Chief Compliance Officer

0001606587-19-000381.txt : 20190417 0001606587-19-000381.hdr.sgml : 20190417 20190417162837 ACCESSION NUMBER: 0001606587-19-000381 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190417 DATE AS OF CHANGE: 20190417 EFFECTIVENESS DATE: 20190417 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Harvest Investment Services, LLC CENTRAL INDEX KEY: 0001591097 IRS NUMBER: 453681885 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19357 FILM NUMBER: 19753319 BUSINESS ADDRESS: STREET 1: 1 TRANSAM PLAZA DRIVE STREET 2: SUITE 230 CITY: OAKBROOK TERRACE STATE: IL ZIP: 60181 BUSINESS PHONE: 630-613-9230 MAIL ADDRESS: STREET 1: 1 TRANSAM PLAZA DRIVE STREET 2: SUITE 230 CITY: OAKBROOK TERRACE STATE: IL ZIP: 60181 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001591097 XXXXXXXX 03-31-2019 03-31-2019 false Harvest Investment Services, LLC

1 Transam Plaza Drive Suite 230 Oakbrook Terrace IL 60181

13F HOLDINGS REPORT 028-19357 N Frederick A. Newell Chief Compliance Officer 630-613-9230 Frederick A. Newell Oakbrook Terrace IL 04-17-2019 0 154 172279 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBOTT LABORATORIES COM COM 002824100 323 4059 SH SOLE NONE 0 0 4059 ABBVIE INC COM COM 00287Y109 1333 16506 SH SOLE NONE 0 0 16506 ABERDEEN ASIA PACIFIC INCOME F COM COM 003009107 349 82290 SH SOLE NONE 0 0 82290 ABIOMED INC COM COM 003654100 917 3305 SH SOLE NONE 0 0 3305 ACCENTURE PLC COM SHS CLASS A G1151C101 265 1507 SH SOLE NONE 0 0 1507 ADOBE INC COM COM 00724F101 1979 7274 SH SOLE NONE 0 0 7274 AGILENT TECHNOLOGIES INC COM COM 00846U101 275 3374 SH SOLE NONE 0 0 3374 ALIBABA GROUP HOLDING LTD ADR SPONSORED ADS 01609W102 265 1467 SH SOLE NONE 0 0 1467 ALIGN TECHNOLOGY INC COM COM 016255101 1266 4443 SH SOLE NONE 0 0 4443 ALPHABET INC COM CL C CAP STK CL C 02079K107 1651 1383 SH SOLE NONE 0 0 1383 ALPS ETF TRUST SECTR DIV DOGS ETF SECTR DIV DOGS 00162Q858 476 10956 SH SOLE NONE 0 0 10956 AMAZON COM INC COM COM 023135106 2314 1276 SH SOLE NONE 0 0 1276 AMERICAN WATER WOR COM COM 030420103 268 2585 SH SOLE NONE 0 0 2585 AMPIO PHARMACEUTICALS INC COM COM 03209T109 60 109443 SH SOLE NONE 0 0 109443 APACHE CORP COM COM 037411105 210 6016 SH SOLE NONE 0 0 6016 APPLE INC COM COM 037833100 611 3196 SH SOLE NONE 0 0 3196 ARISTA NETWORKS INC COM COM 040413106 1908 5996 SH SOLE NONE 0 0 5996 AT&T INC COM COM 00206R102 523 16376 SH SOLE NONE 0 0 16376 AURORA CANNABIS INC COM COM 05156X108 177 19353 SH SOLE NONE 0 0 19353 AUTODESK INC COM COM 052769106 256 1564 SH SOLE NONE 0 0 1564 AUTOMATIC DATA PROCESSING INC COM COM 053015103 270 1666 SH SOLE NONE 0 0 1666 BROADCOM CORP COM COM 11135F101 274 899 SH SOLE NONE 0 0 899 CADENCE DESIGN SYSTEMS INC COM COM 127387108 324 5007 SH SOLE NONE 0 0 5007 CHECK POINT SFTWRE COM ORD M22465104 246 1946 SH SOLE NONE 0 0 1946 CHEVRON CORPORATION COM COM 166764100 273 2192 SH SOLE NONE 0 0 2192 DANAHER CORP COM COM 235851102 302 2295 SH SOLE NONE 0 0 2295 DIREXION SHARES ETF TRUST DLY EMG MK BL 3X ETF DLY EMG 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NONE 0 0 3132 FACEBOOK INC COM CL A CL A 30303M102 1798 10663 SH SOLE NONE 0 0 10663 FIRST TR EXCHANGE TRADED FD IV FIRST TR ENH NEW ETF FIRST TR ENH NEW 33739Q408 9413 156937 SH SOLE NONE 0 0 156937 FIRST TR EXCHANGE TRADED FD IV FIRST TR TA HIYL ETF FIRST TR TA HIYL 33738D408 1467 30652 SH SOLE NONE 0 0 30652 FIRST TR EXCHANGE TRADED FD IV FST LOW OPPT EFT ETF FST LOW OPPT EFT 33739Q200 382 7468 SH SOLE NONE 0 0 7468 FIRST TR EXCHANGE TRADED FD IV NO AMER ENERGY ETF NO AMER ENERGY 33738D101 297 11999 SH SOLE NONE 0 0 11999 FIRST TR EXCHANGE TRADED FD IV SENIOR LN FD ETF SENIOR LN FD 33738D309 1215 25705 SH SOLE NONE 0 0 25705 FIRST TR EXCHANGE TRADED FD VI MULTI ASSET DI ETF MULTI ASSET DI 33738R100 2202 119201 SH SOLE NONE 0 0 119201 FIRST TR EXCHANGE TRADED FD VI NASD TECH DIV ETF NASD TECH DIV 33738R118 1483 38195 SH SOLE NONE 0 0 38195 FIRST TR EXCHANGE TRADED FD VI RISNG DIVD ACHIV ETF RISNG DIVD ACHIV 33738R506 588 19319 SH SOLE NONE 0 0 19319 FIRST TR EXCHANGE-TRADED FD PFD 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EXPANDED TECH 464287515 288 1348 SH SOLE NONE 0 0 1348 ISHARES TRUST IBOXX INV CP ETF IBOXX INV CP ETF 464287242 462 3908 SH SOLE NONE 0 0 3908 ISHARES TRUST MORTGE REL ETF MORTGE REL ETF 46435G342 564 12953 SH SOLE NONE 0 0 12953 ISHARES TRUST MSCI EAFE ETF MSCI EAFE ETF 464287465 211 3219 SH SOLE NONE 0 0 3219 ISHARES TRUST MSCI EMG MKT ETF MSCI EMG MKT ETF 464287234 413 9475 SH SOLE NONE 0 0 9475 ISHARES TRUST PFD AND INCM SEC ETF PFD AND INCM SEC 464288687 298 8162 SH SOLE NONE 0 0 8162 ISHARES TRUST PHLX SEMICND ETF PHLX SEMICND ETF 464287523 360 1856 SH SOLE NONE 0 0 1856 ISHARES TRUST RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 913 5905 SH SOLE NONE 0 0 5905 ISHARES TRUST S&P 500 GRWT ETF S&P 500 GRWT ETF 464287309 9411 54045 SH SOLE NONE 0 0 54045 ISHARES TRUST S&P 500 VAL ETF S&P 500 VAL ETF 464287408 887 7775 SH SOLE NONE 0 0 7775 ISHARES TRUST S&P MC 400GR ETF S&P MC 400GR ETF 464287606 3233 14597 SH SOLE NONE 0 0 14597 ISHARES TRUST S&P SML 600 GWT ETF S&P SML 600 GWT 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COM COM 842587107 348 6782 SH SOLE NONE 0 0 6782 SPDR DOW JONES IND UT SER 1 ETF UT SER 1 78467X109 6422 24476 SH SOLE NONE 0 0 24476 SPDR GOLD TRUST GOLD SHS ETF GOLD SHS 78463V107 270 2225 SH SOLE NONE 0 0 2225 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP ETF UTSER1 S&PDCRP 78467Y107 5002 14292 SH SOLE NONE 0 0 14292 SPDR S&P500 ETF TRUST TR UNIT ETF TR UNIT 78462F103 6467 22627 SH SOLE NONE 0 0 22627 SPDR SERIES TRUST BLOMBERG BRC INV ETF BLOMBERG BRC INV 78468R200 460 15035 SH SOLE NONE 0 0 15035 SPDR SERIES TRUST PORTFOLIO INTRMD ETF PORTFOLIO INTRMD 78464A375 261 7685 SH SOLE NONE 0 0 7685 SPLUNK INC COM COM 848637104 1993 15715 SH SOLE NONE 0 0 15715 SSGA ACTIVE ETF TR SPDR TR TACTIC ETF SPDR TR TACTIC 78467V848 752 15682 SH SOLE NONE 0 0 15682 STAMPS.COM INC COM COM NEW 852857200 669 8155 SH SOLE NONE 0 0 8155 STARBUCKS CORP COM COM 855244109 295 3990 SH SOLE NONE 0 0 3990 TEXAS INSTRUMENTS INC COM COM 882508104 257 2366 SH SOLE NONE 0 0 2366 TRI-CONTINENTAL CORP COM COM 895436103 323 12183 SH SOLE NONE 0 0 12183 TWO RDS SHARED TRUST ANFIELD UNVL ETF ANFIELD UNVL ETF 90214Q766 137 13769 SH SOLE NONE 0 0 13769 UBS AG JERSEY ETRAC WELLS BDCI ETN ETRAC WELLS BDCI 902641588 507 25588 SH SOLE NONE 0 0 25588 UBS AG LONDON ETRAC 2X LEV LNG ETN ETRAC 2X LEV LNG 90267B765 2565 178753 SH SOLE NONE 0 0 178753 UNILEVER PLC ADR SPONSORED SPON ADR NEW 904767704 243 4233 SH SOLE NONE 0 0 4233 UNION PACIFIC CORP COM COM 907818108 261 1532 SH SOLE NONE 0 0 1532 UNITEDHEALTH GROUP INC COM COM 91324P102 268 1094 SH SOLE NONE 0 0 1094 VANGUARD SHORT TRM BOND ETF SHORT TRM BOND 921937827 445 5613 SH SOLE NONE 0 0 5613 VARIAN MEDICAL SYSTEMS INC COM COM 92220P105 278 1964 SH SOLE NONE 0 0 1964 VERIZON COMMUNICATIONS COM COM 92343V104 330 5597 SH SOLE NONE 0 0 5597 VULCAN MATERIALS CO COM COM 929160109 251 2091 SH SOLE NONE 0 0 2091 WATERS CORP COM COM 941848103 246 973 SH SOLE NONE 0 0 973 WEC ENERGY GROUP INC COM COM 92939U106 274 3511 SH SOLE NONE 0 0 3511 WELLTOWER INC COM COM 95040Q104 335 4359 SH SOLE NONE 0 0 4359 WISDOMTREE TRUST US HIGH DIVIDEND ETF US HIGH DIVIDEND 97717W208 1724 23577 SH SOLE NONE 0 0 23577 WISDOMTREE TRUST US MIDCAP DIVID ETF US MIDCAP DIVID 97717W505 2025 55921 SH SOLE NONE 0 0 55921 WISDOMTREE TRUST US MIDCAP FUND ETF US MIDCAP FUND 97717W570 351 8798 SH SOLE NONE 0 0 8798 WISDOMTREE TRUST US SMALLCAP DIVD ETF US SMALLCAP DIVD 97717W604 1316 47127 SH SOLE NONE 0 0 47127 WISDOMTREE TRUST US SMALLCAP FUND ETF US SMALLCAP FUND 97717W562 499 13613 SH SOLE NONE 0 0 13613 XENIA HOTELS & RESORTS INC COM COM 984017103 494 22724 SH SOLE NONE 0 0 22724 YUM BRANDS INC COM COM 988498101 267 2662 SH SOLE NONE 0 0 2662