Chief Compliance Officer

0001606587-20-000054.txt : 20200117 0001606587-20-000054.hdr.sgml : 20200117 20200117121600 ACCESSION NUMBER: 0001606587-20-000054 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200117 DATE AS OF CHANGE: 20200117 EFFECTIVENESS DATE: 20200117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Harvest Investment Services, LLC CENTRAL INDEX KEY: 0001591097 IRS NUMBER: 453681885 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19357 FILM NUMBER: 20532831 BUSINESS ADDRESS: STREET 1: 1 TRANSAM PLAZA DRIVE STREET 2: SUITE 230 CITY: OAKBROOK TERRACE STATE: IL ZIP: 60181 BUSINESS PHONE: 630-613-9230 MAIL ADDRESS: STREET 1: 1 TRANSAM PLAZA DRIVE STREET 2: SUITE 230 CITY: OAKBROOK TERRACE STATE: IL ZIP: 60181 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001591097 XXXXXXXX 12-31-2019 12-31-2019 false Harvest Investment Services, LLC

1 Transam Plaza Drive Suite 230 Oakbrook Terrace IL 60181

13F HOLDINGS REPORT 028-19357 N Frederick A. Newell Chief Compliance Officer 630-613-9230 Frederick A. Newell Oakbrook Terrace IL 01-16-2020 0 151 188312 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBVIE INC COM COM 00287Y109 533 6025 SH SOLE NONE 0 0 6025 ABERDEEN ASIA PACI COM COM 003009107 360 84761 SH SOLE NONE 0 0 84761 ABERDEEN STANDARD PALLADIUM TR PHYSCL PALLADM ETF PHYSCL PALLADM 003262102 570 3112 SH SOLE NONE 0 0 3112 ACCENTURE PLC COM SHS CLASS A G1151C101 321 1525 SH SOLE NONE 0 0 1525 ADOBE INC COM COM 00724F101 322 977 SH SOLE NONE 0 0 977 ALPHABET INC COM CL C CAP STK CL C 02079K107 717 537 SH SOLE NONE 0 0 537 ALPS ETF TRUST SECTR DIV DOGS ETF SECTR DIV DOGS 00162Q858 207 4421 SH SOLE NONE 0 0 4421 AMAZON COM INC COM COM 023135106 757 410 SH SOLE NONE 0 0 410 AMERICAN ELECTRIC POWER CO INC COM COM 025537101 288 3056 SH SOLE NONE 0 0 3056 AMPIO PHARMACEUTICALS INC COM COM 03209T109 63 109443 SH SOLE NONE 0 0 109443 APPLE INC COM COM 037833100 1355 4615 SH SOLE NONE 0 0 4615 AQUA AMERICA INC COM COM 03836W103 278 5930 SH SOLE NONE 0 0 5930 AT&T INC COM COM 00206R102 625 16011 SH SOLE NONE 0 0 16011 BANK OF MONTREAL MICROSECTRS IDX ETN MICROSECTRS IDX 063679872 624 10436 SH SOLE NONE 0 0 10436 BERKSHIRE HATHAWAY INC COM CL B CL B NEW 084670702 552 2438 SH SOLE NONE 0 0 2438 BIOGEN INC COM COM 09062X103 250 844 SH SOLE NONE 0 0 844 BWX TECHNOLOGIES INC COM COM 05605H100 267 4303 SH SOLE NONE 0 0 4303 CANADIAN PACIFIC RAILWAY CO COM COM 13645T100 313 1230 SH SOLE NONE 0 0 1230 CARDIOVASCULAR SYSTEMS INC DEL COM COM 141619106 259 5344 SH SOLE NONE 0 0 5344 CBRE GROUP INC COM CL A CL A 12504L109 292 4779 SH SOLE NONE 0 0 4779 CENTURYLINK INC COM COM 156700106 269 20397 SH SOLE NONE 0 0 20397 CHEVRON CORPORATION COM COM 166764100 289 2402 SH SOLE NONE 0 0 2402 CSX CORP COM COM 126408103 266 3677 SH SOLE NONE 0 0 3677 DEERE & CO COM COM 244199105 251 1452 SH SOLE NONE 0 0 1452 DIREXION SHARES ETF TRUST DALY HOM B&S BUL ETF DALY HOM B&S BUL 25490K596 345 5086 SH SOLE NONE 0 0 5086 DIREXION SHARES ETF TRUST DLY ENRGY BULL3X ETF DLY ENRGY BULL3X 25459W888 958 54795 SH SOLE NONE 0 0 54795 DIREXION SHARES ETF TRUST DLY R/E BULL3X ETF DLY R/E BULL3X 25459W755 289 9834 SH SOLE NONE 0 0 9834 DIREXION SHARES ETF TRUST DLY SMCAP BULL3X ETF DLY SMCAP BULL3X 25459W847 3117 43307 SH SOLE NONE 0 0 43307 DIREXION SHARES ETF TRUST DLY TECH BULL 3X ETF DLY TECH BULL 3X 25459W102 1098 4542 SH SOLE NONE 0 0 4542 DIREXION SHARES ETF TRUST SP BIOTCH BL NEW ETF SP BIOTCH BL NEW 25490K323 3525 61318 SH SOLE NONE 0 0 61318 DUKE ENERGY CORP COM COM NEW 26441C204 292 3204 SH SOLE NONE 0 0 3204 ECOLAB INC COM COM 278865100 860 4457 SH SOLE NONE 0 0 4457 FACEBOOK INC COM CL A CL A 30303M102 408 1989 SH SOLE NONE 0 0 1989 FIRST TR EXCHANGE TRADED FD IV FIRST TR ENH NEW ETF FIRST TR ENH NEW 33739Q408 24425 406479 SH SOLE NONE 0 0 406479 FIRST TR EXCHANGE TRADED FD IV FIRST TR TA HIYL ETF FIRST TR TA HIYL 33738D408 5074 104002 SH SOLE NONE 0 0 104002 FIRST TR EXCHANGE TRADED FD IV FST LOW OPPT EFT ETF FST LOW OPPT EFT 33739Q200 363 7010 SH SOLE NONE 0 0 7010 FIRST TR EXCHANGE TRADED FD IV NO AMER ENERGY ETF NO AMER ENERGY 33738D101 277 10888 SH SOLE NONE 0 0 10888 FIRST TR EXCHANGE TRADED FD IV SENIOR LN FD ETF SENIOR LN FD 33738D309 1400 29230 SH SOLE NONE 0 0 29230 FIRST TR EXCHANGE TRADED FD VI MULTI ASSET DI ETF MULTI ASSET DI 33738R100 2856 152037 SH SOLE NONE 0 0 152037 FIRST TR EXCHANGE TRADED FD VI NASD TECH DIV ETF NASD TECH DIV 33738R118 4673 108385 SH SOLE NONE 0 0 108385 FIRST TR EXCHANGE TRADED FD VI RISNG DIVD ACHIV ETF RISNG DIVD ACHIV 33738R506 2007 55946 SH SOLE NONE 0 0 55946 FIRST TRUST EXCH TRADED FUND 2 DJ GLBL DIVID ETF DJ GLBL DIVID 33734X200 2109 84550 SH SOLE NONE 0 0 84550 FIRST TRUST EXCH TRADED FUND 2 HLTH CARE ALPH ETF HLTH CARE ALPH 33734X143 331 3938 SH SOLE NONE 0 0 3938 FIRST TRUST EXCH TRADED FUND 2 INDLS PROD DUR ETF INDLS PROD DUR 33734X150 343 7619 SH SOLE NONE 0 0 7619 FIRST TRUST EXCH TRADED FUND 2 TECH ALPHADEX ETF TECH ALPHADEX 33734X176 365 5042 SH SOLE NONE 0 0 5042 FIRST TRUST EXCHANGE-TRADED AL COM SHS ETF COM SHS 33735K108 1158 15883 SH SOLE NONE 0 0 15883 FIRST TRUST EXCHANGE-TRADED FU PFD SECS INC ETF PFD SECS INC ETF 33739E108 5790 288536 SH SOLE NONE 0 0 288536 FIRST TRUST PORTFOLIOS COM ETF COM 33734G108 1523 58326 SH SOLE NONE 0 0 58326 FIRST TST MORNINGS SHS ETF SHS 336917109 4402 135139 SH SOLE NONE 0 0 135139 FIRST TST VALUE LI SHS ETF SHS 33734H106 4609 127925 SH SOLE NONE 0 0 127925 FS KKR CAPITAL CORP COM COM 302635107 448 73137 SH SOLE NONE 0 0 73137 GDS HOLDINGS LTD ADR SPONSORED ADS 36165L108 276 5366 SH SOLE NONE 0 0 5366 GLOBAL PAYMENTS INC COM COM 37940X102 287 1574 SH SOLE NONE 0 0 1574 GLOBAL X FDS GLB X SUPERDIV ETF GLB X SUPERDIV 37950E549 1149 64982 SH SOLE NONE 0 0 64982 HECLA MINING CO COM COM 422704106 46 13854 SH SOLE NONE 0 0 13854 HESS CORPORATION COM COM 42809H107 254 3815 SH SOLE NONE 0 0 3815 INTEL CORP COM COM 458140100 366 6122 SH SOLE NONE 0 0 6122 INVESCO EXCHANGE TRADED FD TR DWA MOMENTUM ETF DWA MOMENTUM 46137V837 439 6833 SH SOLE NONE 0 0 6833 INVESCO EXCHANGE TRADED FD TR S&P MDCP MOMNTUM ETF S&P MDCP MOMNTUM 46137V464 963 15754 SH SOLE NONE 0 0 15754 INVESCO EXCHANGE TRADED FUND T 1 30 LADER TRE ETF 1 30 LADER TRE 46138E107 295 8557 SH SOLE NONE 0 0 8557 INVESCO EXCHANGE TRADED FUND T DWA SMLCP MENT ETF DWA SMLCP MENT 46138E842 322 5654 SH SOLE NONE 0 0 5654 INVESCO EXCHANGE TRADED FUND T EMRNG MKT SVRG ETF EMRNG MKT SVRG 46138E784 295 9994 SH SOLE NONE 0 0 9994 INVESCO EXCHANGE TRADED FUND T KBW HIG DV YLD ETF KBW HIG DV YLD 46138E610 1538 70166 SH SOLE NONE 0 0 70166 INVESCO EXCHANGE TRADED FUND T S&P 500 MOMNTM ETF S&P 500 MOMNTM 46138E339 1114 26601 SH SOLE NONE 0 0 26601 INVESCO EXCHANGE TRADED FUND T S&P MIDCP LOW ETF S&P MIDCP LOW 46138E198 3645 67754 SH SOLE NONE 0 0 67754 INVESCO EXCHANGE TRADED FUND T S&P SMLCP LOW ETF S&P SMLCP LOW 46138G102 1348 26495 SH SOLE NONE 0 0 26495 INVESCO EXCHANGE TRADED FUND T S&P500 LOW VOL ETF S&P500 LOW VOL 46138E354 11437 196042 SH SOLE NONE 0 0 196042 INVESCO QQQ TRUST UNIT SER 1 ETF UNIT SER 1 46090E103 6558 30847 SH SOLE NONE 0 0 30847 ISHARES TRUST CORE S&P TTL STK ETF CORE S&P TTL STK 464287150 398 5481 SH SOLE NONE 0 0 5481 ISHARES TRUST CORE S&P500 ETF CORE S&P500 ETF 464287200 430 1333 SH SOLE NONE 0 0 1333 ISHARES TRUST GL TIMB FORE ETF GL TIMB FORE ETF 464288174 214 3207 SH SOLE NONE 0 0 3207 ISHARES TRUST GLOBAL 100 ETF GLOBAL 100 ETF 464287572 457 8481 SH SOLE NONE 0 0 8481 ISHARES TRUST IBOXX INV CP ETF IBOXX INV CP ETF 464287242 401 3136 SH SOLE NONE 0 0 3136 ISHARES TRUST MORTGE REL ETF MORTGE REL ETF 46435G342 616 13837 SH SOLE NONE 0 0 13837 ISHARES TRUST MSCI EAFE ETF MSCI EAFE ETF 464287465 246 3551 SH SOLE NONE 0 0 3551 ISHARES TRUST PFD AND INCM SEC ETF PFD AND INCM SEC 464288687 283 7533 SH SOLE NONE 0 0 7533 ISHARES TRUST PHLX SEMICND ETF PHLX SEMICND ETF 464287523 769 3066 SH SOLE NONE 0 0 3066 ISHARES TRUST RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 3597 21713 SH SOLE NONE 0 0 21713 ISHARES TRUST RUSSELL 3000 ETF RUSSELL 3000 ETF 464287689 413 2193 SH SOLE NONE 0 0 2193 ISHARES TRUST S&P 500 GRWT ETF S&P 500 GRWT ETF 464287309 1396 7213 SH SOLE NONE 0 0 7213 ISHARES TRUST S&P 500 VAL ETF S&P 500 VAL ETF 464287408 655 5036 SH SOLE NONE 0 0 5036 ISHARES TRUST S&P MC 400GR ETF S&P MC 400GR ETF 464287606 455 1914 SH SOLE NONE 0 0 1914 ISHARES TRUST S&P SML 600 GWT ETF S&P SML 600 GWT 464287887 531 2747 SH SOLE NONE 0 0 2747 ISHARES TRUST U.S. FINLS ETF U.S. FINLS ETF 464287788 349 2538 SH SOLE NONE 0 0 2538 ISHARES TRUST U.S. MED DVC ETF U.S. MED DVC ETF 464288810 301 1139 SH SOLE NONE 0 0 1139 ISHARES TRUST U.S. TECH ETF U.S. TECH ETF 464287721 268 1153 SH SOLE NONE 0 0 1153 ISHARES TRUST US INDUSTRIALS ETF US INDUSTRIALS 464287754 457 2731 SH SOLE NONE 0 0 2731 ISHARES TRUST USA MOMENTUM FCT ETF USA MOMENTUM FCT 46432F396 370 2952 SH SOLE NONE 0 0 2952 JP MORGAN CHASE & CO COM COM 46625H100 552 3966 SH SOLE NONE 0 0 3966 KANSAS CITY SOUTHERN COM COM NEW 485170302 266 1740 SH SOLE NONE 0 0 1740 KELLOGG COMPANY COM COM 487836108 280 4057 SH SOLE NONE 0 0 4057 LAM RESEARCH CORP COM COM 512807108 292 999 SH SOLE NONE 0 0 999 LENNAR CORP COM CL A CL A 526057104 252 4526 SH SOLE NONE 0 0 4526 MACQUARIE INFRASTRUCTURE CORP COM COM 55608B105 287 6718 SH SOLE NONE 0 0 6718 MARTIN MARIETTA MATERIALS INC COM COM 573284106 259 927 SH SOLE NONE 0 0 927 MASTERCARD INCORPORATED COM CL A CL A 57636Q104 691 2314 SH SOLE NONE 0 0 2314 MERCK & CO INC COM COM 58933Y105 205 2257 SH SOLE NONE 0 0 2257 MICROCHIP TECHNOLOGY COM COM 595017104 330 3157 SH SOLE NONE 0 0 3157 MICRON TECHNOLOGY INC COM COM 595112103 320 5968 SH SOLE NONE 0 0 5968 MICROSOFT CORP COM COM 594918104 1144 7254 SH SOLE NONE 0 0 7254 NIKE INC COM CL B CL B 654106103 287 2835 SH SOLE NONE 0 0 2835 NORTHERN DYNASTY MINERALS LTD COM COM NEW 66510M204 6 15000 SH SOLE NONE 0 0 15000 NUVEEN QUALITY PFD INCOME FUND COM COM 67072C105 194 19424 SH SOLE NONE 0 0 19424 NVIDIA CORP COM COM 67066G104 207 883 SH SOLE NONE 0 0 883 PARKER-HANNIFIN CORP COM COM 701094104 275 1338 SH SOLE NONE 0 0 1338 PAYCOM SOFTWARE INC COM COM 70432V102 256 968 SH SOLE NONE 0 0 968 PEPSICO INC COM COM 713448108 817 5983 SH SOLE NONE 0 0 5983 PROCTER & GAMBLE CO COM COM 742718109 1361 10897 SH SOLE NONE 0 0 10897 PROLOGIS INC COM COM 74340W103 288 3239 SH SOLE NONE 0 0 3239 PROSHARES TRUST PSHS ULT MCAP400 ETF PSHS ULT MCAP400 74347R404 720 15972 SH SOLE NONE 0 0 15972 PROSHARES TRUST PSHS ULT S&P 500 ETF PSHS ULT S&P 500 74347R107 881 5844 SH SOLE NONE 0 0 5844 PROSHARES TRUST PSHS ULTRA DOW30 ETF PSHS ULTRA DOW30 74347R305 833 14986 SH SOLE NONE 0 0 14986 PROSHARES TRUST PSHS ULTRA QQQ ETF PSHS ULTRA QQQ 74347R206 1785 14652 SH SOLE NONE 0 0 14652 PROSHARES TRUST PSHS ULTRA TECH ETF PSHS ULTRA TECH 74347R693 379 2387 SH SOLE NONE 0 0 2387 PROSHARES TRUST PSHS ULTRUSS2000 ETF PSHS ULTRUSS2000 74347R842 1078 13999 SH SOLE NONE 0 0 13999 PROSHARES TRUST RUSS 2000 DIVD ETF RUSS 2000 DIVD 74347B698 1583 25631 SH SOLE NONE 0 0 25631 PROSHARES TRUST S&P 500 DV ARIST ETF S&P 500 DV ARIST 74348A467 4334 57335 SH SOLE NONE 0 0 57335 PROSHARES TRUST S&P MDCP 400 DIV ETF S&P MDCP 400 DIV 74347B680 1834 30458 SH SOLE NONE 0 0 30458 PROSHARES TRUST ULTRPRO S&P500 ETF ULTRPRO S&P500 74347X864 514 7349 SH SOLE NONE 0 0 7349 RETAIL PROP OF AMERICA INC CL A CL A 76131V202 464 34655 SH SOLE NONE 0 0 34655 RINGCENTRAL INC COM CL A CL A 76680R206 263 1563 SH SOLE NONE 0 0 1563 SELECT SECTOR SPDR TRUST TECHNOLOGY ETF TECHNOLOGY 81369Y803 561 6126 SH SOLE NONE 0 0 6126 SOUTHERN CO COM COM 842587107 378 5935 SH SOLE NONE 0 0 5935 SPDR DOW JONES IND UT SER 1 ETF UT SER 1 78467X109 5057 17738 SH SOLE NONE 0 0 17738 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP ETF UTSER1 S&PDCRP 78467Y107 3491 9302 SH SOLE NONE 0 0 9302 SPDR S&P500 ETF TRUST TR UNIT ETF TR UNIT 78462F103 5533 17192 SH SOLE NONE 0 0 17192 SPDR SERIES TRUST PORTFOLIO INTRMD ETF PORTFOLIO INTRMD 78464A375 370 10503 SH SOLE NONE 0 0 10503 SPDR SERIES TRUST SSGA US LRG ETF SSGA US LRG ETF 78468R804 6184 54158 SH SOLE NONE 0 0 54158 SSGA ACTIVE ETF TR SPDR TR TACTIC ETF SPDR TR TACTIC 78467V848 1098 22419 SH SOLE NONE 0 0 22419 TARGET CORP COM COM 87612E106 324 2534 SH SOLE NONE 0 0 2534 TERADYNE INC COM COM 880770102 227 3332 SH SOLE NONE 0 0 3332 TETRA TECH INC COM COM 88162G103 299 3478 SH SOLE NONE 0 0 3478 TRI CONTL CORP COM COM 895436103 316 11241 SH SOLE NONE 0 0 11241 UBS AG JERSEY ETRAC WELLS BDCI ETN ETRAC WELLS BDCI 902641588 328 16085 SH SOLE NONE 0 0 16085 UBS AG LONDON TRACKER ZERT (WELLS FARGO BUS) ETRAC 2X LEV LNG 90267B765 2704 179019 SH SOLE NONE 0 0 179019 VALERO ENERGY CORP COM COM 91913Y100 275 2940 SH SOLE NONE 0 0 2940 VANGUARD UTILITIES ETF UTILITIES ETF 92204A876 239 1679 SH SOLE NONE 0 0 1679 VERIZON COMMUNICATIONS COM COM 92343V104 302 4930 SH SOLE NONE 0 0 4930 VISA INC COM CL A COM CL A 92826C839 309 1645 SH SOLE NONE 0 0 1645 VULCAN MATERIALS CO COM COM 929160109 241 1678 SH SOLE NONE 0 0 1678 WHEATON PRECIOUS METALS CORP COM COM 962879102 308 10385 SH SOLE NONE 0 0 10385 WISDOMTREE TRUST US HIGH DIVIDEND ETF US HIGH DIVIDEND 97717W208 2719 35399 SH SOLE NONE 0 0 35399 WISDOMTREE TRUST US MIDCAP DIVID ETF US MIDCAP DIVID 97717W505 3164 83195 SH SOLE NONE 0 0 83195 WISDOMTREE TRUST US MIDCAP FUND ETF US MIDCAP FUND 97717W570 851 20222 SH SOLE NONE 0 0 20222 WISDOMTREE TRUST US SMALLCAP DIVD ETF US SMALLCAP DIVD 97717W604 1215 42369 SH SOLE NONE 0 0 42369 WISDOMTREE TRUST US SMALLCAP FUND ETF US SMALLCAP FUND 97717W562 1084 28207 SH SOLE NONE 0 0 28207 XENIA HOTELS & RESORTS INC COM COM 984017103 436 20201 SH SOLE NONE 0 0 20201 YUM BRANDS INC COM COM 988498101 292 2900 SH SOLE NONE 0 0 2900 YUM CHINA HOLDINGS INC COM COM 98850P109 210 4377 SH SOLE NONE 0 0 4377 ZEBRA TECHNOLOGIES COM CL A CL A 989207105 278 1091 SH SOLE NONE 0 0 1091 ZIMMER BIOMET HOLDINGS INC COM COM 98956P102 271 1817 SH SOLE NONE 0 0 1817