General Counsel and Chief Compliance Officer

0001590491-18-000006.txt : 20180403 0001590491-18-000006.hdr.sgml : 20180403 20180403111941 ACCESSION NUMBER: 0001590491-18-000006 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20180403 DATE AS OF CHANGE: 20180403 EFFECTIVENESS DATE: 20180403 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TELEMUS CAPITAL, LLC CENTRAL INDEX KEY: 0001590491 IRS NUMBER: 463011400 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-15624 FILM NUMBER: 18732044 BUSINESS ADDRESS: STREET 1: TWO TOWNE SQUARE STREET 2: SUITE 800 CITY: SOUTHFIELD STATE: MI ZIP: 48076 BUSINESS PHONE: 248-827-1800 MAIL ADDRESS: STREET 1: TWO TOWNE SQUARE STREET 2: SUITE 800 CITY: SOUTHFIELD STATE: MI ZIP: 48076 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001590491 XXXXXXXX 03-31-2017 03-31-2017 true 1 RESTATEMENT false TELEMUS CAPITAL, LLC

Two Towne Square Suite 800 Southfield MI 48076

13F HOLDINGS REPORT 028-15624 N Eric C. Oppenheim General Counsel and Chief Compliance Officer 248-827-0103 Eric C. Oppenheim Southfield MI 04-03-2018 0 332 963256 INFORMATION TABLE 2 infotable.xml ORANGE SPONSORED ADR 684060106 371 23889 SH SOLE 20043 0 3846 PFIZER INC COM 717081103 879 25684 SH SOLE 18481 0 7203 APPLIED OPTOELECTRONICS INC COM 03823U102 618 11000 SH SOLE 11000 0 0 ADOBE SYS INC COM 00724F101 3574 27465 SH SOLE 26325 0 1140 CORE LABORATORIES N V COM N22717107 3073 26602 SH SOLE 25314 0 1288 AIRCASTLE LTD COM G0129K104 362 15000 SH SOLE 0 0 15000 ACTIVISION BLIZZARD INC COM 00507V109 718 14402 SH SOLE 13964 0 438 DIGITAL RLTY TR INC COM 253868103 426 4000 SH SOLE 4000 0 0 PHYSICIANS RLTY TR COM 71943U104 596 30000 SH SOLE 30000 0 0 ISHARES TR NATIONAL MUN ETF 464288414 210 1924 SH SOLE 1924 0 0 GENERAL ELECTRIC CO COM 369604103 1663 55814 SH SOLE 35245 0 20569 AMERICAN TOWER CORP NEW COM 03027X100 5078 41782 SH SOLE 40091 0 1691 ISHARES TR 1-3 YR CR BD ETF 464288646 4247 40364 SH SOLE 40364 0 0 AFFILIATED MANAGERS GROUP COM 008252108 696 4247 SH SOLE 3372 0 875 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 591 2864 SH SOLE 1640 0 1224 CAPSTEAD MTG CORP COM NO PAR 14067E506 381 36150 SH SOLE 36150 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 1459 85000 SH SOLE 85000 0 0 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 781 40000 SH SOLE 40000 0 0 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 340 28950 SH SOLE 28950 0 0 DISNEY WALT CO COM DISNEY 254687106 1572 13862 SH SOLE 10525 0 3337 MASTERCARD INCORPORATED CL A 57636Q104 4051 36017 SH SOLE 34547 0 1470 SPDR S&P 500 ETF TR TR UNIT 78462F103 35931 152419 SH SOLE 31370 0 121049 VECTOR GROUP LTD COM 92240M108 1083 52091 SH SOLE 52091 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 207 270 SH SOLE 220 0 50 AMERICAN EXPRESS CO COM 025816109 534 6749 SH SOLE 6649 0 100 HSBC HLDGS PLC SPON ADR NEW 404280406 677 16596 SH SOLE 12610 0 3986 BHP BILLITON PLC SPONSORED ADR 05545E209 652 20926 SH SOLE 16098 0 4828 ABBOTT LABS COM 002824100 1293 29112 SH SOLE 28842 0 270 PEPSICO INC COM 713448108 3587 32063 SH SOLE 29089 0 2974 COMERICA INC COM 200340107 1175 17134 SH SOLE 8230 0 8904 CVS HEALTH CORP COM 126650100 2287 29136 SH SOLE 24324 0 4812 INPHI CORP COM 45772F107 976 20000 SH SOLE 20000 0 0 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 1004 89992 SH SOLE 89992 0 0 PULTE GROUP INC COM 745867101 220 9350 SH SOLE 9350 0 0 COSTCO WHSL CORP NEW COM 22160K105 622 3711 SH SOLE 2488 0 1223 PRUDENTIAL GLB SHT DUR HG YL COM 74433A109 447 30000 SH SOLE 30000 0 0 LINCOLN NATL CORP IND COM 534187109 1325 20250 SH SOLE 15220 0 5030 ASSURANT INC COM 04621X108 473 4948 SH SOLE 3677 0 1271 ISHARES MSCI FRNTR100ETF 464286145 1317 47472 SH SOLE 47455 0 17 NORTHERN TR CORP COM 665859104 312 3600 SH SOLE 3600 0 0 MICROSEMI CORP COM 595137100 475 9210 SH SOLE 6820 0 2390 WORKIVA INC COM CL A 98139A105 282 18000 SH SOLE 0 0 18000 ISHARES TR SELECT DIVID ETF 464287168 310 3404 SH SOLE 1804 0 1600 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 1386 66200 SH SOLE 66200 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1335 25889 SH SOLE 25889 0 0 NEXTERA ENERGY INC COM 65339F101 481 3747 SH SOLE 1047 0 2700 ABIOMED INC COM 003654100 876 7000 SH SOLE 7000 0 0 INVESCO DYNAMIC CR OPP FD COM 46132R104 153 12500 SH SOLE 12500 0 0 WELLS FARGO & CO NEW COM 949746101 754 13545 SH SOLE 12177 0 1368 TITAN INTL INC ILL COM 88830M102 459 44363 SH SOLE 39063 0 5300 COMMSCOPE HLDG CO INC COM 20337X109 659 15800 SH SOLE 11930 0 3870 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 5021 41881 SH SOLE 39291 0 2590 QUALCOMM INC COM 747525103 528 9205 SH SOLE 7857 0 1348 LOWES COS INC COM 548661107 484 5893 SH SOLE 330 0 5563 LIBERTY PPTY TR SH BEN INT 531172104 776 20134 SH SOLE 20134 0 0 WESTERN ASSET HGH YLD DFNDFD COM 95768B107 412 26800 SH SOLE 26800 0 0 TRAVELERS COMPANIES INC COM 89417E109 215 1786 SH SOLE 905 0 881 TARGET CORP COM 87612E106 726 13155 SH SOLE 13003 0 152 EQUITY LIFESTYLE PPTYS INC COM 29472R108 462 6000 SH SOLE 6000 0 0 SOUTHWEST AIRLS CO COM 844741108 269 4998 SH SOLE 4951 0 47 AMAZON COM INC COM 023135106 14388 16229 SH SOLE 15616 0 613 GRAINGER W W INC COM 384802104 1347 5785 SH SOLE 5765 0 20 PALO ALTO NETWORKS INC COM 697435105 1478 13115 SH SOLE 13115 0 0 WILLIAMS COS INC DEL COM 969457100 370 12500 SH SOLE 12500 0 0 AT&T INC COM 00206R102 2484 59777 SH SOLE 51742 0 8035 APPLE INC COM 037833100 16127 112261 SH SOLE 88219 0 24042 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 4488 264310 SH SOLE 263310 0 1000 TOTAL S A SPONSORED ADR 89151E109 465 9217 SH SOLE 7029 0 2188 COLGATE PALMOLIVE CO COM 194162103 1335 18235 SH SOLE 8943 0 9292 TENNECO INC COM 880349105 299 4787 SH SOLE 3517 0 1270 TEXAS INSTRS INC COM 882508104 4769 59200 SH SOLE 57135 0 2065 ISHARES TR MSCI ACWI EX US 464288240 643 14745 SH SOLE 14458 0 287 FIRST DATA CORP NEW COM CL A 32008D106 1496 96500 SH SOLE 96500 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 1351 14363 SH SOLE 14278 0 85 CUMMINS INC COM 231021106 465 3076 SH SOLE 2026 0 1050 TWITTER INC COM 90184L102 488 32611 SH SOLE 2264 0 30347 AVIS BUDGET GROUP COM 053774105 206 6968 SH SOLE 5167 0 1801 AMERIPRISE FINL INC COM 03076C106 1522 11735 SH SOLE 9024 0 2711 DELTA AIR LINES INC DEL COM NEW 247361702 301 6559 SH SOLE 6216 0 343 REALTY INCOME CORP COM 756109104 595 10000 SH SOLE 10000 0 0 BOEING CO COM 097023105 437 2469 SH SOLE 420 0 2049 AECOM COM 00766T100 435 12235 SH SOLE 9105 0 3130 CBRE GROUP INC CL A 12504L109 5652 162463 SH SOLE 156946 0 5517 ORACLE CORP COM 68389X105 1285 28807 SH SOLE 16982 0 11825 GOODYEAR TIRE & RUBR CO COM 382550101 787 21865 SH SOLE 16135 0 5730 INTERCONTINENTAL EXCHANGE IN COM 45866F104 217 3628 SH SOLE 1510 0 2118 JOHNSON CTLS INTL PLC SHS G51502105 1588 37695 SH SOLE 18926 0 18769 ILLUMINA INC COM 452327109 302 1771 SH SOLE 1771 0 0 PROCTER AND GAMBLE CO COM 742718109 1735 19306 SH SOLE 13611 0 5695 NUVEEN PFD INCOME OPPRTNY FD COM 67073B106 307 31300 SH SOLE 30450 0 850 LIFE STORAGE INC COM 53223X107 246 3000 SH SOLE 3000 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 2016 73021 SH SOLE 73021 0 0 PHILIP MORRIS INTL INC COM 718172109 2707 23978 SH SOLE 22978 0 1000 WISDOMTREE TR JAPN HEDGE EQT 97717W851 205 4042 SH SOLE 4042 0 0 UNITED CONTL HLDGS INC COM 910047109 204 2881 SH SOLE 2881 0 0 INTEL CORP COM 458140100 1284 35599 SH SOLE 19939 0 15660 TIME WARNER INC COM NEW 887317303 504 5158 SH SOLE 5097 0 61 PIMCO INCOME STRATEGY FUND I COM 72201J104 503 50000 SH SOLE 50000 0 0 CLAYMORE EXCHANGE TRD FD TR GUG BLT2018 HY 18383M381 7973 314755 SH SOLE 314755 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 880 11436 SH SOLE 11436 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 268 3265 SH SOLE 2087 0 1178 NORWEGIAN CRUISE LINE HLDGS SHS G66721104 609 12000 SH SOLE 12000 0 0 UNITED TECHNOLOGIES CORP COM 913017109 663 5908 SH SOLE 2543 0 3365 US BANCORP DEL COM NEW 902973304 327 6358 SH SOLE 6208 0 150 NIKE INC CL B 654106103 2215 39745 SH SOLE 34509 0 5236 SCHLUMBERGER LTD COM 806857108 4528 57980 SH SOLE 51114 0 6866 NCR CORP NEW COM 62886E108 473 10346 SH SOLE 7660 0 2686 MACQUARIE INFRASTRUCTURE COR COM 55608B105 242 3000 SH SOLE 3000 0 0 CORNERSTONE ONDEMAND INC COM 21925Y103 6311 162267 SH SOLE 0 0 162267 WILLIS TOWERS WATSON PUB LTD SHS G96629103 1177 8989 SH SOLE 6679 0 2310 THOR INDS INC COM 885160101 288 3000 SH SOLE 3000 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 1547 46900 SH SOLE 46900 0 0 VEEVA SYS INC CL A COM 922475108 1012 19738 SH SOLE 19738 0 0 CHEMICAL FINL CORP COM 163731102 1504 29406 SH SOLE 0 0 29406 EXTRA SPACE STORAGE INC COM 30225T102 298 4000 SH SOLE 4000 0 0 WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 96949L105 461 11300 SH SOLE 11300 0 0 WEYERHAEUSER CO COM 962166104 4868 143266 SH SOLE 138016 0 5250 ROCKWELL AUTOMATION INC COM 773903109 273 1752 SH SOLE 0 0 1752 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 452 14623 SH SOLE 11231 0 3392 FEDEX CORP COM 31428X106 279 1430 SH SOLE 485 0 945 ISHARES TR RUS 2000 GRW ETF 464287648 207 1283 SH SOLE 783 0 500 BROADCOM LTD SHS Y09827109 3851 17587 SH SOLE 15962 0 1625 ROCKWELL COLLINS INC COM 774341101 229 2355 SH SOLE 226 0 2129 JPMORGAN CHASE & CO COM 46625H100 1818 20696 SH SOLE 9008 0 11688 SPIRIT RLTY CAP INC NEW COM 84860W102 304 30000 SH SOLE 30000 0 0 COMCAST CORP NEW CL A 20030N101 852 22671 SH SOLE 14002 0 8669 EVERCORE PARTNERS INC CLASS A 29977A105 390 5000 SH SOLE 5000 0 0 ISHARES TR IBONDS DEC17 ETF 46434VAR1 2176 87562 SH SOLE 87562 0 0 NEW MTN FIN CORP COM 647551100 745 50000 SH SOLE 50000 0 0 SUN CMNTYS INC COM 866674104 402 5000 SH SOLE 5000 0 0 ISHARES TR CORE S&P SCP ETF 464287804 26878 388636 SH SOLE 62 0 388574 ONE LIBERTY PPTYS INC COM 682406103 701 30000 SH SOLE 30000 0 0 EXXON MOBIL CORP COM 30231G102 1946 23726 SH SOLE 11549 0 12177 CISCO SYS INC COM 17275R102 680 20132 SH SOLE 12363 0 7769 NATIONAL OILWELL VARCO INC COM 637071101 1230 30685 SH SOLE 22975 0 7710 ISHARES INC CORE MSCI EMKT 46434G103 452 9450 SH SOLE 9450 0 0 CORNING INC COM 219350105 1307 48389 SH SOLE 36209 0 12180 NUVEEN FLOATING RATE INCOME COM 67072T108 393 34150 SH SOLE 34150 0 0 EAST WEST BANCORP INC COM 27579R104 3382 65524 SH SOLE 63144 0 2380 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 10367 216738 SH SOLE 73511 0 143227 ALASKA AIR GROUP INC COM 011659109 976 10579 SH SOLE 10579 0 0 TEMPLETON GLOBAL INCOME FD COM 880198106 128 19205 SH SOLE 19205 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3500 20999 SH SOLE 18844 0 2155 AMBEV SA SPONSORED ADR 02319V103 507 88049 SH SOLE 67505 0 20544 ABBVIE INC COM 00287Y109 1867 28648 SH SOLE 28446 0 202 EATON CORP PLC SHS G29183103 1572 21195 SH SOLE 16865 0 4330 WESTROCK CO COM 96145D105 4297 82582 SH SOLE 79606 0 2976 AMC NETWORKS INC CL A 00164V103 2778 47333 SH SOLE 45588 0 1745 AERCAP HOLDINGS NV SHS N00985106 1540 33499 SH SOLE 24631 0 8868 CHEVRON CORP NEW COM 166764100 782 7282 SH SOLE 2845 0 4437 AETNA INC NEW COM 00817Y108 1301 10199 SH SOLE 7739 0 2460 FORTINET INC COM 34959E109 264 6895 SH SOLE 6895 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 769 7128 SH SOLE 7095 0 33 CARNIVAL CORP UNIT 99/99/9999 143658300 350 5944 SH SOLE 5944 0 0 ISHARES TR INTERM CR BD ETF 464288638 13764 126319 SH SOLE 125672 0 647 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 1523 35035 SH SOLE 31174 0 3861 DTE ENERGY CO COM 233331107 867 8491 SH SOLE 1129 0 7362 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 387 10475 SH SOLE 10475 0 0 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 384 44240 SH SOLE 43415 0 825 DENTSPLY SIRONA INC COM 24906P109 498 7980 SH SOLE 7980 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 741 14047 SH SOLE 9843 0 4204 AMPHENOL CORP NEW CL A 032095101 208 2921 SH SOLE 1871 0 1050 PRA HEALTH SCIENCES INC COM 69354M108 1305 20000 SH SOLE 20000 0 0 YY INC ADS REPCOM CLA 98426T106 922 20000 SH SOLE 20000 0 0 WELLTOWER INC COM 95040Q104 289 4080 SH SOLE 4080 0 0 CORESITE RLTY CORP COM 21870Q105 1893 21020 SH SOLE 21020 0 0 NOAH HLDGS LTD SPON ADS CL A 65487X102 508 20000 SH SOLE 20000 0 0 VISA INC COM CL A 92826C839 5356 60265 SH SOLE 59589 0 676 ISHARES TR IBOXX INV CP ETF 464287242 471 3992 SH SOLE 3335 0 657 HAWAIIAN HOLDINGS INC COM 419879101 1721 37058 SH SOLE 37058 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 7916 68867 SH SOLE 68234 0 633 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189F361 1079 35306 SH SOLE 35306 0 0 WABTEC CORP COM 929740108 445 5700 SH SOLE 5700 0 0 HOWARD HUGHES CORP COM 44267D107 222 1890 SH SOLE 1890 0 0 SYMANTEC CORP COM 871503108 1322 43095 SH SOLE 32375 0 10720 MADISON SQUARE GARDEN CO NEW CL A 55825T103 1389 6955 SH SOLE 6955 0 0 MONDELEZ INTL INC CL A 609207105 364 8444 SH SOLE 8161 0 283 KIMBERLY CLARK CORP COM 494368103 1796 13646 SH SOLE 12644 0 1002 NXP SEMICONDUCTORS N V COM N6596X109 4211 40684 SH SOLE 38184 0 2500 ISHARES TR FLTG RATE BD ETF 46429B655 6818 134025 SH SOLE 132975 0 1050 CONSTELLATION BRANDS INC CL A 21036P108 405 2500 SH SOLE 2000 0 500 ROPER TECHNOLOGIES INC COM 776696106 1939 9390 SH SOLE 8800 0 590 OAKTREE CAP GROUP LLC UNIT CL A 674001201 335 7388 SH SOLE 7388 0 0 FORTRESS TRANS INFRST INVS L COM REP LTD LIAB 34960P101 10682 716425 SH SOLE 716425 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 832 15068 SH SOLE 12166 0 2902 ILLINOIS TOOL WKS INC COM 452308109 39352 297060 SH SOLE 1493 0 295567 EOG RES INC COM 26875P101 2441 25023 SH SOLE 21833 0 3190 LAMB WESTON HLDGS INC COM 513272104 3082 73285 SH SOLE 70605 0 2680 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 1004 38000 SH SOLE 38000 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 233 2804 SH SOLE 2804 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 274 11535 SH SOLE 11505 0 30 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 297 9395 SH SOLE 8833 0 562 ANSYS INC COM 03662Q105 2873 26884 SH SOLE 25858 0 1026 LGI HOMES INC COM 50187T106 1017 30000 SH SOLE 30000 0 0 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 428 10154 SH SOLE 7708 0 2446 WALGREENS BOOTS ALLIANCE INC COM 931427108 856 10305 SH SOLE 9075 0 1230 FACEBOOK INC CL A 30303M102 7805 54946 SH SOLE 48185 0 6761 CYBERARK SOFTWARE LTD SHS M2682V108 254 5000 SH SOLE 5000 0 0 TJX COS INC NEW COM 872540109 3815 48236 SH SOLE 46357 0 1879 VANTIV INC CL A 92210H105 775 12092 SH SOLE 12092 0 0 TE CONNECTIVITY LTD REG SHS H84989104 1355 18181 SH SOLE 13821 0 4360 COPART INC COM 217204106 6405 103420 SH SOLE 0 0 103420 AMN HEALTHCARE SERVICES INC COM 001744101 1317 32449 SH SOLE 32449 0 0 KKR & CO L P DEL COM UNITS 48248M102 1826 100182 SH SOLE 100000 0 182 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 7819 161593 SH SOLE 161593 0 0 ISHARES TR CORE US AGGBD ET 464287226 471 4343 SH SOLE 4320 0 23 DORMAN PRODUCTS INC COM 258278100 3240 39452 SH SOLE 38107 0 1345 ALTRIA GROUP INC COM 02209S103 818 11447 SH SOLE 11447 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1661 5316 SH SOLE 3947 0 1369 SENIOR HSG PPTYS TR SH BEN INT 81721M109 304 15000 SH SOLE 15000 0 0 AUTONATION INC COM 05329W102 2773 65561 SH SOLE 63140 0 2421 EPR PPTYS COM SH BEN INT 26884U109 736 10000 SH SOLE 10000 0 0 SUNCOR ENERGY INC NEW COM 867224107 1217 39586 SH SOLE 29756 0 9830 ADVANCED MICRO DEVICES INC COM 007903107 291 20000 SH SOLE 20000 0 0 CITIGROUP INC COM NEW 172967424 714 11930 SH SOLE 11142 0 788 BERKSHIRE HATHAWAY INC DEL CL A 084670108 250 1 SH SOLE 1 0 0 WELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD 94987B105 113 13500 SH SOLE 13500 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 8884 100791 SH SOLE 10225 0 90566 PNC FINL SVCS GROUP INC COM 693475105 1343 11166 SH SOLE 4965 0 6201 SMITH A O COM 831865209 3563 69645 SH SOLE 67105 0 2540 HOME DEPOT INC COM 437076102 5692 38766 SH SOLE 37638 0 1128 OCH ZIFF CAP MGMT GROUP CL A 67551U105 723 319950 SH SOLE 313000 0 6950 CHUBB LIMITED COM H1467J104 5009 36763 SH SOLE 35558 0 1205 TIFFANY & CO NEW COM 886547108 518 5434 SH SOLE 5434 0 0 PRICELINE GRP INC COM NEW 741503403 3062 1720 SH SOLE 1710 0 10 FORD MTR CO DEL COM PAR $0.01 345370860 518 44465 SH SOLE 27882 0 16583 NETFLIX INC COM 64110L106 204 1379 SH SOLE 1100 0 279 AMGEN INC COM 031162100 3214 19588 SH SOLE 19107 0 481 CSX CORP COM 126408103 1185 25456 SH SOLE 9775 0 15681 COCA COLA CO COM 191216100 1907 44937 SH SOLE 19014 0 25923 SOUTHERN CO COM 842587107 317 6363 SH SOLE 5500 0 863 SEASPAN CORP SHS Y75638109 132 19000 SH SOLE 19000 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 723 4154 SH SOLE 3946 0 208 UNITEDHEALTH GROUP INC COM 91324P102 5695 34726 SH SOLE 33446 0 1280 ECOLAB INC COM 278865100 381 3036 SH SOLE 2370 0 666 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 516 8218 SH SOLE 1612 0 6606 3M CO COM 88579Y101 4468 23351 SH SOLE 22564 0 787 TATA MTRS LTD SPONSORED ADR 876568502 483 13543 SH SOLE 10365 0 3178 TESLA INC COM 88160R101 1998 7180 SH SOLE 7105 0 75 WESTERN UN CO COM 959802109 814 39996 SH SOLE 29786 0 10210 VERIZON COMMUNICATIONS INC COM 92343V104 2040 41845 SH SOLE 37600 0 4245 LOCKHEED MARTIN CORP COM 539830109 1343 5018 SH SOLE 5018 0 0 CANADIAN NATL RY CO COM 136375102 256 3463 SH SOLE 3463 0 0 MONSANTO CO NEW COM 61166W101 498 4399 SH SOLE 4273 0 126 NORTHROP GRUMMAN CORP COM 666807102 1215 5110 SH SOLE 5068 0 42 BRISTOL MYERS SQUIBB CO COM 110122108 619 11375 SH SOLE 7795 0 3580 NVIDIA CORP COM 67066G104 655 6011 SH SOLE 6000 0 11 ISHARES TR CORE S&P MCP ETF 464287507 41090 239985 SH SOLE 93437 0 146548 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 2688 83234 SH SOLE 83019 0 215 EXPEDIA INC DEL COM NEW 30212P303 1313 10405 SH SOLE 10206 0 199 ARES CAP CORP COM 04010L103 5273 303397 SH SOLE 283630 0 19767 MERCK & CO INC COM 58933Y105 1724 27126 SH SOLE 24080 0 3046 UBS AG JERSEY BRH ALERIAN INFRST 902641646 263 9000 SH SOLE 9000 0 0 ISHARES TR RUS MID CAP ETF 464287499 5637 30114 SH SOLE 30045 0 68 MICROSOFT CORP COM 594918104 8002 121499 SH SOLE 112236 0 9263 ISHARES TR RUSSELL 2000 ETF 464287655 1452 10562 SH SOLE 10100 0 462 WESTERN DIGITAL CORP COM 958102105 1536 18614 SH SOLE 14402 0 4212 WAL-MART STORES INC COM 931142103 431 5978 SH SOLE 3595 0 2383 ISHARES TR RUS 1000 ETF 464287622 61039 465059 SH SOLE 460384 0 4675 STARBUCKS CORP COM 855244109 592 10142 SH SOLE 9582 0 560 MID AMER APT CMNTYS INC COM 59522J103 1628 16000 SH SOLE 16000 0 0 ISHARES TR MSCI ACWI ETF 464288257 1138 17994 SH SOLE 17469 0 525 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 291 5914 SH SOLE 5869 0 45 AMERICAN WTR WKS CO INC NEW COM 030420103 700 9000 SH SOLE 9000 0 0 PAYCOM SOFTWARE INC COM 70432V102 1150 20000 SH SOLE 20000 0 0 LANNET INC COM 516012101 185267 8289370 SH SOLE 0 0 8289370 ALLERGAN PLC SHS G0177J108 5179 21676 SH SOLE 20972 0 704 RICE MIDSTREAM PARTNERS LP UNIT LTD PARTN 762819100 404 16000 SH SOLE 16000 0 0 MCDONALDS CORP COM 580135101 2036 15706 SH SOLE 5283 0 10423 STERICYCLE INC COM 858912108 217 2620 SH SOLE 2620 0 0 CLAYMORE EXCHANGE TRD FD TR GUG BULL2018 E 18383M530 301 14157 SH SOLE 14157 0 0 AUTOZONE INC COM 053332102 4646 6425 SH SOLE 6190 0 235 ANTHEM INC COM 036752103 1494 9032 SH SOLE 6727 0 2305 ARRIS INTL INC SHS G0551A103 380 14350 SH SOLE 11259 0 3091 NOVARTIS A G SPONSORED ADR 66987V109 448 6038 SH SOLE 5923 0 115 GENERAL DYNAMICS CORP COM 369550108 771 4118 SH SOLE 3407 0 711 APPLIED MATLS INC COM 038222105 433 11142 SH SOLE 11142 0 0 ALPHABET INC CAP STK CL A 02079K305 9908 11687 SH SOLE 11235 0 452 SYNCHRONY FINL COM 87165B103 4052 118145 SH SOLE 114185 0 3960 APOLLO INVT CORP COM 03761U106 5906 900292 SH SOLE 892785 0 7507 GOLDMAN SACHS GROUP INC COM 38141G104 575 2503 SH SOLE 1478 0 1025 GENERAL MTRS CO COM 37045V100 305 8621 SH SOLE 8193 0 428 MOTOROLA SOLUTIONS INC COM NEW 620076307 288 3340 SH SOLE 3326 0 14 CELGENE CORP COM 151020104 5263 42298 SH SOLE 41480 0 818 ISHARES TR RUS MD CP GR ETF 464287481 267 2569 SH SOLE 2569 0 0 OWENS ILL INC COM NEW 690768403 273 13386 SH SOLE 9895 0 3491 SCHWAB CHARLES CORP NEW COM 808513105 234 5738 SH SOLE 5528 0 210 BLACKROCK CAPITAL INVESTMENT COM 092533108 7027 930764 SH SOLE 930764 0 0 ALPHABET INC CAP STK CL C 02079K107 7250 8740 SH SOLE 8203 0 537 LENDINGCLUB CORP COM 52603A109 1765 321411 SH SOLE 308840 0 12571 MEDICAL PPTYS TRUST INC COM 58463J304 996 77250 SH SOLE 77250 0 0 EMERSON ELEC CO COM 291011104 253 4219 SH SOLE 4213 0 6 CLAYMORE EXCHANGE TRD FD TR GUGG FRNTR MKT 18383Q838 384 29885 SH SOLE 29885 0 0 ANNALY CAP MGMT INC COM 035710409 116 10418 SH SOLE 10118 0 300 HONEYWELL INTL INC COM 438516106 589 4714 SH SOLE 3107 0 1607 OCH ZIFF CAP MGMT GROUP CL A 67551U105 0 3500 SH Call SOLE 0 0 3500 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1244 9400 SH SOLE 8400 0 1000 ISHARES TR EAFE VALUE ETF 464288877 267 5308 SH SOLE 3959 0 1349 ISHARES TR U.S. PFD STK ETF 464288687 774 20000 SH SOLE 20000 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 581 14635 SH SOLE 13950 0 685 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 672 34079 SH SOLE 34079 0 0 PIMCO INCOME STRATEGY FUND COM 72201H108 402 36000 SH SOLE 36000 0 0 COACH INC COM 189754104 222 5381 SH SOLE 5375 0 6 ISHARES TR EAFE GRWTH ETF 464288885 1118 16087 SH SOLE 16087 0 0 SCHEIN HENRY INC COM 806407102 570 3353 SH SOLE 3353 0 0 CLAYMORE EXCHANGE TRD FD TR GUG BLT2017 HY 18383M399 7462 290339 SH SOLE 290339 0 0 EDUCATION RLTY TR INC COM NEW 28140H203 204 5000 SH SOLE 5000 0 0 BARCLAYS BK PLC IPATH S&P MLP 06742A750 547 26050 SH SOLE 26050 0 0 BANK AMER CORP COM 060505104 1669 70734 SH SOLE 66306 0 4428 AMERICAN AIRLS GROUP INC COM 02376R102 2834 66993 SH SOLE 66923 0 70 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 388 5000 SH SOLE 5000 0 0 ARES COML REAL ESTATE CORP COM 04013V108 5412 404495 SH SOLE 403295 0 1200 WHIRLPOOL CORP COM 963320106 1056 6163 SH SOLE 4792 0 1371 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 315 10000 SH SOLE 10000 0 0 BLACKROCK INC COM 09247X101 5088 13268 SH SOLE 12598 0 670 AFLAC INC COM 001055102 1373 18963 SH SOLE 14882 0 4081 ALLIANZGI EQUITY & CONV INCO COM 018829101 893 46275 SH SOLE 46275 0 0 LIBERTY INTERACTIVE CORP QVC GP COM SER A 53071M104 924 46176 SH SOLE 35436 0 10740 OMNICOM GROUP INC COM 681919106 285 3305 SH SOLE 3305 0 0 STORE CAP CORP COM 862121100 597 25000 SH SOLE 25000 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2017 18383M548 268 11855 SH SOLE 11855 0 0 ISHARES TR GLB INFRASTR ETF 464288372 335 7924 SH SOLE 7924 0 0 ARISTA NETWORKS INC COM 040413106 898 6791 SH SOLE 6791 0 0 CELANESE CORP DEL COM SER A 150870103 5066 56382 SH SOLE 53020 0 3362 SPDR GOLD TRUST GOLD SHS 78463V107 456 3843 SH SOLE 595 0 3248 JOHNSON & JOHNSON COM 478160104 3689 29622 SH SOLE 21012 0 8610 AIR PRODS & CHEMS INC COM 009158106 297 2195 SH SOLE 602 0 1593 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 530 69616 SH SOLE 52830 0 16786 AVENUE INCOME CR STRATEGIES COM 05358E106 243 17410 SH SOLE 17410 0 0 CHESAPEAKE UTILS CORP COM 165303108 230 3320 SH SOLE 1021 0 2299 THERMO FISHER SCIENTIFIC INC COM 883556102 5174 33685 SH SOLE 32539 0 1146 ISHARES TR MSCI EAFE ETF 464287465 11325 125634 SH SOLE 101359 0 24275