0001592386-23-000066.txt : 20230913
0001592386-23-000066.hdr.sgml : 20230913
20230913164058
ACCESSION NUMBER: 0001592386-23-000066
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230913
FILED AS OF DATE: 20230913
DATE AS OF CHANGE: 20230913
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Molluso Joseph
CENTRAL INDEX KEY: 0001602472
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37352
FILM NUMBER: 231253178
MAIL ADDRESS:
STREET 1: 645 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022-1010
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Virtu Financial, Inc.
CENTRAL INDEX KEY: 0001592386
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 320420206
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1633 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-418-0100
MAIL ADDRESS:
STREET 1: 1633 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
wf-form4_169463764443794.xml
FORM 4
X0508
4
2023-09-13
0
0001592386
Virtu Financial, Inc.
VIRT
0001602472
Molluso Joseph
C/O VIRTU FINANCIAL, INC.
1633 BROADWAY
NEW YORK
NY
10019
0
1
0
0
Co-President & Co-COO
0
Class A common stock
2023-09-13
4
P
0
15000
17.1654
A
358160
D
Deferred Stock Unit
Class A common stock
47569.0
47569
D
Restricted Stock Unit
Class A common stock
60067.0
60067
D
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $17.1350 to $17.2300, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Deferred Stock Units ("DSU") credited to the reporting person under the Virtu Financial, Inc. Deferred Compensation Plan, effective November 13, 2020, for Restricted Stock Units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. Each DSU is economically equivalent to one share of Class A common stock.
The DSUs credited under the Deferred Compensation Plan are generally payable in the form elected or provided under the Deferred Compensation Plan on the earlier of: (i) a separation from service, (ii) a specified date, or (iii) a change in control.
Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.
The RSUs vest in three equal annual installments on February 3, 2024, February 1, 2025, and February 1, 2026.
Justin Waldie, as Attorney-in-Fact
2023-09-13