0001587192-15-000001.txt : 20150210 0001587192-15-000001.hdr.sgml : 20150210 20150210130915 ACCESSION NUMBER: 0001587192-15-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150210 DATE AS OF CHANGE: 20150210 EFFECTIVENESS DATE: 20150210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Blume Capital Management, Inc. CENTRAL INDEX KEY: 0001587192 IRS NUMBER: 943186835 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15990 FILM NUMBER: 15592257 BUSINESS ADDRESS: STREET 1: 1708 SHATTUCK AVENUE CITY: BERKELEY STATE: CA ZIP: 94709 BUSINESS PHONE: 510-549-3534 MAIL ADDRESS: STREET 1: 1708 SHATTUCK AVENUE CITY: BERKELEY STATE: CA ZIP: 94709 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001587192 XXXXXXXX 12-31-2014 12-31-2014 Blume Capital Management, Inc.

1708 SHATTUCK AVENUE BERKELEY CA 94709

13F HOLDINGS REPORT 028-15990 N Jeffrey V. St.Claire 510-549-3534 Jeffrey V. St.Claire Berkeley CA 02-09-2015 0 298 141868 false INFORMATION TABLE 2 blume13f4q2014.xml ABB LTD SPONSORED ADR 000375204 63 3000 SH SOLE 0 0 3000 AFLAC INC COM 001055102 61 1000 SH SOLE 1000 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 53 3000 SH SOLE 0 0 3000 AOL INC COM 00184X105 0 9 SH SOLE 9 0 0 AT&T INC COM 00206R102 507 15098 SH SOLE 6469 0 8629 ABBOTT LABS COM 002824100 45 1000 SH SOLE 1000 0 0 ABBVIE INC COM 00287Y109 65 1000 SH SOLE 1000 0 0 AEGON N V NY REGISTRY SH 007924103 9 1221 SH SOLE 0 0 1221 AFFYMETRIX INC COM 00826T108 1 140 SH SOLE 0 0 140 AIR PRODS & CHEMS INC COM 009158106 83 575 SH SOLE 0 0 575 ALEXION PHARMACEUTICALS INC COM 015351109 10 55 SH SOLE 0 0 55 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 52 500 SH SOLE 400 0 100 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 40 3200 SH SOLE 3200 0 0 AMAZON COM INC COM 023135106 168 542 SH SOLE 247 0 295 AMERICAN ELEC PWR INC COM 025537101 37 611 SH SOLE 0 0 611 AMERICAN EXPRESS CO COM 025816109 206 2213 SH SOLE 1750 0 463 AMERIGAS PARTNERS L P UNIT L P INT 030975106 19 400 SH SOLE 400 0 0 AMGEN INC COM 031162100 149 936 SH SOLE 100 0 836 ANALOG DEVICES INC COM 032654105 75 1350 SH SOLE 0 0 1350 APACHE CORP COM 037411105 31 500 SH SOLE 0 0 500 APPLE INC COM 037833100 8800 79729 SH SOLE 56319 0 23409 APPLIED MATLS INC COM 038222105 85 3400 SH SOLE 0 0 3400 APRICUS BIOSCIENCES INC COM 03832V109 0 33 SH SOLE 33 0 0 AQUA AMERICA INC COM 03836W103 285 10675 SH SOLE 10675 0 0 ARES CAP CORP COM 04010L103 34 2200 SH SOLE 2200 0 0 AUTODESK INC COM 052769106 30 500 SH SOLE 0 0 500 AVALONBAY CMNTYS INC COM 053484101 92 560 SH SOLE 560 0 0 BP PLC SPONSORED ADR 055622104 30 800 SH SOLE 800 0 0 BAIDU INC SPON ADR REP A 056752108 14 60 SH SOLE 0 0 60 BANCO SANTANDER SA ADR 05964H105 0 7 SH SOLE 7 0 0 BANK AMER CORP COM 060505104 66 3700 SH SOLE 0 0 3700 BARCLAYS PLC ADR 06738E204 6 400 SH SOLE 0 0 400 BARRICK GOLD CORP COM 067901108 21 1955 SH SOLE 1300 0 655 BAXTER INTL INC COM 071813109 3051 41625 SH SOLE 30600 0 11025 BECTON DICKINSON & CO COM 075887109 98 701 SH SOLE 701 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2408 16036 SH SOLE 11668 0 4368 BIOMARIN PHARMACEUTICAL INC COM 09061G101 7 80 SH SOLE 0 0 80 BIOGEN IDEC INC COM 09062X103 17 50 SH SOLE 0 0 50 BLACKROCK INC COM 09247X101 18 50 SH SOLE 50 0 0 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 849 56644 SH SOLE 39364 0 17280 BLACKROCK BUILD AMER BD TR SHS 09248X100 22 1000 SH SOLE 0 0 1000 BOEING CO COM 097023105 13 100 SH SOLE 0 0 100 BRAINSTORM CELL THERAPEUTICS COM NEW 10501E201 0 66 SH SOLE 0 0 66 BRISTOL MYERS SQUIBB CO COM 110122108 231 3905 SH SOLE 2105 0 1800 CBRE CLARION GLOBAL REAL EST COM 12504G100 105 11732 SH SOLE 11732 0 0 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 11 1000 SH SOLE 1000 0 0 CALIFORNIA RES CORP COM 13057Q107 24 4380 SH SOLE 4380 0 0 CAPITAL ONE FINL CORP COM 14040H105 2022 24500 SH SOLE 16650 0 7850 CAREFUSION CORP COM 14170T101 13 214 SH SOLE 0 0 214 CATERPILLAR INC DEL COM 149123101 27 300 SH SOLE 200 0 100 CELGENE CORP COM 151020104 157 1400 SH SOLE 1400 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 326 32021 SH SOLE 22982 0 9039 CENTERPOINT ENERGY INC COM 15189T107 59 2500 SH SOLE 2500 0 0 CEPHEID COM 15670R107 12 229 SH SOLE 0 0 229 CHEVRON CORP NEW COM 166764100 843 7518 SH SOLE 1685 0 5833 CHUBB CORP COM 171232101 20 189 SH SOLE 0 0 189 CISCO SYS INC COM 17275R102 3699 133000 SH SOLE 96500 0 36500 CITIGROUP INC COM NEW 172967424 3 63 SH SOLE 0 0 63 CITY NATL CORP COM 178566105 6 78 SH SOLE 78 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG S&P GBL WTR 18383Q507 7 250 SH SOLE 0 0 250 CLAYMORE EXCHANGE TRD FD TR GUGG CHN RL EST 18383Q861 31 1500 SH SOLE 1500 0 0 CLOROX CO DEL COM 189054109 42 400 SH SOLE 400 0 0 COCA COLA CO COM 191216100 1242 29418 SH SOLE 26218 0 3200 COHEN & STEERS INFRASTRUCTUR COM 19248A109 57 2500 SH SOLE 0 0 2500 COLGATE PALMOLIVE CO COM 194162103 896 12950 SH SOLE 10750 0 2200 COMCAST CORP NEW CL A 20030N101 4151 71550 SH SOLE 50049 0 21501 COMCAST CORP NEW CL A SPL 20030N200 35 600 SH SOLE 600 0 0 COMPUTER SCIENCES CORP COM 205363104 15 240 SH SOLE 0 0 240 CONOCOPHILLIPS COM 20825C104 48 700 SH SOLE 700 0 0 CORCEPT THERAPEUTICS INC COM 218352102 2 700 SH SOLE 0 0 700 CORNING INC COM 219350105 138 6000 SH SOLE 500 0 5500 COSTCO WHSL CORP NEW COM 22160K105 1992 14050 SH SOLE 7425 0 6625 CYTEC INDS INC COM 232820100 16 342 SH SOLE 342 0 0 DDR CORP COM 23317H102 0 15 SH SOLE 0 0 15 DNP SELECT INCOME FD COM 23325P104 23 2200 SH SOLE 0 0 2200 DAVITA HEALTHCARE PARTNERS I COM 23918K108 30 400 SH SOLE 0 0 400 DEERE & CO COM 244199105 1402 15850 SH SOLE 10800 0 5050 DENTSPLY INTL INC NEW COM 249030107 75 1400 SH SOLE 0 0 1400 DEUTSCHE GLOBAL HIGH INCOME COM 25158V108 24 3000 SH SOLE 3000 0 0 DEVON ENERGY CORP NEW COM 25179M103 4621 75500 SH SOLE 54150 0 21350 DIAGEO P L C SPON ADR NEW 25243Q205 23 203 SH SOLE 203 0 0 DISNEY WALT CO COM DISNEY 254687106 102 1083 SH SOLE 975 0 108 DOUBLELINE OPPORTUNISTIC CR COM 258623107 10 400 SH SOLE 400 0 0 DOW CHEM CO COM 260543103 62 1350 SH SOLE 1350 0 0 DURECT CORP COM 266605104 2 3000 SH SOLE 0 0 3000 DYNAVAX TECHNOLOGIES CORP COM NEW 268158201 1 30 SH SOLE 0 0 30 E M C CORP MASS COM 268648102 74 2500 SH SOLE 1000 0 1500 EASTMAN CHEM CO COM 277432100 15 200 SH SOLE 0 0 200 EATON VANCE LTD DUR INCOME F COM 27828H105 1080 76475 SH SOLE 60675 0 15800 EATON VANCE TX MGD DIV EQ IN COM 27828N102 9 826 SH SOLE 826 0 0 EATON VANCE TX ADV GLBL DIV COM 27828S101 16 1000 SH SOLE 0 0 1000 EBAY INC COM 278642103 110 1966 SH SOLE 766 0 1200 EDISON INTL COM 281020107 39 600 SH SOLE 0 0 600 EMERSON ELEC CO COM 291011104 1034 16758 SH SOLE 10233 0 6525 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 29 735 SH SOLE 0 0 735 EXXON MOBIL CORP COM 30231G102 2211 23916 SH SOLE 10220 0 13696 FACEBOOK INC CL A 30303M102 281 3600 SH SOLE 3600 0 0 FEDEX CORP COM 31428X106 1419 8172 SH SOLE 6572 0 1600 FIREEYE INC COM 31816Q101 9 300 SH SOLE 300 0 0 FIRST TR EXCHANGE TRADED FD NAS CLNEDG GREEN 33733E500 84 4900 SH SOLE 4900 0 0 FIRST TR S&P REIT INDEX FD COM 33734G108 59 2650 SH SOLE 2000 0 650 FISERV INC COM 337738108 32 450 SH SOLE 0 0 450 FORD MTR CO DEL COM PAR $0.01 345370860 12 796 SH SOLE 746 0 50 FORTUNE BRANDS HOME & SEC IN COM 34964C106 7 150 SH SOLE 150 0 0 FRANKLIN RES INC COM 354613101 17 300 SH SOLE 300 0 0 FREEPORT-MCMORAN INC CL B 35671D857 154 6600 SH SOLE 0 0 6600 FRONTIER COMMUNICATIONS CORP COM 35906A108 12 1810 SH SOLE 310 0 1500 GENERAL ELECTRIC CO COM 369604103 3288 130106 SH SOLE 87636 0 42470 GENERAL MLS INC COM 370334104 37 700 SH SOLE 700 0 0 GENERAL MTRS CO COM 37045V100 3155 90365 SH SOLE 64515 0 25850 GENERAL MTRS CO *W EXP 07/10/201 37045V118 5 198 SH SOLE 198 0 0 GENERAL MTRS CO *W EXP 07/10/201 37045V126 3 198 SH SOLE 198 0 0 GENUINE PARTS CO COM 372460105 55 514 SH SOLE 0 0 514 GILEAD SCIENCES INC COM 375558103 489 5190 SH SOLE 3000 0 2190 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 26 603 SH SOLE 290 0 313 GOLDCORP INC NEW COM 380956409 9 500 SH SOLE 500 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 266 9300 SH SOLE 7300 0 2000 GOOGLE INC CL A 38259P508 268 505 SH SOLE 365 0 140 GOOGLE INC CL C 38259P706 253 480 SH SOLE 365 0 115 HALLIBURTON CO COM 406216101 2938 74700 SH SOLE 51950 0 22750 HARRIS & HARRIS GROUP INC COM 413833104 2 600 SH SOLE 600 0 0 HEALTH CARE REIT INC COM 42217K106 121 1600 SH SOLE 0 0 1600 HEWLETT PACKARD CO COM 428236103 48 1200 SH SOLE 1200 0 0 HIGHWOODS PPTYS INC COM 431284108 33 750 SH SOLE 0 0 750 HOLLYFRONTIER CORP COM 436106108 22 600 SH SOLE 300 0 300 HOME DEPOT INC COM 437076102 41 394 SH SOLE 394 0 0 HONEYWELL INTL INC COM 438516106 867 8678 SH SOLE 8153 0 525 HORMEL FOODS CORP COM 440452100 208 4000 SH SOLE 3000 0 1000 ILLINOIS TOOL WKS INC COM 452308109 170 1800 SH SOLE 500 0 1300 INCYTE CORP COM 45337C102 15 200 SH SOLE 0 0 200 INTEL CORP COM 458140100 329 9071 SH SOLE 2271 0 6800 INTERNATIONAL BUSINESS MACHS COM 459200101 168 1050 SH SOLE 400 0 650 INTRA CELLULAR THERAPIES INC COM 46116X101 18 1000 SH SOLE 1000 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 5 10 SH SOLE 10 0 0 INVESCO CALIF VALUE MUN INC COM 46132H106 6 500 SH SOLE 0 0 500 ISHARES MSCI SPAN CP ETF 464286764 69 2001 SH SOLE 2001 0 0 ISHARES TR TIPS BD ETF 464287176 7 65 SH SOLE 65 0 0 ISHARES TR IBOXX INV CP ETF 464287242 107 894 SH SOLE 0 0 894 ISHARES TR GLOBAL ENERG ETF 464287341 16 435 SH SOLE 0 0 435 ISHARES TR MSCI EAFE ETF 464287465 2945 48400 SH SOLE 36800 0 11600 ISHARES TR NASDQ BIOTEC ETF 464287556 7123 23480 SH SOLE 17500 0 5980 ISHARES TR RUS 1000 ETF 464287622 72 627 SH SOLE 627 0 0 ISHARES TR EUROPE ETF 464287861 45 1053 SH SOLE 1053 0 0 ISHARES GL CLEAN ENE ETF 464288224 3 300 SH SOLE 0 0 300 ISHARES IBOXX HI YD ETF 464288513 27 300 SH SOLE 0 0 300 ISHARES MSCI KLD400 SOC 464288570 92 1200 SH SOLE 800 0 400 ISHARES U.S. PFD STK ETF 464288687 12 300 SH SOLE 0 0 300 ISHARES U.S. MED DVC ETF 464288810 105 925 SH SOLE 775 0 150 ISHARES TR CORE HIGH DV ETF 46429B663 11 150 SH SOLE 25 0 125 ISIS PHARMACEUTICALS INC COM 464330109 6 90 SH SOLE 0 0 90 JPMORGAN CHASE & CO COM 46625H100 3811 60906 SH SOLE 42971 0 17935 JOHNSON & JOHNSON COM 478160104 8138 77822 SH SOLE 52292 0 25530 KIMCO RLTY CORP COM 49446R109 13 500 SH SOLE 500 0 0 LMP REAL ESTATE INCOME FD IN COM 50208C108 59 4714 SH SOLE 4714 0 0 LAUDER ESTEE COS INC CL A 518439104 46 600 SH SOLE 600 0 0 LENNAR CORP CL A 526057104 7 154 SH SOLE 154 0 0 LOCKHEED MARTIN CORP COM 539830109 39 200 SH SOLE 0 0 200 MACYS INC COM 55616P104 105 1596 SH SOLE 798 0 798 MADISON STRTG SECTOR PREM FD COM 558268108 7 600 SH SOLE 600 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 73 3950 SH SOLE 1200 0 2750 MARKET VECTORS ETF TR OIL SVCS ETF 57060U191 143 3975 SH SOLE 1100 0 2875 MASTERCARD INC CL A 57636Q104 73 850 SH SOLE 0 0 850 MCDONALDS CORP COM 580135101 124 1324 SH SOLE 824 0 500 MCGRAW HILL FINL INC COM 580645109 53 600 SH SOLE 600 0 0 MEDIVATION INC COM 58501N101 10 100 SH SOLE 0 0 100 MEDTRONIC INC COM 585055106 130 1800 SH SOLE 0 0 1800 MERCK & CO INC NEW COM 58933Y105 254 4476 SH SOLE 750 0 3726 METLIFE INC COM 59156R108 7859 145290 SH SOLE 107107 0 38183 MEXICO EQUITY & INCOME FD COM 592834105 81 6443 SH SOLE 5442 0 1000 MICROSOFT CORP COM 594918104 7677 165284 SH SOLE 116334 0 48950 MOLYCORP INC DEL COM 608753109 1 1500 SH SOLE 1500 0 0 MONDELEZ INTL INC CL A 609207105 51 1400 SH SOLE 400 0 1000 MONSANTO CO NEW COM 61166W101 67 560 SH SOLE 0 0 560 MORGAN STANLEY EMER MKTS FD COM 61744G107 54 3700 SH SOLE 700 0 3000 NATIONAL FUEL GAS CO N J COM 636180101 5 70 SH SOLE 70 0 0 NATIONAL OILWELL VARCO INC COM 637071101 7 100 SH SOLE 0 0 100 NEW YORK TIMES CO CL A 650111107 13 1000 SH SOLE 1000 0 0 NEWS CORP NEW CL A 65249B109 4 250 SH SOLE 250 0 0 NORDSTROM INC COM 655664100 71 900 SH SOLE 0 0 900 NOVARTIS A G SPONSORED ADR 66987V109 87 938 SH SOLE 369 0 569 NOW INC COM 67011P100 1 25 SH SOLE 0 0 25 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 8 420 SH SOLE 0 0 420 NUVEEN REAL ESTATE INCOME FD COM 67071B108 2 150 SH SOLE 0 0 150 NUVEEN QUALITY PFD INCOME FD COM 67072C105 13 1500 SH SOLE 1500 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 16 1500 SH SOLE 0 0 1500 NUVEEN PFD INCOME OPPRTNY FD COM 67073B106 3 300 SH SOLE 0 0 300 OCCIDENTAL PETE CORP DEL COM 674599105 49 600 SH SOLE 600 0 0 OMNICOM GROUP INC COM 681919106 39 500 SH SOLE 500 0 0 ONEOK INC NEW COM 682680103 75 1500 SH SOLE 0 0 1500 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 16 400 SH SOLE 0 0 400 ORACLE CORP COM 68389X105 4847 107775 SH SOLE 81150 0 26625 OWENS RLTY MTG INC COM 690828108 177 12061 SH SOLE 0 0 12061 PG&E CORP COM 69331C108 80 1500 SH SOLE 0 0 1500 PALL CORP COM 696429307 111 1100 SH SOLE 0 0 1100 PANDORA MEDIA INC COM 698354107 13 750 SH SOLE 750 0 0 PAYCHEX INC COM 704326107 83 1800 SH SOLE 0 0 1800 PEPSICO INC COM 713448108 227 2400 SH SOLE 1300 0 1100 PFIZER INC COM 717081103 461 14812 SH SOLE 5833 0 8979 PHILIP MORRIS INTL INC COM 718172109 83 1020 SH SOLE 1020 0 0 PHILLIPS 66 COM 718546104 36 503 SH SOLE 250 0 253 PIEDMONT NAT GAS INC COM 720186105 8 200 SH SOLE 0 0 200 PIMCO CORPORATE INCOME STRAT COM 72200U100 11 750 SH SOLE 750 0 0 PIMCO INCOME STRATEGY FUND I COM 72201J104 10 1000 SH SOLE 0 0 1000 PITNEY BOWES INC COM 724479100 136 5600 SH SOLE 5600 0 0 PLUM CREEK TIMBER CO INC COM 729251108 4 100 SH SOLE 100 0 0 PORTOLA PHARMACEUTICALS INC COM 737010108 28 1000 SH SOLE 0 0 1000 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 123 1187 SH SOLE 707 0 480 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 10 552 SH SOLE 200 0 352 POWERSHARES ETF TRUST GOLDEN DRG CHINA 73935X401 134 4800 SH SOLE 4800 0 0 POWERSHARES ETF TRUST DYN BIOT & GEN 73935X856 18 350 SH SOLE 0 0 350 PRAXAIR INC COM 74005P104 26 200 SH SOLE 200 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 37 705 SH SOLE 0 0 705 PROCTER & GAMBLE CO COM 742718109 412 4527 SH SOLE 2725 0 1802 PROSHARES TR PSHS ULTSH 20YRS 74347B201 46 987 SH SOLE 600 0 387 PROSHARES TR PSHS ULT BASMATL 74347R776 25 500 SH SOLE 0 0 500 RANGE RES CORP COM 75281A109 4859 90900 SH SOLE 66533 0 24367 REDWOOD TR INC COM 758075402 9 448 SH SOLE 448 0 0 REGENERON PHARMACEUTICALS COM 75886F107 53 130 SH SOLE 0 0 130 ROSS STORES INC COM 778296103 14 150 SH SOLE 150 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 12 172 SH SOLE 172 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 20 300 SH SOLE 300 0 0 RYDEX ETF TRUST GUG S&P MC400 PG 78355W601 2 15 SH SOLE 15 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 28 250 SH SOLE 250 0 0 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 111 1400 SH SOLE 0 0 1400 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 21 120 SH SOLE 0 0 120 SPDR SERIES TRUST BRCLYS AGG ETF 78464A649 71 1221 SH SOLE 0 0 1221 SPDR SERIES TRUST S&P BIOTECH 78464A870 44 235 SH SOLE 0 0 235 SANOFI RIGHT 12/31/2020 80105N113 0 50 SH SOLE 0 0 50 SCHLUMBERGER LTD COM 806857108 6594 77199 SH SOLE 54452 0 22747 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 100 2000 SH SOLE 2000 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 20 858 SH SOLE 0 0 858 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 26 885 SH SOLE 0 0 885 SEALED AIR CORP NEW COM 81211K100 42 1000 SH SOLE 0 0 1000 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 131 1650 SH SOLE 150 0 1500 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 4 100 SH SOLE 0 0 100 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 38 806 SH SOLE 0 0 806 SELECTIVE INS GROUP INC COM 816300107 296 10907 SH SOLE 925 0 9982 SENIOR HSG PPTYS TR SH BEN INT 81721M109 44 2000 SH SOLE 0 0 2000 SIRIUS XM HLDGS INC COM 82968B103 248 70800 SH SOLE 53000 0 17800 SOLARCITY CORP COM 83416T100 16 300 SH SOLE 300 0 0 SOUTHERN CO COM 842587107 98 2000 SH SOLE 0 0 2000 SOUTHWEST AIRLS CO COM 844741108 29 675 SH SOLE 0 0 675 STARBUCKS CORP COM 855244109 246 3000 SH SOLE 3000 0 0 STRYKER CORP COM 863667101 57 600 SH SOLE 0 0 600 SUN LIFE FINL INC COM 866796105 22 600 SH SOLE 0 0 600 SYNOPSYS INC COM 871607107 26 600 SH SOLE 0 0 600 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 1 18 SH SOLE 0 0 18 TEXAS INSTRS INC COM 882508104 37 700 SH SOLE 700 0 0 3-D SYS CORP DEL COM NEW 88554D205 2 60 SH SOLE 0 0 60 3M CO COM 88579Y101 214 1300 SH SOLE 1000 0 300 TIME WARNER INC COM NEW 887317303 44 520 SH SOLE 0 0 520 TIME WARNER CABLE INC COM 88732J207 4 25 SH SOLE 25 0 0 TOTAL S A SPONSORED ADR 89151E109 20 400 SH SOLE 400 0 0 TRAVELERS COMPANIES INC COM 89417E109 135 1280 SH SOLE 480 0 800 TWENTY FIRST CENTY FOX INC CL A 90130A101 120 3134 SH SOLE 3134 0 0 TWITTER INC COM 90184L102 22 600 SH SOLE 600 0 0 UDR INC COM 902653104 7 216 SH SOLE 0 0 216 US BANCORP DEL COM NEW 902973304 50 1102 SH SOLE 302 0 800 ULTRATECH INC COM 904034105 3 140 SH SOLE 140 0 0 UNILEVER N V N Y SHS NEW 904784709 33 846 SH SOLE 0 0 846 UNION PAC CORP COM 907818108 89 750 SH SOLE 750 0 0 UNITED PARCEL SERVICE INC CL B 911312106 67 600 SH SOLE 0 0 600 URBAN OUTFITTERS INC COM 917047102 7 200 SH SOLE 200 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 74 907 SH SOLE 213 0 694 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 39 487 SH SOLE 487 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 700 8500 SH SOLE 6800 0 1700 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4 100 SH SOLE 0 0 100 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 26 500 SH SOLE 500 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 4872 61177 SH SOLE 47377 0 13800 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 25 477 SH SOLE 477 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 4044 46967 SH SOLE 38217 0 8750 VANGUARD INDEX FDS REIT ETF 922908553 18 219 SH SOLE 111 0 108 VANGUARD INDEX FDS GROWTH ETF 922908736 23 220 SH SOLE 220 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 15 180 SH SOLE 180 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2848 26864 SH SOLE 26864 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 281 6001 SH SOLE 1505 0 4496 VERISK ANALYTICS INC CL A 92345Y106 77 1200 SH SOLE 0 0 1200 VERTEX PHARMACEUTICALS INC COM 92532F100 12 100 SH SOLE 0 0 100 VISA INC COM CL A 92826C839 170 650 SH SOLE 450 0 200 VMWARE INC CL A COM 928563402 54 650 SH SOLE 0 0 650 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 6114 178940 SH SOLE 131304 0 47636 VOYA PRIME RATE TR SH BEN INT 92913A100 21 4000 SH SOLE 4000 0 0 WAL-MART STORES INC COM 931142103 125 1455 SH SOLE 1255 0 200 WALGREENS BOOTS ALLIANCE INC COM 931427108 122 1600 SH SOLE 1600 0 0 WELLS FARGO & CO NEW COM 949746101 416 7586 SH SOLE 4111 0 3475 WESTERN ASSET EMRG MKT INCM COM 95766E103 40 3620 SH SOLE 3620 0 0 WEYERHAEUSER CO COM 962166104 48 1348 SH SOLE 371 0 977 WHOLE FOODS MKT INC COM 966837106 25 500 SH SOLE 0 0 500 WILEY JOHN & SONS INC CL A 968223206 77 1300 SH SOLE 0 0 1300 WILLIAMS COS INC DEL COM 969457100 61 1350 SH SOLE 0 0 1350 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 11 250 SH SOLE 250 0 0 WORKDAY INC CL A 98138H101 46 560 SH SOLE 0 0 560 YAHOO INC COM 984332106 45 900 SH SOLE 900 0 0 COVIDIEN PLC SHS G2554F113 412 4028 SH SOLE 3600 0 428 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 8 50 SH SOLE 0 0 50 SEADRILL LIMITED SHS G7945E105 10 800 SH SOLE 0 0 800 ACE LTD SHS H0023R105 23 200 SH SOLE 200 0 0 QIAGEN NV REG SHS N72482107 3 124 SH SOLE 124 0 0