0001209191-14-049136.txt : 20140725 0001209191-14-049136.hdr.sgml : 20140725 20140725201521 ACCESSION NUMBER: 0001209191-14-049136 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140723 FILED AS OF DATE: 20140725 DATE AS OF CHANGE: 20140725 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUSION-IO, INC. CENTRAL INDEX KEY: 0001383729 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 204232255 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2855 E. COTTONWOOD PARKWAY, SUITE 100 CITY: SALT LAKE CITY STATE: UT ZIP: 84121 BUSINESS PHONE: 801-424-5500 MAIL ADDRESS: STREET 1: 2855 E. COTTONWOOD PARKWAY, SUITE 100 CITY: SALT LAKE CITY STATE: UT ZIP: 84121 FORMER COMPANY: FORMER CONFORMED NAME: FUSION MULTISYSTEMS INC DATE OF NAME CHANGE: 20061214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sampson David W. CENTRAL INDEX KEY: 0001590341 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35188 FILM NUMBER: 14995318 MAIL ADDRESS: STREET 1: C/O FUSION-IO, INC. STREET 2: 2855 E. COTTONWOOD PARKWAY, SUITE 100 CITY: SALT LAKE CITY STATE: UT ZIP: 84121 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-07-23 1 0001383729 FUSION-IO, INC. FIO 0001590341 Sampson David W. C/O FUSION-IO, INC. 2855 E. COTTONWOOD PARKWAY #100 SALT LAKE CITY UT 84121 0 1 0 0 Vice President, Finance Common Stock 2014-07-23 4 U 0 79054 11.25 D 0 D Employee Stock Option (right to buy) 5.12 2014-07-23 4 J 0 39584 D 2021-01-24 Common Stock 39584 0 D Employee Stock Option (right to buy) 8.40 2014-07-23 4 J 0 30000 D 2020-12-12 Common Stock 30000 0 D Restricted Stock Units 0.00 2014-07-23 4 J 0 7500 D Common Stock 7500 0 D Restricted Stock Units 0.00 2014-07-23 4 J 0 12188 D Common Stock 12188 0 D The Reporting Person tendered the shares in exchange for $11.25 per share in a tender offer made by Flight Merger Sub, Inc., pursuant to an Agreement and Plan of Merger, dated June 16, 2014, among the Issuer, SanDisk Corporation and Flight Merger Sub, Inc. (the "Plan of Merger"). Pursuant to the Plan of Merger, the award was cancelled in exchange for an option to purchase 4,517 shares of SanDisk's common stock at an exercise price of $44.87 and is subject to the same vesting and expiration schedules as the original grant. 1/24 of the shares subject to the option will vest on February 25, 2014, and 1/24 of the shares subject to the award will vest every month thereafter, subject to the Reporting Person's continued service on such dates. Pursuant to the Plan of Merger, the award was cancelled in exchange for an option to purchase 3,423 shares of SanDisk's common stock at an exercise price of $73.61 and is subject to the same vesting and expiration schedules as the original grant. The option vests as to 1/4 of the shares subject to the grant on December 13, 2014, and 1/48 of the shares subject to the grant will vest every month thereafter, subject to the Reporting Person's continued service on such dates. Pursuant to the Plan of Merger, the award was cancelled in exchange for 855 restricted stock units of SanDisk common stock and is subject to the same vesting schedule as the original award. The award vests as to 1/16 of the original 15,000 shares subject to the award on August 15, 2012, and then 1/16 of the shares subject to the award vests every three months thereafter, subject to the Reporting Person's continued service to the Issuer through such dates. Pursuant to the Plan of Merger, the award was cancelled in exchange for 1,391 restricted stock units of SanDisk common stock and is subject to the same vesting schedule as the original award. The award vests as to 1/16 of the original 15,000 shares subject to the award on November 15, 2013, and then 1/16 of the shares subject to the award vests every three months thereafter, subject to the Reporting Person's continued service to the Issuer through such dates. /s/ Jonathan D. Golightly, attorney-in-fact 2014-07-25