0000950103-14-003493.txt : 20140515 0000950103-14-003493.hdr.sgml : 20140515 20140515165926 ACCESSION NUMBER: 0000950103-14-003493 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140514 FILED AS OF DATE: 20140515 DATE AS OF CHANGE: 20140515 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pattern Energy Group Inc. CENTRAL INDEX KEY: 0001561660 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PIER 1 STREET 2: BAY 3 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 283-4000 MAIL ADDRESS: STREET 1: PIER 1 STREET 2: BAY 3 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Elkort Daniel M. CENTRAL INDEX KEY: 0001587512 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36087 FILM NUMBER: 14848545 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-05-14 0001561660 Pattern Energy Group Inc. PEGI 0001587512 Elkort Daniel M. PIER 1, BAY 3 SAN FRANCISCO CA 94111 0 1 0 0 Exec. VP and General Counsel Class A Common Stock 2014-05-14 4 M 0 4331 22.00 A 34311 D Class A Common Stock 2014-05-14 4 S 0 5354 29.25 D 28957 D Employee Stock Option (right to buy) 22.00 2014-05-14 4 M 0 4331 0 D 2023-09-26 Class A Common Stock 4331 44283 D The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.2101 to $29.29 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The option vests in 36 equal monthly installments beginning on October 31, 2013. /s/ Dyann S. Blaine, attorney-in-fact 2014-05-15