0001587192-17-000001.txt : 20170130
0001587192-17-000001.hdr.sgml : 20170130
20170130171357
ACCESSION NUMBER: 0001587192-17-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170130
DATE AS OF CHANGE: 20170130
EFFECTIVENESS DATE: 20170130
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Blume Capital Management, Inc.
CENTRAL INDEX KEY: 0001587192
IRS NUMBER: 943186835
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15990
FILM NUMBER: 17558401
BUSINESS ADDRESS:
STREET 1: 1708 SHATTUCK AVENUE
CITY: BERKELEY
STATE: CA
ZIP: 94709
BUSINESS PHONE: 510-549-3534
MAIL ADDRESS:
STREET 1: 1708 SHATTUCK AVENUE
CITY: BERKELEY
STATE: CA
ZIP: 94709
13F-HR
1
primary_doc.xml
13F-HR
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false
false
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0001587192
XXXXXXXX
12-31-2016
12-31-2016
Blume Capital Management, Inc.
1708 SHATTUCK AVENUE
BERKELEY
CA
94709
13F HOLDINGS REPORT
028-15990
N
Jeffrey V. St.Claire
President
510-549-3534
Jeffrey V. St.Claire
Berkeley
CA
01-30-2017
0
210
166403
false
INFORMATION TABLE
2
blume.xml
Abbott Laboratories
COM
002824100
15
400
SH
SOLE
0
0
400
AbbVie Inc.
COM
00287Y109
39
617
SH
SOLE
0
0
617
Advansix Inc
COM
00773T101
1
43
SH
SOLE
22
0
21
Aflac Inc.
COM
001055102
70
1000
SH
SOLE
1000
0
0
Alibaba Group Hldg Adr
SPONSORED ADS
01609W102
15
175
SH
SOLE
175
0
0
Allergan Inc.
SHS
G0177J108
8609
40993
SH
SOLE
26245
0
14748
Alphabet Inc Class A
CAP STK CL A
02079K305
391
493
SH
SOLE
324
0
169
Alphabet Inc Class C
CAP STK CL C
02079K107
5105
6614
SH
SOLE
4334
0
2280
Altria Group
COM
02209S103
13
185
SH
SOLE
0
0
185
Amazon.com
COM
023135106
407
543
SH
SOLE
232
0
311
American Electric Pwr Co Inc
COM
025537101
38
611
SH
SOLE
0
0
611
American Express Co.
COM
025816109
111
1500
SH
SOLE
0
0
1500
Amerigas Partners LP
UNIT L P INT
030975106
19
400
SH
SOLE
400
0
0
Amgen
COM
031162100
58
400
SH
SOLE
0
0
400
Antero Resources Corp
COM
03674X106
5068
214275
SH
SOLE
137425
0
76850
Apache Corp
COM
037411105
6
100
SH
SOLE
0
0
100
Apple Inc.
COM
037833100
9982
86182
SH
SOLE
52410
0
33772
Aqua America
COM
03836W103
306
10175
SH
SOLE
10175
0
0
Ares Capital Corp
COM
04010L103
13
800
SH
SOLE
800
0
0
AT&T Inc.
COM
00206R102
357
8383
SH
SOLE
4900
0
3483
Avalonbay Communities
COM
053484101
58
329
SH
SOLE
329
0
0
Bank of America
COM
060505104
82
3700
SH
SOLE
0
0
3700
Barclays Global High
BARC YLD ETN LKD
06742C152
34
259
SH
SOLE
0
0
259
Barrick Gold Corp
COM
067901108
5
300
SH
SOLE
300
0
0
Baxter International Inc
COM
071813109
40
900
SH
SOLE
900
0
0
Becton Dickinson
COM
075887109
116
701
SH
SOLE
701
0
0
Berkshire Hathaway B
CL B NEW
084670702
2378
14589
SH
SOLE
7753
0
6836
Blackrock Limited Duration
COM SHS
09249W101
340
22400
SH
SOLE
14900
0
7500
Blackstone GSO Strategic Credit Fund
COM SHS BEN IN
09257R101
49
3200
SH
SOLE
1600
0
1600
Boeing
COM
097023105
16
100
SH
SOLE
0
0
100
Bristol-Myers
COM
110122108
117
2005
SH
SOLE
2005
0
0
Brookdale Senior Liv
COM
112463104
4
300
SH
SOLE
300
0
0
Brown Forman Cl A Vtg
CL A
115637100
7
160
SH
SOLE
160
0
0
Cabot Oil & Gas
COM
127097103
21
900
SH
SOLE
900
0
0
Calamos Strgc Tot Ret Fd
COM SH BEN INT
128125101
10
1000
SH
SOLE
1000
0
0
California Resources Corp
COM NEW
13057Q206
53
2496
SH
SOLE
2131
0
365
Capital One
COM
14040H105
4465
51175
SH
SOLE
31250
0
19925
Carlyle Group Lp
COM UTS LTD PTN
14309L102
3
200
SH
SOLE
0
0
200
CBRE Real Estate Income Fund
COM
12504G100
66
9000
SH
SOLE
9000
0
0
Celgene
COM
151020104
116
1000
SH
SOLE
1000
0
0
Cemex SA
SPON ADR NEW
151290889
278
34621
SH
SOLE
24849
0
9772
Charles Schwab Corp
COM
808513105
13
342
SH
SOLE
0
0
342
Charles Schwab US Mc
US MID-CAP ETF
808524508
38
851
SH
SOLE
0
0
851
Charter Communicatn
CL A
16119P108
0
1
SH
SOLE
0
0
1
Chevron
COM
166764100
521
4429
SH
SOLE
564
0
3865
Chipotle Mexican Grl
COM
169656105
42
110
SH
SOLE
10
0
100
Cisco Systems
COM
17275R102
316
10443
SH
SOLE
8700
0
1743
Citigroup
COM NEW
172967424
1
23
SH
SOLE
0
0
23
Clorox
COM
189054109
48
400
SH
SOLE
400
0
0
Coca Cola
COM
191216100
994
23981
SH
SOLE
22100
0
1881
Colgate Palmolive Co.
COM
194162103
1191
18200
SH
SOLE
10600
0
7600
Comcast
CL A
20030N101
5756
83356
SH
SOLE
52484
0
30872
Conformis Inc
COM
20717E101
8
1000
SH
SOLE
1000
0
0
Corcept Therapeutics Inc
COM
218352102
5
700
SH
SOLE
0
0
700
Core Laboratories
COM
N22717107
6
50
SH
SOLE
0
0
50
Costco Wholesale
COM
22160K105
1787
11158
SH
SOLE
5060
0
6098
DDR Corp.
COM
23317H102
0
15
SH
SOLE
0
0
15
Deere & Co
COM
244199105
144
1400
SH
SOLE
0
0
1400
Devon Energy
COM
25179M103
5072
111061
SH
SOLE
67655
0
43406
Diageo Plc New Adr
SPON ADR NEW
25243Q205
14
133
SH
SOLE
133
0
0
DNP Select Utilities Income
COM
23325P104
10
1000
SH
SOLE
0
0
1000
Dow Chemical
COM
260543103
77
1350
SH
SOLE
1350
0
0
Durect Corp
COM
266605104
8
6000
SH
SOLE
0
0
6000
Eastman Chemical Co.
COM
277432100
15
200
SH
SOLE
0
0
200
Eaton Vance Ltd Duration
COM
27828H105
1193
86959
SH
SOLE
60200
0
26759
Edison International
COM
281020107
43
600
SH
SOLE
0
0
600
Emerson Electric
COM
291011104
407
7298
SH
SOLE
2998
0
4300
Enbridge Energy Ptnrs LP
COM
29250R106
19
735
SH
SOLE
0
0
735
Enterprise Product Partners LP
COM
293792107
283
10450
SH
SOLE
8800
0
1650
Etsy Inc
COM
29786A106
2
150
SH
SOLE
150
0
0
Express Scripts
COM
30219G108
24
346
SH
SOLE
0
0
346
Exxon
COM
30231G102
1902
21070
SH
SOLE
9020
0
12050
Facebook
CL A
30303M102
304
2639
SH
SOLE
2600
0
39
FedEx Corp.
COM
31428X106
1187
6373
SH
SOLE
4423
0
1950
Ferrari N V
COM
N3167Y103
0
2
SH
SOLE
2
0
0
FireEye Inc
COM
31816Q101
3
250
SH
SOLE
250
0
0
First Tr Nasdaq Clean Energy
NAS CLNEDG GREEN
33733E500
62
4000
SH
SOLE
4000
0
0
Fitbit Inc
CL A
33812L102
28
3800
SH
SOLE
3800
0
0
Ford Motor
COM PAR $0.01
345370860
19
1546
SH
SOLE
1496
0
50
Fortune Brands Hm & Sec
COM
34964C106
68
1280
SH
SOLE
0
0
1280
Frontier Communications
COM
35906A108
1
429
SH
SOLE
0
0
429
General Electric
COM
369604103
5450
172459
SH
SOLE
104161
0
68298
General Mills Inc
COM
370334104
43
700
SH
SOLE
700
0
0
General Motors
COM
37045V100
6255
179523
SH
SOLE
109900
0
69623
General Motors Cl B 19wt
*W EXP 07/10/201
37045V126
3
198
SH
Call
SOLE
198
0
0
Gilead Sciences
COM
375558103
344
4800
SH
SOLE
1150
0
3650
Glaxosmithkline Plc Adrf
SPONSORED ADR
37733W105
11
283
SH
SOLE
170
0
113
Halliburton
COM
406216101
4081
75450
SH
SOLE
46100
0
29350
Harris & Harris
COM
413833104
1
600
SH
SOLE
600
0
0
Helmerich & Payne
COM
423452101
31
400
SH
SOLE
400
0
0
Highwood Properties Inc
COM
431284108
38
750
SH
SOLE
0
0
750
Home Depot
COM
437076102
53
394
SH
SOLE
394
0
0
Honeywell International
COM
438516106
849
7325
SH
SOLE
6800
0
525
Hormel Foods Corp
COM
440452100
195
5600
SH
SOLE
0
0
5600
IBM
COM
459200101
173
1045
SH
SOLE
350
0
695
Inovio Pharma
COM NEW
45773H201
7
1000
SH
SOLE
1000
0
0
Intel
COM
458140100
197
5426
SH
SOLE
1576
0
3850
International Paper
COM
460146103
98
1854
SH
SOLE
0
0
1854
Intra-Cellular Therapies
COM
46116X101
15
1000
SH
SOLE
0
0
1000
Invesco California Value
COM
46132H106
6
500
SH
SOLE
0
0
500
Ionis Pharmaceutical
COM
462222100
4
90
SH
SOLE
0
0
90
iShares Biotech Fund
NASDQ BIOTEC ETF
464287556
6401
24121
SH
SOLE
14951
0
9170
iShares Investment Grade Bond ETF
IBOXX INV CP ETF
464287242
161
1375
SH
SOLE
0
0
1375
iShares KLD 400 Social Index
MSCI KLD400 SOC
464288570
136
1654
SH
SOLE
1104
0
550
iShares Medical Devices
U.S. MED D DVC ETF
464288810
27
200
SH
SOLE
200
0
0
iShares Russell 1000 ETF
RUS 1000 ETF
464287622
78
627
SH
SOLE
627
0
0
Ishares TRUST - HIGH YIELD
IBOXX HI YD ETF
464288513
0
0
SH
SOLE
0
0
0
Johnson & Johnson
COM
478160104
7695
66790
SH
SOLE
39922
0
26868
JP Morgan
COM
46625H100
3606
41787
SH
SOLE
25226
0
16561
Kimberly-Clark
COM
494368103
14
120
SH
SOLE
0
0
120
Kimco Realty
COM
49446R109
8
300
SH
SOLE
300
0
0
Kinder Morgan Inc
COM
49456B101
5074
245020
SH
SOLE
139505
0
105515
Kraft Heinz Company
COM
500754106
24
280
SH
SOLE
0
0
280
Lendingclub Corp
COM
52603A109
14
2700
SH
SOLE
2700
0
0
Lennar Corp Cl A
CL A
526057104
4
104
SH
SOLE
104
0
0
Lockheed Martin
COM
539830109
50
200
SH
SOLE
0
0
200
Madison Strat Sectr Prem
COM
558268108
7
600
SH
SOLE
600
0
0
Mastercard Inc
CL A
57636Q104
36
350
SH
SOLE
0
0
350
McDonald Corp.
COM
580135101
58
474
SH
SOLE
354
0
120
Merck
COM
58933Y105
101
1710
SH
SOLE
0
0
1710
Metlife
COM
59156R108
6048
112222
SH
SOLE
67501
0
44721
Mexico Equity & Incm Fd
COM
592834105
44
4800
SH
SOLE
4800
0
0
Microsoft
COM
594918104
7346
118214
SH
SOLE
75465
0
42749
Monsanto
COM
61166W101
74
708
SH
SOLE
0
0
708
National Grid Plc
SPON ADR NEW
636274300
17
295
SH
SOLE
0
0
295
New York Times Class A
CL A
650111107
13
1000
SH
SOLE
1000
0
0
Newmont Mining Corp.
COM
651639106
14
405
SH
SOLE
0
0
405
Nike
CL B
654106103
5
100
SH
SOLE
100
0
0
Novartis A G Spon Adr
SPONSORED ADR
66987V109
41
569
SH
SOLE
369
0
200
Novocure Limited
ORD SHS
G6674U108
8
1000
SH
SOLE
1000
0
0
Nuveen Insured Calif Tax
COM
670651108
59
4145
SH
SOLE
0
0
4145
Nuveen Multi Strategy
COM
67073B106
3
300
SH
SOLE
0
0
300
Nuveen Nasdaq 100
COM SHS
670699107
4
210
SH
SOLE
0
0
210
Nuveen Real Est Inc Fd
COM
67071B108
2
150
SH
SOLE
0
0
150
Oaktree Capital Group
UNIT CL A
674001201
5303
141400
SH
SOLE
80250
0
61150
Omnicom Group Inc
COM
681919106
43
500
SH
SOLE
500
0
0
Oneok Partners LP
UNIT LTD PARTN
68268N103
9
200
SH
SOLE
0
0
200
Oracle
COM
68389X105
5538
144019
SH
SOLE
85400
0
58619
Palo Alto Networks Inc
COM
697435105
25
200
SH
SOLE
0
0
200
Pandora Media
COM
698354107
10
750
SH
SOLE
750
0
0
Paypal Holdings Inco
COM
70450Y103
26
666
SH
SOLE
666
0
0
PennyMac
COM
70931T103
16
1000
SH
SOLE
0
0
1000
Pepsico
COM
713448108
122
1168
SH
SOLE
550
0
618
Pfizer
COM
717081103
207
6374
SH
SOLE
2295
0
4079
PG&E Corp.
COM
69331C108
8
129
SH
SOLE
0
0
129
Pitney Bowes, Inc
COM
724479100
85
5600
SH
SOLE
5600
0
0
Polo Ralph Lauren
CL A
751212101
45
500
SH
SOLE
500
0
0
Portola Pharmaceuticals
COM
737010108
22
1000
SH
SOLE
0
0
1000
Powershares - Nasdaq 100 ETF
UNI SER 1
73935A104
59
500
SH
SOLE
200
0
300
Powershs FTSI RAFI US 1000
FTSE RAFI 1000
73935X583
36
357
SH
SOLE
0
0
357
Priceline.com
COM NEW
741503403
252
172
SH
SOLE
95
0
77
Principal Financial Grp
COM
74251V102
35
599
SH
SOLE
0
0
599
Procter & Gamble
COM
742718109
139
1652
SH
SOLE
920
0
732
Qiagen N V
REG SHS
N72482107
3
124
SH
SOLE
124
0
0
Qualcomm Inc
COM
747525103
7029
107802
SH
SOLE
62560
0
45242
Redwood Trust
COM
758075402
7
448
SH
SOLE
448
0
0
RMR Group Inc.
CL A
74967R106
0
1
SH
SOLE
0
0
1
Ross Stores Inc
COM
778296103
20
300
SH
SOLE
300
0
0
S&P Oil & Gas E&P SPDR ETF
S&P OILGAS EXP
78464A730
23
550
SH
SOLE
0
0
550
Schlumberger
COM
806857108
8027
95611
SH
SOLE
59077
0
36534
Schwab Emerging Markets Equity ETF
EMRG MKTEQ ETF
808524706
54
2500
SH
SOLE
0
0
2500
Schwab International Small Cap Equity
INTL SCEQT ETF
808524888
22
762
SH
SOLE
0
0
762
Schwab U.S. Large-Cap Value
US LCAP VA ETF
808524409
62
1295
SH
SOLE
0
0
1295
Schwab US Large Cap
US LCAP GR ETF
808524300
76
1368
SH
SOLE
0
0
1368
Schwab US Small Cap Etf
US SML CAP ETF
808524607
39
631
SH
SOLE
0
0
631
Seadrill Ltd
SHS
G7945E105
0
100
SH
SOLE
0
0
100
Simon Ppty Group New
COM
828806109
17
95
SH
SOLE
0
0
95
Southern Company
COM
842587107
94
1910
SH
SOLE
0
0
1910
Southwest Airlines Co
COM
844741108
42
835
SH
SOLE
0
0
835
SPDR Bloomberg Barclays Short Term Corp Bond
BLOMBERG BRC SRT
78464A474
57
1853
SH
SOLE
0
0
1853
SPDR Doubleline Ttl Rtrn
SPDR TR TACTIC
78467V848
50
1031
SH
SOLE
0
0
1031
SPDR Nuveen Barclays Mun
NUVEEN BRC MUNIC
78468R721
73
1536
SH
SOLE
0
0
1536
SPDR S&P Biotech ETF
S&P BIOTECH
78464A870
6
105
SH
SOLE
0
0
105
St Jude Medical Inc
COM
790849103
3
40
SH
SOLE
40
0
0
Starbucks
COM
855244109
333
6000
SH
SOLE
6000
0
0
Streetracks Gold TRUST
GOLD SHS
78463V107
49
450
SH
SOLE
250
0
200
3M Company
COM
88579Y101
515
2883
SH
SOLE
1000
0
1883
Tesla Motors Inc
COM
88160R101
17
78
SH
SOLE
77
0
1
Teva
ADR
881624209
3013
83115
SH
SOLE
46280
0
36835
Time Inc
COM
887228104
0
2
SH
SOLE
0
0
2
Time Warner
COM NEW
887317303
3334
34536
SH
SOLE
21850
0
12686
Titan Pharmaceutical
COM NEW
888314309
10
2546
SH
SOLE
0
0
2546
Tortoise MLP CEF
COM
89148B101
293
15375
SH
SOLE
7625
0
7750
Travelers Group Inc
COM
89417E109
157
1280
SH
SOLE
480
0
800
Twenty-First Century Fox, Inc
CL A
90130A101
60
2134
SH
SOLE
2134
0
0
Twitter Inc
COM
90184L102
7
400
SH
SOLE
200
0
200
U S Bancorp
COM NEW
902973304
57
1102
SH
SOLE
302
0
800
UBS AG FI Enhanced Large Cap
EN LG CP GRWTH
902677780
31
222
SH
SOLE
0
0
222
UDR, Inc
COM
902653104
8
216
SH
SOLE
0
0
216
Ultrashort Lehman Bond
PSHS ULTSH 20YRS
74347B201
21
525
SH
SOLE
400
0
125
Unilever Plc Adr New
SPON ADR NEW
904767704
8
200
SH
SOLE
0
0
200
Union Pacific
COM
907818108
57
550
SH
SOLE
550
0
0
Vanguard Corp Bond ETF
INT-TERM CORP
92206C870
309
3600
SH
SOLE
2750
0
850
Vanguard Meg Cap Grth
MEGA GRWTH IND
921910816
5
60
SH
SOLE
60
0
0
Vanguard Mid Cap Etf
MID CAP ETF
922908629
18
136
SH
SOLE
0
0
136
Vanguard Mortgage Backed Sec ETF
MORTG-BACK SEC
92206C771
25
477
SH
SOLE
477
0
0
Vanguard ST Corporate Bond ETF
SHRT TRM CORP BD
92206C409
1063
13392
SH
SOLE
2627
0
10765
Vanguard Total Stock Mkt
TOTAL STK MKT
922908769
3003
26044
SH
SOLE
26044
0
0
Verizon Communications
COM
92343V104
235
4408
SH
SOLE
210
0
4198
Visa Inc Cl A
COM CL A
92826C839
211
2702
SH
SOLE
1800
0
902
Vodafone Group PLC ADR
SPNSR ADR
92857W308
166
6790
SH
SOLE
2000
0
4790
Walgreens Boots Allianc
COM
931427108
79
950
SH
SOLE
950
0
0
Wal-Mart
COM
931142103
78
1127
SH
SOLE
1066
0
61
Walt Disney
COM DISNEY
254687106
3432
32928
SH
SOLE
21152
0
11776
Wells Fargo & Co
COM
949746101
6505
118042
SH
SOLE
73329
0
44713
Wells Fargo Bk FD Ser LNV
PEFP PFD CNV A
949746804
64
54
SH
SOLE
0
0
54
Weyerhaeuser Co.
COM
962166104
9
296
SH
SOLE
296
0
0
Yahoo!
COM
984332106
25
650
SH
SOLE
650
0
0
Yum China Holdings I
COM
98850P109
1
40
SH
SOLE
0
0
40
YUM! Brands
COM
988498101
3
40
SH
SOLE
0
0
40