0001591505-15-000016.txt : 20150812 0001591505-15-000016.hdr.sgml : 20150812 20150812160029 ACCESSION NUMBER: 0001591505-15-000016 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150812 DATE AS OF CHANGE: 20150812 EFFECTIVENESS DATE: 20150812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Swan Global Investments, LLC CENTRAL INDEX KEY: 0001591505 IRS NUMBER: 841504885 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16047 FILM NUMBER: 151046980 BUSINESS ADDRESS: STREET 1: 277 E THIRD AVE, BUILDING A CITY: DURANGO STATE: CO ZIP: 81301 BUSINESS PHONE: 970-382-8901 MAIL ADDRESS: STREET 1: 277 E THIRD AVE, BUILDING A CITY: DURANGO STATE: CO ZIP: 81301 FORMER COMPANY: FORMER CONFORMED NAME: Swan Wealth Advisors, Inc. DATE OF NAME CHANGE: 20131108 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001591505 XXXXXXXX 06-30-2015 06-30-2015 Swan Global Investments, LLC

277 E THIRD AVE, BUILDING A DURANGO CO 81301

13F HOLDINGS REPORT 028-16047 N Jim Engelken 970-382-8901x104 Jim Engelken Durango CO 08-12-2015 1 22 2027122 false 1 0001591478 028-16131 Swan Capital Management, LLC INFORMATION TABLE 2 SGI13FHRQ215data.xml iShares MSCI Emerging Markets Indx ETF ETF 464287234 6911 177045 SH SOLE 0 0 177045 IShares ETF-20yr ETF 464287432 437 3700 SH SOLE 0 0 3700 iShares MSCI EAFE ETF ETF 464287465 471 7400 SH SOLE 0 0 7400 IShares ETF-Rus2000 ETF 464287655 497 4000 SH SOLE 0 0 4000 i-Shares Rus2000 ETF PUT 464287955 588 0 SH Put SOLE 0 0 0 Swan Defined Risk Fund Class A Mutual Fund 66538E408 160 13549 SH SOLE 0 0 13549 Swan Defined Risk Fund Class I Mutual Fund 66538E606 42832 3608437 SH SOLE 0 0 3608437 Swan Defined Risk Fund Class I Mutual Fund 66538G676 7834 781130 SH SOLE 0 0 781130 POWERSHARES QQQ TRUST ETF 73935A104 277 2600 SH SOLE 0 0 2600 SPDR S&P 500 ETF TR TR UNIT 78462F103 393496 1915571 SH SOLE 0 0 1915571 SPDR Gold Trust ETF 78463V107 7326 64800 SH SOLE 0 0 64800 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 168273 3488250 SH SOLE 0 0 3488250 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 182597 2463208 SH SOLE 0 0 2463208 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 170966 3585709 SH SOLE 0 0 3585709 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 175063 2299235 SH SOLE 0 0 2299235 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 164021 2197498 SH SOLE 0 0 2197498 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 171583 7063936 SH SOLE 0 0 7063936 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 170222 3150521 SH SOLE 0 0 3150521 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 174286 4213898 SH SOLE 0 0 4213898 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 168895 4062922 SH SOLE 0 0 4062922 Twitter Inc Company 90184L102 8552 250000 SH SOLE 0 0 250000 Vanguard Intl Equity ETF 922042858 11835 293400 SH SOLE 0 0 293400