0001595585-19-000131.txt : 20190708
0001595585-19-000131.hdr.sgml : 20190708
20190708203142
ACCESSION NUMBER: 0001595585-19-000131
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190703
FILED AS OF DATE: 20190708
DATE AS OF CHANGE: 20190708
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stahl Wilhelm
CENTRAL INDEX KEY: 0001591468
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38558
FILM NUMBER: 19946208
MAIL ADDRESS:
STREET 1: C/O RELYPSA, INC.
STREET 2: 700 SAGINAW DR.
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tricida, Inc.
CENTRAL INDEX KEY: 0001595585
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 463372526
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7000 SHORELINE COURT, SUITE 201
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
BUSINESS PHONE: 415-429-7800
MAIL ADDRESS:
STREET 1: 7000 SHORELINE COURT, SUITE 201
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
4/A
1
wf-form4a_156263228769488.xml
FORM 4/A
X0306
4/A
2019-07-03
2019-07-05
0
0001595585
Tricida, Inc.
TCDA
0001591468
Stahl Wilhelm
7000 SHORELINE COURT, SUITE 201
SOUTH SAN FRANCISCO
CA
94080
0
1
0
0
Chief Tech Officer & Sr. VP
Common Stock
2019-07-03
4
M
0
3300
0.72
A
18106
D
Common Stock
2019-07-03
4
S
0
3300
36.91
D
14806
D
Employee Stock Option (right to buy)
0.72
2019-07-03
4
M
0
3300
0
D
2024-12-03
Common Stock
3300.0
10800
D
This amendment to Form 4 is being filed to correct the number of shares acquired upon exercise of employee stock options and subsequently sold on July 3, 2019.
This amount includes 674 shares acquired on December 31, 2018 and 974 shares acquired on June 28, 2019 under the Tricida, Inc. 2018 Employee Stock Purchase Plan. These acquisitions are exempt from Section 16(b) pursuant to Rule 16b-3(c) and exempt from Section 16(a) pursuant to Rule 16a-3(f)(1)(i)(B).
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2018.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.89 to $38.57, inclusive. The reporting person undertakes to provide to Tricida, Inc., any security holder of Tricida, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
This option vested 25% on September 29, 2015, and the remaining 75% vests in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the issuer's right of repurchase.
Exhibit 24 - Power of Attorney (incorporated by reference to the Power of Attorney filed as Exhibit 24 to the Form 3 filed by the reporting person on June 27, 2018).
/s/ Edward J. Hejlek, attorney-in-fact
2019-07-08