0001580642-17-000909.txt : 20170214 0001580642-17-000909.hdr.sgml : 20170214 20170214160716 ACCESSION NUMBER: 0001580642-17-000909 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 EFFECTIVENESS DATE: 20170214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Balter Liquid Alternatives, LLC CENTRAL INDEX KEY: 0001592450 IRS NUMBER: 800954884 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17474 FILM NUMBER: 17608675 BUSINESS ADDRESS: STREET 1: 125 HIGH STREET STREET 2: OLIVER STREET TOWER, SUITE 802 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-742-4226 MAIL ADDRESS: STREET 1: 125 HIGH STREET STREET 2: OLIVER STREET TOWER, SUITE 802 CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001592450 XXXXXXXX 12-31-2016 12-31-2016 false Balter Liquid Alternatives, LLC

125 High Street Oliver Street Tower, Suite 802 Boston MA 02110

13F COMBINATION REPORT 028-17474 0001604831 028-16781 Millrace Asset Group, Inc. 0001386892 028-13123 APIS CAPITAL ADVISORS, LLC 0001633703 028-16737 12th Street Asset Management Company, LLC N James Fricano 857-383-3478 /s/ James Fricano Boston MA 02-14-2017 0 38 43933 INFORMATION TABLE 2 infotable.xml SUNOPTA INC COM 8676EP108 357 50637 SH SOLE 50637 0 0 WINTHROP RLTY TR SH BEN INT NEW 976391300 361 45985 SH SOLE 0 0 0 NEW YORK REIT INC COM 64976L109 400 39572 SH SOLE 39572 0 0 SUPERVALU INC COM 868536103 168 36045 SH SOLE 36045 0 0 FIREEYE INC COM 31816Q101 287 24082 SH SOLE 24082 0 0 GRAY TELEVISION INC COM 389375106 224 20621 SH SOLE 20621 0 0 PAYPAL HLDGS INC COM 70450Y103 658 16666 SH SOLE 16666 0 0 PFIZER INC COM 717081103 479 14740 SH SOLE 14740 0 0 COMMMUNITY HEALTH SYS INC NEW COM 203668108 70 12447 SH SOLE 12447 0 0 SHUTTERFLY INC COM 82568P304 598 11926 SH SOLE 11926 0 0 GENERAL MLS INC COM 370334104 538 8711 SH SOLE 8711 0 0 PEPSICO INC COM 713448108 865 8264 SH SOLE 8264 0 0 DOW CHEM CO COM 260543103 465 8133 SH SOLE 8133 0 0 ASSURED GUARANTY LTD COM G0585R106 290 7682 SH SOLE 7682 0 0 DEL TECHNOLOGIES INC COM CL V 24703L103 206 3752 SH SOLE 3752 0 0 ALLERGAN PLC SHS G0177J108 648 3084 SH SOLE 3084 0 0 CORNING INC COM 219350105 528 21750 SH SOLE 21750 0 0 FERRO CORP COM 315405100 2761 192642 SH SOLE 192642 0 0 NCI BUILDING SYS INC COM NEW 628852204 2766 176729 SH SOLE 176729 0 0 SHORETEL INC COM 825211105 1226 171444 SH SOLE 171444 0 0 BOINGO WIRELESS INC COM 09739C102 2090 171428 SH SOLE 171428 0 0 BRIGHTCOVE INC COM 10921T101 980 121770 SH SOLE 121770 0 0 TRINITY BIOTECH PLC SPON ADR NEW 896438306 753 108812 SH SOLE 108812 0 0 AEGEAN MARINE PETROLEUM NETW SHS Y0017S102 1060 104430 SH SOLE 104430 0 0 SIERRA WIRELESS INC COM 826516106 1481 94356 SH SOLE 94356 0 0 AMN HEALTHCARE SERVICES INC COM 001744101 3547 92260 SH SOLE 92260 0 0 BMC STK HLDNGS INC COM 05591B109 1747 89583 SH SOLE 89583 0 0 SELECT COMFORT CORP COM 81616X103 1472 65076 SH SOLE 65076 0 0 FIVE9 INC COM 338307101 920 64801 SH SOLE 64801 0 0 INVACARE CORP COM 461203101 724 55446 SH SOLE 55446 0 0 NEXSTAR BROADCASTING GROUP I CL A 65336K103 3494 55197 SH SOLE 55197 0 0 ARMSTRONG WORLD INDS INC NEW COM 04247X102 2288 54726 SH SOLE 54726 0 0 MEDIA GEN INC NEW COM 58441K100 807 42882 SH SOLE 42882 0 0 TRECORA RES COM 894648104 565 40771 SH SOLE 40771 0 0 OSI SYSTEMS INC COM 671044105 3095 40666 SH SOLE 40666 0 0 U S CONCRETE INC COM NEW 90333L201 1887 28803 SH SOLE 28803 0 0 ANIXTER INTL INC COM 035290105 1748 21562 SH SOLE 21562 0 0 ROGERS CORP COM 775133101 1380 17964 SH SOLE 17964 0 0