0001104659-15-000430.txt : 20150105
0001104659-15-000430.hdr.sgml : 20150105
20150105210418
ACCESSION NUMBER: 0001104659-15-000430
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150105
DATE AS OF CHANGE: 20150105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pattern Energy Group Holdings GP LLC
CENTRAL INDEX KEY: 0001587507
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36087
FILM NUMBER: 15507976
BUSINESS ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 993-0076
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Riverstone/Carlyle Renewable Energy Grant GP, L.L.C.
CENTRAL INDEX KEY: 0001587427
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36087
FILM NUMBER: 15507978
BUSINESS ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 993-0076
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pattern Renewables LP
CENTRAL INDEX KEY: 0001587510
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36087
FILM NUMBER: 15507979
BUSINESS ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 993-0076
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pattern Energy Group LP
CENTRAL INDEX KEY: 0001587479
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36087
FILM NUMBER: 15507981
BUSINESS ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 993-0076
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pattern Energy GP, LLC
CENTRAL INDEX KEY: 0001587454
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36087
FILM NUMBER: 15507982
BUSINESS ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 993-0076
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pattern Energy Group Holdings LP
CENTRAL INDEX KEY: 0001465880
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36087
FILM NUMBER: 15507983
BUSINESS ADDRESS:
STREET 1: ONE LETTERMAN DRIVE
STREET 2: BUILDING D
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
BUSINESS PHONE: 415-512-1515
MAIL ADDRESS:
STREET 1: ONE LETTERMAN DRIVE
STREET 2: BUILDING D
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: R/C Renewable Energy GP II, L.L.C.
CENTRAL INDEX KEY: 0001587428
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36087
FILM NUMBER: 15507984
BUSINESS ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 993-0076
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pattern Renewables GP LLC
CENTRAL INDEX KEY: 0001587509
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36087
FILM NUMBER: 15507980
BUSINESS ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 993-0076
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: R/C Wind II LP
CENTRAL INDEX KEY: 0001587430
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36087
FILM NUMBER: 15507977
BUSINESS ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 993-0076
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pattern Energy Group Inc.
CENTRAL INDEX KEY: 0001561660
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PIER 1
STREET 2: BAY 3
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 283-4000
MAIL ADDRESS:
STREET 1: PIER 1
STREET 2: BAY 3
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
4
1
a4.xml
4
X0306
4
2014-12-31
0
0001561660
Pattern Energy Group Inc.
PEGI
0001587428
R/C Renewable Energy GP II, L.L.C.
712 FIFTH AVENUE
19TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001465880
Pattern Energy Group Holdings LP
ONE LETTERMAN DRIVE
BUILDING D
SAN FRANCISCO
CA
94129
0
0
1
0
0001587454
Pattern Energy GP, LLC
712 FIFTH AVENUE
19TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001587479
Pattern Energy Group LP
712 FIFTH AVENUE
19TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001587509
Pattern Renewables GP LLC
712 FIFTH AVENUE
19TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001587510
Pattern Renewables LP
712 FIFTH AVENUE
19TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001587427
Riverstone/Carlyle Renewable Energy Grant GP, L.L.C.
712 FIFTH AVENUE
19TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001587430
R/C Wind II LP
712 FIFTH AVENUE
19TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001587507
Pattern Energy Group Holdings GP LLC
712 FIFTH AVENUE
19TH FLOOR
NEW YORK
NY
10019
0
0
1
0
Class A Common Stock
2014-12-31
4
C
0
15407808
0
A
15407808
I
See Footnotes
Class A Common Stock
5854000
I
See Footnotes
Class B Common Stock
2014-12-31
4
C
0
15407808
0
D
Class A Common Stock
0
0
I
See Footnotes
Held of record by Pattern Renewables LP. Pattern Renewables GP LLC is the general partner of Pattern Renewables LP. Pattern Energy Group LP is the sole member of Pattern Renewables GP LLC. Pattern Energy GP LLC is the general partner of Pattern Energy Group LP. Pattern Energy Group Holdings LP is the managing member of Pattern Energy GP LLC. Pattern Energy Group Holdings GP LLC is the general partner of Pattern Energy Group Holdings LP. R/C Wind II LP is the managing member of Pattern Energy Group Holdings GP LLC. Riverstone/Carlyle Renewable Energy Grant GP, L.L.C. is the general partner of R/C Wind II LP. R/C Renewable Energy GP II, LLC is the managing member of Riverstone/Carlyle Renewable Energy Grant GP, L.L.C.
R/C Renewable Energy GP II, LLC is managed by an eight-person investment committee. Pierre F. Lapeyre, Jr., David M. Leuschen, Ralph C. Alexander, Lord John Browne of Madingley, Michael B. Hoffman, Stephen J. Schaefer, Daniel A. D'Aniello and Edward J. Mathias, as the members of the investment committee of R/C Renewable Energy GP II, LLC, may be deemed to share beneficial ownership of the shares beneficially owned by R/C Wind II LP. Such individuals expressly disclaim any such beneficial ownership.
Held of record by Pattern Development Finance Company LLC. Pattern Energy Group LP is the sole member of Pattern Development Finance Company LLC. Pattern Energy GP LLC is the general partner of Pattern Energy Group LP. Pattern Energy Group Holdings LP is the managing member of Pattern Energy GP LLC. Pattern Energy Group Holdings GP LLC is the general partner of Pattern Energy Group Holdings LP. R/C Wind II LP is the managing member of Pattern Energy Group Holdings GP LLC. Riverstone/Carlyle Renewable Energy Grant GP, L.L.C. is the general partner of R/C Wind II LP. R/C Renewable Energy GP II, LLC is the managing member of Riverstone/Carlyle Renewable Energy Grant GP, L.L.C.
On December 31, 2014, the Issuer's shares of Class B common stock converted into shares of the Issuer's Class A common stock on a one-to-one basis.
/s/ Thomas Walker, Authorized Person of R/C Renewable Energy GP II, L.L.C.
2015-01-05
/s/ Daniel M. Elkhort, Vice President of Pattern Energy Group Holdings LP
2015-01-05
/s/ Daniel M. Elkhort, Vice President of Pattern Energy GP LLC
2015-01-05
/s/ Dyann S. Blaine, Vice President of Pattern Energy Group LP
2015-01-05
/s/ Dyann S. Blaine, Vice President of Pattern Renewables GP LLC
2015-01-05
/s/ Dyann S. Blaine, Vice President of Pattern Renewables LP
2015-01-05
/s/ Thomas Walker, Authorized Person of R/C Renewable Energy GP II, L.L.C., sole member of Riverstone/Carlyle Renewable Energy Grant GP, L.L.C.
2015-01-05
/s/ Thomas Walker, Authorized Person of R/C Renewable Energy GP II, L.L.C., sole member of Riverstone/Carlyle Renewable Energy Grant GP, L.L.C., general partner of R/C Wind II LP
2015-01-05
/s/ Thomas Walker, Authorized Person of R/C Renewable Energy GP II, L.L.C., sole member of Riverstone/Carlyle Renewable Energy Grant GP, L.L.C., general partner of R/C Wind II LP, managing member of Pattern Energy Group Holdings GP LLC
2015-01-05