0001606587-21-000616.txt : 20210506
0001606587-21-000616.hdr.sgml : 20210506
20210506165244
ACCESSION NUMBER: 0001606587-21-000616
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210506
DATE AS OF CHANGE: 20210506
EFFECTIVENESS DATE: 20210506
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Harvest Investment Services, LLC
CENTRAL INDEX KEY: 0001591097
IRS NUMBER: 453681885
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19357
FILM NUMBER: 21898669
BUSINESS ADDRESS:
STREET 1: 1 TRANSAM PLAZA DRIVE
STREET 2: SUITE 230
CITY: OAKBROOK TERRACE
STATE: IL
ZIP: 60181
BUSINESS PHONE: 630-613-9230
MAIL ADDRESS:
STREET 1: 1 TRANSAM PLAZA DRIVE
STREET 2: SUITE 230
CITY: OAKBROOK TERRACE
STATE: IL
ZIP: 60181
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001591097
XXXXXXXX
03-31-2021
03-31-2021
false
Harvest Investment Services, LLC
1 Transam Plaza Drive
Suite 230
Oakbrook Terrace
IL
60181
13F HOLDINGS REPORT
028-19357
N
Frederick A. Newell
Chief Compliance Officer
630-613-9230
Frederick A. Newell
Oakbrook Terrace
IL
04-26-2021
0
253
222051
false
INFORMATION TABLE
2
form13InfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
ABBOTT LABORATORIES COM
COM
002824100
619
5170
SH
SOLE
NONE
0
0
5170
ACCENTURE PLC COM
SHS CLASS A
G1151C101
387
1401
SH
SOLE
NONE
0
0
1401
ADIENT PLC COM
ORD SHS
G0084W101
1407
31850
SH
SOLE
NONE
0
0
31850
ADOBE INC COM
COM
00724F101
202
425
SH
SOLE
NONE
0
0
425
ADVANCED MICRO DEVICES INC COM
COM
007903107
1728
22024
SH
SOLE
NONE
0
0
22024
AFFILIATED MANAGERS GROUP COM
COM
008252108
543
3648
SH
SOLE
NONE
0
0
3648
ALBEMARLE CORP COM
COM
012653101
222
1525
SH
SOLE
NONE
0
0
1525
ALIGN TECHNOLOGY INC COM
COM
016255101
556
1028
SH
SOLE
NONE
0
0
1028
ALLIANCE DATA SYSTEM COM
COM
018581108
491
4389
SH
SOLE
NONE
0
0
4389
ALLIED HEALTHCARE PRODUCTS INC COM
COM NEW
019222207
164
34738
SH
SOLE
NONE
0
0
34738
ALPHA PRO TECH COM
COM
020772109
768
78723
SH
SOLE
NONE
0
0
78723
ALPHABET INC COM CL A
CAP STK CL A
02079K305
239
116
SH
SOLE
NONE
0
0
116
ALPHABET INC COM CL C
CAP STK CL C
02079K107
440
213
SH
SOLE
NONE
0
0
213
ALTIMMUNE INC COM
COM NEW
02155H200
179
12705
SH
SOLE
NONE
0
0
12705
AMAZON COM INC COM
COM
023135106
1002
324
SH
SOLE
NONE
0
0
324
AMERICAN TOWER CORP COM USD0.01
COM
03027X100
462
1934
SH
SOLE
NONE
0
0
1934
AMPIO PHARMACEUTICALS INC COM
COM
03209T109
210
124423
SH
SOLE
NONE
0
0
124423
APPLE INC COM
COM
037833100
2253
18452
SH
SOLE
NONE
0
0
18452
APPLIED MATERIALS INC COM
COM
038222105
239
1790
SH
SOLE
NONE
0
0
1790
ARK ETF TR NEXT GNRTN INTER ETF
NEXT GNRTN INTER
00214Q401
220
1493
SH
SOLE
NONE
0
0
1493
AT&T INC COM
COM
00206R102
313
10357
SH
SOLE
NONE
0
0
10357
ATLASSIAN CORPORATION PLC COM CL A
CL A
G06242104
1314
6236
SH
SOLE
NONE
0
0
6236
AUTONATION INC COM
COM
05329W102
670
7191
SH
SOLE
NONE
0
0
7191
B & G FOODS INC COM
COM
05508R106
623
20082
SH
SOLE
NONE
0
0
20082
B RILEY FINANCIAL INC COM
COM
05580M108
267
4737
SH
SOLE
NONE
0
0
4737
BALLARD POWER SYSTEMS INC COM
COM
058586108
1006
41361
SH
SOLE
NONE
0
0
41361
BANK OF MONTREAL MICROSCTRS FANG IDX 3X LVGD
MICROSECTORS IDX
063679872
456
16255
SH
SOLE
NONE
0
0
16255
BED BATH AND BEYOND COM
COM
075896100
334
11482
SH
SOLE
NONE
0
0
11482
BERKSHIRE HATHAWAY INC COM CL B
CL B NEW
084670702
499
1957
SH
SOLE
NONE
0
0
1957
BIONTECH SE ADR
SPONSORED ADS
09075V102
338
3097
SH
SOLE
NONE
0
0
3097
BRADY CORP COM CL A
CL A
104674106
266
4986
SH
SOLE
NONE
0
0
4986
BRINKER INTERNATIONAL COM
COM
109641100
879
12380
SH
SOLE
NONE
0
0
12380
BROWN & BROWN INC COM
COM
115236101
930
20361
SH
SOLE
NONE
0
0
20361
BUCKLE COM
COM
118440106
347
8854
SH
SOLE
NONE
0
0
8854
CANAAN INC ADR
SPONSORED ADS
134748102
515
24959
SH
SOLE
NONE
0
0
24959
CARMAX INC COM
COM
143130102
829
6255
SH
SOLE
NONE
0
0
6255
CARPENTER TECHNOLOGY CORP COM
COM
144285103
606
14727
SH
SOLE
NONE
0
0
14727
CATALENT INC COM
COM
148806102
290
2758
SH
SOLE
NONE
0
0
2758
CELANESE CORP COM
COM
150870103
244
1630
SH
SOLE
NONE
0
0
1630
CERIDIAN HCM HLDG INC COM
COM
15677J108
706
8389
SH
SOLE
NONE
0
0
8389
CH ROBINSON WORLDWIDE INC COM
COM NEW
12541W209
371
3894
SH
SOLE
NONE
0
0
3894
CHEESECAKE FACTORY COM
COM
163072101
295
5057
SH
SOLE
NONE
0
0
5057
CHILDREN'S PLACE INC COM
COM
168905107
273
3928
SH
SOLE
NONE
0
0
3928
CITRIX SYSTEMS INC COM
COM
177376100
805
5741
SH
SOLE
NONE
0
0
5741
CO DIAGNOSTICS INC COM
COM
189763105
757
79436
SH
SOLE
NONE
0
0
79436
CONTINENTAL RESOURCES INC COM
COM
212015101
988
38205
SH
SOLE
NONE
0
0
38205
COSTCO WHOLESALE CORP COM
COM
22160K105
1548
4393
SH
SOLE
NONE
0
0
4393
COUPA SOFTWARE INCORPORATED COM
COM
22266L106
790
3108
SH
SOLE
NONE
0
0
3108
CROWDSTRIKE HOLDINGS INC COM CL A
CL A
22788C105
2450
13427
SH
SOLE
NONE
0
0
13427
DELEK US HOLDINGS INC COM
COM
24665A103
259
11921
SH
SOLE
NONE
0
0
11921
DIAMONDBACK ENERGY INC COM
COM
25278X109
936
12745
SH
SOLE
NONE
0
0
12745
DICKS SPORTING GOODS INC COM
COM
253393102
241
3171
SH
SOLE
NONE
0
0
3171
DIGITAL REALTY TRUST INC COM STK USD0.01
COM
253868103
547
3889
SH
SOLE
NONE
0
0
3889
DIREXION SHARES ETF TRUST DALY HOM B&S BUL ETF
DALY HOM B&S BUL
25490K596
2077
26932
SH
SOLE
NONE
0
0
26932
DIREXION SHARES ETF TRUST DIREXION DLY GLD MIN IDX 2X
DLY GOLD INDX 2X
25460G781
390
7164
SH
SOLE
NONE
0
0
7164
DIREXION SHARES ETF TRUST DLY MIDCAP ETF3X
DLY MIDCAP ETF3X
25459W730
286
5058
SH
SOLE
NONE
0
0
5058
DIREXION SHARES ETF TRUST DLY SCOND 3XBU ETF
DLY SCOND 3XBU
25459W458
1580
41372
SH
SOLE
NONE
0
0
41372
DIREXION SHARES ETF TRUST DLY SMCAP BULL3X ETF
DLY SMCAP BULL3X
25459W847
1061
11855
SH
SOLE
NONE
0
0
11855
DOLLAR GENERAL CORP COM
COM
256677105
834
4117
SH
SOLE
NONE
0
0
4117
DYNATRACE INC COM
COM NEW
268150109
371
7701
SH
SOLE
NONE
0
0
7701
EASTMAN CHEMICAL CO COM
COM
277432100
1172
10651
SH
SOLE
NONE
0
0
10651
ECHO GLOBAL LOGISTICS INC COM
COM
27875T101
676
21539
SH
SOLE
NONE
0
0
21539
ECOLAB INC COM
COM
278865100
1029
4809
SH
SOLE
NONE
0
0
4809
EQUINIX INC COM
COM
29444U700
327
482
SH
SOLE
NONE
0
0
482
ESCALADE INC COM
COM
296056104
451
21574
SH
SOLE
NONE
0
0
21574
EXICURE INC COM
COM
30205M101
21
10000
SH
SOLE
NONE
0
0
10000
EXP WORLD HOLDINGS INC COM
COM
30212W100
865
19010
SH
SOLE
NONE
0
0
19010
FACEBOOK INC COM CL A
CL A
30303M102
342
1162
SH
SOLE
NONE
0
0
1162
FIRST HORIZON CORPORATION COM
COM
320517105
306
18127
SH
SOLE
NONE
0
0
18127
FIRST TR EXCHANGE TRADED FD IV FIRST TR ENH NEW ETF
FIRST TR ENH NEW
33739Q408
11941
199118
SH
SOLE
NONE
0
0
199118
FIRST TR EXCHANGE TRADED FD IV FIRST TR TA HIYL ETF
FIRST TR TA HIYL
33738D408
1421
29213
SH
SOLE
NONE
0
0
29213
FIRST TR EXCHANGE TRADED FD IV FST LOW OPPT EFT ETF
FST LOW OPPT EFT
33739Q200
708
13867
SH
SOLE
NONE
0
0
13867
FIRST TR EXCHANGE TRADED FD IV SENIOR LN FD ETF
SENIOR LN FD
33738D309
927
19370
SH
SOLE
NONE
0
0
19370
FIRST TR EXCHANGE TRADED FD VI MULTI ASSET DI ETF
MULTI ASSET DI
33738R100
2134
132151
SH
SOLE
NONE
0
0
132151
FIRST TR EXCHANGE TRADED FD VI NASD TECH DIV ETF
NASD TECH DIV
33738R118
2731
50586
SH
SOLE
NONE
0
0
50586
FIRST TR EXCHANGE TRADED FD VI RISNG DIVD ACHIV ETF
RISNG DIVD ACHIV
33738R506
1586
34884
SH
SOLE
NONE
0
0
34884
FIRST TR EXCHANGE TRADED FD VI TCW OPPORTUNIS ETF
TCW OPPORTUNIS
33740F805
2296
43469
SH
SOLE
NONE
0
0
43469
FIRST TR EXCHANGE TRADED FD VI US EQUITY BUFFER FEB ETF
US EQT BUFFER
33740F763
1164
33788
SH
SOLE
NONE
0
0
33788
FIRST TR EXCHANGE TRADED FD VI VEST US BUFFER ETF
VEST US BUFFER
33740F862
703
19576
SH
SOLE
NONE
0
0
19576
FIRST TRUST EXCH TRADED FUND 2 DJ GLBL DIVID ETF
DJ GLBL DIVID
33734X200
1197
47621
SH
SOLE
NONE
0
0
47621
FIRST TRUST EXCH TRADED FUND 2 INDLS PROD DUR ETF
INDLS PROD DUR
33734X150
224
3957
SH
SOLE
NONE
0
0
3957
FIRST TRUST EXCHANGE-TRADED AL MID CAP VAL FD ETF
MID CAP VAL FD
33737M201
2290
53445
SH
SOLE
NONE
0
0
53445
FIRST TRUST EXCHANGE-TRADED AL SMALL CAP VALUE ALPHADEX FD
SML CAP VAL ALPH
33737M409
2380
47321
SH
SOLE
NONE
0
0
47321
FIRST TRUST EXCHANGE-TRADED AL SML CP GRW ALP ETF
SML CP GRW ALP
33737M300
2199
31577
SH
SOLE
NONE
0
0
31577
FIRST TRUST EXCHANGE-TRADED FU DJ INTERNT IDX ETF
DJ INTERNT IDX
33733E302
305
1403
SH
SOLE
NONE
0
0
1403
FIRST TRUST EXCHANGE-TRADED FU PFD SECS INC ETF
PFD SECS INC ETF
33739E108
1644
81614
SH
SOLE
NONE
0
0
81614
FIRST TRUST PORTFOLIOS COM ETF
COM
33734G108
319
12682
SH
SOLE
NONE
0
0
12682
FIRST TRUST PORTFOLIOS MID CAP CORE ALPHA COM SHS ETF
COM SHS
33735B108
2221
23683
SH
SOLE
NONE
0
0
23683
FIRST TRUST PORTFOLIOS SML CP CORE ALPHA COM SHS ETF
COM SHS
33734Y109
2259
24937
SH
SOLE
NONE
0
0
24937
FIRST TST MORNINGS SHS ETF
SHS
336917109
2704
82649
SH
SOLE
NONE
0
0
82649
FIRST TST VALUE LI SHS ETF
SHS
33734H106
3458
91050
SH
SOLE
NONE
0
0
91050
FISKER INC COM CL A
CL A COM STK
33813J106
394
22896
SH
SOLE
NONE
0
0
22896
FORTUNE BRANDS HOME & SECURITY COM
COM
34964C106
575
6007
SH
SOLE
NONE
0
0
6007
FS INVESTMENT CORP II COM
COM
35952V303
1698
86978
SH
SOLE
NONE
0
0
86978
FS KKR CAPITAL CORP COM
COM
302635206
229
11567
SH
SOLE
NONE
0
0
11567
FULGENT GENETICS INC COM
COM
359664109
761
7880
SH
SOLE
NONE
0
0
7880
FURY GOLD MINES LTD COM
COM
36117T100
42
34631
SH
SOLE
NONE
0
0
34631
GARTNER INC COM
COM
366651107
1124
6158
SH
SOLE
NONE
0
0
6158
GENERAL MILLS INC COM
COM
370334104
452
7386
SH
SOLE
NONE
0
0
7386
GILEAD SCIENCES INC COM
COM
375558103
642
9942
SH
SOLE
NONE
0
0
9942
GLOBAL X FDS GLB X SUPERDIV ETF
GLB X SUPERDIV
37950E549
485
34940
SH
SOLE
NONE
0
0
34940
GRACO INC COM
COM
384109104
367
5136
SH
SOLE
NONE
0
0
5136
GREEN PLAINS INC COM
COM
393222104
312
11537
SH
SOLE
NONE
0
0
11537
GREENBRIER COMPANIES INC COM
COM
393657101
354
7509
SH
SOLE
NONE
0
0
7509
GROUP 1 AUTOMOTIVE INC COM
COM
398905109
1024
6495
SH
SOLE
NONE
0
0
6495
HELMERICH & PAYNE INC COM
COM
423452101
265
9830
SH
SOLE
NONE
0
0
9830
HILLENBRAND INC COM
COM
431571108
279
5857
SH
SOLE
NONE
0
0
5857
HOLLYFRONTIER CORPORATION COM
COM
436106108
305
8535
SH
SOLE
NONE
0
0
8535
HOLOGIC INC COM
COM
436440101
713
9598
SH
SOLE
NONE
0
0
9598
HOME DEPOT INC COM
COM
437076102
250
819
SH
SOLE
NONE
0
0
819
HYSTER-YALE MATLS HANDLING INC COM CL A
CL A
449172105
288
3309
SH
SOLE
NONE
0
0
3309
ILLUMINA INC COM
COM
452327109
384
1000
SH
SOLE
NONE
0
0
1000
INCYTE CORPORATION COM
COM
45337C102
240
2962
SH
SOLE
NONE
0
0
2962
INNOVATIVE INDUSTRIAL PROPERTE COM USD0.001
COM
45781V101
211
1174
SH
SOLE
NONE
0
0
1174
INOVIO PHARMACEUTICALS INC COM
COM NEW
45773H201
496
53506
SH
SOLE
NONE
0
0
53506
INTEL CORP COM
COM
458140100
546
8537
SH
SOLE
NONE
0
0
8537
INTER PARFUMS INC COM
COM
458334109
280
3958
SH
SOLE
NONE
0
0
3958
INVESCO EXCHANGE TRADED FUND T KBW HIG DV YLD ETF
KBW HIG DV YLD
46138E610
1175
59963
SH
SOLE
NONE
0
0
59963
INVESCO EXCHANGE TRADED FUND T S&P MIDCP LOW ETF
S&P MIDCP LOW
46138E198
1138
21752
SH
SOLE
NONE
0
0
21752
INVESCO EXCHANGE TRADED FUND T S&P SMLCP LOW ETF
S&P SMLCP LOW
46138G102
450
9826
SH
SOLE
NONE
0
0
9826
INVESCO EXCHANGE TRADED FUND T S&P500 LOW VOL ETF
S&P500 LOW VOL
46138E354
2155
37063
SH
SOLE
NONE
0
0
37063
INVESCO EXCHANGE TRADED FUND T TAXABLE MUN BD ETF
TAXABLE MUN BD
46138G805
526
16426
SH
SOLE
NONE
0
0
16426
INVESCO LTD COM
SHS
G491BT108
829
32873
SH
SOLE
NONE
0
0
32873
INVESCO QQQ TRUST UNIT SER 1 ETF
UNIT SER 1
46090E103
5346
16752
SH
SOLE
NONE
0
0
16752
ISHARES SILVER TRUST ISHARES ETF
ISHARES
46428Q109
1039
45778
SH
SOLE
NONE
0
0
45778
ISHARES TRUST CORE S&P SCP ETF
CORE S&P SCP ETF
464287804
765
7053
SH
SOLE
NONE
0
0
7053
ISHARES TRUST CORE S&P500 ETF
CORE S&P500 ETF
464287200
537
1350
SH
SOLE
NONE
0
0
1350
ISHARES TRUST CORE US AGGBD ET ETF
CORE US AGGBD ET
464287226
6696
58828
SH
SOLE
NONE
0
0
58828
ISHARES TRUST MORTGE REL ETF
MORTGE REL ETF
46435G342
281
7971
SH
SOLE
NONE
0
0
7971
ISHARES TRUST MSCI EAFE ETF
MSCI EAFE ETF
464287465
283
3737
SH
SOLE
NONE
0
0
3737
ISHARES TRUST PFD AND INCM SEC ETF
PFD AND INCM SEC
464288687
309
8051
SH
SOLE
NONE
0
0
8051
ISHARES TRUST RUSSELL 2000 ETF
RUSSELL 2000 ETF
464287655
4570
20684
SH
SOLE
NONE
0
0
20684
ISHARES TRUST S&P 500 VAL ETF
S&P 500 VAL ETF
464287408
312
2212
SH
SOLE
NONE
0
0
2212
ISHARES TRUST U.S. CNSM GD ETF
U.S. CNSM GD ETF
464287812
202
1144
SH
SOLE
NONE
0
0
1144
ISHARES TRUST U.S. TECH ETF
U.S. TECH ETF
464287721
441
5032
SH
SOLE
NONE
0
0
5032
JOHNSON & JOHNSON COM
COM
478160104
270
1644
SH
SOLE
NONE
0
0
1644
JP MORGAN CHASE & CO COM
COM
46625H100
589
3872
SH
SOLE
NONE
0
0
3872
KLA CORPORATION COM
COM NEW
482480100
944
2860
SH
SOLE
NONE
0
0
2860
KROGER CO COM
COM
501044101
855
23774
SH
SOLE
NONE
0
0
23774
LABORATORY CORP AMER HLDGS COM
COM NEW
50540R409
283
1110
SH
SOLE
NONE
0
0
1110
LAM RESEARCH CORP COM
COM
512807108
398
669
SH
SOLE
NONE
0
0
669
LAMAR ADVERTISING CO COM USD0.001 CL A
CL A
512816109
302
3220
SH
SOLE
NONE
0
0
3220
LANTRONIX INC COM
COM NEW
516548203
68
14961
SH
SOLE
NONE
0
0
14961
LEAR CORP COM
COM NEW
521865204
316
1744
SH
SOLE
NONE
0
0
1744
LEGGETT & PLATT INC COM
COM
524660107
405
8893
SH
SOLE
NONE
0
0
8893
LITHIA MOTORS INC COM CL A
CL A
536797103
945
2425
SH
SOLE
NONE
0
0
2425
LIVE NATION ENTERTAINMENT INC COM
COM
538034109
210
2488
SH
SOLE
NONE
0
0
2488
LOUISIANA-PACIFIC CORP COM
COM
546347105
558
10064
SH
SOLE
NONE
0
0
10064
LOWE'S COMPANIES INC COM
COM
548661107
616
3240
SH
SOLE
NONE
0
0
3240
MACERICH CO COM USD0.01
COM
554382101
198
16935
SH
SOLE
NONE
0
0
16935
MARATHON PETROLEUM CORP COM
COM
56585A102
218
4082
SH
SOLE
NONE
0
0
4082
MARINE PRODUCTS CORP COM
COM
568427108
164
10105
SH
SOLE
NONE
0
0
10105
MASIMO CORPORATION COM
COM
574795100
420
1830
SH
SOLE
NONE
0
0
1830
MASTERCARD INCORPORATED COM CL A
CL A
57636Q104
344
968
SH
SOLE
NONE
0
0
968
MATTHEWS INTL CORP COM
CL A
577128101
303
7684
SH
SOLE
NONE
0
0
7684
MCCORMICK & COMPANY INC COM
COM NON VTG
579780206
512
5749
SH
SOLE
NONE
0
0
5749
MEDTRONIC PLC COM
SHS
G5960L103
343
2910
SH
SOLE
NONE
0
0
2910
MICROSOFT CORP COM
COM
594918104
938
3980
SH
SOLE
NONE
0
0
3980
MODERNA INC COM
COM
60770K107
2338
17857
SH
SOLE
NONE
0
0
17857
MONSTER BEVERAGE CORP COM
COM
61174X109
281
3089
SH
SOLE
NONE
0
0
3089
MORGAN STANLEY COM
COM NEW
617446448
229
2957
SH
SOLE
NONE
0
0
2957
MYRIAD GENETICS INC COM
COM
62855J104
552
18130
SH
SOLE
NONE
0
0
18130
NANOVIRICIDES INC COM
COM
630087302
76
16236
SH
SOLE
NONE
0
0
16236
NATIONAL BEVERAGE CORP COM
COM
635017106
393
8039
SH
SOLE
NONE
0
0
8039
NEXTERA ENERGY INC COM
COM
65339F101
222
2942
SH
SOLE
NONE
0
0
2942
NIO INC ADR
SPON ADS
62914V106
567
14550
SH
SOLE
NONE
0
0
14550
NISOURCE INC COM
COM
65473P105
223
9252
SH
SOLE
NONE
0
0
9252
NORDSON CORP COM
COM
655663102
928
4674
SH
SOLE
NONE
0
0
4674
NORTHERN DYNASTY MINERALS LTD COM
COM NEW
66510M204
43
69200
SH
SOLE
NONE
0
0
69200
NORTHERN LIGHTS FUND TRUST IV INSPIRE 100ETF
INSPIRE 100ETF
66538H534
357
9157
SH
SOLE
NONE
0
0
9157
NORTHERN LIGHTS FUND TRUST IV INSPIRE CORP ETF
INSPIRE CORP
66538H633
289
11176
SH
SOLE
NONE
0
0
11176
NORTHERN LIGHTS FUND TRUST IV INSPIRE GBL HOPE ETF
INSPIRE GBL HOPE
66538H658
831
22938
SH
SOLE
NONE
0
0
22938
NORTHERN LIGHTS FUND TRUST IV INTRNTINL ESG ETF
INTRNTINL ESG
66538H419
322
9860
SH
SOLE
NONE
0
0
9860
NOVAVAX INC COM
COM NEW
670002401
2147
11846
SH
SOLE
NONE
0
0
11846
NVIDIA CORP COM
COM
67066G104
1756
3289
SH
SOLE
NONE
0
0
3289
OLIN CORP COM
COM PAR $1
680665205
415
10940
SH
SOLE
NONE
0
0
10940
ON SEMICONDUCTOR CORP COM
COM
682189105
986
23711
SH
SOLE
NONE
0
0
23711
PALO ALTO NETWORKS INC COM
COM
697435105
371
1152
SH
SOLE
NONE
0
0
1152
PAPA JOHNS INTERNATIONAL INC COM
COM
698813102
428
4830
SH
SOLE
NONE
0
0
4830
PEOPLE'S UNITED FINANCIAL INC COM
COM
712704105
354
19788
SH
SOLE
NONE
0
0
19788
PEPSICO INC COM
COM
713448108
592
4188
SH
SOLE
NONE
0
0
4188
PETMED EXPRESS INC COM
COM
716382106
836
23789
SH
SOLE
NONE
0
0
23789
PLANTRONICS INC COM
COM
727493108
298
7659
SH
SOLE
NONE
0
0
7659
PLUG POWER INC COM
COM NEW
72919P202
559
15608
SH
SOLE
NONE
0
0
15608
PROCTER & GAMBLE CO COM
COM
742718109
1165
8605
SH
SOLE
NONE
0
0
8605
PROSHARES TRUST PSHS ULT MCAP400 ETF
PSHS ULT MCAP400
74347R404
929
15379
SH
SOLE
NONE
0
0
15379
PROSHARES TRUST PSHS ULT S&P 500 ETF
PSHS ULT S&P 500
74347R107
816
7982
SH
SOLE
NONE
0
0
7982
PROSHARES TRUST PSHS ULTRA DOW30 ETF
PSHS ULTRA DOW30
74347R305
809
12282
SH
SOLE
NONE
0
0
12282
PROSHARES TRUST PSHS ULTRA QQQ ETF
PSHS ULTRA QQQ
74347R206
2315
19760
SH
SOLE
NONE
0
0
19760
PROSHARES TRUST PSHS ULTRA TECH ETF
PSHS ULTRA TECH
74347R693
363
4836
SH
SOLE
NONE
0
0
4836
PROSHARES TRUST PSHS ULTRUSS2000 ETF
PSHS ULTRUSS2000
74347R842
1459
13053
SH
SOLE
NONE
0
0
13053
PROSHARES TRUST RUSS 2000 DIVD ETF
RUSS 2000 DIVD
74347B698
730
11169
SH
SOLE
NONE
0
0
11169
PROSHARES TRUST S&P 500 DV ARIST ETF
S&P 500 DV ARIST
74348A467
3088
35804
SH
SOLE
NONE
0
0
35804
PROSHARES TRUST S&P MDCP 400 DIV ETF
S&P MDCP 400 DIV
74347B680
909
13057
SH
SOLE
NONE
0
0
13057
PROSHARES TRUST ULTRAPRO QQQ ETF
ULTRAPRO QQQ
74347X831
651
7135
SH
SOLE
NONE
0
0
7135
PROSHARES TRUST ULTRPRO DOW30 ETF
ULTRPRO DOW30
74347X823
505
3939
SH
SOLE
NONE
0
0
3939
PROSHARES TRUST ULTRPRO S&P500 ETF
ULTRPRO S&P500
74347X864
966
10693
SH
SOLE
NONE
0
0
10693
PROSPERITY BANCSHARES INC COM
COM
743606105
265
3540
SH
SOLE
NONE
0
0
3540
PTC INC COM
COM
69370C100
287
2090
SH
SOLE
NONE
0
0
2090
QIAGEN NV COM
SHS NEW
N72482123
214
4414
SH
SOLE
NONE
0
0
4414
QUAKER CHEMICAL CORP COM
COM
747316107
289
1186
SH
SOLE
NONE
0
0
1186
QUEST DIAGNOSTICS INC COM
COM
74834L100
244
1902
SH
SOLE
NONE
0
0
1902
REALOGY HLDGS CORP COM
COM
75605Y106
225
14896
SH
SOLE
NONE
0
0
14896
REGENERON PHARMACEUTICALS INC COM
COM
75886F107
2901
6133
SH
SOLE
NONE
0
0
6133
RETAIL PROP OF AMERICA INC COM USD0.001 CL A
CL A
76131V202
386
36852
SH
SOLE
NONE
0
0
36852
ROLLINS INC COM
COM
775711104
306
8901
SH
SOLE
NONE
0
0
8901
RPM INTERNATIONAL INC COM
COM
749685103
256
2789
SH
SOLE
NONE
0
0
2789
SABRE CORP COM
COM
78573M104
353
23877
SH
SOLE
NONE
0
0
23877
SCOTTS MIRACLE-GRO COMPANY COM CL A
CL A
810186106
1094
4466
SH
SOLE
NONE
0
0
4466
SIGNATURE BANK COM
COM
82669G104
276
1221
SH
SOLE
NONE
0
0
1221
SIGNET JEWELERS LTD COM
SHS
G81276100
302
5225
SH
SOLE
NONE
0
0
5225
SIMON PROPERTY GROUP INC COM USD0.0001
COM
828806109
340
2996
SH
SOLE
NONE
0
0
2996
SKYWORKS SOLUTIONS INC COM
COM
83088M102
801
4369
SH
SOLE
NONE
0
0
4369
SLACK TECHNOLOGIES INC COM CL A
COM CL A
83088V102
328
8081
SH
SOLE
NONE
0
0
8081
SOUTHERN COPPER CORPORATION COM
COM
84265V105
370
5462
SH
SOLE
NONE
0
0
5462
SPDR DOW JONES IND UT SER 1 ETF
UT SER 1
78467X109
3929
11902
SH
SOLE
NONE
0
0
11902
SPDR GOLD TRUST GOLD SHS ETF
GOLD SHS
78463V107
664
4154
SH
SOLE
NONE
0
0
4154
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP ETF
UTSER1 S&PDCRP
78467Y107
4021
8447
SH
SOLE
NONE
0
0
8447
SPDR S&P500 ETF TRUST TR UNIT ETF
TR UNIT
78462F103
5238
13217
SH
SOLE
NONE
0
0
13217
SPDR SERIES TRUST PORTFOLIO INTRMD ETF
PORTFOLIO INTRMD
78464A375
390
10771
SH
SOLE
NONE
0
0
10771
SPDR SERIES TRUST S&P 600 SMCP GRW ETF
S&P 600 SMCP GRW
78464A201
315
3675
SH
SOLE
NONE
0
0
3675
SPDR SERIES TRUST SSGA US LRG ETF
SSGA US LRG ETF
78468R804
1816
14496
SH
SOLE
NONE
0
0
14496
SPI ENERGY CO LTD COM
SHS NEW
G8651P110
97
12966
SH
SOLE
NONE
0
0
12966
SSGA ACTIVE ETF TR SPDR TR TACTIC ETF
SPDR TR TACTIC
78467V848
788
16356
SH
SOLE
NONE
0
0
16356
SUMMIT MATERIALS INC COM CL A
CL A
86614U100
1554
55488
SH
SOLE
NONE
0
0
55488
SVB FINANCIAL GROUP COM
COM
78486Q101
344
698
SH
SOLE
NONE
0
0
698
TANGER FACTORY OUTLET CENTERS COM USD0.01
COM
875465106
244
16174
SH
SOLE
NONE
0
0
16174
TAPESTRY INC COM
COM
876030107
804
19516
SH
SOLE
NONE
0
0
19516
TELEDYNE TECHNOLOGIES INC COM
COM
879360105
522
1263
SH
SOLE
NONE
0
0
1263
TERADYNE INC COM
COM
880770102
903
7429
SH
SOLE
NONE
0
0
7429
TESLA INC COM
COM
88160R101
2768
4145
SH
SOLE
NONE
0
0
4145
THERMO FISHER SCIENTIFIC INC COM
COM
883556102
662
1452
SH
SOLE
NONE
0
0
1452
TRIMBLE INC COM
COM
896239100
829
10663
SH
SOLE
NONE
0
0
10663
TWILIO INC COM CL A
CL A
90138F102
1643
4822
SH
SOLE
NONE
0
0
4822
U S SILICA HLDGS INC COM
COM
90346E103
248
20202
SH
SOLE
NONE
0
0
20202
UNITEDHEALTH GROUP INC COM
COM
91324P102
213
572
SH
SOLE
NONE
0
0
572
VANGUARD INTL BD IDX ETF
INTL BD IDX ETF
92203J407
206
3613
SH
SOLE
NONE
0
0
3613
VANGUARD MCAP GR IDXVIP ETF
MCAP GR IDXVIP
922908538
265
1236
SH
SOLE
NONE
0
0
1236
VEEVA SYSTEMS INC COM CL A
CL A COM
922475108
718
2751
SH
SOLE
NONE
0
0
2751
VERASTEM INC COM
COM
92337C104
27
11171
SH
SOLE
NONE
0
0
11171
VEREIT INC COM USD0.01(POST REV SPLIT)
COM
92339V308
272
7066
SH
SOLE
NONE
0
0
7066
VIR BIOTECHNOLOGY INC COM
COM
92764N102
463
9037
SH
SOLE
NONE
0
0
9037
WESCO INTERNATIONAL INC COM
COM
95082P105
906
10480
SH
SOLE
NONE
0
0
10480
WEST PHARMA SERVICES INC COM
COM
955306105
246
876
SH
SOLE
NONE
0
0
876
WILLSCOT MOBILE MINI HLDGS COR COM CL A
COM CL A
971378104
302
10913
SH
SOLE
NONE
0
0
10913
WISDOMTREE TRUST US HIGH DIVIDEND ETF
US HIGH DIVIDEND
97717W208
1525
19989
SH
SOLE
NONE
0
0
19989
WISDOMTREE TRUST US MIDCAP DIVID ETF
US MIDCAP DIVID
97717W505
1772
43861
SH
SOLE
NONE
0
0
43861
WISDOMTREE TRUST US MIDCAP FUND ETF
US MIDCAP FUND
97717W570
664
13055
SH
SOLE
NONE
0
0
13055
WISDOMTREE TRUST US SMALLCAP DIVD ETF
US SMALLCAP DIVD
97717W604
477
15332
SH
SOLE
NONE
0
0
15332
WISDOMTREE TRUST US SMALLCAP FUND ETF
US SMALLCAP FUND
97717W562
626
13222
SH
SOLE
NONE
0
0
13222
XENIA HOTELS & RESORTS INC COM USD0.01
COM
984017103
367
18837
SH
SOLE
NONE
0
0
18837
ZOOM VIDEO COMMUNICATIONS INC COM CL A
CL A
98980L101
1022
3182
SH
SOLE
NONE
0
0
3182
ZSCALER INC COM
COM
98980G102
1275
7431
SH
SOLE
NONE
0
0
7431