0001606587-19-000624.txt : 20190717
0001606587-19-000624.hdr.sgml : 20190717
20190717142714
ACCESSION NUMBER: 0001606587-19-000624
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190630
FILED AS OF DATE: 20190717
DATE AS OF CHANGE: 20190717
EFFECTIVENESS DATE: 20190717
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Harvest Investment Services, LLC
CENTRAL INDEX KEY: 0001591097
IRS NUMBER: 453681885
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19357
FILM NUMBER: 19958802
BUSINESS ADDRESS:
STREET 1: 1 TRANSAM PLAZA DRIVE
STREET 2: SUITE 230
CITY: OAKBROOK TERRACE
STATE: IL
ZIP: 60181
BUSINESS PHONE: 630-613-9230
MAIL ADDRESS:
STREET 1: 1 TRANSAM PLAZA DRIVE
STREET 2: SUITE 230
CITY: OAKBROOK TERRACE
STATE: IL
ZIP: 60181
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001591097
XXXXXXXX
06-30-2019
06-30-2019
false
Harvest Investment Services, LLC
1 Transam Plaza Drive
Suite 230
Oakbrook Terrace
IL
60181
13F HOLDINGS REPORT
028-19357
N
Frederick A. Newell
Chief Compliance Officer
630-613-9230
Frederick A. Newell
Oakbrook Terrace
IL
07-17-2019
0
147
175608
false
INFORMATION TABLE
2
form13InfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
ABBVIE INC COM
COM
00287Y109
1190
16218
SH
SOLE
NONE
0
0
16218
ABERDEEN ASIA PACIFIC INCOME F COM
COM
003009107
337
80554
SH
SOLE
NONE
0
0
80554
ABIOMED INC COM
COM
003654100
822
3103
SH
SOLE
NONE
0
0
3103
ACCENTURE PLC COM
SHS CLASS A
G1151C101
283
1519
SH
SOLE
NONE
0
0
1519
ADOBE INC COM
COM
00724F101
2386
7931
SH
SOLE
NONE
0
0
7931
ALIGN TECHNOLOGY INC COM
COM
016255101
1273
4688
SH
SOLE
NONE
0
0
4688
ALPHABET INC COM CL C
CAP STK CL C
02079K107
1511
1377
SH
SOLE
NONE
0
0
1377
ALPS ETF TRUST ALERIAN MLP ETF
ALERIAN MLP
00162Q866
103
10475
SH
SOLE
NONE
0
0
10475
ALPS ETF TRUST SECTR DIV DOGS ETF
SECTR DIV DOGS
00162Q858
495
11349
SH
SOLE
NONE
0
0
11349
AMAZON COM INC COM
COM
023135106
2375
1236
SH
SOLE
NONE
0
0
1236
AMERICAN ELECTRIC POWER CO INC COM
COM
025537101
261
2972
SH
SOLE
NONE
0
0
2972
AMERICAN WATER WOR COM
COM
030420103
303
2624
SH
SOLE
NONE
0
0
2624
AMPIO PHARMACEUTICALS INC COM
COM
03209T109
45
109443
SH
SOLE
NONE
0
0
109443
APPLE INC COM
COM
037833100
691
3431
SH
SOLE
NONE
0
0
3431
AQUA AMERICA INC COM
COM
03836W103
237
5804
SH
SOLE
NONE
0
0
5804
ARISTA NETWORKS INC COM
COM
040413106
1527
5812
SH
SOLE
NONE
0
0
5812
AT&T INC COM
COM
00206R102
556
16636
SH
SOLE
NONE
0
0
16636
AUTODESK INC COM
COM
052769106
267
1583
SH
SOLE
NONE
0
0
1583
AUTOMATIC DATA PROCESSING INC COM
COM
053015103
281
1694
SH
SOLE
NONE
0
0
1694
BANK OF MONTREAL MICROSECTRS IDX ETN
MICROSECTRS IDX
063679872
1283
33866
SH
SOLE
NONE
0
0
33866
CHEVRON CORPORATION COM
COM
166764100
528
4235
SH
SOLE
NONE
0
0
4235
CREDIT SUISSE NASSAU VELOCITY SHS DAI ETN
VELOCITY SHS DAI
22542D332
506
29976
SH
SOLE
NONE
0
0
29976
DANAHER CORP COM
COM
235851102
339
2357
SH
SOLE
NONE
0
0
2357
DIREXION SHARES ETF TRUST DLY ENRGY BULL3X ETF
DLY ENRGY BULL3X
25459W888
1395
69658
SH
SOLE
NONE
0
0
69658
DIREXION SHARES ETF TRUST DLY FIN BULL NEW ETF
DLY FIN BULL NEW
25459Y694
3232
42599
SH
SOLE
NONE
0
0
42599
DIREXION SHARES ETF TRUST DLY MIDCAP ETF3X
DLY MIDCAP ETF3X
25459W730
459
10591
SH
SOLE
NONE
0
0
10591
DIREXION SHARES ETF TRUST DLY R/E BULL3X ETF
DLY R/E BULL3X
25459W755
385
15271
SH
SOLE
NONE
0
0
15271
DIREXION SHARES ETF TRUST DLY SCOND 3XBU ETF
DLY SCOND 3XBU
25459W458
1776
11085
SH
SOLE
NONE
0
0
11085
DIREXION SHARES ETF TRUST DLY SMCAP BULL3X ETF
DLY SMCAP BULL3X
25459W847
4262
67720
SH
SOLE
NONE
0
0
67720
DIREXION SHARES ETF TRUST DLY TECH BULL 3X ETF
DLY TECH BULL 3X
25459W102
800
4829
SH
SOLE
NONE
0
0
4829
DIREXION SHARES ETF TRUST SP BIOTCH BL NEW ETF
SP BIOTCH BL NEW
25490K323
4241
83273
SH
SOLE
NONE
0
0
83273
DOLLAR TREE INC COM
COM
256746108
268
2436
SH
SOLE
NONE
0
0
2436
ECOLAB INC COM
COM
278865100
1129
5771
SH
SOLE
NONE
0
0
5771
FACEBOOK INC COM CL A
CL A
30303M102
1865
9664
SH
SOLE
NONE
0
0
9664
FIRST TR EXCHANGE TRADED FD IV FIRST TR ENH NEW ETF
FIRST TR ENH NEW
33739Q408
10652
177417
SH
SOLE
NONE
0
0
177417
FIRST TR EXCHANGE TRADED FD IV FIRST TR TA HIYL ETF
FIRST TR TA HIYL
33738D408
1312
27241
SH
SOLE
NONE
0
0
27241
FIRST TR EXCHANGE TRADED FD IV FST LOW OPPT EFT ETF
FST LOW OPPT EFT
33739Q200
318
6172
SH
SOLE
NONE
0
0
6172
FIRST TR EXCHANGE TRADED FD IV NO AMER ENERGY ETF
NO AMER ENERGY
33738D101
268
10713
SH
SOLE
NONE
0
0
10713
FIRST TR EXCHANGE TRADED FD IV SENIOR LN FD ETF
SENIOR LN FD
33738D309
1113
23560
SH
SOLE
NONE
0
0
23560
FIRST TR EXCHANGE TRADED FD VI MULTI ASSET DI ETF
MULTI ASSET DI
33738R100
2277
122968
SH
SOLE
NONE
0
0
122968
FIRST TR EXCHANGE TRADED FD VI NASD TECH DIV ETF
NASD TECH DIV
33738R118
1930
48812
SH
SOLE
NONE
0
0
48812
FIRST TR EXCHANGE TRADED FD VI RISNG DIVD ACHIV ETF
RISNG DIVD ACHIV
33738R506
621
19826
SH
SOLE
NONE
0
0
19826
FIRST TR EXCHANGE-TRADED FD II PFD SECS INC ETF
PFD SECS INC ETF
33739E108
2230
115151
SH
SOLE
NONE
0
0
115151
FIRST TR LRG CP GRWTH ALPHADEX COM SHS ETF
COM SHS
33735K108
1159
16350
SH
SOLE
NONE
0
0
16350
FIRST TRUST EXCH TRADED FUND 2 DJ GLBL DIVID ETF
DJ GLBL DIVID
33734X200
1151
50057
SH
SOLE
NONE
0
0
50057
FIRST TRUST EXCH TRADED FUND 2 TECH ALPHADEX ETF
TECH ALPHADEX
33734X176
460
6804
SH
SOLE
NONE
0
0
6804
FIRST TRUST PORTFOLIOS COM ETF
COM
33734G108
1516
60956
SH
SOLE
NONE
0
0
60956
FIRST TST MORNINGS SHS ETF
SHS
336917109
2478
80709
SH
SOLE
NONE
0
0
80709
FIRST TST VALUE LI SHS ETF
SHS
33734H106
2763
81586
SH
SOLE
NONE
0
0
81586
FORD MOTOR CO COM
COM
345370860
126
12447
SH
SOLE
NONE
0
0
12447
FS KKR CAPITAL CORP COM
COM
302635107
437
72930
SH
SOLE
NONE
0
0
72930
GENERAL ELECTRIC CO COM
COM
369604103
343
32349
SH
SOLE
NONE
0
0
32349
GLOBAL PAYMENTS INC COM
COM
37940X102
255
1573
SH
SOLE
NONE
0
0
1573
GLOBAL X FDS GLB X SUPERDIV ETF
GLB X SUPERDIV
37950E549
932
54093
SH
SOLE
NONE
0
0
54093
GLOBAL X FDS GLOBX SUPDV US ETF
GLOBX SUPDV US
37950E291
206
9145
SH
SOLE
NONE
0
0
9145
GRUBHUB INC COM
COM
400110102
682
8918
SH
SOLE
NONE
0
0
8918
INTEL CORP COM
COM
458140100
286
5960
SH
SOLE
NONE
0
0
5960
INVESCO EXCHANGE TRADED FUND T 1 30 LADER TRE ETF
1 30 LADER TRE
46138E107
320
9412
SH
SOLE
NONE
0
0
9412
INVESCO EXCHANGE TRADED FUND T EMRNG MKT SVRG ETF
EMRNG MKT SVRG
46138E784
320
10931
SH
SOLE
NONE
0
0
10931
INVESCO EXCHANGE TRADED FUND T KBW HIG DV YLD ETF
KBW HIG DV YLD
46138E610
1433
66690
SH
SOLE
NONE
0
0
66690
INVESCO EXCHANGE TRADED FUND T S&P MIDCP LOW ETF
S&P MIDCP LOW
46138E198
672
13092
SH
SOLE
NONE
0
0
13092
INVESCO EXCHANGE TRADED FUND T S&P500 LOW VOL ETF
S&P500 LOW VOL
46138E354
2878
52072
SH
SOLE
NONE
0
0
52072
INVESCO QQQ TRUST UNIT SER 1 ETF
UNIT SER 1
46090E103
6971
36833
SH
SOLE
NONE
0
0
36833
ISHARES TRUST COHEN STEER REIT ETF
COHEN STEER REIT
464287564
248
2214
SH
SOLE
NONE
0
0
2214
ISHARES TRUST CORE 1 5 YR USD ETF
CORE 1 5 YR USD
46432F859
238
4751
SH
SOLE
NONE
0
0
4751
ISHARES TRUST CORE S&P TTL STK ETF
CORE S&P TTL STK
464287150
389
5799
SH
SOLE
NONE
0
0
5799
ISHARES TRUST IBOXX INV CP ETF
IBOXX INV CP ETF
464287242
426
3436
SH
SOLE
NONE
0
0
3436
ISHARES TRUST MORTGE REL ETF
MORTGE REL ETF
46435G342
571
13572
SH
SOLE
NONE
0
0
13572
ISHARES TRUST MSCI EAFE ETF
MSCI EAFE ETF
464287465
418
6337
SH
SOLE
NONE
0
0
6337
ISHARES TRUST PFD AND INCM SEC ETF
PFD AND INCM SEC
464288687
548
14887
SH
SOLE
NONE
0
0
14887
ISHARES TRUST PHLX SEMICND ETF
PHLX SEMICND ETF
464287523
282
1388
SH
SOLE
NONE
0
0
1388
ISHARES TRUST RUSSELL 2000 ETF
RUSSELL 2000 ETF
464287655
4854
31096
SH
SOLE
NONE
0
0
31096
ISHARES TRUST S&P 500 GRWT ETF
S&P 500 GRWT ETF
464287309
10010
55332
SH
SOLE
NONE
0
0
55332
ISHARES TRUST S&P MC 400GR ETF
S&P MC 400GR ETF
464287606
3267
14399
SH
SOLE
NONE
0
0
14399
ISHARES TRUST S&P SML 600 GWT ETF
S&P SML 600 GWT
464287887
4157
22736
SH
SOLE
NONE
0
0
22736
ISHARES TRUST SHORT TREAS BD ETF
SHORT TREAS BD
464288679
372
3372
SH
SOLE
NONE
0
0
3372
ISHARES TRUST U.S. CNSM SV ETF
U.S. CNSM SV ETF
464287580
810
3690
SH
SOLE
NONE
0
0
3690
ISHARES TRUST U.S. INSRNCE ETF
U.S. INSRNCE ETF
464288786
202
2832
SH
SOLE
NONE
0
0
2832
ISHARES TRUST U.S. MED DVC ETF
U.S. MED DVC ETF
464288810
304
1254
SH
SOLE
NONE
0
0
1254
ISHARES TRUST U.S. REAL ES ETF
U.S. REAL ES ETF
464287739
711
8118
SH
SOLE
NONE
0
0
8118
ISHARES TRUST U.S. TECH ETF
U.S. TECH ETF
464287721
459
2287
SH
SOLE
NONE
0
0
2287
ISHARES TRUST U.S. UTILITS ETF
U.S. UTILITS ETF
464287697
481
3202
SH
SOLE
NONE
0
0
3202
JPMORGAN CHASE & CO. COM
COM
46625H100
362
3190
SH
SOLE
NONE
0
0
3190
KEURIG DR PEPPER INC COM
COM
49271V100
253
8599
SH
SOLE
NONE
0
0
8599
KIRKLAND LAKE GOLD COM
COM
49741E100
279
6734
SH
SOLE
NONE
0
0
6734
LHC GROUP INC COM
COM
50187A107
280
2326
SH
SOLE
NONE
0
0
2326
LIGAND PHARMACEUTICAL INC COM
COM NEW
53220K504
584
5087
SH
SOLE
NONE
0
0
5087
MARTIN MARIETTA MATERIALS INC COM
COM
573284106
283
1244
SH
SOLE
NONE
0
0
1244
MASTERCARD INCORPORATED COM CL A
CL A
57636Q104
1867
7001
SH
SOLE
NONE
0
0
7001
MICROCHIP TECHNOLOGY COM
COM
595017104
285
3125
SH
SOLE
NONE
0
0
3125
MICROSOFT CORP COM
COM
594918104
633
4668
SH
SOLE
NONE
0
0
4668
MONDELEZ INTL INC COM CL A
CL A
609207105
256
4685
SH
SOLE
NONE
0
0
4685
NATIONAL RETAIL PROPERTIES INC COM
COM
637417106
280
5366
SH
SOLE
NONE
0
0
5366
NETFLIX INC COM
COM
64110L106
2006
5356
SH
SOLE
NONE
0
0
5356
NORFOLK SOUTHERN CORP COM
COM
655844108
276
1375
SH
SOLE
NONE
0
0
1375
NORTHERN DYNASTY MINERALS LTD COM
COM NEW
66510M204
9
15000
SH
SOLE
NONE
0
0
15000
NUVEEN QUALITY PFD INCOME FUND COM
COM
67072C105
170
17884
SH
SOLE
NONE
0
0
17884
NVIDIA CORP COM
COM
67066G104
1011
6087
SH
SOLE
NONE
0
0
6087
PAYCOM SOFTWARE INC COM
COM
70432V102
1842
8116
SH
SOLE
NONE
0
0
8116
PEPSICO INC COM
COM
713448108
755
5732
SH
SOLE
NONE
0
0
5732
PROCTER & GAMBLE CO COM
COM
742718109
1210
10953
SH
SOLE
NONE
0
0
10953
PROSHARES TRUST PSHS ULT MCAP400 ETF
PSHS ULT MCAP400
74347R404
743
18084
SH
SOLE
NONE
0
0
18084
PROSHARES TRUST PSHS ULT S&P 500 ETF
PSHS ULT S&P 500
74347R107
1091
8524
SH
SOLE
NONE
0
0
8524
PROSHARES TRUST PSHS ULTRA DOW30 ETF
PSHS ULTRA DOW30
74347R305
727
14851
SH
SOLE
NONE
0
0
14851
PROSHARES TRUST PSHS ULTRA QQQ ETF
PSHS ULTRA QQQ
74347R206
1973
20034
SH
SOLE
NONE
0
0
20034
PROSHARES TRUST PSHS ULTRA TECH ETF
PSHS ULTRA TECH
74347R693
316
2613
SH
SOLE
NONE
0
0
2613
PROSHARES TRUST PSHS ULTRUSS2000 ETF
PSHS ULTRUSS2000
74347R842
1441
20761
SH
SOLE
NONE
0
0
20761
PROSHARES TRUST RUSS 2000 DIVD ETF
RUSS 2000 DIVD
74347B698
716
12129
SH
SOLE
NONE
0
0
12129
PROSHARES TRUST S&P 500 DV ARIST ETF
S&P 500 DV ARIST
74348A467
2685
38442
SH
SOLE
NONE
0
0
38442
PROSHARES TRUST S&P MDCP 400 DIV ETF
S&P MDCP 400 DIV
74347B680
827
14139
SH
SOLE
NONE
0
0
14139
PROSHARES TRUST ULTRAPRO QQQ ETF
ULTRAPRO QQQ
74347X831
522
8137
SH
SOLE
NONE
0
0
8137
PROSHARES TRUST ULTRPRO DOW30 ETF
ULTRPRO DOW30
74347X823
930
8945
SH
SOLE
NONE
0
0
8945
PROSHARES TRUST ULTRPRO S&P500 ETF
ULTRPRO S&P500
74347X864
1359
24476
SH
SOLE
NONE
0
0
24476
RETAIL PROP OF AMERICA INC CL A
CL A
76131V202
404
34655
SH
SOLE
NONE
0
0
34655
SOUTHERN CO. COM
COM
842587107
348
6360
SH
SOLE
NONE
0
0
6360
SPDR DOW JONES IND UT SER 1 ETF
UT SER 1
78467X109
6180
23149
SH
SOLE
NONE
0
0
23149
SPDR GOLD TRUST GOLD SHS ETF
GOLD SHS
78463V107
433
3320
SH
SOLE
NONE
0
0
3320
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP ETF
UTSER1 S&PDCRP
78467Y107
5057
14235
SH
SOLE
NONE
0
0
14235
SPDR S&P500 ETF TRUST TR UNIT ETF
TR UNIT
78462F103
6568
22218
SH
SOLE
NONE
0
0
22218
SPDR SERIES TRUST BLOMBERG BRC INV ETF
BLOMBERG BRC INV
78468R200
413
13475
SH
SOLE
NONE
0
0
13475
SPDR SERIES TRUST PORTFOLIO INTRMD ETF
PORTFOLIO INTRMD
78464A375
267
7685
SH
SOLE
NONE
0
0
7685
SPDR SERIES TRUST SSGA US LRG ETF
SSGA US LRG ETF
78468R804
876
8079
SH
SOLE
NONE
0
0
8079
SPLUNK INC COM
COM
848637104
1905
15203
SH
SOLE
NONE
0
0
15203
SSGA ACTIVE ETF TR SPDR TR TACTIC ETF
SPDR TR TACTIC
78467V848
794
16202
SH
SOLE
NONE
0
0
16202
STAMPS.COM INC COM
COM NEW
852857200
366
8112
SH
SOLE
NONE
0
0
8112
STARBUCKS CORP COM
COM
855244109
350
4141
SH
SOLE
NONE
0
0
4141
TEXAS INSTRUMENTS INC COM
COM
882508104
273
2338
SH
SOLE
NONE
0
0
2338
TRI CONTL CORP COM
COM
895436103
331
12183
SH
SOLE
NONE
0
0
12183
UBS AG JERSEY ETRAC WELLS BDCI ETN
ETRAC WELLS BDCI
902641588
509
25540
SH
SOLE
NONE
0
0
25540
UBS AG LONDON ETRAC 2X LEV LNG ETN
ETRAC 2X LEV LNG
90267B765
2611
180878
SH
SOLE
NONE
0
0
180878
UNILEVER PLC ADR SPONSORED
SPON ADR NEW
904767704
268
4328
SH
SOLE
NONE
0
0
4328
UNION PACIFIC CORP COM
COM
907818108
267
1561
SH
SOLE
NONE
0
0
1561
VANGUARD SHORT TRM BOND ETF
SHORT TRM BOND
921937827
223
2781
SH
SOLE
NONE
0
0
2781
VERIZON COMMUNICATIONS COM
COM
92343V104
297
5250
SH
SOLE
NONE
0
0
5250
VISA INC COM CL A
COM CL A
92826C839
283
1628
SH
SOLE
NONE
0
0
1628
VULCAN MATERIALS CO COM
COM
929160109
290
2113
SH
SOLE
NONE
0
0
2113
WALT DISNEY COMPANY (THE) COM
COM DISNEY
254687106
304
2152
SH
SOLE
NONE
0
0
2152
WEC ENERGY GROUP INC COM
COM
92939U106
293
3525
SH
SOLE
NONE
0
0
3525
WELLTOWER INC COM
COM
95040Q104
305
3735
SH
SOLE
NONE
0
0
3735
WISDOMTREE TRUST US HIGH DIVIDEND ETF
US HIGH DIVIDEND
97717W208
1837
25167
SH
SOLE
NONE
0
0
25167
WISDOMTREE TRUST US MIDCAP DIVID ETF
US MIDCAP DIVID
97717W505
2103
57975
SH
SOLE
NONE
0
0
57975
WISDOMTREE TRUST US MIDCAP FUND ETF
US MIDCAP FUND
97717W570
379
9458
SH
SOLE
NONE
0
0
9458
WISDOMTREE TRUST US SMALLCAP DIVD ETF
US SMALLCAP DIVD
97717W604
1351
49919
SH
SOLE
NONE
0
0
49919
WISDOMTREE TRUST US SMALLCAP FUND ETF
US SMALLCAP FUND
97717W562
465
12955
SH
SOLE
NONE
0
0
12955
WP CAREY INC COM
COM
92936U109
253
3149
SH
SOLE
NONE
0
0
3149
XENIA HOTELS & RESORTS INC COM
COM
984017103
475
22741
SH
SOLE
NONE
0
0
22741
YUM BRANDS INC COM
COM
988498101
292
2674
SH
SOLE
NONE
0
0
2674