLOATING RATE FD I COM 037636107 54 3251 SH DFND 3 0 0 3251 APPLE INC COM 037833100 552 3594 SH DFND 3 0 0 3594 APPLE INC CALL 037833900 0 35 SH Call DFND 3 0 0 35 AVENUE INCOME CR STRATEGIES COM 05358E106 107 7263 SH DFND 3 0 0 7263 BLACKROCK FLOATING RATE INCO COM 091941104 32 2303 SH DFND 3 0 0 2303 BLACKROCK FLOAT RATE OME STR COM 09255X100 59 4137 SH DFND 3 0 0 4137 BLACKSTONE GSO FLTING RTE FU COM 09256U105 42 2421 SH DFND 3 0 0 2421 BLACKSTONE GSO LNG SHRT CR I COM SHS BN INT 09257D102 80 4996 SH DFND 3 0 0 4996 BOEING CO COM 097023105 542 2135 SH DFND 3 0 0 2135 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 90 1566 SH DFND 3 0 0 1566 CARVANA CO CL A 146869102 4773 325143 SH DFND 3 0 0 325143 CATERPILLAR INC DEL COM 149123101 561 4500 SH DFND 3 0 0 4500 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 92 3204 SH DFND 3 0 0 3204 CHEVRON CORP NEW COM 166764100 547 4660 SH DFND 3 0 0 4660 CHEVRON CORP NEW CALL 166764900 0 46 SH Call DFND 3 0 0 46 COPART INC COM 217204106 3218 93645 SH DFND 3 0 0 93645 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 1344 25489 SH DFND 3 0 0 25489 DCP MIDSTREAM LP COM UT LTD PTN 23311P100 97 2790 SH DFND 3 0 0 2790 DOMINION ENERGY INC COM 25746U109 301 3920 SH DFND 3 0 0 3920 DOWDUPONT INC COM ADDED 26078J100 324 4615 SH DFND 3 0 0 4615 EATON VANCE SR INCOME TR SH BEN INT 27826S103 52 7904 SH DFND 3 0 0 7904 EATON VANCE FLTING RATE INC COM 278279104 47 3249 SH DFND 3 0 0 3249 EATON VANCE SR FLTNG RTE TR COM 27828Q105 54 3690 SH DFND 3 0 0 3690 EATON VANCE FLTG RATE INCOM COM SHS BEN INT 278284104 47 2863 SH DFND 3 0 0 2863 EBAY INC COM 278642103 3301 85232 SH DFND 3 0 0 85232 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 91 5745 SH DFND 3 0 0 5745 ENBRIDGE ENERGY MANAGEMENT L SHS UNITS LLI 29250X103 93 6051 SH DFND 3 0 0 6051 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 84 4914 SH DFND 3 0 0 4914 ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT 29278N103 86 4707 SH DFND 3 0 0 4707 ENLINK MIDSTREAM PARTNERS LP COM UNIT REP LTD 29336U107 90 5448 SH DFND 3 0 0 5448 ETSY INC COM 29786A106 4555 269868 SH DFND 3 0 0 269868 EXPEDIA INC DEL COM NEW 30212P303 2996 20408 SH DFND 3 0 0 20408 FTD COS INC COM 30281V108 1853 142147 SH DFND 3 0 0 142147 FIRST TR SR FLG RTE INCM FD COM 33733U108 67 5023 SH DFND 3 0 0 5023 GENESIS ENERGY L P UNIT LTD PARTN 371927104 85 3264 SH DFND 3 0 0 3264 GOLDMAN SACHS GROUP INC COM 38141G104 514 2170 SH DFND 3 0 0 2170 GRUBHUB INC COM 400110102 3324 63129 SH DFND 3 0 0 63129 HSN INC COM 404303109 3131 80182 SH DFND 3 0 0 80182 HOME DEPOT INC COM 437076102 319 1955 SH DFND 3 0 0 1955 IAC INTERACTIVECORP COM 44919P508 3470 29517 SH DFND 3 0 0 29517 INVESCO SR INCOME TR COM 46131H107 58 12946 SH DFND 3 0 0 12946 INVESCO DYNAMIC CR OPP FD COM 46132R104 99 8290 SH DFND 3 0 0 8290 JPMORGAN CHASE & CO COM 46625H100 520 5450 SH DFND 3 0 0 5450 JD COM INC SPON ADR CL A 47215P106 1448 37929 SH DFND 3 0 0 37929 JOHNSON & JOHNSON COM 478160104 416 3200 SH DFND 3 0 0 3200 LANDS END INC NEW COM 51509F105 1562 118346 SH DFND 3 0 0 118346 LIBERTY INTERACTIVE CORP QVC GP COM SER A 53071M104 3181 134974 SH DFND 3 0 0 134974 MPLX LP COM UNIT REP LTD 55336V100 90 2565 SH DFND 3 0 0 2565 MCDONALDS CORP COM 580135101 528 3371 SH DFND 3 0 0 3371 MERCADOLIBRE INC COM 58733R102 1466 5665 SH DFND 3 0 0 5665 MICROSOFT CORP COM 594918104 323 4342 SH DFND 3 0 0 4342 NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 119 10041 SH DFND 3 0 0 10041 NETFLIX INC COM 64110L106 3302 18208 SH DFND 3 0 0 18208 NUSTAR ENERGY LP UNIT COM 67058H102 88 2175 SH DFND 3 0 0 2175 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 63 5395 SH DFND 3 0 0 5395 NUVEEN SR INCOME FD COM 67067Y104 50 7523 SH DFND 3 0 0 7523 NUTRI SYS INC NEW COM 67069D108 3162 56570 SH DFND 3 0 0 56570 NUVEEN FLOATING RATE INCOME COM 67072T108 49 4276 SH DFND 3 0 0 4276 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 106 12572 SH DFND 3 0 0 12572 NUVEEN SHT DUR CR OPP FD COM 67074X107 58 3344 SH DFND 3 0 0 3344 FLWS/1-800 FLOWERS CL A 68243Q106 2711 275241 SH DFND 3 0 0 275241 OVERSTOCK COM INC DEL COM 690370101 4938 166268 SH DFND 3 0 0 166268 PAYPAL HLDGS INC COM 70450Y103 3701 57809 SH DFND 3 0 0 57809 PEPSICO INC COM 713448108 318 2860 SH DFND 3 0 0 2860 PETMED EXPRESS INC COM 716382106 3978 120028 SH DFND 3 0 0 120028 PHILIP MORRIS INTL INC COM 718172109 317 2860 SH DFND 3 0 0 2860 PIONEER FLOATING RATE TR COM 72369J102 66 5554 SH DFND 3 0 0 5554 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 85 4032 SH DFND 3 0 0 4032 PLAINS GP HLDGS L P LTD PARTNR INT A 72651A207 84 3867 SH DFND 3 0 0 3867 PRICELINE GRP INC COM NEW 741503403 2806 1511 SH DFND 3 0 0 1511 PROCTER AND GAMBLE CO COM 742718109 518 5700 SH DFND 3 0 0 5700 SHOPIFY INC CL A 82509L107 1899 16308 SH DFND 3 0 0 16308 SHUTTERFLY INC COM 82568P304 2639 54437 SH DFND 3 0 0 54437 STAMPS COM INC COM NEW 852857200 5197 25650 SH DFND 3 0 0 25650 TC PIPELINES LP UT COM LTD PRT 87233Q108 91 1707 SH DFND 3 0 0 1707 THL CR SR LN FD COM 87244R103 56 3225 SH DFND 3 0 0 3225 TALLGRASS ENERGY PARTNERS LP COM UNIT 874697105 90 1890 SH DFND 3 0 0 1890 TRIVAGO N V SPON ADS A SHS 89686D105 832 76735 SH DFND 3 0 0 76735 TRIPADVISOR INC COM 896945201 2546 62837 SH DFND 3 0 0 62837 UNITED TECHNOLOGIES CORP COM 913017109 319 2755 SH DFND 3 0 0 2755 UNITEDHEALTH GROUP INC COM 91324P102 540 2760 SH DFND 3 0 0 2760 UNITEDHEALTH GROUP INC CALL 91324P902 0 27 SH Call DFND 3 0 0 27 VALERO ENERGY CORP NEW COM 91913Y100 341 4440 SH DFND 3 0 0 4440 VALERO ENERGY CORP NEW CALL 91913Y900 0 44 SH Call DFND 3 0 0 44 VIPER ENERGY PARTNERS LP COM UNT RP INT 92763M105 97 5175 SH DFND 3 0 0 5175 VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 846 96340 SH DFND 3 0 0 96340 VISA INC COM CL A 92826C839 336 3200 SH DFND 3 0 0 3200 VOYA PRIME RATE TR SH BEN INT 92913A100 70 13490 SH DFND 3 0 0 13490 WAL-MART STORES INC COM 931142103 420 5380 SH DFND 3 0 0 5380 WAYFAIR INC CL A 94419L101 3948 58579 SH DFND 3 0 0 58579 WESTERN ASSET CORPORATE LN F COM 95790J102 59 5447 SH DFND 3 0 0 5447 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 88 1731 SH DFND 3 0 0 1731 WESTERN REFNG LOGISTICS LP COM UNIT REP LTP 95931Q205 88 3399 SH DFND 3 0 0 3399