0001587192-19-000004.txt : 20191112
0001587192-19-000004.hdr.sgml : 20191112
20191112151343
ACCESSION NUMBER: 0001587192-19-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191112
DATE AS OF CHANGE: 20191112
EFFECTIVENESS DATE: 20191112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Blume Capital Management, Inc.
CENTRAL INDEX KEY: 0001587192
IRS NUMBER: 943186835
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15990
FILM NUMBER: 191208790
BUSINESS ADDRESS:
STREET 1: 1708 SHATTUCK AVENUE
CITY: BERKELEY
STATE: CA
ZIP: 94709
BUSINESS PHONE: 510-549-3534
MAIL ADDRESS:
STREET 1: 1708 SHATTUCK AVENUE
CITY: BERKELEY
STATE: CA
ZIP: 94709
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001587192
XXXXXXXX
09-30-2019
09-30-2019
Blume Capital Management, Inc.
1708 SHATTUCK AVENUE
BERKELEY
CA
94709
13F HOLDINGS REPORT
028-15990
N
Jeffrey V. St.Claire
President
510-549-3534
Jeffrey V. St.Claire
Berkeley
CA
11-12-2019
0
230
200230
false
INFORMATION TABLE
2
blume3q19.xml
AbbVie Inc.
COM
00287Y109
18
250
SH
SOLE
0
0
250
Adams Natural Resources CEF
COM
00548F105
29
1850
SH
SOLE
1100
0
750
Adobe
COM
00724F101
69
250
SH
SOLE
0
0
250
Aflac Inc.
COM
001055102
104
2000
SH
SOLE
0
0
2000
Alcon Inc
ORD SHS
H01301128
2
40
SH
SOLE
0
0
40
Alibaba Group Hldg Adr
SPONSORED ADS
01609W102
29
175
SH
SOLE
0
0
175
Allergan
SHS
G0177J108
12
75
SH
SOLE
0
0
75
Alphabet Class C
CAP STK CL C
02079K107
7888
6471
SH
SOLE
1015
0
5456
Alphabet Inc Class A
CAP STK CL A
02079K305
659
540
SH
SOLE
110
0
430
ALPS Alerian MLP ETF
ALERIAN MLP
00162Q866
2111
231000
SH
SOLE
37650
0
193350
Altaba Incorporated
COM
021346101
6
350
SH
SOLE
0
0
350
Amazon.com
COM
023135106
1327
765
SH
SOLE
0
0
765
American Electric Pwr Co Inc
COM
025537101
132
1411
SH
SOLE
0
0
1411
American Express Co.
COM
025816109
177
1500
SH
SOLE
0
0
1500
Amern Tower Corp Class A
COM
03027X100
187
850
SH
SOLE
0
0
850
Amgen
COM
031162100
77
400
SH
SOLE
0
0
400
Amplify Energy Corp New
COM
03212B103
8
1300
SH
SOLE
1300
0
0
Antero Midstream Corp
COM
03676B102
11
1500
SH
SOLE
0
0
1500
Apple
COM
037833100
14004
62526
SH
SOLE
10405
0
52121
Applied Materials
COM
038222105
2276
45625
SH
SOLE
8000
0
37625
Aqua America
COM
03836W103
448
10000
SH
SOLE
10000
0
0
Ares Capital Corp
COM
04010L103
7
400
SH
SOLE
0
0
400
AT&T Inc.
COM
00206R102
262
6933
SH
SOLE
0
0
6933
Avalonbay Communities
COM
053484101
32
150
SH
SOLE
0
0
150
Bank of America
COM
060505104
107
3686
SH
SOLE
0
0
3686
Bank of New York
COM
064058100
237
5250
SH
SOLE
800
0
4450
Baxter International Inc
COM
071813109
65
750
SH
SOLE
400
0
350
Becton Dickinson
COM
075887109
126
500
SH
SOLE
0
0
500
Berkshire Hathaway B
CL B NEW
084670702
2759
13265
SH
SOLE
2250
0
11015
Blackrock CA Muni Income Trust
SH BEN INT
09248E102
41
3000
SH
SOLE
3000
0
0
BlackRock Inc.
COM
09247X101
122
275
SH
SOLE
0
0
275
Bloom Energy Corp
COM CL A
093712107
0
100
SH
SOLE
0
0
100
Boeing
COM
097023105
28
75
SH
SOLE
0
0
75
Booking Holdings Inc
COM
09857L108
278
142
SH
SOLE
95
0
47
Boston Properties
COM
101121101
21
164
SH
SOLE
0
0
164
Bristol-Myers
COM
110122108
101
2004
SH
SOLE
0
0
2004
Broadcom Ltd
COM
11135F101
82
300
SH
SOLE
0
0
300
C N X Resources Corporat
COM
12653C108
7
1000
SH
SOLE
0
0
1000
California Resources
COM NEW
13057Q206
91
8981
SH
SOLE
3850
0
5131
Capital One
COM
14040H105
6006
66025
SH
SOLE
10650
0
55375
Cara Therapeutics
COM
140755109
9
515
SH
SOLE
515
0
0
CBRE Real Estate Income Fund
COM
12504G100
23
3031
SH
SOLE
0
0
3031
Celgene
COM
151020104
148
1500
SH
SOLE
0
0
1500
Cemex SA
SPON ADR NEW
151290889
116
29604
SH
SOLE
0
0
29604
Cenovus Energy
COM
15135U109
90
9640
SH
SOLE
0
0
9640
Cerner Corp.
COM
156782104
77
1144
SH
SOLE
0
0
1144
Charles Schwab Corp
COM
808513105
62
1500
SH
SOLE
0
0
1500
Chevron
COM
166764100
593
5008
SH
SOLE
50
0
4958
Cisco Systems
COM
17275R102
457
9263
SH
SOLE
0
0
9263
Citigroup
COM NEW
172967424
4064
58843
SH
SOLE
9125
0
49718
Clean Harbors Inc
COM
184496107
38
500
SH
SOLE
0
0
500
Clorox
COM
189054109
26
175
SH
SOLE
0
0
175
Cloudera
COM
18914U100
73
8300
SH
SOLE
300
0
8000
Coca Cola
COM
191216100
1099
20200
SH
SOLE
1900
0
18300
Colgate Palmolive Co.
COM
194162103
1309
17817
SH
SOLE
0
0
17817
Comcast
CL A
20030N101
8594
190657
SH
SOLE
27850
0
162807
Concho Resources Inc
COM
20605P101
37
550
SH
SOLE
0
0
550
Consolidated Edison
COM
209115104
91
971
SH
SOLE
0
0
971
Constellation Brands
CL A
21036P108
51
250
SH
SOLE
0
0
250
Copart Inc
COM
217204106
96
1200
SH
SOLE
0
0
1200
Corcept Therapeutics Inc
COM
218352102
9
700
SH
SOLE
0
0
700
Corning Inc.
COM
219350105
14
500
SH
SOLE
0
0
500
Corteva Inc.
COM
22052L104
8
305
SH
SOLE
0
0
305
Costco Wholesale
COM
22160K105
2775
9635
SH
SOLE
1000
0
8635
Crescent Pt Energy
COM
22576C101
25
5920
SH
SOLE
4350
0
1570
CVS Corp
COM
126650100
6680
105928
SH
SOLE
15075
0
90853
Danaher Corp
COM
235851102
70
485
SH
SOLE
0
0
485
Deere & Co
COM
244199105
168
1000
SH
SOLE
0
0
1000
Denbury Res Inc
COM NEW
247916208
2
1750
SH
SOLE
0
0
1750
Devon Energy
COM
25179M103
3997
166137
SH
SOLE
26099
0
140038
Direxion Shs China 3x Bull ETF
DL FTSE BLL 3X
25459W771
5
325
SH
SOLE
325
0
0
Dow Inc.
COM
260557103
14
305
SH
SOLE
0
0
305
Du Pont E.I. Nemours
COM
26614N102
45
638
SH
SOLE
0
0
638
Durect Corp
COM
266605104
57
31000
SH
SOLE
0
0
31000
Eastman Chemical Co.
COM
277432100
14
200
SH
SOLE
0
0
200
Edison International
COM
281020107
37
500
SH
SOLE
0
0
500
Emerson Electric
COM
291011104
100
1500
SH
SOLE
1000
0
500
Enbridge Inc
COM
29250N105
8
246
SH
SOLE
0
0
246
Enterprise Product Partners LP
COM
293792107
697
24405
SH
SOLE
7100
0
17305
Etsy Inc
COM
29786A106
8
150
SH
SOLE
150
0
0
Exact Sciences Corporati
COM
30063P105
18
210
SH
SOLE
0
0
210
Exelixis Inc
COM
30161Q104
109
6200
SH
SOLE
0
0
6200
Exxon
COM
30231G102
1417
20075
SH
SOLE
450
0
19625
Facebook
CL A
30303M102
1443
8105
SH
SOLE
3445
0
4660
FedEx
COM
31428X106
3459
23765
SH
SOLE
3605
0
20160
Ferrari N V
COM
N3167Y103
0
2
SH
SOLE
0
0
2
FireEye Inc
COM
31816Q101
3
250
SH
SOLE
0
0
250
Ford Motor
COM
345370860
5
596
SH
SOLE
0
0
596
Fortive Corporation
COM
34959J108
27
400
SH
SOLE
0
0
400
Fortune Brands Hm & Sec
COM
34964C106
70
1280
SH
SOLE
0
0
1280
Fox Corp Class A
CL A COM
35137L105
21
666
SH
SOLE
0
0
666
Garrett Motion Inc
COM
366505105
6
702
SH
SOLE
25
0
677
General Electric
COM
369604103
293
32794
SH
SOLE
2111
0
30683
General Mills Inc
COM
370334104
38
700
SH
SOLE
300
0
400
General Motors
COM
37045V100
4273
114015
SH
SOLE
17450
0
96565
Gilead Sciences
COM
375558103
229
3615
SH
SOLE
100
0
3515
Goldman Sachs
COM
38141G104
5109
24657
SH
SOLE
3965
0
20692
Halliburton
COM
406216101
1275
67651
SH
SOLE
11900
0
55751
Hanesbrands Inc
COM
410345102
10
700
SH
SOLE
0
0
700
Helmerich & Payne
COM
423452101
16
402
SH
SOLE
202
0
200
Home Depot
COM
437076102
69
300
SH
SOLE
0
0
300
Honeywell International
COM
438516106
1235
7300
SH
SOLE
250
0
7050
Hormel Foods Corp
COM
440452100
244
5600
SH
SOLE
0
0
5600
IBM
COM
459200101
122
840
SH
SOLE
100
0
740
IDEXX Labs
COM
45168D104
54
200
SH
SOLE
0
0
200
Inovio Pharma
COM NEW
45773H201
2
1000
SH
SOLE
1000
0
0
Intel
COM
458140100
5093
98851
SH
SOLE
14673
0
84178
International Paper
COM
460146103
50
1200
SH
SOLE
0
0
1200
Intra-Cellular Therapies
COM
46116X101
7
1000
SH
SOLE
0
0
1000
Intuitive Surgical New
COM NEW
46120E602
16
30
SH
SOLE
0
0
30
Invesco FTSE RAFI US 1000
FTSE RAFI 1000
46137V613
43
367
SH
SOLE
0
0
367
Invesco QQQ Trust- Nasdaq 100 ETF
UNI SER 1
46090E103
47
250
SH
SOLE
150
0
100
Ionis Pharmaceutical
COM
462222100
5
90
SH
SOLE
0
0
90
Iqvia Holdings Inc
COM
46266C105
14
100
SH
SOLE
0
0
100
Ishares 7-10 Year Treasury Bond
BARCLAYS 7 10 YR
464287440
52
464
SH
SOLE
0
0
464
iShares Biotech Fund
NASDQ BIOTECH
464287556
6431
64638
SH
SOLE
9950
0
54688
iShares Global Timber
GL TIMB FORE ETF
464288174
58
1000
SH
SOLE
0
0
1000
iShares Gold TRUST
ISHARES
464285105
125
8867
SH
SOLE
0
0
8867
iShares Investment Grade Bond ETF
IBOXX INV CP ETF
464287242
127
1000
SH
SOLE
0
0
1000
iShares KLD 400 Social Index
MSCI KLD400 SOC
464288570
276
2496
SH
SOLE
0
0
2496
Ishares MSCI EM ETF
MSCI EMG MKT ETF
464287234
75
1850
SH
SOLE
0
0
1850
iShares Russell 1000 ETF
RUS 1000 ETF
464287622
103
626
SH
SOLE
626
0
0
iShares Short Treasury
SHORT TREAS BD
464288679
236
2137
SH
SOLE
0
0
2137
Ishares Tr Barclays Bond
1 3 YR TREAS BD
464287457
156
1846
SH
SOLE
0
0
1846
iShares US O&G E&P ETF
US OIL GS EX ETF
464288851
2
54
SH
SOLE
0
0
54
Johnson & Johnson
COM
478160104
7711
59604
SH
SOLE
7890
0
51714
JP Morgan
COM
46625H100
3292
27978
SH
SOLE
5325
0
22653
JPM Alerian MLP ETN
ALERIAN ML ETN
46625H365
1953
83950
SH
SOLE
10900
0
73050
Kimco Realty
COM
49446R109
6
300
SH
SOLE
0
0
300
Kinder Morgan
COM
49456B101
4108
199335
SH
SOLE
25870
0
173465
Kohls Corp.
COM
500255104
8
166
SH
SOLE
0
0
166
Lam Research Corp
COM
512807108
84
365
SH
SOLE
0
0
365
Lennar Corp Cl A
CL A
526057104
817
14630
SH
SOLE
3300
0
11330
Lockheed Martin
COM
539830109
58
150
SH
SOLE
0
0
150
Macys Inc
COM
55616P104
9
600
SH
SOLE
0
0
600
Mastercard Inc
CL A
57636Q104
88
325
SH
SOLE
0
0
325
McDonald Corp.
COM
580135101
42
200
SH
SOLE
100
0
100
Merck
COM
58933Y105
117
1400
SH
SOLE
0
0
1400
Metlife
COM
59156R108
3687
78182
SH
SOLE
10322
0
67860
Micron Technology
COM
595112103
1311
30600
SH
SOLE
6000
0
24600
Microsoft
COM
594918104
7501
53953
SH
SOLE
8090
0
45863
Mkt Vectors Oil Services
OIL SVCS ETF
92189F718
6
575
SH
SOLE
0
0
575
Molson Coors Brewing
CL B
60871R209
1294
22520
SH
SOLE
3275
0
19245
MV Junior Gold Miners ETF
JR GOLD MINERS E
92189F791
4
133
SH
SOLE
133
0
0
National Fuel Gas Co
COM
636180101
3
70
SH
SOLE
0
0
70
Netflix Inc
COM
64110L106
133
500
SH
SOLE
0
0
500
New York Times Class A
CL A
650111107
56
2000
SH
SOLE
0
0
2000
Nextera Energy Inc
COM
65339F101
11
50
SH
SOLE
0
0
50
NIO Inc. ADR. F
SPON ADS
62914V106
1
1000
SH
SOLE
0
0
1000
Novartis A G Spon Adr
SPONSORED ADR
66987V109
17
200
SH
SOLE
0
0
200
Nuveen Insured Calif Tax
COM
670651108
18
1200
SH
SOLE
0
0
1200
Nuveen Nasdaq 100
COM SHS
670699107
4
210
SH
SOLE
0
0
210
Omnicom Group Inc
COM
681919106
39
500
SH
SOLE
0
0
500
Oracle
COM
68389X105
4971
90335
SH
SOLE
11900
0
78435
Paypal Holdings Inco
COM
70450Y103
67
650
SH
SOLE
0
0
650
Pepsico
COM
713448108
191
1400
SH
SOLE
700
0
700
Pfizer
COM
717081103
225
6274
SH
SOLE
800
0
5474
Phillips 66
COM
718546104
17
175
SH
SOLE
0
0
175
Pitney Bowes Inc
COM
724479100
25
5600
SH
SOLE
0
0
5600
Portola Pharmaceuticals
COM
737010108
26
1000
SH
SOLE
0
0
1000
Procter & Gamble
COM
742718109
171
1375
SH
SOLE
0
0
1375
ProPetro Holding Corp.
COM
74347M108
7
800
SH
SOLE
0
0
800
Qiagen N V
SHS NEW
N72482123
3
119
SH
SOLE
0
0
119
Qualcomm
COM
747525103
2382
31240
SH
SOLE
4625
0
26615
Range Resources
COM
75281A109
5
1500
SH
SOLE
0
0
1500
Redwood Trust
COM
758075402
7
447
SH
SOLE
0
0
447
Regeneron Pharms Inc
COM
75886F107
13
50
SH
SOLE
0
0
50
Resideo Technologies Inc
COM
76118Y104
16
1168
SH
SOLE
41
0
1127
Ross Stores Inc
COM
778296103
32
300
SH
SOLE
300
0
0
Salesforce.com
COM
79466L302
89
600
SH
SOLE
0
0
600
Schlumberger
COM
806857108
4036
118126
SH
SOLE
16225
0
101901
Schwab Emerging Markets Equity ETF
EMRG MKTEQ ETF
808524706
220
8755
SH
SOLE
0
0
8755
Schwab Fund. Intl. Large Cap
SCHWAB FDT INT LG
808524755
6
227
SH
SOLE
0
0
227
Schwab Fund. US Large Co.
SCHWAB FDT US LG
808524771
5
151
SH
SOLE
0
0
151
Schwab International Equity ETF
INTL EQTY ETF
808524805
159
5000
SH
SOLE
5000
0
0
Schwab ST US Treasury
SHT TM US TRES
808524862
9797
193664
SH
SOLE
22212
0
171452
Schwab U.S. Mid Cap ETF
US MID-CAP ETF
808524508
40
711
SH
SOLE
0
0
711
Schwab US Aggregate Bond
US AGGREGATE B
808524839
211
3918
SH
SOLE
250
0
3667
Schwab US Large Cap
US LCAP GR ETF
808524300
33
400
SH
SOLE
0
0
400
Schwab US Large Cap
US LCAP VA ETF
808524409
62
1100
SH
SOLE
0
0
1100
Schwab US Small Cap ETF
US SML CAP ETF
808524607
35
508
SH
SOLE
0
0
508
Simulations Plus Inc
COM
829214105
57
1667
SH
SOLE
0
0
1667
Sirius Satellite Radio
COM
82968B103
6
1082
SH
SOLE
0
0
1082
SITE Centers Corp.
COM
82981J109
0
7
SH
SOLE
0
0
7
Southwest Airlines Co
COM
844741108
29
550
SH
SOLE
0
0
550
SPDR Bloomberg Barclays
SPDR BLOOMBERG
78468R663
153
1678
SH
SOLE
0
0
1678
SPDR Nuv Blmbrg ST Nat Muni
NUVEEN BLMBRG SR
78468R739
66
1348
SH
SOLE
0
0
1348
Spdr Nuveen Barclays Mun
NUVEEN BRC MUNIC
78468R721
77
1536
SH
SOLE
0
0
1536
SPDR S&P Biotech ETF
S&P BIOTECH
78464A870
175
2305
SH
SOLE
1100
0
1205
Square Inc
CL A
852234103
6
100
SH
SOLE
0
0
100
Starbucks
COM
855244109
583
6600
SH
SOLE
0
0
6600
Streetracks Gold TRUST
GOLD SHS
78463V107
201
1450
SH
SOLE
250
0
1200
3M Company
COM
88579Y101
179
1092
SH
SOLE
0
0
1092
Tesla Motors Inc
COM
88160R101
7
31
SH
SOLE
30
0
1
Titan Pharmaceutical
COM
888314507
0
425
SH
SOLE
0
0
425
TJX Companies Inc.
COM
872540109
39
700
SH
SOLE
0
0
700
Transocean
REG SHS
H8817H100
19
4325
SH
SOLE
0
0
4325
Travelers Group Inc
COM
89417E109
170
1150
SH
SOLE
0
0
1150
Twitter Inc
COM
90184L102
16
400
SH
SOLE
0
0
400
U G I Corporation New
COM
902681105
11
223
SH
SOLE
0
0
223
U S Bancorp
COM NEW
902973304
60
1102
SH
SOLE
0
0
1102
UBS AG
SHS
H42097107
136
12100
SH
SOLE
800
0
11300
Under Armour Inc Cl A
CL A
904311107
0
2
SH
SOLE
0
0
2
Union Pacific
COM
907818108
340
2100
SH
SOLE
0
0
2100
United Parcel Service
CL B
911312106
14
120
SH
SOLE
0
0
120
VanEck Vectors Gold Miners ETF
GOLD MINERS ETF
92189F106
2571
96260
SH
SOLE
12350
0
83910
Vanguard Bond Index Fund
SHORT TRM BOND
921937827
13
164
SH
SOLE
0
0
164
Vanguard Corp Bond ETF
INT-TERM CORP
92206C870
187
2054
SH
SOLE
0
0
2054
Vanguard Growth ETF
GROWTH ETF
922908736
12
75
SH
SOLE
0
0
75
Vanguard Mid Cap Blend ETF
MID CAP ETF
922908629
23
138
SH
SOLE
0
0
138
Vanguard Mortgage Backed Sec ETF
MORTG-BACK SEC
92206C771
25
477
SH
SOLE
0
0
477
Vanguard Muni Bnd ETF
TAX EXEMPT BD
922907746
1155
21550
SH
SOLE
5000
0
16550
Vanguard Short Term
SHORT TERM TREAS
92206C102
304
5000
SH
SOLE
5000
0
0
Vanguard Shrt Inf Prot
STRM INFPROIDX
922020805
9997
203820
SH
SOLE
38735
0
165085
Vanguard ST Corporate Bond ETF
SHRT TRM CORP BD
92206C409
1027
12679
SH
SOLE
0
0
12679
Vanguard Total Stock Mkt
TOTAL STK MKT
922908769
3872
25647
SH
SOLE
12893
0
12754
VelocityShares 3x Lng Cr Oil ETN
VLCTYSHS 3X LNG
17325E291
10
1000
SH
SOLE
1000
0
0
Verizon Communications
COM
92343V104
191
3174
SH
SOLE
0
0
3174
Visa Inc Cl A
COM CL A
92826C839
1113
6473
SH
SOLE
0
0
6473
Vista Gold Corp
COM NEW
927926303
6
9000
SH
SOLE
0
0
9000
Vodafone Group PLC ADR
SPONSORED ADR
92857W308
7
400
SH
SOLE
0
0
400
Vornado Realty TRUST
SH BEN INT
929042109
16
257
SH
SOLE
0
0
257
Walgreens Boots Allianc
COM
931427108
52
950
SH
SOLE
500
0
450
Wal-Mart
COM
931142103
106
900
SH
SOLE
400
0
500
Walt Disney
COM DISNEY
254687106
6575
50456
SH
SOLE
8285
0
42171
Wells Fargo & Co
COM
949746101
6124
121422
SH
SOLE
19543
0
101878
Weyerhaeuser Co.
COM
962166104
5042
182038
SH
SOLE
23750
0
158288
Williams Companies
COM
969457100
29
1225
SH
SOLE
125
0
1100
Yum China Holdings Inc
COM
98850P109
1
40
SH
SOLE
0
0
40
YUM Brands
COM
988498101
4
40
SH
SOLE
0
0
40