0001209191-14-033657.txt : 20140514
0001209191-14-033657.hdr.sgml : 20140514
20140514154123
ACCESSION NUMBER: 0001209191-14-033657
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140513
FILED AS OF DATE: 20140514
DATE AS OF CHANGE: 20140514
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pattern Energy Group Holdings GP LLC
CENTRAL INDEX KEY: 0001587507
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36087
FILM NUMBER: 14841289
BUSINESS ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 993-0076
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Riverstone/Carlyle Renewable Energy Grant GP, L.L.C.
CENTRAL INDEX KEY: 0001587427
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36087
FILM NUMBER: 14841291
BUSINESS ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 993-0076
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pattern Renewables LP
CENTRAL INDEX KEY: 0001587510
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36087
FILM NUMBER: 14841292
BUSINESS ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 993-0076
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pattern Energy Group LP
CENTRAL INDEX KEY: 0001587479
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36087
FILM NUMBER: 14841294
BUSINESS ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 993-0076
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pattern Energy GP, LLC
CENTRAL INDEX KEY: 0001587454
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36087
FILM NUMBER: 14841295
BUSINESS ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 993-0076
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pattern Energy Group Holdings LP
CENTRAL INDEX KEY: 0001465880
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36087
FILM NUMBER: 14841296
BUSINESS ADDRESS:
STREET 1: ONE LETTERMAN DRIVE
STREET 2: BUILDING D
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
BUSINESS PHONE: 415-512-1515
MAIL ADDRESS:
STREET 1: ONE LETTERMAN DRIVE
STREET 2: BUILDING D
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: R/C Renewable Energy GP II, L.L.C.
CENTRAL INDEX KEY: 0001587428
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36087
FILM NUMBER: 14841297
BUSINESS ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 993-0076
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pattern Renewables GP LLC
CENTRAL INDEX KEY: 0001587509
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36087
FILM NUMBER: 14841293
BUSINESS ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 993-0076
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: R/C Wind II LP
CENTRAL INDEX KEY: 0001587430
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36087
FILM NUMBER: 14841290
BUSINESS ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 993-0076
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pattern Energy Group Inc.
CENTRAL INDEX KEY: 0001561660
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PIER 1
STREET 2: BAY 3
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 283-4000
MAIL ADDRESS:
STREET 1: PIER 1
STREET 2: BAY 3
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-05-13
0
0001561660
Pattern Energy Group Inc.
PEGI
0001587428
R/C Renewable Energy GP II, L.L.C.
712 FIFTH AVENUE, 36TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001465880
Pattern Energy Group Holdings LP
PIER 1, BAY 3
SAN FRANCISCO
CA
94129
0
0
1
0
0001587454
Pattern Energy GP, LLC
PIER 1, BAY 3
SAN FRANCISCO
CA
94129
0
0
1
0
0001587479
Pattern Energy Group LP
PIER 1, BAY 3
SAN FRANCISCO
CA
94129
0
0
1
0
0001587509
Pattern Renewables GP LLC
PIER 1, BAY 3
SAN FRANCISCO
CA
94129
0
0
1
0
0001587510
Pattern Renewables LP
PIER 1, BAY 3
SAN FRANCISCO
CA
94129
0
0
1
0
0001587427
Riverstone/Carlyle Renewable Energy Grant GP, L.L.C.
712 FIFTH AVENUE, 36TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001587430
R/C Wind II LP
712 FIFTH AVENUE, 36TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001587507
Pattern Energy Group Holdings GP LLC
712 FIFTH AVENUE, 36TH FLOOR
NEW YORK
NY
10019
0
0
1
0
Class A Common Stock
2014-05-13
4
S
0
2754413
27.75
D
6554738
I
See footnotes
By Pattern Renewables LP. Pattern Renewables GP LLC is the general partner of Pattern Renewables LP. Pattern Energy Group LP is the sole member of Pattern Renewables GP LLC. Pattern Energy GP, LLC is the general partner of Pattern Energy Group LP. Pattern Energy Group Holdings LP is the managing member of Pattern Energy GP, LLC. Pattern Energy Group Holdings GP LLC is the general partner of Pattern Energy Group Holdings LP. R/C Wind II LP is the managing member of Pattern Energy Group Holdings GP LLC. Riverstone/Carlyle Renewable Energy Grant GP, L.L.C. is the general partner of R/C Wind II LP. R/C Renewable Energy GP II, LLC is the managing member of Riverstone/Carlyle Renewable Energy Grant GP, L.L.C.
R/C Renewable Energy GP II, LLC is managed by an eight-person investment committee. Pierre F. Lapeyre, Jr., David M. Leuschen, Ralph C. Alexander, Lord John Browne, Michael B. Hoffman, Stephen J. Schaefer, Daniel A. D'Aniello and Edward J. Mathias, as the members of the investment committee of R/C Renewable Energy GP II, LLC, may be deemed to share beneficial ownership of the shares beneficially owned by R/C Wind II LP. Such individuals expressly disclaim any such beneficial ownership.
R/C Renewable Energy GP II, LLC, By: /s/ Thomas J. Walker, Title: Authorized Person
2014-05-13
Riverstone/Carlyle Renewable Energy Grant GP, L.L.C., By: /s/ Thomas J. Walker, Title: Authorized Person
2014-05-13
R/C Wind II LP, By: /s/ Thomas J. Walker, Title: Authorized Person
2014-05-13
Pattern Energy Group Holdings GP LLC, By: /s/ Daniel M. Elkort, Title: Authorized Person
2014-05-13
Pattern Energy Group Holdings LP, By: /s/ Daniel M. Elkort, Title: Authorized Person
2014-05-13
Pattern Energy GP, LLC, By: /s/ Daniel M. Elkort, Title: Authorized Person
2014-05-13
Pattern Energy Group LP, By: /s/ Daniel M. Elkort, Title: Authorized Person
2014-05-13
Pattern Renewables GP LLC, By: /s/ Daniel M. Elkort, Title: Authorized Person
2014-05-13
Pattern Renewables LP, By: /s/ Daniel M. Elkort, Title: Authorized Person
2014-05-13