0001587192-17-000004.txt : 20171113 0001587192-17-000004.hdr.sgml : 20171113 20171113120958 ACCESSION NUMBER: 0001587192-17-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171113 DATE AS OF CHANGE: 20171113 EFFECTIVENESS DATE: 20171113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Blume Capital Management, Inc. CENTRAL INDEX KEY: 0001587192 IRS NUMBER: 943186835 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15990 FILM NUMBER: 171194554 BUSINESS ADDRESS: STREET 1: 1708 SHATTUCK AVENUE CITY: BERKELEY STATE: CA ZIP: 94709 BUSINESS PHONE: 510-549-3534 MAIL ADDRESS: STREET 1: 1708 SHATTUCK AVENUE CITY: BERKELEY STATE: CA ZIP: 94709 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001587192 XXXXXXXX 09-30-2017 09-30-2017 Blume Capital Management, Inc.

1708 SHATTUCK AVENUE BERKELEY CA 94709

13F HOLDINGS REPORT 028-15990 N Jeffrey V. St.Claire 510-549-3534 Jeffrey V. St.Claire Berkeley CA 11-13-2017 0 243 189078 false INFORMATION TABLE 2 blume3q17.xml AbbVie Inc. COM 00287Y109 104 1175 SH SOLE 0 0 1175 Adobe COM 00724F101 48 320 SH SOLE 0 0 320 Advansix Inc COM 00773T101 1 27 SH SOLE 10 0 17 Aflac Inc. COM 001055102 81 1000 SH SOLE 0 0 1000 Alibaba Group Hldg Adr SPONSORED ADS 01609W102 30 175 SH SOLE 0 0 175 Allergan Inc. SHS G0177J108 9689 47277 SH SOLE 10750 0 36527 Alphabet Inc Class A CAP STK CL A 02079K305 524 538 SH SOLE 225 0 313 Alphabet Inc Class C CAP STK CL C 02079K107 6338 6608 SH SOLE 1350 0 5258 Altaba Incorporated COM 021346101 43 650 SH SOLE 0 0 650 Amazon.com COM 023135106 681 708 SH SOLE 0 0 708 American Electric Pwr Co Inc COM 025537101 104 1486 SH SOLE 0 0 1486 American Express Co. COM 025816109 136 1500 SH SOLE 0 0 1500 Amerigas Partners LP UNIT L P INT 030975106 18 400 SH SOLE 400 0 0 Amern Tower Corp Class A COM 03027X100 159 1165 SH SOLE 0 0 1165 Amgen COM 031162100 75 400 SH SOLE 0 0 400 Antero Resources Corp COM 03674X106 170 8550 SH SOLE 4700 0 3850 Apache Corp COM 037411105 5 100 SH SOLE 0 0 100 Apple Inc. COM 037833100 11561 75015 SH SOLE 18505 0 56510 Apricus Biosciences Inc COM NEW 03832V307 0 3 SH SOLE 0 0 3 Aqua America COM 03836W103 338 10175 SH SOLE 10175 0 0 Ares Capital Corp COM 04010L103 7 400 SH SOLE 0 0 400 AT&T Inc. COM 00206R102 388 9896 SH SOLE 0 0 9896 Avalonbay Communities COM 053484101 54 300 SH SOLE 0 0 300 Axalta Coating Systems Ltd. COM G0750C108 37 1265 SH SOLE 0 0 1265 Bank of America COM 060505104 76 3000 SH SOLE 0 0 3000 Barrick Gold Corp COM 067901108 5 300 SH SOLE 300 0 0 Baxter International Inc COM 071813109 56 900 SH SOLE 400 0 500 Becton Dickinson COM 075887109 118 600 SH SOLE 0 0 600 Berkshire Hathaway B CL B NEW 084670702 2586 14104 SH SOLE 2775 0 11329 BlackRock Enhanced Cap & Income COM 09256A109 33 2108 SH SOLE 0 0 2108 BlackRock Inc. 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COM 194162103 1275 17500 SH SOLE 0 0 17500 Comcast CL A 20030N101 6421 166862 SH SOLE 30950 0 135912 Conformis Inc COM 20717E101 4 1000 SH SOLE 1000 0 0 Consolidated Edison COM 209115104 85 1052 SH SOLE 0 0 1052 Constellation Brands CL A 21036P108 58 290 SH SOLE 0 0 290 Corcept Therapeutics Inc COM 218352102 14 700 SH SOLE 0 0 700 Costco Wholesale COM 22160K105 1838 11190 SH SOLE 1200 0 9990 Danaher Corp COM 235851102 42 485 SH SOLE 0 0 485 DDR Corp. COM 23317H102 0 15 SH SOLE 0 0 15 Deere & Co COM 244199105 151 1200 SH SOLE 0 0 1200 Delta Air Lines Inc. COM NEW 247361702 12 250 SH SOLE 0 0 250 Devon Energy COM 25179M103 4648 126605 SH SOLE 27100 0 99505 Diageo Plc New Adr SPON ADR NEW 25243Q205 16 120 SH SOLE 0 0 120 DNP Select Utilities Income COM 23325P104 11 1000 SH SOLE 0 0 1000 Dollar Tree Inc COM 256746108 3122 35965 SH SOLE 8325 0 27640 Dowdupont Inc COM 26078J100 175 2523 SH SOLE 500 0 2023 Durect Corp COM 266605104 11 6000 SH SOLE 0 0 6000 Eastman Chemical Co. 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COM 580135101 50 320 SH SOLE 100 0 220 Merck COM 58933Y105 103 1610 SH SOLE 0 0 1610 Metlife COM 59156R108 6146 118302 SH SOLE 17551 0 100751 MFS Municipal Income Trust SH BEN INT 552738106 31 4280 SH SOLE 0 0 4280 Microsoft COM 594918104 6947 93262 SH SOLE 17450 0 75812 Monsanto COM 61166W101 55 460 SH SOLE 0 0 460 Mylan NV SHS EURO N59465109 1515 48290 SH SOLE 11270 0 37020 National Fuel Gas Co COM 636180101 4 70 SH SOLE 0 0 70 New York Times Class A CL A 650111107 20 1000 SH SOLE 1000 0 0 Newmont Mining Corp. COM 651639106 15 405 SH SOLE 0 0 405 Nextera Energy Inc COM 65339F101 77 526 SH SOLE 0 0 526 Nike CL B 654106103 5 100 SH SOLE 0 0 100 Novartis A G Spon Adr SPONSORED ADR 66987V109 17 200 SH SOLE 0 0 200 Novocure Limited ORD SHS G6674U108 20 1000 SH SOLE 1000 0 0 Nuveen AMT Free Muni Credit Inc Fund COM 67071L106 31 1998 SH SOLE 0 0 1998 Nuveen AMT Free Municipal COM 670695105 28 1592 SH SOLE 0 0 1592 Nuveen CA Dur Adv Muni COM 67066Y105 4 300 SH SOLE 0 0 300 Nuveen Insured Calif Tax COM 670651108 32 2000 SH SOLE 0 0 2000 Nuveen Multi Strategy COM 67073B106 3 300 SH SOLE 0 0 300 Nuveen Nasdaq 100 COM SHS 670699107 5 210 SH SOLE 0 0 210 Nuveen Real Est Inc Fd COM 67071B108 2 150 SH SOLE 0 0 150 NXPI Semiconductors N.V. COM N6596X109 1502 13285 SH SOLE 4350 0 8935 O Reilly Automotive COM 67103H107 11 50 SH SOLE 0 0 50 Oaktree Capital Group UNIT CL A 674001201 6686 142100 SH SOLE 23050 0 119050 Omnicom Group Inc COM 681919106 37 500 SH SOLE 0 0 500 Oracle COM 68389X105 8300 171675 SH SOLE 31100 0 140575 Palo Alto Networks Inc COM 697435105 29 200 SH SOLE 0 0 200 Pandora Media COM 698354107 6 750 SH SOLE 0 0 750 Paypal Holdings Inco COM 70450Y103 32 500 SH SOLE 0 0 500 PennyMac COM 70931T103 17 1000 SH SOLE 0 0 1000 Pepsico COM 713448108 198 1775 SH SOLE 650 0 1125 Pfizer COM 717081103 228 6374 SH SOLE 900 0 5474 Phillips 66 COM 718546104 18 194 SH SOLE 0 0 194 Pitney Bowes, Inc COM 724479100 78 5600 SH SOLE 0 0 5600 Polo Ralph Lauren CL A 751212101 44 500 SH SOLE 500 0 0 Portola Pharmaceuticals COM 737010108 54 1000 SH SOLE 0 0 1000 Powershares - Nasdaq 100 ETF UNI SER 1 73935A104 36 250 SH SOLE 150 0 100 Powershs FTSI RAFI US 1000 FTSE RAFI 1000 73935X583 39 362 SH SOLE 0 0 362 Priceline.com COM NEW 741503403 287 157 SH SOLE 95 0 62 Principal Financial Grp COM 74251V102 39 599 SH SOLE 0 0 599 Procter & Gamble COM 742718109 135 1482 SH SOLE 100 0 1382 Qualcomm Inc COM 747525103 4345 83810 SH SOLE 13150 0 70660 Quintiles IMS Holdings COM 74876Y101 38 400 SH SOLE 0 0 400 Range Resources COM 75281A109 5449 278460 SH SOLE 64600 0 213860 Raytheon Company New COM NEW 755111507 28 150 SH SOLE 0 0 150 Redwood Trust COM 758075402 7 448 SH SOLE 0 0 448 Regeneron Pharms Inc COM 75886F107 42 95 SH SOLE 0 0 95 Ross Stores Inc COM 778296103 19 300 SH SOLE 300 0 0 Salesforce.com COM 79466L302 64 680 SH SOLE 0 0 680 Schlumberger COM 806857108 7434 106561 SH SOLE 18325 0 88236 Schwab Emerging Markets Equity ETF EMRG MKTEQ ETF 808524706 70 2611 SH SOLE 0 0 2611 Schwab Fund. Intl. Large Cap SCHWAB FDT INT LG 808524755 3 96 SH SOLE 0 0 96 Schwab Fund. US Large Company SCHWAB FDT US LG 808524771 5 151 SH SOLE 0 0 151 Schwab U.S. Mid Cap ETF US MID-CAP ETF 808524508 35 706 SH SOLE 0 0 706 Schwab US Aggregate Bond US AGGREGATE B 808524839 184 3510 SH SOLE 1050 0 2460 Schwab US Large Cap US LCAP GR ETF 808524300 53 806 SH SOLE 0 0 806 Schwab US Large Cap US LCAP VA ETF 808524409 68 1319 SH SOLE 0 0 1319 Schwab US Small Cap ETF US SML CAP ETF 808524607 34 504 SH SOLE 0 0 504 Seadrill Ltd SHS G7945E105 0 100 SH SOLE 0 0 100 Southern Company COM 842587107 25 500 SH SOLE 0 0 500 Southwest Airlines Co COM 844741108 38 675 SH SOLE 0 0 675 SPDR Dow Jones REIT ETF DJ REIT ETF 78464A607 9 97 SH SOLE 0 0 97 SPDR Nuv Blmbrg ST Nat Muni NUVEEN BLMBRG SR 78468R739 100 2063 SH SOLE 0 0 2063 Spdr Nuveen Barclays Mun NUVEEN BRC MUNIC 78468R721 75 1536 SH SOLE 0 0 1536 SPDR S&P Biotech ETF S&P BIOTECH 78464A870 9 105 SH SOLE 0 0 105 Starbucks COM 855244109 380 7070 SH SOLE 0 0 7070 Streetracks Gold TRUST GOLD SHS 78463V107 103 850 SH SOLE 850 0 0 t3M Company COM 88579Y101 562 2679 SH SOLE 359 0 2320 Tanger Fctry Outlet COM 875465106 10 400 SH SOLE 400 0 0 Tesla Motors Inc COM 88160R101 28 81 SH SOLE 30 0 51 Teva Pharmaceutical SPONSORED ADR 881624209 11 600 SH SOLE 0 0 600 Titan Pharmaceutical COM NEW 888314309 4 2546 SH SOLE 0 0 2546 TJX Companies Inc. COM 872540109 1818 24655 SH SOLE 6825 0 17830 Tortoise MLP CEF COM 89148B101 176 9700 SH SOLE 3300 0 6400 Travelers Group Inc COM 89417E109 147 1200 SH SOLE 0 0 1200 Tripadvisor Inc COM 896945201 12 300 SH SOLE 300 0 0 Twenty-First Century Fox, Inc CL A 90130A101 56 2134 SH SOLE 0 0 2134 Twilio Inc CL A 90138F102 9 300 SH SOLE 300 0 0 Twitter Inc COM 90184L102 7 400 SH SOLE 0 0 400 U S Bancorp COM NEW 902973304 114 2132 SH SOLE 0 0 2132 UDR, Inc COM 902653104 8 216 SH SOLE 0 0 216 Under Armour Inc Cl A CL A 904311107 0 2 SH SOLE 2 0 0 Union Pacific COM 907818108 57 488 SH SOLE 0 0 488 Vaneck Vectors MORNINGSTAR WIDE 92189F643 3 75 SH SOLE 0 0 75 VanEck Vectors Gold Miners ETF GOLD MINER ETF 92189F106 14 600 SH SOLE 0 0 600 Vanguard Bond Index Fund SHORT TRM BOND 921937827 19 234 SH SOLE 0 0 234 Vanguard Corp Bond ETF INT-TERM CORP 92206C870 290 3300 SH SOLE 0 0 3300 Vanguard Growth ETF GROWTH ETF 922908736 10 75 SH SOLE 0 0 75 Vanguard Meg Cap Grth MEGA GRWTH IND 921910816 6 60 SH SOLE 0 0 60 Vanguard Mid Cap Blend ETF MID CAP ETF 922908629 20 137 SH SOLE 0 0 137 Vanguard Mortgage Backed Sec ETF MORTG-BACK SEC 92206C771 25 477 SH SOLE 0 0 477 Vanguard Muni Bnd ETF TAX EXEMPT BD 922907746 615 11900 SH SOLE 0 0 11900 Vanguard ST Corporate Bond ETF SHRT TRM CORP BD 92206C409 855 10667 SH SOLE 500 0 10167 Vanguard Total Stock Mkt TOTAL STK MKT 922908769 3322 25647 SH SOLE 25647 0 0 Verizon Communications COM 92343V104 196 3957 SH SOLE 0 0 3957 Visa Inc Cl A COM CL A 92826C839 270 2562 SH SOLE 0 0 2562 Vodafone Group PLC ADR SPNSR ADR 92857W308 1558 54740 SH SOLE 9150 0 45590 Vornado Realty TRUST SH BEN INT 929042109 20 257 SH SOLE 0 0 257 Walgreens Boots Allianc COM 931427108 73 950 SH SOLE 500 0 450 Wal-Mart COM 931142103 70 900 SH SOLE 400 0 500 Walt Disney COM DISNEY 254687106 4733 48014 SH SOLE 11143 0 36871 Wells Fargo & Co COM 949746101 7251 131479 SH SOLE 26360 0 105119 Wells Fargo Bk 7.5 PFD Ser LNV PERP PFD CNV A 949746804 33 25 SH SOLE 0 0 25 Weyerhaeuser Co. COM 962166104 3776 110966 SH SOLE 20800 0 90166 Yum China Holdings Inc COM 98850P109 2 40 SH SOLE 0 0 40 YUM Brands COM 988498101 3 40 SH SOLE 0 0 40