0001104659-15-000430.txt : 20150105 0001104659-15-000430.hdr.sgml : 20150105 20150105210418 ACCESSION NUMBER: 0001104659-15-000430 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150105 DATE AS OF CHANGE: 20150105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pattern Energy Group Holdings GP LLC CENTRAL INDEX KEY: 0001587507 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36087 FILM NUMBER: 15507976 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 993-0076 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Riverstone/Carlyle Renewable Energy Grant GP, L.L.C. CENTRAL INDEX KEY: 0001587427 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36087 FILM NUMBER: 15507978 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 993-0076 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pattern Renewables LP CENTRAL INDEX KEY: 0001587510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36087 FILM NUMBER: 15507979 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 993-0076 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pattern Energy Group LP CENTRAL INDEX KEY: 0001587479 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36087 FILM NUMBER: 15507981 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 993-0076 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pattern Energy GP, LLC CENTRAL INDEX KEY: 0001587454 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36087 FILM NUMBER: 15507982 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 993-0076 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pattern Energy Group Holdings LP CENTRAL INDEX KEY: 0001465880 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36087 FILM NUMBER: 15507983 BUSINESS ADDRESS: STREET 1: ONE LETTERMAN DRIVE STREET 2: BUILDING D CITY: SAN FRANCISCO STATE: CA ZIP: 94129 BUSINESS PHONE: 415-512-1515 MAIL ADDRESS: STREET 1: ONE LETTERMAN DRIVE STREET 2: BUILDING D CITY: SAN FRANCISCO STATE: CA ZIP: 94129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: R/C Renewable Energy GP II, L.L.C. CENTRAL INDEX KEY: 0001587428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36087 FILM NUMBER: 15507984 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 993-0076 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pattern Renewables GP LLC CENTRAL INDEX KEY: 0001587509 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36087 FILM NUMBER: 15507980 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 993-0076 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: R/C Wind II LP CENTRAL INDEX KEY: 0001587430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36087 FILM NUMBER: 15507977 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 993-0076 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pattern Energy Group Inc. CENTRAL INDEX KEY: 0001561660 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PIER 1 STREET 2: BAY 3 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 283-4000 MAIL ADDRESS: STREET 1: PIER 1 STREET 2: BAY 3 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 a4.xml 4 X0306 4 2014-12-31 0 0001561660 Pattern Energy Group Inc. PEGI 0001587428 R/C Renewable Energy GP II, L.L.C. 712 FIFTH AVENUE 19TH FLOOR NEW YORK NY 10019 0 0 1 0 0001465880 Pattern Energy Group Holdings LP ONE LETTERMAN DRIVE BUILDING D SAN FRANCISCO CA 94129 0 0 1 0 0001587454 Pattern Energy GP, LLC 712 FIFTH AVENUE 19TH FLOOR NEW YORK NY 10019 0 0 1 0 0001587479 Pattern Energy Group LP 712 FIFTH AVENUE 19TH FLOOR NEW YORK NY 10019 0 0 1 0 0001587509 Pattern Renewables GP LLC 712 FIFTH AVENUE 19TH FLOOR NEW YORK NY 10019 0 0 1 0 0001587510 Pattern Renewables LP 712 FIFTH AVENUE 19TH FLOOR NEW YORK NY 10019 0 0 1 0 0001587427 Riverstone/Carlyle Renewable Energy Grant GP, L.L.C. 712 FIFTH AVENUE 19TH FLOOR NEW YORK NY 10019 0 0 1 0 0001587430 R/C Wind II LP 712 FIFTH AVENUE 19TH FLOOR NEW YORK NY 10019 0 0 1 0 0001587507 Pattern Energy Group Holdings GP LLC 712 FIFTH AVENUE 19TH FLOOR NEW YORK NY 10019 0 0 1 0 Class A Common Stock 2014-12-31 4 C 0 15407808 0 A 15407808 I See Footnotes Class A Common Stock 5854000 I See Footnotes Class B Common Stock 2014-12-31 4 C 0 15407808 0 D Class A Common Stock 0 0 I See Footnotes Held of record by Pattern Renewables LP. Pattern Renewables GP LLC is the general partner of Pattern Renewables LP. Pattern Energy Group LP is the sole member of Pattern Renewables GP LLC. Pattern Energy GP LLC is the general partner of Pattern Energy Group LP. Pattern Energy Group Holdings LP is the managing member of Pattern Energy GP LLC. Pattern Energy Group Holdings GP LLC is the general partner of Pattern Energy Group Holdings LP. R/C Wind II LP is the managing member of Pattern Energy Group Holdings GP LLC. Riverstone/Carlyle Renewable Energy Grant GP, L.L.C. is the general partner of R/C Wind II LP. R/C Renewable Energy GP II, LLC is the managing member of Riverstone/Carlyle Renewable Energy Grant GP, L.L.C. R/C Renewable Energy GP II, LLC is managed by an eight-person investment committee. Pierre F. Lapeyre, Jr., David M. Leuschen, Ralph C. Alexander, Lord John Browne of Madingley, Michael B. Hoffman, Stephen J. Schaefer, Daniel A. D'Aniello and Edward J. Mathias, as the members of the investment committee of R/C Renewable Energy GP II, LLC, may be deemed to share beneficial ownership of the shares beneficially owned by R/C Wind II LP. Such individuals expressly disclaim any such beneficial ownership. Held of record by Pattern Development Finance Company LLC. Pattern Energy Group LP is the sole member of Pattern Development Finance Company LLC. Pattern Energy GP LLC is the general partner of Pattern Energy Group LP. Pattern Energy Group Holdings LP is the managing member of Pattern Energy GP LLC. Pattern Energy Group Holdings GP LLC is the general partner of Pattern Energy Group Holdings LP. R/C Wind II LP is the managing member of Pattern Energy Group Holdings GP LLC. Riverstone/Carlyle Renewable Energy Grant GP, L.L.C. is the general partner of R/C Wind II LP. R/C Renewable Energy GP II, LLC is the managing member of Riverstone/Carlyle Renewable Energy Grant GP, L.L.C. On December 31, 2014, the Issuer's shares of Class B common stock converted into shares of the Issuer's Class A common stock on a one-to-one basis. /s/ Thomas Walker, Authorized Person of R/C Renewable Energy GP II, L.L.C. 2015-01-05 /s/ Daniel M. Elkhort, Vice President of Pattern Energy Group Holdings LP 2015-01-05 /s/ Daniel M. Elkhort, Vice President of Pattern Energy GP LLC 2015-01-05 /s/ Dyann S. Blaine, Vice President of Pattern Energy Group LP 2015-01-05 /s/ Dyann S. Blaine, Vice President of Pattern Renewables GP LLC 2015-01-05 /s/ Dyann S. Blaine, Vice President of Pattern Renewables LP 2015-01-05 /s/ Thomas Walker, Authorized Person of R/C Renewable Energy GP II, L.L.C., sole member of Riverstone/Carlyle Renewable Energy Grant GP, L.L.C. 2015-01-05 /s/ Thomas Walker, Authorized Person of R/C Renewable Energy GP II, L.L.C., sole member of Riverstone/Carlyle Renewable Energy Grant GP, L.L.C., general partner of R/C Wind II LP 2015-01-05 /s/ Thomas Walker, Authorized Person of R/C Renewable Energy GP II, L.L.C., sole member of Riverstone/Carlyle Renewable Energy Grant GP, L.L.C., general partner of R/C Wind II LP, managing member of Pattern Energy Group Holdings GP LLC 2015-01-05