0001587192-17-000002.txt : 20170512
0001587192-17-000002.hdr.sgml : 20170512
20170512123827
ACCESSION NUMBER: 0001587192-17-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170512
DATE AS OF CHANGE: 20170512
EFFECTIVENESS DATE: 20170512
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Blume Capital Management, Inc.
CENTRAL INDEX KEY: 0001587192
IRS NUMBER: 943186835
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15990
FILM NUMBER: 17837453
BUSINESS ADDRESS:
STREET 1: 1708 SHATTUCK AVENUE
CITY: BERKELEY
STATE: CA
ZIP: 94709
BUSINESS PHONE: 510-549-3534
MAIL ADDRESS:
STREET 1: 1708 SHATTUCK AVENUE
CITY: BERKELEY
STATE: CA
ZIP: 94709
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001587192
XXXXXXXX
03-31-2017
03-31-2017
Blume Capital Management, Inc.
1708 SHATTUCK AVENUE
BERKELEY
CA
94709
13F HOLDINGS REPORT
028-15990
N
Jeffrey V. St.Claire
President
510-549-3534
Jeffrey V. St.Claire
Berkeley
CA
05-12-2017
0
207
172779
false
INFORMATION TABLE
2
blume1q2017.xml
Abbott Laboratories
COM
002824100
15
334
SH
SOLE
34
0
300
AbbVie Inc.
COM
00287Y109
40
617
SH
SOLE
0
0
617
Advansix Inc
COM
00773T101
1
27
SH
SOLE
22
0
5
Aflac Inc.
COM
001055102
72
1000
SH
SOLE
1000
0
0
Alibaba Group Hldg Adr
SPONSORED ADS
01609W102
19
175
SH
SOLE
175
0
0
Allergan Inc.
SHS
G0177J108
9829
41138
SH
SOLE
26760
0
14378
Alphabet Inc Class A
CAP STK CL A
02079K305
418
493
SH
SOLE
314
0
179
Alphabet Inc Class C
CAP STK CL C
02079K107
5523
6658
SH
SOLE
4414
0
2244
Amazon.com
COM
023135106
543
613
SH
SOLE
307
0
306
American Electric Pwr Co Inc
COM
025537101
41
611
SH
SOLE
0
0
611
American Express Co.
COM
025816109
119
1500
SH
SOLE
0
0
1500
Amerigas Partners LP
UNIT L P INT
030975106
19
400
SH
SOLE
400
0
0
Amgen
COM
031162100
66
400
SH
SOLE
0
0
400
Antero Resources Corp
COM
03674X106
3504
153625
SH
SOLE
100075
0
53550
Apache Corp
COM
037411105
5
100
SH
SOLE
0
0
100
Apple Inc.
COM
037833100
12292
85565
SH
SOLE
52815
0
32750
Apricus Biosciences Inc
COM NEW
03832V307
0
3
SH
SOLE
3
0
0
Aqua America
COM
03836W103
327
10175
SH
SOLE
10175
0
0
Ares Capital Corp
COM
04010L103
9
500
SH
SOLE
500
0
0
AT&T Inc.
COM
00206R102
321
7735
SH
SOLE
4400
0
3335
Avalonbay Communities
COM
053484101
60
329
SH
SOLE
329
0
0
Bank of America
COM
060505104
78
3300
SH
SOLE
0
0
3300
Barrick Gold Corp
COM
067901108
6
300
SH
SOLE
300
0
0
Baxter International Inc
COM
071813109
47
900
SH
SOLE
900
0
0
Becton Dickinson
COM
075887109
110
600
SH
SOLE
600
0
0
Berkshire Hathaway B
CL B NEW
084670702
2418
14507
SH
SOLE
8078
0
6429
Blackrock Limited Duration
COM SHS
09249W101
251
16100
SH
SOLE
11600
0
4500
Blackstone GSO Strategic Credit Fund
COM SHS BEN IN
09257R101
51
3200
SH
SOLE
1600
0
1600
Boeing
COM
097023105
18
100
SH
SOLE
0
0
100
Box Inc
CL A
10316T104
8
500
SH
SOLE
500
0
0
Bristol-Myers
COM
110122108
109
2005
SH
SOLE
1405
0
600
Brookdale Senior Liv
COM
112463104
4
300
SH
SOLE
300
0
0
Brown Forman Cl A Vtg
CL A
115637100
8
160
SH
SOLE
160
0
0
California Resources Corp
COM NEW
13057Q206
41
2756
SH
SOLE
2131
0
625
Capital One
COM
14040H105
4556
52575
SH
SOLE
32175
0
20400
CBRE Real Estate Income Fund
COM
12504G100
67
9000
SH
SOLE
9000
0
0
Celgene
COM
151020104
124
1000
SH
SOLE
1000
0
0
Cemex SA
SPON ADR NEW
151290889
314
34621
SH
SOLE
24849
0
9772
Charles Schwab Corp
COM
808513105
14
342
SH
SOLE
0
0
342
Chevron
COM
166764100
476
4429
SH
SOLE
564
0
3865
Chipotle Mexican Grl
COM
169656105
45
100
SH
SOLE
0
0
100
Cisco Systems
COM
17275R102
346
10243
SH
SOLE
8500
0
1743
Citigroup
COM NEW
172967424
1
13
SH
SOLE
0
0
13
Clorox
COM
189054109
40
300
SH
SOLE
300
0
0
Coca Cola
COM
191216100
966
22761
SH
SOLE
21000
0
1761
Colgate Palmolive Co.
COM
194162103
1281
17500
SH
SOLE
10400
0
7100
Comcast
CL A
20030N101
6152
163662
SH
SOLE
105468
0
58194
Conformis Inc
COM
20717E101
5
1000
SH
SOLE
1000
0
0
Corcept Therapeutics Inc
COM
218352102
8
700
SH
SOLE
0
0
700
Core Laboratories
COM
N22717107
6
50
SH
SOLE
0
0
50
Costco Wholesale
COM
22160K105
1801
10740
SH
SOLE
5385
0
5355
DDR Corp.
COM
23317H102
0
15
SH
SOLE
0
0
15
Deere & Co
COM
244199105
142
1300
SH
SOLE
0
0
1300
Devon Energy
COM
25179M103
4802
115111
SH
SOLE
70755
0
44356
Diageo Plc New Adr
SPON ADR New
25243Q205
15
133
SH
SOLE
133
0
0
DNP Select Utilities Income
COM
23325P104
11
1000
SH
SOLE
0
0
1000
Dow Chemical
COM
260543103
83
1300
SH
SOLE
1300
0
0
Durect Corp
COM
266605104
6
6000
SH
SOLE
0
0
6000
Eastman Chemical Co.
COM
277432100
16
200
SH
SOLE
0
0
200
Eaton Vance Ltd Duration
COM
27828H105
974
70459
SH
SOLE
44700
0
25759
Edison International
COM
281020107
48
600
SH
SOLE
0
0
600
Emerson Electric
COM
291011104
60
1000
SH
SOLE
1000
0
0
Enbridge Energy Ptnrs LP
COM
29250R106
14
735
SH
SOLE
0
0
735
Enterprise Product Partners LP
COM
293792107
289
10450
SH
SOLE
8700
0
1750
Etsy Inc
COM
29786A106
2
150
SH
SOLE
150
0
0
Express Scripts
COM
30219G108
23
346
SH
SOLE
0
0
346
Exxon
COM
30231G102
1709
20845
SH
SOLE
8795
0
12050
Facebook
CL A
30303M102
375
2639
SH
SOLE
2600
0
39
FedEx Corp.
COM
31428X106
1253
6423
SH
SOLE
4473
0
1950
Ferrari N V
COM
N3167Y103
0
2
SH
SOLE
2
0
0
FireEye Inc
COM
31816Q101
3
250
SH
SOLE
250
0
0
First Tr Nasdaq Clean Energy
NAS CLNEDG GREEN
33733E500
50
3000
SH
SOLE
3000
0
0
Fitbit Inc
CL A
33812L102
6
1000
SH
SOLE
1000
0
0
Ford Motor
COM PAR $0.01
345370860
18
1546
SH
SOLE
1496
0
50
Fortune Brands Hm & Sec
COM
34964C106
78
1280
SH
SOLE
0
0
1280
Frontier Communications
COM
35906A108
1
400
SH
SOLE
0
0
400
General Electric
COM
369604103
5888
197581
SH
SOLE
115661
0
81920
General Mills Inc
COM
370334104
41
700
SH
SOLE
700
0
0
General Motors
COM
37045V100
6471
183000
SH
SOLE
113000
0
70000
General Motors Cl B 19wt
*W EXP 07/10/201
37045V126
4
198
SH
Call
SOLE
198
0
0
Gilead Sciences
COM
375558103
363
5350
SH
SOLE
1550
0
3800
Glaxosmithkline Plc Adrf
SPONSORED adr
37733W105
12
283
SH
SOLE
170
0
113
Halliburton
COM
406216101
3710
75400
SH
SOLE
45800
0
29600
Helmerich & Payne
COM
423452101
27
400
SH
SOLE
400
0
0
Highwood Properties Inc
COM
431284108
37
750
SH
SOLE
0
0
750
Home Depot
COM
437076102
51
350
SH
SOLE
350
0
0
Honeywell International
COM
438516106
877
7025
SH
SOLE
6500
0
525
Hormel Foods Corp
COM
440452100
194
5600
SH
SOLE
0
0
5600
IBM
COM
459200101
164
940
SH
SOLE
300
0
640
Inovio Pharma
COM NEW
45773H201
7
1000
SH
SOLE
1000
0
0
Intel
COM
458140100
189
5250
SH
SOLE
1400
0
3850
International Paper
COM
460146103
71
1400
SH
SOLE
0
0
1400
Intra-Cellular Therapies
COM
46116X101
16
1000
SH
SOLE
0
0
1000
Invesco California Value
COM
46132H106
6
500
SH
SOLE
0
0
500
Ionis Pharmaceutical
COM
462222100
4
90
SH
SOLE
0
0
90
Ishares 7-10 Year Treasury Bond
7-10YR TR BD ETF
464287440
3
29
SH
SOLE
29
0
0
iShares Biotech Fund
NASDQ BIOTEC ETF
464287556
7067
24097
SH
SOLE
15342
0
8755
Ishares Core Msci
CORE MSCI EMKT
46434G103
1
31
SH
SOLE
31
0
0
iShares Investment Grade Bond ETF
IBOXX INV CP ETF
464287242
118
1000
SH
SOLE
0
0
1000
iShares KLD 400 Social Index
MSCI KLD400 SOC
464288570
146
1684
SH
SOLE
1134
0
550
iShares Medical Devices
U.S. MED DVC ETF
464288810
30
200
SH
SOLE
200
0
0
iShares MSCI EAFE ETF
MSCI EAFE ETF
464287465
7
116
SH
SOLE
116
0
0
iShares Russell 1000 ETF
RUS 1000 ETF
464287622
82
627
SH
SOLE
627
0
0
Johnson & Johnson
COM
478160104
8487
68142
SH
SOLE
41392
0
26750
JP Morgan
COM
46625H100
2796
31836
SH
SOLE
18875
0
12961
Kimberly-Clark
COM
494368103
16
120
SH
SOLE
0
0
120
Kimco Realty
COM
49446R109
7
300
SH
SOLE
300
0
0
Kinder Morgan Inc
COM
49456B101
5728
263495
SH
SOLE
150655
0
112840
Kraft Heinz Company
COM
500754106
25
280
SH
SOLE
0
0
280
Lendingclub Corp
COM
52603A109
20
3700
SH
SOLE
3700
0
0
Lennar Corp Cl A
CL A
526057104
3
64
SH
SOLE
64
0
0
Lockheed Martin
COM
539830109
54
200
SH
SOLE
0
0
200
Mastercard Inc
CL A
57636Q104
39
350
SH
SOLE
0
0
350
McDonald Corp.
COM
580135101
48
374
SH
SOLE
254
0
120
Merck
COM
58933Y105
109
1710
SH
SOLE
0
0
1710
Metlife
COM
59156R108
6075
115007
SH
SOLE
68736
0
46271
Mexico Equity & Incm Fd
COM
592834105
52
4800
SH
SOLE
4800
0
0
Microsoft
COM
594918104
7275
110464
SH
SOLE
72165
0
38299
Monsanto
COM
61166W101
75
660
SH
SOLE
0
0
660
New York Times Class A
CL A
650111107
14
1000
SH
SOLE
1000
0
0
Newmont Mining Corp.
COM
651639106
13
405
SH
SOLE
0
0
405
Nike
CL B
654106103
6
100
SH
SOLE
100
0
0
Novartis A G Spon Adr
SPONSORED ADR
66987V109
42
569
SH
SOLE
369
0
200
Novocure Limited
ORD SHS
G6674U108
8
1000
SH
SOLE
1000
0
0
Nuveen CA Dur Adv Muni
COM
67066Y105
3
200
SH
SOLE
200
0
0
Nuveen Insured Calif Tax
COM
670651108
61
4145
SH
SOLE
0
0
4145
Nuveen Multi Strategy
COM
67073B106
3
300
SH
SOLE
0
0
300
Nuveen Nasdaq 100
COM SHS
670699107
4
210
SH
SOLE
0
0
210
Nuveen Real Est Inc Fd
COM
67071B108
2
150
SH
SOLE
0
0
150
Oaktree Capital Group
UNIT CL A
674001201
6503
143550
SH
SOLE
83100
0
60450
Omnicom Group Inc
COM
681919106
43
500
SH
SOLE
500
0
0
Oneok Partners LP
UNIT LTD PARTN
68268N103
11
200
SH
SOLE
0
0
200
Oracle
COM
68389X105
6706
150325
SH
SOLE
88800
0
61525
Palo Alto Networks Inc
COM
697435105
23
200
SH
SOLE
0
0
200
Pandora Media
COM
698354107
9
750
SH
SOLE
750
0
0
Paypal Holdings Inco
COM
70450Y103
29
666
SH
SOLE
666
0
0
PennyMac
COM
70931T103
18
1000
SH
SOLE
0
0
1000
Pepsico
COM
713448108
131
1168
SH
SOLE
810
0
358
Pfizer
COM
717081103
218
6374
SH
SOLE
1800
0
4574
Pitney Bowes, Inc
COM
724479100
73
5600
SH
SOLE
5600
0
0
Polo Ralph Lauren
CL A
751212101
41
500
SH
SOLE
500
0
0
Portola Pharmaceuticals
COM
737010108
39
1000
SH
SOLE
0
0
1000
Powershares - Nasdaq 100 ETF
UNIT SER 1
73935A104
66
500
SH
SOLE
200
0
300
Powershares Senior Loan
SENIOR LN PORT
73936Q769
3
138
SH
SOLE
138
0
0
Powershs FTSI RAFI US 1000
FTSE RAFI 1000
73935X583
37
360
SH
SOLE
0
0
360
Priceline.com
COM NEW
741503403
271
152
SH
SOLE
95
0
57
Principal Financial Grp
COM
74251V102
38
599
SH
SOLE
0
0
599
Procter & Gamble
COM
742718109
106
1182
SH
SOLE
450
0
732
Qualcomm Inc
COM
747525103
6385
111360
SH
SOLE
64435
0
46925
Range Resources
COM
75281A109
2702
92850
SH
SOLE
59400
0
33450
Redwood Trust
COM
758075402
7
448
SH
SOLE
448
0
0
Ross Stores Inc
COM
778296103
20
300
SH
SOLE
300
0
0
S&P Oil & Gas E&P SPDR ETF
S&P OILGAS EXP
78464A730
21
550
SH
SOLE
0
0
550
Schlumberger
COM
806857108
7557
96766
SH
SOLE
60552
0
36214
Schwab Emerging Markets Equity ETF
EMRG MKTEQ ETF
808524706
63
2611
SH
SOLE
0
0
2611
Schwab Fundamental Inl
SCHWB FDT INT LG
808524755
3
96
SH
SOLE
0
0
96
Schwab Fundamental US
SCHWAB FDT US LG
808524771
5
151
SH
SOLE
0
0
151
Schwab U.S. Mid Cap ETF
US MID-CAP ETF
808524508
33
702
SH
SOLE
0
0
702
Schwab US Aggregate Bond
US AGGREGATE B
808524839
133
2560
SH
SOLE
1600
0
960
Schwab US Brd Mkt Etf
US BRD MKT ETF
808524102
3
57
SH
SOLE
57
0
0
Schwab US Large Cap
US LCAP GR ETF
808524300
83
1371
SH
SOLE
0
0
1371
Schwab US Large Cap
US LCAP VA ETF
808524409
65
1303
SH
SOLE
0
0
1303
Schwab US Small Cap Etf
US SML CAP ETF
808524607
32
501
SH
SOLE
0
0
501
Seadrill Ltd
SHS
G7945E105
0
100
SH
SOLE
0
0
100
Southern Company
COM
842587107
40
800
SH
SOLE
0
0
800
Southwest Airlines Co
COM
844741108
36
675
SH
SOLE
0
0
675
Spdr Blmbrg Brcly
BLOMBRG BRC INTR
78464A375
13
394
SH
SOLE
394
0
0
Spdr Blmbrg Brcly Intl
BLOMBERG INTL TR
78464A516
3
97
SH
SOLE
97
0
0
SPDR Nuveen Barclays Mun
NUVEEN BRC MUNIC
78468R721
74
1536
SH
SOLE
0
0
1536
SPDR S&P Biotech ETF
S&P BIOTECH
78464A870
7
105
SH
SOLE
0
0
105
Starbucks
COM
855244109
350
6000
SH
SOLE
6000
0
0
Streetracks Gold TRUST
GOLD SHS
78463V107
77
650
SH
SOLE
650
0
0
3M Company
COM
88579Y101
491
2565
SH
SOLE
1000
0
1565
Tesla Motors Inc
COM
88160R101
22
78
SH
SOLE
77
0
1
Teva Pharmaceutical
SPONSORED ADR
881624209
3488
108680
SH
SOLE
63530
0
45150
Titan Pharmaceutical
COM NEW
888314309
8
2546
SH
SOLE
0
0
2546
Tortoise MLP CEF
COM
89148B101
319
15375
SH
SOLE
7460
0
7915
Travelers Group Inc
COM
89417E109
145
1200
SH
SOLE
400
0
800
Twenty-First Century Fox, Inc
CL A
90130A101
69
2134
SH
SOLE
2134
0
0
Twitter Inc
COM
90184L102
6
400
SH
SOLE
200
0
200
U S Bancorp
COM NEW
902973304
57
1102
SH
SOLE
302
0
800
UDR, Inc
COM
902653104
8
216
SH
SOLE
0
0
216
Ultrashort 20 Year Lehman Bond
PSHS ULTSH 20YRS
74347B201
16
400
SH
SOLE
400
0
0
Under Armour Inc Cl A
CL A
904311107
0
2
SH
SOLE
2
0
0
Union Pacific
COM
907818108
52
488
SH
SOLE
488
0
0
Vanguard Corp Bond ETF
INT-TERM CORP
92206C870
302
3500
SH
SOLE
2650
0
850
Vanguard Growth ETF
GROWTH ETF
922908736
5
41
SH
SOLE
41
0
0
Vanguard Meg Cap Grth
MEGA GRWTH IND
921910816
6
60
SH
SOLE
60
0
0
Vanguard Mid Cap Etf
MID CAP ETF
922908629
19
136
SH
SOLE
0
0
136
Vanguard Mortgage Backed Sec ETF
MORTG-BACK SEC
92206C771
27
523
SH
SOLE
523
0
0
Vanguard Muni Bnd ETF
TAX EXEMPT BD
922907746
557
11000
SH
SOLE
9100
0
1900
Vanguard ST Corporate Bond ETF
SHRT TRM CORP BD
92206C409
1237
15517
SH
SOLE
2752
0
12765
Vanguard Total Bond Market ETF
TOTAL BND MRKT
921937835
4
45
SH
SOLE
45
0
0
Vanguard Total Stock Mkt
TOTAL STK MKT
922908769
3175
26167
SH
SOLE
26167
0
0
Vanguard Value ETF
VALUE ETF
922908744
5
49
SH
SOLE
49
0
0
Verizon Communications
COM
92343V104
192
3933
SH
SOLE
210
0
3723
Visa Inc Cl A
COM CL A
92826C839
231
2602
SH
SOLE
1700
0
902
Vodafone Group PLC ADR
SPONSORED ADR
92857W308
296
11190
SH
SOLE
4200
0
6990
Walgreens Boots Allianc
COM
931427108
79
950
SH
SOLE
500
0
450
Wal-Mart
COM
931142103
72
1000
SH
SOLE
1000
0
0
Walt Disney
COM DISNEY
254687106
3734
32928
SH
SOLE
21602
0
11326
Wells Fargo & Co
COM
949746101
6899
123942
SH
SOLE
78229
0
45713
Wells Fargo Bk 7.5 PFD Ser LNV
PERP PFD CNV A
949746804
36
29
SH
SOLE
0
0
29
Weyerhaeuser Co.
COM
962166104
8
246
SH
SOLE
246
0
0
Yahoo
COM
984332106
30
650
SH
SOLE
650
0
0
Yum China Holdings Inc
COM
98850P109
1
40
SH
SOLE
0
0
40
YUM Brands
COM
988498101
3
40
SH
SOLE
0
0
40