0001209191-20-040513.txt : 20200702
0001209191-20-040513.hdr.sgml : 20200702
20200702171548
ACCESSION NUMBER: 0001209191-20-040513
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200701
FILED AS OF DATE: 20200702
DATE AS OF CHANGE: 20200702
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mehta Mukesh
CENTRAL INDEX KEY: 0001782585
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38980
FILM NUMBER: 201010804
MAIL ADDRESS:
STREET 1: C/O ASSETMARK FINANCIAL HOLDINGS, INC.
STREET 2: 1655 GRANT STREET, 10TH FLOOR
CITY: CONCORD
STATE: CA
ZIP: 94520
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AssetMark Financial Holdings, Inc.
CENTRAL INDEX KEY: 0001591587
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 300774039
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1655 GRANT STREET, 10TH FLOOR
CITY: CONCORD
STATE: CA
ZIP: 94520
BUSINESS PHONE: 800-664-5345
MAIL ADDRESS:
STREET 1: 1655 GRANT STREET, 10TH FLOOR
CITY: CONCORD
STATE: CA
ZIP: 94520
FORMER COMPANY:
FORMER CONFORMED NAME: AqGen Liberty Management II, Inc.
DATE OF NAME CHANGE: 20131108
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-07-01
0
0001591587
AssetMark Financial Holdings, Inc.
AMK
0001782585
Mehta Mukesh
C/O ASSETMARK FINANCIAL HOLDINGS, INC.
1655 GRANT STREET, 10TH FLOOR
CONCORD
CA
94520
0
1
0
0
EVP, Chief Information Officer
Common Stock
2020-07-01
4
S
0
3000
26.76
D
346431
D
Common Stock
2020-07-01
4
S
0
4005
26.79
D
342426
D
Common Stock
2020-07-02
4
S
0
2995
27.23
D
339431
D
These transactions were executed in multiple trades at prices ranging from $26.61 to $26.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These transactions were executed in multiple trades at prices ranging from $26.63 to $27.04. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These transactions were executed in multiple trades at prices ranging from $26.80 to $27.66. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
All transactions were executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person.
/s/ Sarah Tian, as Attorney-in-Fact, for Mukesh Mehta
2020-07-02