EX-99.28.G.13 5 fp0048346_ex9928g13.htm

AMENDMENT

to

CUSTODY Agreement

Between

CAPITOL SERIES Trust

And

THE HUNTINGTON NATIONAL BANK

 

This amendment (the “Amendment”) revises Appendix A and Appendix B to the Custody Agreement, dated December 18, 2018, between Capitol Series Trust (The “Trust”), a business trust formed under the laws of the State of Ohio, and The Huntington National Bank (“HNB”), a national bank organized under the laws of the United States, and hereby revises Appendix B to the Custody Agreement on behalf of the Alta Quality Growth Fund (the “Alta Fund”).

 

The Parties agree to amend the Appendix A to the Custody Agreement with the authorized persons specified on behalf of each series listed to Appendix B of the Custody Agreement, as amended herein. The amended Appendix A is attached separately hereto.

 

The Parties agree to amend the Appendix B to the Custody Agreement to include all series of the Trust referenced below.

 

APPENDIX B

Capitol Series Trust

 

Alta Quality Growth Fund

Guardian Fundamental Global Equity Fund

 

No other provisions of the Custody Agreement shall be modified, except as stated herein. Except as set forth is this Amendment, the Custody Agreement is unaffected and shall continue in full force and effect in accordance with its terms. If there is a conflict between this Amendment and the Custody Agreement, the terms of this Amendment will prevail.

 

The Parties have duly executed this Amendment as of December [12], 2019.

 

  Capitol Series Trust   The Huntington National Bank
           
By:     By:    
Name: Matthew J. Miller   Name: Kevin Speert  
Title: President   Title: Vice President  

 

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APPENDIX A

 

Authorized Persons   Specimen Signatures
     
OFFICERS:    
     
Matthew J. Miller President  
     
Martin R. Dean Interim Chief Compliance Officer  
     
Zachary P. Richmond Treasurer  
     
Matthew Beck Secretary  
     
Tiffany R. Franklin Assistant Secretary  

 

ADVISER EMPLOYEES FOR AUTHORIZATION TO GIVE INSTRUCTIONS ON BEHALF OF THE ALTA QUALITY GROWTH FUND:

 

Michael Tempest Principal, Chief Investment Officer  
     
Melanie Peche Principal, Portfolio Manager  
     
Haley Hammond Chief Compliance Officer  
     
Tyler Partridge Principal, Portfolio Manager  
     
Deborah Holmes Operations Associate  
     
Donna Thygesen Operations Associate  
     
Todd Kearney Director of Trading  
     
Curtis Lingren Trader  

 

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ADVISER AND AFFILIATED EMPLOYEES FOR AUTHORIZATION TO GIVE INSTRUCTIONS ON BEHALF OF THE GUARDIAN FUNDAMENTAL GLOBAL EQUITY FUND:

 

Bojana Bidovec Investment Manager  
  GuardCap Asset Management  
     
Michael Boyd Portfolio Manager  
  GuardCap Asset Management  
     
Orlaith O’Connor Investment Analyst  
  GuardCap Asset Management  
     
Giles Warren Portfolio Manager  
  GuardCap Asset Management  
     
Adam Aziz Director  
  Account Management  
     
Domenic Gallelli Portfolio Manager  
     
Scott Glassco Fixed Income Strategist and Trader  
     
Peter A Hargrove Managing Director  
     
Jennifer Harbaruk Senior Account Manager  
     
Judith Henry Research Assistant,  
  Fixed Income Investments  
     
Uzma Khan Credit Analyst  
     
Laura Kristoffy Account Manager  
     
Debbie Lawrence Equity Trader  
     
Glen Shresta Account Manager  
     
Karen Simard-Jones Account Manager  
     
Paige Smith Account Management Assistant  
     
Gino Tullo Equity Trader  

 

 

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PAYMENT OF FUND EXPENSES (ALL SERIES):

 

Brian Jenkins Assistant Director of Financial Administration  
     
Curt Scott Manager of Financial Administration  
     
Kevin Traegner Manager of Financial Administration  
     
Marc Guthrie Manager of Financial Administration  
     
Gregory Knoth Vice President,  
  Mutual Fund Controller  
     
Emily Huber Assistant Vice President,  
  Assistant Mutual Fund Controller  
     
Katherine Hall Manager of Fund Accounting  
     
Lucas Hunter Manager of Fund Accounting  
     
Melinda Bachman Manager of Financial Administration  

 

CASH MOVEMENT FOR SHAREHOLDER ACTIVITY and SHAREHOLDER CHECKS (ALL SERIES):

 

Jeffrey Moeller Vice President,  
  Director of Transfer Agency Services  
     
Doug Jones Vice President,  
  Director of Broker Services  
     
Brian J. Lutes Vice President,  
  Mutual Fund Controller  
     
Craig Hunt Vice President,  
  Director of Transfer Agency Systems  
     
Gregory Knoth Vice President,  
  Mutual Fund Controller  
     
Emily Huber Assistant Vice President,  
  Assistant Mutual Fund Controller  
     
Jennifer Leamer Vice President,  
  Mutual Fund Controller  
     
Theresa Bridge Vice President,  
  Director of Financial Administration  
     
Katherine Hall Manager of Fund Accounting  
     

 

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Lucas Hunter Manager of Fund Accounting  
     
Greg O’Dell Manager of Fund Accounting  

 

opening and operation of cash management bank accounts (“DDAs” FOR ALL SERIES):

 

Jennifer Leamer Vice President,  
  Mutual Fund Controller  
     
Theresa Bridge Vice President,  
  Director of Financial Administration  
     
Brian J. Lutes Vice President,  
  Mutual Fund Controller  
     
Jeffrey Moeller Vice President,  
  Director of Transfer Agency Services  
     
Gregory Knoth Vice President,  
  Mutual Fund Controller  
     
Emily Huber Assistant Vice President,  
  Assistant Mutual Fund Controller  

 

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