0001606587-19-000282.txt : 20190214 0001606587-19-000282.hdr.sgml : 20190214 20190214152729 ACCESSION NUMBER: 0001606587-19-000282 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190214 DATE AS OF CHANGE: 20190214 EFFECTIVENESS DATE: 20190214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Harvest Investment Services, LLC CENTRAL INDEX KEY: 0001591097 IRS NUMBER: 453681885 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19357 FILM NUMBER: 19605356 BUSINESS ADDRESS: STREET 1: 1 TRANSAM PLAZA DRIVE STREET 2: SUITE 230 CITY: OAKBROOK TERRACE STATE: IL ZIP: 60181 BUSINESS PHONE: 630-613-9230 MAIL ADDRESS: STREET 1: 1 TRANSAM PLAZA DRIVE STREET 2: SUITE 230 CITY: OAKBROOK TERRACE STATE: IL ZIP: 60181 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001591097 XXXXXXXX 12-31-2018 12-31-2018 false Harvest Investment Services, LLC

1 Transam Plaza Drive Suite 230 Oakbrook Terrace IL 60181

13F HOLDINGS REPORT 028-19357 N Frederick A. Newell 630-613-9230 Frederick A. Newell Oakbrook Terrace IL 02-13-2019 0 124 108517 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBOTT LABORATORIES COM COM 002824100 250 3597 SH SOLE NONE 0 0 3597 ABBVIE INC COM COM 00287Y109 251 3246 SH SOLE NONE 0 0 3246 ABERDEEN ASIA PACIFIC INCOME F COM COM 003009107 330 82424 SH SOLE NONE 0 0 82424 ACCENTURE PLC COM SHS CLASS A G1151C101 229 1507 SH SOLE NONE 0 0 1507 AGILENT TECHNOLOGIES INC COM COM 00846U101 240 3269 SH SOLE NONE 0 0 3269 ALIBABA GROUP HOLDING LTD ADR SPONSORED ADS 01609W102 242 1547 SH SOLE NONE 0 0 1547 ALPS ETF TRUST SECTR DIV DOGS ETF SECTR DIV DOGS 00162Q858 446 10652 SH SOLE NONE 0 0 10652 AMERICAN WATER WOR COM COM 030420103 239 2575 SH SOLE NONE 0 0 2575 AMPIO PHARMACEUTICALS INC COM COM 03209T109 52 109443 SH SOLE NONE 0 0 109443 APPLE INC COM COM 037833100 325 2104 SH SOLE NONE 0 0 2104 AT&T INC COM COM 00206R102 520 16946 SH SOLE NONE 0 0 16946 AUTOMATIC DATA PROCESSING INC COM COM 053015103 224 1676 SH SOLE NONE 0 0 1676 BANK OF MONTREAL MICROSECTRS IDX ETF MICROSECTRS IDX 063679872 481 15319 SH SOLE NONE 0 0 15319 CADENCE DESIGN SYSTEMS INC COM COM 127387108 230 4984 SH SOLE NONE 0 0 4984 CHEVRON CORPORATION COM COM 166764100 206 1851 SH SOLE NONE 0 0 1851 CREDIT SUISSE NASSAU VELOCITY SHS DAI ETN VELOCITY SHS DAI 22542D332 463 9834 SH SOLE NONE 0 0 9834 DANAHER CORP COM COM 235851102 234 2225 SH SOLE NONE 0 0 2225 DIREXION SHARES ETF TRUST DAILY FINL BEAR ETF DAILY FINL BEAR 25490K539 160 15153 SH SOLE NONE 0 0 15153 DIREXION SHARES ETF TRUST DAILY S&P BIOTEC ETF DAILY S&P BIOTEC 25460E539 279 9705 SH SOLE NONE 0 0 9705 DIREXION SHARES ETF TRUST DALY HOM B&S BUL ETF DALY HOM B&S BUL 25490K596 248 7807 SH SOLE NONE 0 0 7807 DIREXION SHARES ETF TRUST DLY EMG MK BL 3X ETF DLY EMG MK BL 3X 25490K281 2402 31620 SH SOLE NONE 0 0 31620 DIREXION SHARES ETF TRUST DLY FIN BULL NEW ETF DLY FIN BULL NEW 25459Y694 3838 67993 SH SOLE NONE 0 0 67993 DIREXION SHARES ETF TRUST DLY SCOND 3XBU ETF DLY SCOND 3XBU 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ASSET DI 33738R100 2154 119418 SH SOLE NONE 0 0 119418 FIRST TR EXCHANGE TRADED FD VI NASD TECH DIV ETF NASD TECH DIV 33738R118 1064 30500 SH SOLE NONE 0 0 30500 FIRST TR EXCHANGE TRADED FD VI RISNG DIVD ACHIV ETF RISNG DIVD ACHIV 33738R506 562 19498 SH SOLE NONE 0 0 19498 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF PFD SECS INC ETF 33739E108 1659 89351 SH SOLE NONE 0 0 89351 FIRST TRUST EXCH TRADED FUND 2 DJ GLBL DIVID ETF DJ GLBL DIVID 33734X200 993 42613 SH SOLE NONE 0 0 42613 FIRST TRUST PORTFOLIOS COM ETF COM 33734G108 1139 48016 SH SOLE NONE 0 0 48016 FIRST TRUST PORTFOLIOS LP COM SHS ETF COM SHS 33735K108 788 12900 SH SOLE NONE 0 0 12900 FIRST TST MORNINGS SHS ETF SHS 336917109 2069 74112 SH SOLE NONE 0 0 74112 FIRST TST VALUE LI SHS ETF SHS 33734H106 2134 69790 SH SOLE NONE 0 0 69790 FORD MOTOR CO COM COM PAR $0.01 345370860 109 12447 SH SOLE NONE 0 0 12447 FRANKLIN TEMPLETON INVESTMENT COM COM 880198106 228 35929 SH SOLE NONE 0 0 35929 FS KKR CAPITAL CORP COM COM 302635107 439 70732 SH SOLE NONE 0 0 70732 GLOBAL X FDS GLB X SUPERDIV ETF GLB X SUPERDIV 37950E549 951 50161 SH SOLE NONE 0 0 50161 HCP INC COM COM 40414L109 266 8654 SH SOLE NONE 0 0 8654 INVESCO EXCHNG TRADED FD TR II KBW HIG DV YLD ETF KBW HIG DV YLD 46138E610 1344 61602 SH SOLE NONE 0 0 61602 INVESCO EXCHNG TRADED FD TR II S&P500 LOW VOL ETF S&P500 LOW VOL 46138E354 1266 26070 SH SOLE NONE 0 0 26070 INVESCO QQQ TRUST UNIT SER 1 ETF UNIT SER 1 46090E103 5737 35508 SH SOLE NONE 0 0 35508 ISHARES INC GLB SILV MIN ETF GLB SILV MIN ETF 464286327 156 17873 SH SOLE NONE 0 0 17873 ISHARES TRUST 20 YR TR BD ETF 20 YR TR BD ETF 464287432 1295 10708 SH SOLE NONE 0 0 10708 ISHARES TRUST COHEN STEER REIT ETF COHEN STEER REIT 464287564 320 3086 SH SOLE NONE 0 0 3086 ISHARES TRUST CORE 1 5 YR USD ETF CORE 1 5 YR USD 46432F859 277 5628 SH SOLE NONE 0 0 5628 ISHARES TRUST CORE S&P MCP ETF CORE S&P MCP ETF 464287507 242 1334 SH SOLE NONE 0 0 1334 ISHARES TRUST CORE S&P500 ETF CORE S&P500 ETF 464287200 545 2058 SH SOLE NONE 0 0 2058 ISHARES TRUST CORE US AGGBD ET ETF CORE US AGGBD ET 464287226 2048 19164 SH SOLE NONE 0 0 19164 ISHARES TRUST MBS ETF MBS ETF 464288588 1319 12572 SH SOLE NONE 0 0 12572 ISHARES TRUST MORTGE REL ETF MORTGE REL ETF 46435G342 455 10546 SH SOLE NONE 0 0 10546 ISHARES TRUST MSCI EMG MKT ETF MSCI EMG MKT ETF 464287234 524 12533 SH SOLE NONE 0 0 12533 ISHARES TRUST PHLX SEMICND ETF PHLX SEMICND ETF 464287523 340 2029 SH SOLE NONE 0 0 2029 ISHARES TRUST RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 2500 17105 SH SOLE NONE 0 0 17105 ISHARES TRUST S&P 500 VAL ETF S&P 500 VAL ETF 464287408 770 7146 SH SOLE NONE 0 0 7146 ISHARES TRUST U.S. REAL ES ETF U.S. REAL ES ETF 464287739 345 4209 SH SOLE NONE 0 0 4209 ISHARES TRUST U.S. TECH ETF U.S. TECH ETF 464287721 206 1240 SH SOLE NONE 0 0 1240 ISHARES TRUST U.S. UTILITS ETF U.S. UTILITS ETF 464287697 437 3238 SH SOLE NONE 0 0 3238 JPMORGAN CHASE & CO. COM COM 46625H100 284 2729 SH SOLE NONE 0 0 2729 LHC GROUP INC COM COM 50187A107 235 2211 SH SOLE NONE 0 0 2211 LILLY ELI & CO COM COM 532457108 231 1998 SH SOLE NONE 0 0 1998 MCCORMICK & COMPANY INC COM COM NON VTG 579780206 228 1884 SH SOLE NONE 0 0 1884 MCDONALD'S CORPORATION COM COM 580135101 397 2183 SH SOLE NONE 0 0 2183 MERCK & CO INC COM COM 58933Y105 391 5344 SH SOLE NONE 0 0 5344 MICROCHIP TECHNOLOGY COM COM 595017104 229 2890 SH SOLE NONE 0 0 2890 NATIONAL RETAIL PROPERTIES INC COM COM 637417106 279 5369 SH SOLE NONE 0 0 5369 NEW AGE BEVERAGES CORPORATION COM COM 64157V108 165 24106 SH SOLE NONE 0 0 24106 NEXTERA ENERGY INC COM COM 65339F101 264 1531 SH SOLE NONE 0 0 1531 PEPSICO INC COM COM 713448108 408 3747 SH SOLE NONE 0 0 3747 PFIZER INC COM COM 717081103 286 7030 SH SOLE NONE 0 0 7030 PROCTER & GAMBLE CO COM COM 742718109 679 7262 SH SOLE NONE 0 0 7262 PROSHARES TRUST PSHS ULT MCAP400 ETF PSHS ULT MCAP400 74347R404 551 15347 SH SOLE NONE 0 0 15347 PROSHARES TRUST PSHS ULT S&P 500 ETF PSHS ULT S&P 500 74347R107 923 9016 SH SOLE NONE 0 0 9016 PROSHARES TRUST PSHS ULTRA DOW30 ETF PSHS ULTRA DOW30 74347R305 970 23268 SH SOLE NONE 0 0 23268 PROSHARES TRUST PSHS ULTRA QQQ ETF PSHS ULTRA QQQ 74347R206 1475 20190 SH SOLE NONE 0 0 20190 PROSHARES TRUST PSHS ULTRA TECH ETF PSHS ULTRA TECH 74347R693 220 2592 SH SOLE NONE 0 0 2592 PROSHARES TRUST PSHS ULTRUSS2000 ETF PSHS ULTRUSS2000 74347R842 1014 16417 SH SOLE NONE 0 0 16417 PROSHARES TRUST RUSS 2000 DIVD ETF RUSS 2000 DIVD 74347B698 426 7533 SH SOLE NONE 0 0 7533 PROSHARES TRUST S&P 500 DV ARIST ETF S&P 500 DV ARIST 74348A467 2095 33366 SH SOLE NONE 0 0 33366 PROSHARES TRUST S&P MDCP 400 DIV ETF S&P MDCP 400 DIV 74347B680 587 10735 SH SOLE NONE 0 0 10735 PROSHARES TRUST ULTPRO SHT 2017 ETF ULTPRO SHT 2017 74348A152 583 19497 SH SOLE NONE 0 0 19497 PROSHARES TRUST ULTRAPRO QQQ ETF ULTRAPRO QQQ 74347X831 3809 90950 SH SOLE NONE 0 0 90950 PROSHARES TRUST ULTRAPRO SHORT Q ETF ULTRAPRO SHORT Q 74348A160 1307 92091 SH SOLE NONE 0 0 92091 PROSHARES TRUST ULTRAPRO SHORT S ETF ULTRAPRO SHORT S 74347B268 400 10141 SH SOLE NONE 0 0 10141 PROSHARES TRUST ULTRPRO DOW30 ETF ULTRPRO DOW30 74347X823 401 4859 SH SOLE NONE 0 0 4859 PROSHARES TRUST ULTRPRO S&P500 ETF ULTRPRO S&P500 74347X864 1528 38080 SH SOLE NONE 0 0 38080 REALTY INCOME CORP COM COM 756109104 308 4620 SH SOLE NONE 0 0 4620 RETAIL PROP OF AMERICA INC CL A CL A 76131V202 411 33019 SH SOLE NONE 0 0 33019 SEABRIDGE GOLD INC COM COM 811916105 149 10875 SH SOLE NONE 0 0 10875 SIMON PROPERTY GROUP INC COM COM 828806109 318 1777 SH SOLE NONE 0 0 1777 SOUTHERN CO. COM COM 842587107 265 5583 SH SOLE NONE 0 0 5583 SPDR DOW JONES IND UT SER 1 ETF UT SER 1 78467X109 5625 22894 SH SOLE NONE 0 0 22894 SPDR GOLD TRUST GOLD SHS ETF GOLD SHS 78463V107 311 2514 SH SOLE NONE 0 0 2514 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP ETF UTSER1 S&PDCRP 78467Y107 4249 12857 SH SOLE NONE 0 0 12857 SPDR S&P500 ETF TRUST TR UNIT ETF TR UNIT 78462F103 5171 19632 SH SOLE NONE 0 0 19632 SSGA ACTIVE ETF TR SPDR TR TACTIC ETF SPDR TR TACTIC 78467V848 750 15791 SH SOLE NONE 0 0 15791 STARBUCKS CORP COM COM 855244109 268 3999 SH SOLE NONE 0 0 3999 TEXAS INSTRUMENTS INC COM COM 882508104 233 2306 SH SOLE NONE 0 0 2306 TRI-CONTINENTAL CORP COM COM 895436103 304 12183 SH SOLE NONE 0 0 12183 TWO RDS SHARED TRUST ANFIELD UNVL ETF ANFIELD UNVL ETF 90214Q766 137 13769 SH SOLE NONE 0 0 13769 UBS AG JERSEY ETRAC WELLS BDCI ETN ETRAC WELLS BDCI 902641588 500 26314 SH SOLE NONE 0 0 26314 UBS AG LONDON ETRAC 2X LEV LNG ETN ETRAC 2X LEV LNG 90267B765 2429 183135 SH SOLE NONE 0 0 183135 UNILEVER PLC ADR SPONSORED SPON ADR NEW 904767704 218 4128 SH SOLE NONE 0 0 4128 UNITEDHEALTH GROUP INC COM COM 91324P102 282 1057 SH SOLE NONE 0 0 1057 VARIAN MEDICAL SYSTEMS INC COM COM 92220P105 256 1960 SH SOLE NONE 0 0 1960 VERIZON COMMUNICATIONS COM COM 92343V104 292 5488 SH SOLE NONE 0 0 5488 WALGREENS BOOTS ALLIANCE INC COM COM 931427108 233 3262 SH SOLE NONE 0 0 3262 WEC ENERGY GROUP INC COM COM 92939U106 252 3551 SH SOLE NONE 0 0 3551 WELLTOWER INC COM COM 95040Q104 321 4231 SH SOLE NONE 0 0 4231 WISDOMTREE TRUST US HIGH DIVIDEND ETF US HIGH DIVIDEND 97717W208 1558 22647 SH SOLE NONE 0 0 22647 WISDOMTREE TRUST US MIDCAP DIVID ETF US MIDCAP DIVID 97717W505 1852 53515 SH SOLE NONE 0 0 53515 WISDOMTREE TRUST US MIDCP EARNING ETF US MIDCP EARNING 97717W570 259 6815 SH SOLE NONE 0 0 6815 WISDOMTREE TRUST US SMALLCAP DIVD ETF US SMALLCAP DIVD 97717W604 974 36155 SH SOLE NONE 0 0 36155 WISDOMTREE TRUST US SMALLCP ERNGS ETF US SMALLCP ERNGS 97717W562 431 12130 SH SOLE NONE 0 0 12130 XENIA HOTELS & RESORTS INC COM COM 984017103 429 23146 SH SOLE NONE 0 0 23146 YUM BRANDS INC COM COM 988498101 241 2604 SH SOLE NONE 0 0 2604