0001587192-15-000002.txt : 20150505
0001587192-15-000002.hdr.sgml : 20150505
20150505145856
ACCESSION NUMBER: 0001587192-15-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150505
DATE AS OF CHANGE: 20150505
EFFECTIVENESS DATE: 20150505
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Blume Capital Management, Inc.
CENTRAL INDEX KEY: 0001587192
IRS NUMBER: 943186835
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15990
FILM NUMBER: 15832228
BUSINESS ADDRESS:
STREET 1: 1708 SHATTUCK AVENUE
CITY: BERKELEY
STATE: CA
ZIP: 94709
BUSINESS PHONE: 510-549-3534
MAIL ADDRESS:
STREET 1: 1708 SHATTUCK AVENUE
CITY: BERKELEY
STATE: CA
ZIP: 94709
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001587192
XXXXXXXX
03-31-2015
03-31-2015
Blume Capital Management, Inc.
1708 SHATTUCK AVENUE
BERKELEY
CA
94709
13F HOLDINGS REPORT
028-15990
N
Jeffrey V. St.Claire
President
510-549-3534
Jeffrey V. St.Claire
Berkeley
CA
05-05-2015
0
300
144215
false
INFORMATION TABLE
2
blume13f1q2015.xml
ABB LTD
SPONSORED ADR
000375204
106
5000
SH
SOLE
0
0
5000
ACCO BRANDS CORP
COM
00081T108
2
300
SH
SOLE
0
0
300
AFLAC INC
COM
001055102
64
1000
SH
SOLE
1000
0
0
ALPS ETF TR
EQUAL SEC ETF
00162Q205
57
1000
SH
SOLE
0
0
1000
AOL INC
COM
00184X105
0
9
SH
SOLE
9
0
0
AT&T INC
COM
00206R102
530
16248
SH
SOLE
6669
0
9579
AEGON N V
NY REGISTRY SH
007924103
10
1221
SH
SOLE
0
0
1221
AFFYMETRIX INC
COM
00826T108
2
140
SH
SOLE
0
0
140
AIR PRODS & CHEMS INC
COM
009158106
87
575
SH
SOLE
0
0
575
ALCATEL-LUCENT
SPONSORED ADR
013904305
0
24
SH
SOLE
0
0
24
ALEXION PHARMACEUTICALS INC
COM
015351109
10
55
SH
SOLE
0
0
55
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
125
1500
SH
SOLE
400
0
1100
ALLIANCEBERNSTEIN GBL HGH IN
COM
01879R106
40
3200
SH
SOLE
3200
0
0
ALPINE GLOBAL PREMIER PPTYS
COM SBI
02083A103
0
36
SH
SOLE
0
0
36
AMAZON COM INC
COM
023135106
202
542
SH
SOLE
247
0
295
AMERICAN ELEC PWR INC
COM
025537101
34
611
SH
SOLE
0
0
611
AMERICAN EXPRESS CO
COM
025816109
204
2613
SH
SOLE
1500
0
1113
AMERIGAS PARTNERS L P
UNIT L P INT
030975106
19
400
SH
SOLE
400
0
0
AMGEN INC
COM
031162100
198
1236
SH
SOLE
100
0
1136
ANALOG DEVICES INC
COM
032654105
117
1850
SH
SOLE
0
0
1850
APACHE CORP
COM
037411105
12
200
SH
SOLE
0
0
200
APPLE INC
COM
037833100
8785
70599
SH
SOLE
51320
0
19279
APPLIED MATLS INC
COM
038222105
102
4500
SH
SOLE
0
0
4500
APRICUS BIOSCIENCES INC
COM
03832V109
0
33
SH
SOLE
33
0
0
AQUA AMERICA INC
COM
03836W103
279
10575
SH
SOLE
10575
0
0
ARES CAP CORP
COM
04010L103
39
2300
SH
SOLE
2300
0
0
ATLAS RESOURCE PARTNERS LP
COM UNT LTD PR
04941A101
0
19
SH
SOLE
0
0
19
AUTODESK INC
COM
052769106
65
1100
SH
SOLE
0
0
1100
AVALONBAY CMNTYS INC
COM
053484101
98
560
SH
SOLE
560
0
0
BANCO SANTANDER SA
ADR
05964H105
0
7
SH
SOLE
7
0
0
BANK AMER CORP
COM
060505104
65
4200
SH
SOLE
500
0
3700
BANKRATE INC DEL
COM
06647F102
10
875
SH
SOLE
0
0
875
BARRICK GOLD CORP
COM
067901108
14
1300
SH
SOLE
1300
0
0
BAXTER INTL INC
COM
071813109
62
900
SH
SOLE
900
0
0
BECTON DICKINSON & CO
COM
075887109
103
717
SH
SOLE
701
0
16
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
2386
16536
SH
SOLE
11368
0
5168
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
10
80
SH
SOLE
0
0
80
BIOGEN INC
COM
09062X103
46
110
SH
SOLE
0
0
110
BLACKROCK CALIF MUN INCOME T
SH BEN INT
09248E102
6
400
SH
SOLE
0
0
400
BOEING CO
COM
097023105
15
100
SH
SOLE
0
0
100
BRISTOL MYERS SQUIBB CO
COM
110122108
149
2305
SH
SOLE
2105
0
200
CBRE CLARION GLOBAL REAL EST
COM
12504G100
105
11732
SH
SOLE
11732
0
0
CBRE GROUP INC
CL A
12504L109
177
4572
SH
SOLE
0
0
4572
CALAMOS STRATEGIC TOTL RETN
COM SH BEN INT
128125101
11
1000
SH
SOLE
1000
0
0
CALIFORNIA RES CORP
COM
13057Q107
62
8164
SH
SOLE
8080
0
84
CAPITAL ONE FINL CORP
COM
14040H105
2731
34650
SH
SOLE
24000
0
10650
CATERPILLAR INC DEL
COM
149123101
8
100
SH
SOLE
0
0
100
CELGENE CORP
COM
151020104
138
1200
SH
SOLE
1200
0
0
CEMEX SAB DE CV
SPON ADR NEW
151290889
303
32021
SH
SOLE
21232
0
10789
CENTERPOINT ENERGY INC
COM
15189T107
51
2500
SH
SOLE
2500
0
0
CEPHEID
COM
15670R107
58
1023
SH
SOLE
0
0
1023
CHEVRON CORP NEW
COM
166764100
569
5418
SH
SOLE
785
0
4633
CHUBB CORP
COM
171232101
19
189
SH
SOLE
0
0
189
CISCO SYS INC
COM
17275R102
3518
127800
SH
SOLE
94800
0
33000
CITIGROUP INC
COM NEW
172967424
20
382
SH
SOLE
0
0
382
CITY NATL CORP
COM
178566105
7
78
SH
SOLE
78
0
0
CLAYMORE EXCHANGE TRD FD TR
GUGG CHN RL EST
18383Q861
33
1500
SH
SOLE
1500
0
0
CLOROX CO DEL
COM
189054109
44
400
SH
SOLE
400
0
0
COCA COLA CO
COM
191216100
1000
24660
SH
SOLE
22420
0
2240
COHEN & STEERS INFRASTRUCTUR
COM
19248A109
57
2500
SH
SOLE
0
0
2500
COHEN & STEERS CLOSED END OP
COM
19248P106
0
32
SH
SOLE
0
0
32
COLGATE PALMOLIVE CO
COM
194162103
1419
20466
SH
SOLE
10750
0
9716
COMCAST CORP NEW
CL A
20030N101
3985
70572
SH
SOLE
48849
0
21723
COMCAST CORP NEW
CL A SPL
20030N200
34
600
SH
SOLE
600
0
0
COMPUTER SCIENCES CORP
COM
205363104
16
240
SH
SOLE
0
0
240
CONOCOPHILLIPS
COM
20825C104
12
200
SH
SOLE
200
0
0
CORCEPT THERAPEUTICS INC
COM
218352102
4
700
SH
SOLE
0
0
700
CORNING INC
COM
219350105
68
3000
SH
SOLE
500
0
2500
COSTCO WHSL CORP NEW
COM
22160K105
2098
13850
SH
SOLE
8125
0
5725
CREE INC
COM
225447101
14
400
SH
SOLE
0
0
400
CYTEC INDS INC
COM
232820100
18
342
SH
SOLE
342
0
0
DDR CORP
COM
23317H102
0
15
SH
SOLE
0
0
15
DNP SELECT INCOME FD
COM
23325P104
11
1000
SH
SOLE
0
0
1000
DAVITA HEALTHCARE PARTNERS I
COM
23918K108
33
400
SH
SOLE
0
0
400
DEERE & CO
COM
244199105
123
1400
SH
SOLE
0
0
1400
DELAWARE ENHANCED GBL DIV &
COM
246060107
0
41
SH
SOLE
0
0
41
DENTSPLY INTL INC NEW
COM
249030107
112
2200
SH
SOLE
0
0
2200
DEUTSCHE GLOBAL HIGH INCOME
COM
25158V108
25
3000
SH
SOLE
3000
0
0
DEVON ENERGY CORP NEW
COM
25179M103
4709
78080
SH
SOLE
53930
0
24150
DIAGEO P L C
SPON ADR NEW
25243Q205
11
103
SH
SOLE
103
0
0
DISNEY WALT CO
COM DISNEY
254687106
77
733
SH
SOLE
625
0
108
DOUBLELINE OPPORTUNISTIC CR
COM
258623107
10
400
SH
SOLE
400
0
0
DOW CHEM CO
COM
260543103
65
1350
SH
SOLE
1350
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
18
240
SH
SOLE
0
0
240
DURECT CORP
COM
266605104
6
3000
SH
SOLE
0
0
3000
DYNAVAX TECHNOLOGIES CORP
COM NEW
268158201
1
30
SH
SOLE
0
0
30
E M C CORP MASS
COM
268648102
64
2500
SH
SOLE
1000
0
1500
EASTMAN CHEM CO
COM
277432100
14
200
SH
SOLE
0
0
200
EATON VANCE LTD DUR INCOME F
COM
27828H105
1169
81250
SH
SOLE
60950
0
20300
EATON VANCE TX MGD DIV EQ IN
COM
27828N102
9
826
SH
SOLE
826
0
0
EATON VANCE TX ADV GLBL DIV
COM
27828S101
17
1000
SH
SOLE
0
0
1000
EBAY INC
COM
278642103
131
2266
SH
SOLE
566
0
1700
EDISON INTL
COM
281020107
37
600
SH
SOLE
0
0
600
EMERSON ELEC CO
COM
291011104
1113
19658
SH
SOLE
12633
0
7025
ENBRIDGE ENERGY PARTNERS L P
COM
29250R106
26
735
SH
SOLE
0
0
735
EXPRESS SCRIPTS HLDG CO
COM
30219G108
60
692
SH
SOLE
0
0
692
EXXON MOBIL CORP
COM
30231G102
1908
22442
SH
SOLE
8970
0
13472
FACEBOOK INC
CL A
30303M102
1870
22750
SH
SOLE
3700
0
19050
FEDEX CORP
COM
31428X106
1418
8572
SH
SOLE
6472
0
2100
FIREEYE INC
COM
31816Q101
26
650
SH
SOLE
250
0
400
FIRST TR EXCHANGE TRADED FD
NAS CLNEDG GREEN
33733E500
91
4900
SH
SOLE
4900
0
0
FIRST TR S&P REIT INDEX FD
COM
33734G108
12
500
SH
SOLE
0
0
500
FISERV INC
COM
337738108
36
450
SH
SOLE
0
0
450
FORD MTR CO DEL
COM PAR $0.01
345370860
27
1696
SH
SOLE
1046
0
650
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
61
1280
SH
SOLE
0
0
1280
FREEPORT-MCMORAN INC
CL B
35671D857
104
5500
SH
SOLE
500
0
5000
FRONTIER COMMUNICATIONS CORP
COM
35906A108
5
743
SH
SOLE
310
0
433
GENERAL ELECTRIC CO
COM
369604103
4593
185131
SH
SOLE
123711
0
61420
GENERAL MLS INC
COM
370334104
40
700
SH
SOLE
700
0
0
GENERAL MTRS CO
COM
37045V100
3447
91915
SH
SOLE
64415
0
27500
GENERAL MTRS CO
*W EXP 07/10/201
37045V118
5
198
SH
Call
SOLE
198
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
4
198
SH
Call
SOLE
198
0
0
GENUINE PARTS CO
COM
372460105
48
514
SH
SOLE
0
0
514
GILEAD SCIENCES INC
COM
375558103
2336
23809
SH
SOLE
3850
0
19959
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
19
403
SH
SOLE
290
0
113
GOLDCORP INC NEW
COM
380956409
9
500
SH
SOLE
500
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
181
6700
SH
SOLE
5800
0
900
GOOGLE INC
CL A
38259P508
291
525
SH
SOLE
365
0
160
GOOGLE INC
CL C
38259P706
3545
6469
SH
SOLE
4694
0
1775
HALLIBURTON CO
COM
406216101
3532
80500
SH
SOLE
56050
0
24450
HARRIS & HARRIS GROUP INC
COM
413833104
2
600
SH
SOLE
600
0
0
HEALTH CARE REIT INC
COM
42217K106
93
1200
SH
SOLE
0
0
1200
HEWLETT PACKARD CO
COM
428236103
37
1200
SH
SOLE
1200
0
0
HI-CRUSH PARTNERS LP
COM UNIT LTD
428337109
0
6
SH
SOLE
0
0
6
HIGHWOODS PPTYS INC
COM
431284108
34
750
SH
SOLE
0
0
750
HOLLYFRONTIER CORP
COM
436106108
24
600
SH
SOLE
0
0
600
HOME DEPOT INC
COM
437076102
45
394
SH
SOLE
394
0
0
HONEYWELL INTL INC
COM
438516106
858
8225
SH
SOLE
7700
0
525
HORMEL FOODS CORP
COM
440452100
307
5400
SH
SOLE
3000
0
2400
ILLINOIS TOOL WKS INC
COM
452308109
253
2600
SH
SOLE
500
0
2100
INCYTE CORP
COM
45337C102
18
200
SH
SOLE
0
0
200
INTEL CORP
COM
458140100
209
6696
SH
SOLE
1696
0
5000
INTERNATIONAL BUSINESS MACHS
COM
459200101
185
1150
SH
SOLE
500
0
650
INTL PAPER CO
COM
460146103
103
1854
SH
SOLE
0
0
1854
INTRA CELLULAR THERAPIES INC
COM
46116X101
24
1000
SH
SOLE
1000
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
5
10
SH
SOLE
10
0
0
INVESCO CALIF VALUE MUN INC
COM
46132H106
7
500
SH
SOLE
0
0
500
ISHARES TR
TIPS BD ETF
464287176
7
65
SH
SOLE
65
0
0
ISHARES TR
CORE S&P500 ETF
464287200
16
75
SH
SOLE
75
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
109
894
SH
SOLE
0
0
894
ISHARES TR
GLOBAL ENERG ETF
464287341
16
435
SH
SOLE
0
0
435
ISHARES TR
MSCI EAFE ETF
464287465
2817
43900
SH
SOLE
33900
0
10000
ISHARES TR
NASDQ BIOTEC ETF
464287556
8023
23360
SH
SOLE
17515
0
5845
ISHARES TR
RUS 1000 ETF
464287622
73
627
SH
SOLE
627
0
0
ISHARES
GL CLEAN ENE ETF
464288224
4
300
SH
SOLE
0
0
300
ISHARES
MSCI KLD400 SOC
464288570
100
1300
SH
SOLE
800
0
500
ISHARES
U.S. MED DVC ETF
464288810
111
925
SH
SOLE
775
0
150
ISHARES TR
CORE HIGH DV ETF
46429B663
9
125
SH
SOLE
0
0
125
ISIS PHARMACEUTICALS INC
COM
464330109
6
90
SH
SOLE
0
0
90
JPMORGAN CHASE & CO
COM
46625H100
3538
58406
SH
SOLE
40471
0
17935
JOHNSON & JOHNSON
COM
478160104
7723
76772
SH
SOLE
53192
0
23580
KIMCO RLTY CORP
COM
49446R109
13
500
SH
SOLE
500
0
0
LMP REAL ESTATE INCOME FD IN
COM
50208C108
61
4714
SH
SOLE
4714
0
0
LEGACY RESVS LP
UNIT LP INT
524707304
5
539
SH
SOLE
0
0
539
LENNAR CORP
CL A
526057104
8
154
SH
SOLE
154
0
0
LOCKHEED MARTIN CORP
COM
539830109
41
200
SH
SOLE
0
0
200
MACYS INC
COM
55616P104
104
1596
SH
SOLE
798
0
798
MADISON STRTG SECTOR PREM FD
COM
558268108
7
600
SH
SOLE
600
0
0
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
72
3950
SH
SOLE
1200
0
2750
MARKET VECTORS ETF TR
OIL SVCS ETF
57060U191
3
75
SH
SOLE
0
0
75
MARKWEST ENERGY PARTNERS L P
UNIT LTD PARTN
570759100
1
10
SH
SOLE
0
0
10
MARRIOTT VACATIONS WRLDWDE C
COM
57164Y107
8
100
SH
SOLE
0
0
100
MARRIOTT INTL INC NEW
CL A
571903202
81
1009
SH
SOLE
0
0
1009
MARTIN MIDSTREAM PRTNRS L P
UNIT L P INT
573331105
1
30
SH
SOLE
0
0
30
MASTERCARD INC
CL A
57636Q104
30
350
SH
SOLE
0
0
350
MCDONALDS CORP
COM
580135101
61
624
SH
SOLE
424
0
200
MEDIVATION INC
COM
58501N101
13
100
SH
SOLE
0
0
100
MEMORIAL PRODTN PARTNERS LP
COM U REP LTD
586048100
12
746
SH
SOLE
0
0
746
MERCK & CO INC NEW
COM
58933Y105
241
4199
SH
SOLE
0
0
4199
METLIFE INC
COM
59156R108
7535
149069
SH
SOLE
108566
0
40503
MEXICO EQUITY & INCOME FD
COM
592834105
85
6908
SH
SOLE
5836
0
1071
MICROSOFT CORP
COM
594918104
6701
164834
SH
SOLE
114984
0
49850
MOLYCORP INC DEL
COM
608753109
1
1500
SH
SOLE
1500
0
0
MONDELEZ INTL INC
CL A
609207105
36
1000
SH
SOLE
0
0
1000
MONSANTO CO NEW
COM
61166W101
63
560
SH
SOLE
0
0
560
MORGAN STANLEY EMER MKTS FD
COM
61744G107
55
3700
SH
SOLE
700
0
3000
NCR CORP NEW
COM
62886E108
0
12
SH
SOLE
0
0
12
NATIONAL FUEL GAS CO N J
COM
636180101
4
70
SH
SOLE
70
0
0
NEW YORK TIMES CO
CL A
650111107
14
1000
SH
SOLE
1000
0
0
NORDSTROM INC
COM
655664100
104
1300
SH
SOLE
0
0
1300
NOVARTIS A G
SPONSORED ADR
66987V109
92
938
SH
SOLE
369
0
569
NUVEEN NASDAQ 100 DYNAMIC OV
COM SHS
670699107
4
210
SH
SOLE
0
0
210
NUVEEN REAL ESTATE INCOME FD
COM
67071B108
2
150
SH
SOLE
0
0
150
NUVEEN QUALITY PFD INCOME FD
COM
67072C105
14
1500
SH
SOLE
1500
0
0
NUVEEN FLOATING RATE INCOME
COM
67072T108
17
1500
SH
SOLE
0
0
1500
NUVEEN PFD INCOME OPPRTNY FD
COM
67073B106
3
300
SH
SOLE
0
0
300
OCCIDENTAL PETE CORP DEL
COM
674599105
4
60
SH
SOLE
0
0
60
OMNICOM GROUP INC
COM
681919106
39
500
SH
SOLE
500
0
0
ONEOK INC NEW
COM
682680103
72
1500
SH
SOLE
0
0
1500
ONEOK PARTNERS LP
UNIT LTD PARTN
68268N103
8
200
SH
SOLE
0
0
200
ORACLE CORP
COM
68389X105
4616
106975
SH
SOLE
79650
0
27325
OWENS RLTY MTG INC
COM
690828108
120
8000
SH
SOLE
0
0
8000
PG&E CORP
COM
69331C108
27
500
SH
SOLE
0
0
500
PACIFIC COAST OIL TR
UNIT BEN INT
694103102
2
600
SH
SOLE
0
0
600
PALL CORP
COM
696429307
110
1100
SH
SOLE
0
0
1100
PALO ALTO NETWORKS INC
COM
697435105
58
400
SH
SOLE
0
0
400
PANDORA MEDIA INC
COM
698354107
12
750
SH
SOLE
750
0
0
PAYCHEX INC
COM
704326107
89
1800
SH
SOLE
0
0
1800
PEPSICO INC
COM
713448108
115
1200
SH
SOLE
400
0
800
PFIZER INC
COM
717081103
453
13012
SH
SOLE
5533
0
7479
PIEDMONT NAT GAS INC
COM
720186105
4
100
SH
SOLE
0
0
100
PIMCO CORPORATE INCOME STRAT
COM
72200U100
12
750
SH
SOLE
750
0
0
PIMCO INCOME STRATEGY FUND I
COM
72201J104
10
1000
SH
SOLE
0
0
1000
PIMCO INCOME OPPORTUNITY FD
COM
72202B100
1
23
SH
SOLE
0
0
23
PITNEY BOWES INC
COM
724479100
131
5600
SH
SOLE
5600
0
0
PLUM CREEK TIMBER CO INC
COM
729251108
4
100
SH
SOLE
100
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
38
1000
SH
SOLE
0
0
1000
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
106
1007
SH
SOLE
707
0
300
POWERSHARES DB CMDTY IDX TRA
UNIT BEN INT
73935S105
3
200
SH
SOLE
200
0
0
POWERSHARES ETF TRUST
GOLDEN DRG CHINA
73935X401
143
4800
SH
SOLE
4800
0
0
POWERSHARES ETF TRUST
DYN BIOT & GEN
73935X856
19
350
SH
SOLE
0
0
350
PRICELINE GRP INC
COM NEW
741503403
1537
1320
SH
SOLE
883
0
437
PRINCIPAL FINL GROUP INC
COM
74251V102
36
705
SH
SOLE
0
0
705
PROCTER & GAMBLE CO
COM
742718109
264
3222
SH
SOLE
1550
0
1672
PROSHARES TR
PSHS ULTSH 20YRS
74347B201
41
987
SH
SOLE
200
0
787
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
26
630
SH
SOLE
0
0
630
RANGE RES CORP
COM
75281A109
5123
98450
SH
SOLE
70683
0
27767
REDWOOD TR INC
COM
758075402
8
448
SH
SOLE
448
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
59
130
SH
SOLE
0
0
130
REGIONS FINL CORP NEW
COM
7591EP100
9
1000
SH
SOLE
1000
0
0
ROSS STORES INC
COM
778296103
16
150
SH
SOLE
150
0
0
RYDEX ETF TRUST
GUG S&P MC400 PG
78355W601
2
15
SH
SOLE
15
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
28
250
SH
SOLE
250
0
0
SPDR INDEX SHS FDS
S&P CHINA ETF
78463X400
118
1400
SH
SOLE
0
0
1400
SPDR SERIES TRUST
BRCLYS AGG ETF
78464A649
72
1221
SH
SOLE
0
0
1221
SPDR SERIES TRUST
S&P BIOTECH
78464A870
53
235
SH
SOLE
0
0
235
SANOFI
RIGHT 12/31/2020
80105N113
0
150
SH
SOLE
0
0
150
SCHLUMBERGER LTD
COM
806857108
7708
92375
SH
SOLE
65902
0
26473
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
101
2000
SH
SOLE
2000
0
0
SEALED AIR CORP NEW
COM
81211K100
46
1000
SH
SOLE
0
0
1000
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
19
250
SH
SOLE
250
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
7
300
SH
SOLE
300
0
0
SELECTIVE INS GROUP INC
COM
816300107
201
6925
SH
SOLE
925
0
6000
SENIOR HSG PPTYS TR
SH BEN INT
81721M109
44
2000
SH
SOLE
0
0
2000
SIRIUS XM HLDGS INC
COM
82968B103
3
800
SH
SOLE
0
0
800
SOLARCITY CORP
COM
83416T100
18
350
SH
SOLE
350
0
0
SOUTHERN CO
COM
842587107
89
2000
SH
SOLE
0
0
2000
SOUTHWEST AIRLS CO
COM
844741108
30
675
SH
SOLE
0
0
675
STARBUCKS CORP
COM
855244109
284
3000
SH
SOLE
3000
0
0
STATOIL ASA
SPONSORED ADR
85771P102
21
1200
SH
SOLE
0
0
1200
STRYKER CORP
COM
863667101
55
600
SH
SOLE
0
0
600
SUBURBAN PROPANE PARTNERS L
UNIT LTD PARTN
864482104
0
1
SH
SOLE
0
0
1
SUMMIT MIDSTREAM PARTNERS LP
COM UNIT LTD
866142102
0
5
SH
SOLE
0
0
5
SUN LIFE FINL INC
COM
866796105
18
600
SH
SOLE
0
0
600
SYNOPSYS INC
COM
871607107
28
600
SH
SOLE
0
0
600
TALLGRASS ENERGY PARTNERS LP
COM UNIT
874697105
30
600
SH
SOLE
0
0
600
TERADATA CORP DEL
COM
88076W103
1
12
SH
SOLE
0
0
12
TESLA MTRS INC
COM
88160R101
19
100
SH
SOLE
100
0
0
3M CO
COM
88579Y101
214
1300
SH
SOLE
1000
0
300
TIME WARNER INC
COM NEW
887317303
44
520
SH
SOLE
0
0
520
TIME WARNER CABLE INC
COM
88732J207
4
25
SH
SOLE
25
0
0
TRAVELERS COMPANIES INC
COM
89417E109
158
1460
SH
SOLE
480
0
980
TWENTY FIRST CENTY FOX INC
CL A
90130A101
72
2134
SH
SOLE
2134
0
0
TWITTER INC
COM
90184L102
30
600
SH
SOLE
600
0
0
UDR INC
COM
902653104
7
216
SH
SOLE
0
0
216
US BANCORP DEL
COM NEW
902973304
48
1102
SH
SOLE
302
0
800
USD PARTNERS LP
COM UT REP LTD
903318103
10
700
SH
SOLE
0
0
700
ULTRATECH INC
COM
904034105
2
140
SH
SOLE
140
0
0
UNDER ARMOUR INC
CL A
904311107
16
200
SH
SOLE
0
0
200
UNILEVER N V
N Y SHS NEW
904784709
85
2046
SH
SOLE
0
0
2046
UNION PAC CORP
COM
907818108
60
550
SH
SOLE
550
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
58
600
SH
SOLE
0
0
600
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
17
213
SH
SOLE
213
0
0
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
3
30
SH
SOLE
30
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
39
487
SH
SOLE
487
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
158
1900
SH
SOLE
1200
0
700
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
2
50
SH
SOLE
0
0
50
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
22
400
SH
SOLE
200
0
200
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
4838
60317
SH
SOLE
47027
0
13290
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
25
477
SH
SOLE
477
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
3437
39194
SH
SOLE
30819
0
8375
VANGUARD INDEX FDS
GROWTH ETF
922908736
23
220
SH
SOLE
220
0
0
VANGUARD INDEX FDS
VALUE ETF
922908744
15
180
SH
SOLE
180
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
2892
26964
SH
SOLE
26964
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
325
6685
SH
SOLE
1705
0
4980
VERITIV CORP
COM
923454102
2
35
SH
SOLE
0
0
35
VERISK ANALYTICS INC
CL A
92345Y106
121
1700
SH
SOLE
0
0
1700
VERTEX PHARMACEUTICALS INC
COM
92532F100
12
100
SH
SOLE
0
0
100
VISA INC
COM CL A
92826C839
170
2600
SH
SOLE
1800
0
800
VMWARE INC
CL A COM
928563402
53
650
SH
SOLE
0
0
650
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
4716
144294
SH
SOLE
103366
0
40928
VOYA INTL HIGH DIVID EQTY IN
COM
92912Y109
0
52
SH
SOLE
0
0
52
VOYA PRIME RATE TR
SH BEN INT
92913A100
22
4000
SH
SOLE
4000
0
0
WAL-MART STORES INC
COM
931142103
120
1455
SH
SOLE
1255
0
200
WALGREENS BOOTS ALLIANCE INC
COM
931427108
85
1000
SH
SOLE
1000
0
0
WELLS FARGO & CO NEW
COM
949746101
800
14713
SH
SOLE
4111
0
10602
WESTERN ASSET EMRG MKT INCM
COM
95766E103
40
3620
SH
SOLE
3620
0
0
WEYERHAEUSER CO
COM
962166104
12
371
SH
SOLE
371
0
0
WHITEWAVE FOODS CO
COM
966244105
31
700
SH
SOLE
0
0
700
WILEY JOHN & SONS INC
CL A
968223206
128
2100
SH
SOLE
0
0
2100
WILLIAMS COS INC DEL
COM
969457100
104
2050
SH
SOLE
0
0
2050
WORKDAY INC
CL A
98138H101
338
4000
SH
SOLE
0
0
4000
YAHOO INC
COM
984332106
13
300
SH
SOLE
300
0
0
MANCHESTER UTD PLC NEW
ORD CL A
G5784H106
14
900
SH
SOLE
0
0
900
MEDTRONIC PLC
SHS
G5960L103
140
1800
SH
SOLE
0
0
1800
SEADRILL LIMITED
SHS
G7945E105
7
800
SH
SOLE
0
0
800
ATENTO S A
SHS
L0427L105
7
600
SH
SOLE
0
0
600
QIAGEN NV
REG SHS
N72482107
3
124
SH
SOLE
124
0
0
KNOT OFFSHORE PARTNERS LP
COM UNITS
Y48125101
12
500
SH
SOLE
0
0
500
NAVIOS MARITIME MIDSTREAM LP
COM UNIT LTD
Y62134104
22
1575
SH
SOLE
0
0
1575