0001591505-17-000006.txt : 20171107 0001591505-17-000006.hdr.sgml : 20171107 20171107153047 ACCESSION NUMBER: 0001591505-17-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171107 DATE AS OF CHANGE: 20171107 EFFECTIVENESS DATE: 20171107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Swan Global Investments, LLC CENTRAL INDEX KEY: 0001591505 IRS NUMBER: 841504885 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16047 FILM NUMBER: 171183206 BUSINESS ADDRESS: STREET 1: 277 E THIRD AVE, BUILDING A CITY: DURANGO STATE: CO ZIP: 81301 BUSINESS PHONE: 970-382-8901 MAIL ADDRESS: STREET 1: 277 E THIRD AVE, BUILDING A CITY: DURANGO STATE: CO ZIP: 81301 FORMER COMPANY: FORMER CONFORMED NAME: Swan Wealth Advisors, Inc. DATE OF NAME CHANGE: 20131108 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001591505 XXXXXXXX 09-30-2017 09-30-2017 Swan Global Investments, LLC

277 E THIRD AVE, BUILDING A DURANGO CO 81301

13F HOLDINGS REPORT 028-16047 N Brad Ackerman 813-575-7577 Bradley O. Ackerman Tampa FL 11-07-2017 1 23 4319649 false 1 0001591478 028-16131 Swan Capital Management, LLC INFORMATION TABLE 2 SEC13F.xml SGI Q3 13F DORSEY WRT 5 ETF ETF 33738R605 286 10975 SH SOLE 0 0 10975 iShares MSCI Emerging Markets Indx ETF ETF 464287234 45013 1016092 SH SOLE 0 0 1016092 IShares ETF-20yr ETF 464287432 4593 36900 SH SOLE 0 0 36900 iShares Trust - iShares 1-3 Year Treasury Bond ETF ETF 464287457 5863 69406 SH SOLE 0 0 69406 iShares MSCI EAFE ETF ETF 464287465 55390 813600 SH SOLE 0 0 813600 IShares ETF-Rus2000 ETF 464287655 50854 344000 SH SOLE 0 0 344000 iShares MSCI EAFE ETF PUT 464287955 714 3324 SH Put SOLE 0 0 3324 ISHARES TR - 3-7 YR TREAS BD ETF ETF 464288661 6004 48539 SH SOLE 0 0 48539 POWERSHARES QQQ TRUST ETF 73935A104 3914 27100 SH SOLE 0 0 27100 SPDR S&P 500 ETF TR TR UNIT 78462F103 595073 2376964 SH SOLE 0 0 2376964 SPDR Gold Trust ETF 78463V107 8640 70700 SH SOLE 0 0 70700 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 402839 7092240 SH SOLE 0 0 7092240 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 404128 4973887 SH SOLE 0 0 4973887 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 373131 6907279 SH SOLE 0 0 6907279 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 376019 4190097 SH SOLE 0 0 4190097 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 385394 5627017 SH SOLE 0 0 5627017 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 335812 13046310 SH SOLE 0 0 13046310 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 402148 5680853 SH SOLE 0 0 5680853 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 401510 6840040 SH SOLE 0 0 6840040 SELECT SECTOR SPDR TR SBI INT-REALESTATE 81369Y860 70965 2202506 SH SOLE 0 0 2202506 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 385543 7262061 SH SOLE 0 0 7262061 Twitter Inc Company 90184L102 438 26000 SH SOLE 0 0 26000 Vanguard Intl Equity ETF 922042858 5378 124700 SH SOLE 0 0 124700