0001587192-18-000004.txt : 20180214
0001587192-18-000004.hdr.sgml : 20180214
20180214181317
ACCESSION NUMBER: 0001587192-18-000004
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20180214
DATE AS OF CHANGE: 20180214
EFFECTIVENESS DATE: 20180214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Blume Capital Management, Inc.
CENTRAL INDEX KEY: 0001587192
IRS NUMBER: 943186835
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15990
FILM NUMBER: 18614890
BUSINESS ADDRESS:
STREET 1: 1708 SHATTUCK AVENUE
CITY: BERKELEY
STATE: CA
ZIP: 94709
BUSINESS PHONE: 510-549-3534
MAIL ADDRESS:
STREET 1: 1708 SHATTUCK AVENUE
CITY: BERKELEY
STATE: CA
ZIP: 94709
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001587192
XXXXXXXX
09-30-2017
09-30-2017
true
1
RESTATEMENT
Blume Capital Management, Inc.
1708 SHATTUCK AVENUE
BERKELEY
CA
94709
13F HOLDINGS REPORT
028-15990
N
Jeffrey V. St.Claire
President
510-549-3534
Jeffrey V. St.Claire
Berkeley
CA
02-14-2018
0
243
189078
false
INFORMATION TABLE
2
blume3qa17.xml
AbbVie Inc.
COM
00287Y109
104
1175
SH
SOLE
0
0
1175
Adobe
COM
00724F101
48
320
SH
SOLE
0
0
320
Advansix Inc
COM
00773T101
1
27
SH
SOLE
10
0
17
Aflac Inc.
COM
001055102
81
1000
SH
SOLE
0
0
1000
Alibaba Group Hldg Adr
SPONSORED ADS
01609W102
30
175
SH
SOLE
0
0
175
Allergan Inc.
SHS
G0177J108
9689
47277
SH
SOLE
10750
0
36527
Alphabet Inc Class A
CAP STK CL A
02079K305
524
538
SH
SOLE
225
0
313
Alphabet Inc Class C
CAP STK CL C
02079K107
6338
6608
SH
SOLE
1350
0
5258
Altaba Incorporated
COM
021346101
43
650
SH
SOLE
0
0
650
Amazon.com
COM
023135106
681
708
SH
SOLE
0
0
708
American Electric Pwr Co Inc
COM
025537101
104
1486
SH
SOLE
0
0
1486
American Express Co.
COM
025816109
136
1500
SH
SOLE
0
0
1500
Amerigas Partners LP
UNIT L P INT
030975106
18
400
SH
SOLE
400
0
0
Amern Tower Corp Class A
COM
03027X100
159
1165
SH
SOLE
0
0
1165
Amgen
COM
031162100
75
400
SH
SOLE
0
0
400
Antero Resources Corp
COM
03674X106
170
8550
SH
SOLE
4700
0
3850
Apache Corp
COM
037411105
5
100
SH
SOLE
0
0
100
Apple Inc.
COM
037833100
11561
75015
SH
SOLE
18505
0
56510
Apricus Biosciences Inc
COM NEW
03832V307
0
3
SH
SOLE
0
0
3
Aqua America
COM
03836W103
338
10175
SH
SOLE
10175
0
0
Ares Capital Corp
COM
04010L103
7
400
SH
SOLE
0
0
400
AT&T Inc.
COM
00206R102
388
9896
SH
SOLE
0
0
9896
Avalonbay Communities
COM
053484101
54
300
SH
SOLE
0
0
300
Axalta Coating Systems Ltd.
COM
G0750C108
37
1265
SH
SOLE
0
0
1265
Bank of America
COM
060505104
76
3000
SH
SOLE
0
0
3000
Barrick Gold Corp
COM
067901108
5
300
SH
SOLE
300
0
0
Baxter International Inc
COM
071813109
56
900
SH
SOLE
400
0
500
Becton Dickinson
COM
075887109
118
600
SH
SOLE
0
0
600
Berkshire Hathaway B
CL B NEW
084670702
2586
14104
SH
SOLE
2775
0
11329
BlackRock Enhanced Cap & Income
COM
09256A109
33
2108
SH
SOLE
0
0
2108
BlackRock Inc.
COM
09247X101
130
290
SH
SOLE
0
0
290
Blackrock MuniAssets Fund
COM
09254J102
31
2080
SH
SOLE
0
0
2080
Blackrock Municipal 2030 Target
COM SHS BEN IN
09257P105
31
1387
SH
SOLE
0
0
1387
Blackrock Util & Inf Trust
COM
09248D104
31
1476
SH
SOLE
0
0
1476
Blue Apron Holdings
CLASS A
09523Q101
0
10
SH
SOLE
0
0
10
Boeing
COM
097023105
25
100
SH
SOLE
0
0
100
Boston Properties
COM
101121101
23
188
SH
SOLE
0
0
188
Brighthouse FinanciaL
COM
10922N103
553
9095
SH
SOLE
1489
0
7606
Bristol-Myers
COM
110122108
128
2005
SH
SOLE
0
0
2005
Broadcom Ltd
SHS
Y09827109
82
340
SH
SOLE
0
0
340
Brookdale Senior Liv
COM
112463104
4
400
SH
SOLE
0
0
400
Brown Forman Cl A Vtg
CL A
115637100
9
160
SH
SOLE
0
0
160
California Resources Corp
COM NEW
13057Q206
87
8356
SH
SOLE
2175
0
6181
Capital One
COM
14040H105
4633
54725
SH
SOLE
10375
0
44350
CBRE Real Estate Income Fund
COM
12504G100
56
7031
SH
SOLE
0
0
7031
Celgene
COM
151020104
273
1875
SH
SOLE
0
0
1875
Cemex SA
SPON ADR NEW
151290889
298
32820
SH
SOLE
3720
0
29100
Charles Schwab Corp
COM
808513105
71
1627
SH
SOLE
0
0
1627
Chevron
COM
166764100
611
5196
SH
SOLE
50
0
5146
Chubb Limited
COM
H1467J104
71
500
SH
SOLE
0
0
500
Cisco Systems
COM
17275R102
362
10778
SH
SOLE
0
0
10778
Citigroup
COM NEW
172967424
1
13
SH
SOLE
0
0
13
Clorox
COM
189054109
40
300
SH
SOLE
0
0
300
Cloudera
COM
18914U100
178
10700
SH
SOLE
5800
0
4900
Coca Cola
COM
191216100
948
21061
SH
SOLE
2000
0
19061
Colgate Palmolive Co.
COM
194162103
1275
17500
SH
SOLE
0
0
17500
Comcast
CL A
20030N101
6421
166862
SH
SOLE
30950
0
135912
Conformis Inc
COM
20717E101
4
1000
SH
SOLE
1000
0
0
Consolidated Edison
COM
209115104
85
1052
SH
SOLE
0
0
1052
Constellation Brands
CL A
21036P108
58
290
SH
SOLE
0
0
290
Corcept Therapeutics Inc
COM
218352102
14
700
SH
SOLE
0
0
700
Costco Wholesale
COM
22160K105
1838
11190
SH
SOLE
1200
0
9990
Danaher Corp
COM
235851102
42
485
SH
SOLE
0
0
485
DDR Corp.
COM
23317H102
0
15
SH
SOLE
0
0
15
Deere & Co
COM
244199105
151
1200
SH
SOLE
0
0
1200
Delta Air Lines Inc.
COM NEW
247361702
12
250
SH
SOLE
0
0
250
Devon Energy
COM
25179M103
4648
126605
SH
SOLE
27100
0
99505
Diageo Plc New Adr
SPON ADR NEW
25243Q205
16
120
SH
SOLE
0
0
120
DNP Select Utilities Income
COM
23325P104
11
1000
SH
SOLE
0
0
1000
Dollar Tree Inc
COM
256746108
3122
35965
SH
SOLE
8325
0
27640
Dowdupont Inc
COM
26078J100
175
2523
SH
SOLE
500
0
2023
Durect Corp
COM
266605104
11
6000
SH
SOLE
0
0
6000
Eastman Chemical Co.
COM
277432100
18
200
SH
SOLE
0
0
200
Eaton Vance Ltd Duration
COM
27828H105
59
4200
SH
SOLE
2000
0
2200
Eaton Vance Nat Municipal
COM SHS
27829L105
30
1324
SH
SOLE
0
0
1324
Ecolab Inc.
COM
278865100
44
340
SH
SOLE
0
0
340
Edison International
COM
281020107
46
600
SH
SOLE
0
0
600
Emerson Electric
COM
291011104
63
1000
SH
SOLE
1000
0
0
Enbridge Energy Ptnrs LP
COM
29250R106
12
735
SH
SOLE
0
0
735
Enterprise Product Partners LP
COM
293792107
364
13950
SH
SOLE
8100
0
5850
Etsy Inc
COM
29786A106
3
150
SH
SOLE
150
0
0
Exxon
COM
30231G102
1754
21400
SH
SOLE
950
0
20450
Facebook
CL A
30303M102
527
3085
SH
SOLE
2500
0
585
FedEx
COM
31428X106
1370
6073
SH
SOLE
1000
0
5073
Ferrari N V
COM
N3167Y103
0
2
SH
SOLE
0
0
2
FireEye Inc
COM
31816Q101
4
250
SH
SOLE
0
0
250
First Tr Nasdaq Clean Energy
NAS CLNEDG GREEN
33733E500
29
1500
SH
SOLE
0
0
1500
Ford Motor
COM PAR $0.01
345370860
19
1546
SH
SOLE
0
0
1546
Fortive Corporation
COM
34959J108
62
875
SH
SOLE
0
0
875
Fortune Brands Hm & Sec
COM
34964C106
86
1280
SH
SOLE
0
0
1280
General Electric
COM
369604103
5253
217238
SH
SOLE
39011
0
178227
General Mills Inc
COM
370334104
36
700
SH
SOLE
300
0
400
General Motors
COM
37045V100
7028
174051
SH
SOLE
37601
0
136450
General Motors Cl B 19wt
*W EXP 07/10/201
37045V126
4
198
SH
Call
SOLE
198
0
0
Gilead Sciences
COM
375558103
381
4700
SH
SOLE
700
0
4000
Glaxosmithkline Plc Adrf
SPONSORED ADR
37733W105
11
283
SH
SOLE
0
0
283
Halliburton
COM
406216101
3525
76575
SH
SOLE
15050
0
61525
Hanesbrands Inc
COM
410345102
5
200
SH
SOLE
0
0
200
Helmerich & Payne
COM
423452101
21
400
SH
SOLE
200
0
200
Highwood Properties Inc
COM
431284108
39
750
SH
SOLE
0
0
750
Home Depot
COM
437076102
57
350
SH
SOLE
0
0
350
Honeywell International
COM
438516106
1067
7525
SH
SOLE
250
0
7275
Hormel Foods Corp
COM
440452100
180
5600
SH
SOLE
0
0
5600
IBM
COM
459200101
136
940
SH
SOLE
100
0
840
Inovio Pharma
COM NEW
45773H201
6
1000
SH
SOLE
1000
0
0
Intel
COM
458140100
1813
47622
SH
SOLE
7675
0
39947
International Paper
COM
460146103
80
1400
SH
SOLE
0
0
1400
Intra-Cellular Therapies
COM
46116X101
16
1000
SH
SOLE
0
0
1000
Intuitive Surgical New
COM NEW
46120E602
10
10
SH
SOLE
0
0
10
Invesco California Value
COM
46132H106
7
500
SH
SOLE
0
0
500
Invesco Muni Income Oppty Trust
COM
46132X101
32
4015
SH
SOLE
0
0
4015
Ionis Pharmaceutical
COM
462222100
5
90
SH
SOLE
0
0
90
iShares Biotech Fund
NASDQ BIOTEC
464287556
8130
24372
SH
SOLE
5010
0
19362
iShares Investment Grade Bond ETF
IBOXX INV CP ETF
464287242
121
1000
SH
SOLE
0
0
1000
iShares KLD 400 Social Index
MSCI KLD400 SOC
464288570
156
1684
SH
SOLE
0
0
1684
iShares Medical Devices
U.S. MED DVC ETF
464288810
33
200
SH
SOLE
0
0
200
Ishares MSCI EM ETF
MSCI EMG MKT ETF
464287234
83
1850
SH
SOLE
0
0
1850
Ishares MSCI Eurozone
MSCI EURZONE ETF
464286608
143
3300
SH
SOLE
0
0
3300
iShares Russell 1000 ETF
RUS 1000 ETF
464287622
88
627
SH
SOLE
627
0
0
iShares Russell Mid Cap
RUS MD CP GR ETF
464287481
9
82
SH
SOLE
0
0
82
Ishares Russell Value
RUS MDCP VAL ETF
464287473
22
255
SH
SOLE
0
0
255
Ishares Tr Barclays TIPS
TIPS BD ETF
464287176
29
259
SH
SOLE
0
0
259
Ishares TRUST - HIGH YIELD
IBOXX HI YD ETF
464288513
20
226
SH
SOLE
0
0
226
JBG Smith Properties
COM
46590V100
4
128
SH
SOLE
0
0
128
Johnson & Johnson
COM
478160104
8887
68359
SH
SOLE
10145
0
58214
JP Morgan
COM
46625H100
3110
32561
SH
SOLE
5975
0
26586
Kimberly-Clark
COM
494368103
14
120
SH
SOLE
0
0
120
Kimco Realty
COM
49446R109
6
300
SH
SOLE
0
0
300
Kinder Morgan
COM
49456B101
6059
315895
SH
SOLE
56770
0
259125
Kraft Heinz Company
COM
500754106
22
280
SH
SOLE
0
0
280
L Brands Inc
COM
501797104
8
200
SH
SOLE
0
0
200
Lam Research Corp
COM
512807108
68
365
SH
SOLE
0
0
365
Lendingclub Corp
COM
52603A109
5
900
SH
SOLE
900
0
0
Lennar Corp Cl A
CL A
526057104
3
64
SH
SOLE
0
0
64
Lockheed Martin
COM
539830109
47
150
SH
SOLE
0
0
150
Magellan Midstream Ptnrs
COM UNIT RP LP
559080106
50
700
SH
SOLE
700
0
0
Mastercard Inc
CL A
57636Q104
49
350
SH
SOLE
0
0
350
McDonald Corp.
COM
580135101
50
320
SH
SOLE
100
0
220
Merck
COM
58933Y105
103
1610
SH
SOLE
0
0
1610
Metlife
COM
59156R108
6146
118302
SH
SOLE
17551
0
100751
MFS Municipal Income Trust
SH BEN INT
552738106
31
4280
SH
SOLE
0
0
4280
Microsoft
COM
594918104
6947
93262
SH
SOLE
17450
0
75812
Monsanto
COM
61166W101
55
460
SH
SOLE
0
0
460
Mylan NV
SHS EURO
N59465109
1515
48290
SH
SOLE
11270
0
37020
National Fuel Gas Co
COM
636180101
4
70
SH
SOLE
0
0
70
New York Times Class A
CL A
650111107
20
1000
SH
SOLE
1000
0
0
Newmont Mining Corp.
COM
651639106
15
405
SH
SOLE
0
0
405
Nextera Energy Inc
COM
65339F101
77
526
SH
SOLE
0
0
526
Nike
CL B
654106103
5
100
SH
SOLE
0
0
100
Novartis A G Spon Adr
SPONSORED ADR
66987V109
17
200
SH
SOLE
0
0
200
Novocure Limited
ORD SHS
G6674U108
20
1000
SH
SOLE
1000
0
0
Nuveen AMT Free Muni Credit Inc Fund
COM
67071L106
31
1998
SH
SOLE
0
0
1998
Nuveen AMT Free Municipal
COM
670695105
28
1592
SH
SOLE
0
0
1592
Nuveen CA Dur Adv Muni
COM
67066Y105
4
300
SH
SOLE
0
0
300
Nuveen Insured Calif Tax
COM
670651108
32
2000
SH
SOLE
0
0
2000
Nuveen Multi Strategy
COM
67073B106
3
300
SH
SOLE
0
0
300
Nuveen Nasdaq 100
COM SHS
670699107
5
210
SH
SOLE
0
0
210
Nuveen Real Est Inc Fd
COM
67071B108
2
150
SH
SOLE
0
0
150
NXPI Semiconductors N.V.
COM
N6596X109
1502
13285
SH
SOLE
4350
0
8935
O Reilly Automotive
COM
67103H107
11
50
SH
SOLE
0
0
50
Oaktree Capital Group
UNIT CL A
674001201
6686
142100
SH
SOLE
23050
0
119050
Omnicom Group Inc
COM
681919106
37
500
SH
SOLE
0
0
500
Oracle
COM
68389X105
8300
171675
SH
SOLE
31100
0
140575
Palo Alto Networks Inc
COM
697435105
29
200
SH
SOLE
0
0
200
Pandora Media
COM
698354107
6
750
SH
SOLE
0
0
750
Paypal Holdings Inco
COM
70450Y103
32
500
SH
SOLE
0
0
500
PennyMac
COM
70931T103
17
1000
SH
SOLE
0
0
1000
Pepsico
COM
713448108
198
1775
SH
SOLE
650
0
1125
Pfizer
COM
717081103
228
6374
SH
SOLE
900
0
5474
Phillips 66
COM
718546104
18
194
SH
SOLE
0
0
194
Pitney Bowes, Inc
COM
724479100
78
5600
SH
SOLE
0
0
5600
Polo Ralph Lauren
CL A
751212101
44
500
SH
SOLE
500
0
0
Portola Pharmaceuticals
COM
737010108
54
1000
SH
SOLE
0
0
1000
Powershares - Nasdaq 100 ETF
UNI SER 1
73935A104
36
250
SH
SOLE
150
0
100
Powershs FTSI RAFI US 1000
FTSE RAFI 1000
73935X583
39
362
SH
SOLE
0
0
362
Priceline.com
COM NEW
741503403
287
157
SH
SOLE
95
0
62
Principal Financial Grp
COM
74251V102
39
599
SH
SOLE
0
0
599
Procter & Gamble
COM
742718109
135
1482
SH
SOLE
100
0
1382
Qualcomm Inc
COM
747525103
4345
83810
SH
SOLE
13150
0
70660
Quintiles IMS Holdings
COM
74876Y101
38
400
SH
SOLE
0
0
400
Range Resources
COM
75281A109
5449
278460
SH
SOLE
64600
0
213860
Raytheon Company New
COM NEW
755111507
28
150
SH
SOLE
0
0
150
Redwood Trust
COM
758075402
7
448
SH
SOLE
0
0
448
Regeneron Pharms Inc
COM
75886F107
42
95
SH
SOLE
0
0
95
Ross Stores Inc
COM
778296103
19
300
SH
SOLE
300
0
0
Salesforce.com
COM
79466L302
64
680
SH
SOLE
0
0
680
Schlumberger
COM
806857108
7434
106561
SH
SOLE
18325
0
88236
Schwab Emerging Markets Equity ETF
EMRG MKTEQ ETF
808524706
70
2611
SH
SOLE
0
0
2611
Schwab Fund. Intl. Large Cap
SCHWAB FDT INT LG
808524755
3
96
SH
SOLE
0
0
96
Schwab Fund. US Large Company
SCHWAB FDT US LG
808524771
5
151
SH
SOLE
0
0
151
Schwab U.S. Mid Cap ETF
US MID-CAP ETF
808524508
35
706
SH
SOLE
0
0
706
Schwab US Aggregate Bond
US AGGREGATE B
808524839
184
3510
SH
SOLE
1050
0
2460
Schwab US Large Cap
US LCAP GR ETF
808524300
53
806
SH
SOLE
0
0
806
Schwab US Large Cap
US LCAP VA ETF
808524409
68
1319
SH
SOLE
0
0
1319
Schwab US Small Cap ETF
US SML CAP ETF
808524607
34
504
SH
SOLE
0
0
504
Seadrill Ltd
SHS
G7945E105
0
100
SH
SOLE
0
0
100
Southern Company
COM
842587107
25
500
SH
SOLE
0
0
500
Southwest Airlines Co
COM
844741108
38
675
SH
SOLE
0
0
675
SPDR Dow Jones REIT ETF
DJ REIT ETF
78464A607
9
97
SH
SOLE
0
0
97
SPDR Nuv Blmbrg ST Nat Muni
NUVEEN BLMBRG SR
78468R739
100
2063
SH
SOLE
0
0
2063
Spdr Nuveen Barclays Mun
NUVEEN BRC MUNIC
78468R721
75
1536
SH
SOLE
0
0
1536
SPDR S&P Biotech ETF
S&P BIOTECH
78464A870
9
105
SH
SOLE
0
0
105
Starbucks
COM
855244109
380
7070
SH
SOLE
0
0
7070
Streetracks Gold TRUST
GOLD SHS
78463V107
103
850
SH
SOLE
850
0
0
t3M Company
COM
88579Y101
562
2679
SH
SOLE
359
0
2320
Tanger Fctry Outlet
COM
875465106
10
400
SH
SOLE
400
0
0
Tesla Motors Inc
COM
88160R101
28
81
SH
SOLE
30
0
51
Teva Pharmaceutical
SPONSORED ADR
881624209
11
600
SH
SOLE
0
0
600
Titan Pharmaceutical
COM NEW
888314309
4
2546
SH
SOLE
0
0
2546
TJX Companies Inc.
COM
872540109
1818
24655
SH
SOLE
6825
0
17830
Tortoise MLP CEF
COM
89148B101
176
9700
SH
SOLE
3300
0
6400
Travelers Group Inc
COM
89417E109
147
1200
SH
SOLE
0
0
1200
Tripadvisor Inc
COM
896945201
12
300
SH
SOLE
300
0
0
Twenty-First Century Fox, Inc
CL A
90130A101
56
2134
SH
SOLE
0
0
2134
Twilio Inc
CL A
90138F102
9
300
SH
SOLE
300
0
0
Twitter Inc
COM
90184L102
7
400
SH
SOLE
0
0
400
U S Bancorp
COM NEW
902973304
114
2132
SH
SOLE
0
0
2132
UDR, Inc
COM
902653104
8
216
SH
SOLE
0
0
216
Under Armour Inc Cl A
CL A
904311107
0
2
SH
SOLE
2
0
0
Union Pacific
COM
907818108
57
488
SH
SOLE
0
0
488
Vaneck Vectors
MORNINGSTAR WIDE
92189F643
3
75
SH
SOLE
0
0
75
VanEck Vectors Gold Miners ETF
GOLD MINER ETF
92189F106
14
600
SH
SOLE
0
0
600
Vanguard Bond Index Fund
SHORT TRM BOND
921937827
19
234
SH
SOLE
0
0
234
Vanguard Corp Bond ETF
INT-TERM CORP
92206C870
290
3300
SH
SOLE
0
0
3300
Vanguard Growth ETF
GROWTH ETF
922908736
10
75
SH
SOLE
0
0
75
Vanguard Meg Cap Grth
MEGA GRWTH IND
921910816
6
60
SH
SOLE
0
0
60
Vanguard Mid Cap Blend ETF
MID CAP ETF
922908629
20
137
SH
SOLE
0
0
137
Vanguard Mortgage Backed Sec ETF
MORTG-BACK SEC
92206C771
25
477
SH
SOLE
0
0
477
Vanguard Muni Bnd ETF
TAX EXEMPT BD
922907746
615
11900
SH
SOLE
0
0
11900
Vanguard ST Corporate Bond ETF
SHRT TRM CORP BD
92206C409
855
10667
SH
SOLE
500
0
10167
Vanguard Total Stock Mkt
TOTAL STK MKT
922908769
3322
25647
SH
SOLE
25647
0
0
Verizon Communications
COM
92343V104
196
3957
SH
SOLE
0
0
3957
Visa Inc Cl A
COM CL A
92826C839
270
2562
SH
SOLE
0
0
2562
Vodafone Group PLC ADR
SPNSR ADR
92857W308
1558
54740
SH
SOLE
9150
0
45590
Vornado Realty TRUST
SH BEN INT
929042109
20
257
SH
SOLE
0
0
257
Walgreens Boots Allianc
COM
931427108
73
950
SH
SOLE
500
0
450
Wal-Mart
COM
931142103
70
900
SH
SOLE
400
0
500
Walt Disney
COM DISNEY
254687106
4733
48014
SH
SOLE
11143
0
36871
Wells Fargo & Co
COM
949746101
7251
131479
SH
SOLE
26360
0
105119
Wells Fargo Bk 7.5 PFD Ser LNV
PERP PFD CNV A
949746804
33
25
SH
SOLE
0
0
25
Weyerhaeuser Co.
COM
962166104
3776
110966
SH
SOLE
20800
0
90166
Yum China Holdings Inc
COM
98850P109
2
40
SH
SOLE
0
0
40
YUM Brands
COM
988498101
3
40
SH
SOLE
0
0
40