0001587192-14-000004.txt : 20141112
0001587192-14-000004.hdr.sgml : 20141111
20141112103401
ACCESSION NUMBER: 0001587192-14-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141112
DATE AS OF CHANGE: 20141112
EFFECTIVENESS DATE: 20141112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Blume Capital Management, Inc.
CENTRAL INDEX KEY: 0001587192
IRS NUMBER: 943186835
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15990
FILM NUMBER: 141212045
BUSINESS ADDRESS:
STREET 1: 1708 SHATTUCK AVENUE
CITY: BERKELEY
STATE: CA
ZIP: 94709
BUSINESS PHONE: 510-549-3534
MAIL ADDRESS:
STREET 1: 1708 SHATTUCK AVENUE
CITY: BERKELEY
STATE: CA
ZIP: 94709
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001587192
XXXXXXXX
09-30-2014
09-30-2014
Blume Capital Management, Inc.
1708 SHATTUCK AVENUE
BERKELEY
CA
94709
13F HOLDINGS REPORT
028-15990
N
Jeffrey V. St.Claire
President
510-549-3534
Jeffrey V. St.Claire
Berkeley
CA
11-12-2014
0
197
128506
false
INFORMATION TABLE
2
blume13f3q2014.xml
AFLAC INC
COM
001055102
58
1000
SH
SOLE
1000
0
0
AOL INC
COM
00184X105
0
9
SH
SOLE
9
0
0
AT&T INC
COM
00206R102
256
7273
SH
SOLE
6469
0
804
AFFYMETRIX INC
COM
00826T108
1
140
SH
SOLE
0
0
140
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
36
400
SH
SOLE
400
0
0
ALLIANCEBERNSTEIN GBL HGH IN
COM
01879R106
44
3200
SH
SOLE
3200
0
0
AMAZON COM INC
COM
023135106
92
285
SH
SOLE
260
0
25
AMERICAN CAPITAL AGENCY CORP
COM
02503X105
8
375
SH
SOLE
375
0
0
AMERICAN EXPRESS CO
COM
025816109
131
1500
SH
SOLE
1500
0
0
AMERIGAS PARTNERS L P
UNIT L P INT
030975106
18
400
SH
SOLE
400
0
0
AMGEN INC
COM
031162100
70
500
SH
SOLE
100
0
400
APACHE CORP
COM
037411105
47
500
SH
SOLE
0
0
500
APPLE INC
COM
037833100
7769
77112
SH
SOLE
61023
0
16089
APPLIED MATLS INC
COM
038222105
3
131
SH
SOLE
131
0
0
APRICUS BIOSCIENCES INC
COM
03832V109
0
33
SH
SOLE
33
0
0
AQUA AMERICA INC
COM
03836W103
251
10675
SH
SOLE
10675
0
0
ARES CAP CORP
COM
04010L103
10
600
SH
SOLE
600
0
0
AVALONBAY CMNTYS INC
COM
053484101
79
560
SH
SOLE
560
0
0
BP PLC
SPONSORED ADR
055622104
35
800
SH
SOLE
800
0
0
BANCO SANTANDER SA
ADR
05964H105
0
7
SH
SOLE
7
0
0
BAXTER INTL INC
COM
071813109
3038
42325
SH
SOLE
31950
0
10375
BECTON DICKINSON & CO
COM
075887109
80
701
SH
SOLE
701
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
2139
15486
SH
SOLE
12468
0
3018
BLACKROCK CALIF MUN INCOME T
SH BEN INT
09248E102
821
56644
SH
SOLE
40364
0
16280
BRISTOL MYERS SQUIBB CO
COM
110122108
108
2105
SH
SOLE
2105
0
0
CBRE CLARION GLOBAL REAL EST
COM
12504G100
98
11732
SH
SOLE
11732
0
0
CALAMOS STRATEGIC TOTL RETN
COM SH BEN INT
128125101
12
1000
SH
SOLE
1000
0
0
CAPITAL ONE FINL CORP
COM
14040H105
1628
19950
SH
SOLE
17250
0
2700
CELGENE CORP
COM
151020104
114
1200
SH
SOLE
1200
0
0
CEMEX SAB DE CV
SPON ADR NEW
151290889
420
32206
SH
SOLE
23543
0
8663
CENTERPOINT ENERGY INC
COM
15189T107
61
2500
SH
SOLE
2500
0
0
CEPHEID
COM
15670R107
10
229
SH
SOLE
229
0
0
CHEVRON CORP NEW
COM
166764100
527
4418
SH
SOLE
685
0
3733
CISCO SYS INC
COM
17275R102
3068
121900
SH
SOLE
98500
0
23400
CITY NATL CORP
COM
178566105
3
39
SH
SOLE
39
0
0
CLAYMORE EXCHANGE TRD FD TR
GUGG S&P GBL WTR
18383Q507
7
250
SH
SOLE
250
0
0
CLAYMORE EXCHANGE TRD FD TR
GUGG CHN RL EST
18383Q861
31
1500
SH
SOLE
1500
0
0
CLOROX CO DEL
COM
189054109
38
400
SH
SOLE
400
0
0
COCA COLA CO
COM
191216100
1078
25268
SH
SOLE
23068
0
2200
COLGATE PALMOLIVE CO
COM
194162103
701
10750
SH
SOLE
10750
0
0
COMCAST CORP NEW
CL A
20030N101
3769
70085
SH
SOLE
52249
0
17836
COMCAST CORP NEW
CL A SPL
20030N200
32
600
SH
SOLE
600
0
0
CONOCOPHILLIPS
COM
20825C104
15
200
SH
SOLE
200
0
0
CORCEPT THERAPEUTICS INC
COM
218352102
2
700
SH
SOLE
0
0
700
CORNING INC
COM
219350105
10
500
SH
SOLE
500
0
0
COSTCO WHSL CORP NEW
COM
22160K105
1645
13125
SH
SOLE
8800
0
4325
CYTEC INDS INC
COM
232820100
16
342
SH
SOLE
342
0
0
DDR CORP
COM
23317H102
0
15
SH
SOLE
0
0
15
DEERE & CO
COM
244199105
1095
13350
SH
SOLE
11100
0
2250
DEUTSCHE GLOBAL HIGH INCOME
COM
25158V108
24
3000
SH
SOLE
3000
0
0
DEVON ENERGY CORP NEW
COM
25179M103
4807
70500
SH
SOLE
54900
0
15600
DIAGEO P L C
SPON ADR NEW
25243Q205
12
103
SH
SOLE
103
0
0
DISNEY WALT CO
COM DISNEY
254687106
56
633
SH
SOLE
625
0
8
DOUBLELINE OPPORTUNISTIC CR
COM
258623107
9
400
SH
SOLE
400
0
0
DOW CHEM CO
COM
260543103
71
1350
SH
SOLE
1350
0
0
DURECT CORP
COM
266605104
4
3000
SH
SOLE
0
0
3000
DYNAVAX TECHNOLOGIES CORP
COM
268158102
0
300
SH
SOLE
0
0
300
E M C CORP MASS
COM
268648102
73
2500
SH
SOLE
1000
0
1500
EATON VANCE LTD DUR INCOME F
COM
27828H105
959
65750
SH
SOLE
54150
0
11600
EATON VANCE TX MGD DIV EQ IN
COM
27828N102
9
826
SH
SOLE
826
0
0
EBAY INC
COM
278642103
43
766
SH
SOLE
766
0
0
EMERSON ELEC CO
COM
291011104
1001
16000
SH
SOLE
11575
0
4425
ENBRIDGE ENERGY PARTNERS L P
COM
29250R106
29
735
SH
SOLE
0
0
735
EXXON MOBIL CORP
COM
30231G102
1886
20057
SH
SOLE
9107
0
10950
FACEBOOK INC
CL A
30303M102
285
3600
SH
SOLE
3600
0
0
FEDEX CORP
COM
31428X106
1287
7972
SH
SOLE
6672
0
1300
FIREEYE INC
COM
31816Q101
12
400
SH
SOLE
400
0
0
FIRST TR EXCHANGE TRADED FD
NAS CLNEDG GREEN
33733E500
94
4900
SH
SOLE
4900
0
0
FIRST TR S&P REIT INDEX FD
COM
33734G108
52
2650
SH
SOLE
2650
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
12
796
SH
SOLE
746
0
50
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
16
400
SH
SOLE
400
0
0
FRONTIER COMMUNICATIONS CORP
COM
35906A108
2
310
SH
SOLE
310
0
0
GENERAL ELECTRIC CO
COM
369604103
2539
99119
SH
SOLE
74969
0
24150
GENERAL MLS INC
COM
370334104
35
700
SH
SOLE
700
0
0
GENERAL MTRS CO
COM
37045V100
2717
85060
SH
SOLE
65110
0
19950
GENERAL MTRS CO
*W EXP 07/10/201
37045V118
4
193
SH
SOLE
193
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
3
193
SH
SOLE
193
0
0
GILEAD SCIENCES INC
COM
375558103
522
4900
SH
SOLE
3500
0
1400
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
13
290
SH
SOLE
290
0
0
GOLDCORP INC NEW
COM
380956409
12
500
SH
SOLE
500
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
117
5200
SH
SOLE
5200
0
0
GOOGLE INC
CL A
38259P508
274
465
SH
SOLE
415
0
50
GOOGLE INC
CL C
38259P706
268
465
SH
SOLE
415
0
50
H & Q HEALTHCARE INVESTORS
SH BEN INT
404052102
28
1000
SH
SOLE
0
0
1000
HALLIBURTON CO
COM
406216101
4741
73500
SH
SOLE
57900
0
15600
HARRIS & HARRIS GROUP INC
COM
413833104
2
600
SH
SOLE
600
0
0
HEWLETT PACKARD CO
COM
428236103
43
1200
SH
SOLE
1200
0
0
HIGHWOODS PPTYS INC
COM
431284108
29
750
SH
SOLE
0
0
750
HOLLYFRONTIER CORP
COM
436106108
26
600
SH
SOLE
600
0
0
HOME DEPOT INC
COM
437076102
36
394
SH
SOLE
394
0
0
HONEYWELL INTL INC
COM
438516106
771
8278
SH
SOLE
8153
0
125
HORMEL FOODS CORP
COM
440452100
154
3000
SH
SOLE
3000
0
0
ILLINOIS TOOL WKS INC
COM
452308109
42
500
SH
SOLE
500
0
0
INTEL CORP
COM
458140100
146
4196
SH
SOLE
1696
0
2500
INTERNATIONAL BUSINESS MACHS
COM
459200101
133
700
SH
SOLE
400
0
300
INTUITIVE SURGICAL INC
COM NEW
46120E602
5
10
SH
SOLE
10
0
0
ISHARES
MSCI SPAN CP ETF
464286764
78
2001
SH
SOLE
2001
0
0
ISHARES TR
TIPS BD ETF
464287176
7
65
SH
SOLE
65
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
106
894
SH
SOLE
0
0
894
ISHARES TR
GLOBAL ENERG ETF
464287341
19
435
SH
SOLE
435
0
0
ISHARES TR
MSCI EAFE ETF
464287465
3103
48400
SH
SOLE
36800
0
11600
ISHARES TR
NASDQ BIOTEC ETF
464287556
6348
23200
SH
SOLE
17950
0
5250
ISHARES TR
RUS 1000 ETF
464287622
69
627
SH
SOLE
627
0
0
ISHARES TR
EUROPE ETF
464287861
47
1053
SH
SOLE
1053
0
0
ISHARES
GL CLEAN ENE ETF
464288224
3
300
SH
SOLE
0
0
300
ISHARES
MSCI KLD400 SOC
464288570
81
1100
SH
SOLE
800
0
300
ISHARES
1-3 YR CR BD ETF
464288646
22
213
SH
SOLE
213
0
0
ISHARES
U.S. MED DVC ETF
464288810
92
925
SH
SOLE
925
0
0
ISHARES TR
CORE HIGH DV ETF
46429B663
13
175
SH
SOLE
50
0
125
ISIS PHARMACEUTICALS INC
COM
464330109
3
90
SH
SOLE
0
0
90
JPMORGAN CHASE & CO
COM
46625H100
3631
60271
SH
SOLE
43321
0
16950
JOHNSON & JOHNSON
COM
478160104
7705
72282
SH
SOLE
54302
0
17980
KIMCO RLTY CORP
COM
49446R109
11
500
SH
SOLE
500
0
0
LMP REAL ESTATE INCOME FD IN
COM
50208C108
53
4714
SH
SOLE
4714
0
0
LENNAR CORP
CL A
526057104
6
154
SH
SOLE
154
0
0
MACYS INC
COM
55616P104
46
798
SH
SOLE
798
0
0
MADISON STRTG SECTOR PREM FD
COM
558268108
7
600
SH
SOLE
600
0
0
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
50
2350
SH
SOLE
2250
0
100
MCDONALDS CORP
COM
580135101
40
424
SH
SOLE
424
0
0
MEDTRONIC INC
COM
585055106
37
600
SH
SOLE
0
0
600
METLIFE INC
COM
59156R108
7369
137167
SH
SOLE
106537
0
30630
MEXICO EQUITY & INCOME FD
COM
592834105
106
6443
SH
SOLE
6443
0
0
MICROSOFT CORP
COM
594918104
7777
167749
SH
SOLE
129218
0
38531
MOLYCORP INC DEL
COM
608753109
2
1500
SH
SOLE
1500
0
0
MORGAN STANLEY EMER MKTS FD
COM
61744G107
57
3700
SH
SOLE
700
0
3000
NATIONAL FUEL GAS CO N J
COM
636180101
5
70
SH
SOLE
70
0
0
NEW YORK TIMES CO
CL A
650111107
11
1000
SH
SOLE
1000
0
0
NOVAGOLD RES INC
COM NEW
66987E206
18
6000
SH
SOLE
6000
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
35
369
SH
SOLE
369
0
0
NUVEEN QUALITY PFD INCOME FD
COM
67072C105
13
1500
SH
SOLE
1500
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
4038
42000
SH
SOLE
31950
0
10050
OMNICOM GROUP INC
COM
681919106
34
500
SH
SOLE
500
0
0
ORACLE CORP
COM
68389X105
3521
91975
SH
SOLE
75050
0
16925
PANDORA MEDIA INC
COM
698354107
18
750
SH
SOLE
750
0
0
PEPSICO INC
COM
713448108
112
1200
SH
SOLE
400
0
800
PFIZER INC
COM
717081103
172
5833
SH
SOLE
5833
0
0
PIMCO CORPORATE INCOME STRAT
COM
72200U100
12
750
SH
SOLE
750
0
0
PITNEY BOWES INC
COM
724479100
140
5600
SH
SOLE
5600
0
0
PLUM CREEK TIMBER CO INC
COM
729251108
4
100
SH
SOLE
100
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
25
1000
SH
SOLE
0
0
1000
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
70
707
SH
SOLE
707
0
0
POWERSHARES DB CMDTY IDX TRA
UNIT BEN INT
73935S105
5
200
SH
SOLE
200
0
0
POWERSHARES ETF TRUST
GOLDEN DRG CHINA
73935X401
144
4800
SH
SOLE
4800
0
0
POWERSHARES ETF TRUST
DYN BIOT & GEN
73935X856
16
350
SH
SOLE
350
0
0
POWERSHARES GLOBAL ETF TRUST
AGG PFD PORT
73936T565
26
1779
SH
SOLE
0
0
1779
PROCTER & GAMBLE CO
COM
742718109
245
2925
SH
SOLE
1725
0
1200
PROSHARES TR
PSHS ULTSH 20YRS
74347B201
56
987
SH
SOLE
987
0
0
PROSHARES TR
PSHS ULT NASB
74347R214
31
300
SH
SOLE
300
0
0
REDWOOD TR INC
COM
758075402
7
448
SH
SOLE
448
0
0
REGIONS FINL CORP NEW
COM
7591EP100
5
500
SH
SOLE
500
0
0
RYDEX ETF TRUST
GUG S&P MC400 PG
78355W601
2
15
SH
SOLE
15
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
29
250
SH
SOLE
250
0
0
SPDR INDEX SHS FDS
EURO STOXX 50
78463X202
36
901
SH
SOLE
901
0
0
SPDR INDEX SHS FDS
S&P CHINA ETF
78463X400
107
1400
SH
SOLE
1400
0
0
SPDR SERIES TRUST
BRCLYS AGG ETF
78464A649
94
1621
SH
SOLE
0
0
1621
SCHLUMBERGER LTD
COM
806857108
7205
70852
SH
SOLE
57402
0
13450
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
119
2500
SH
SOLE
2500
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
34
806
SH
SOLE
0
0
806
SIRIUS XM HLDGS INC
COM
82968B103
247
70800
SH
SOLE
53000
0
17800
SOLARCITY CORP
COM
83416T100
15
250
SH
SOLE
250
0
0
STARBUCKS CORP
COM
855244109
226
3000
SH
SOLE
3000
0
0
SUN LIFE FINL INC
COM
866796105
22
600
SH
SOLE
0
0
600
3M CO
COM
88579Y101
184
1300
SH
SOLE
1000
0
300
TIME WARNER CABLE INC
COM
88732J207
4
25
SH
SOLE
25
0
0
TRAVELERS COMPANIES INC
COM
89417E109
45
480
SH
SOLE
480
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
73
2134
SH
SOLE
2134
0
0
TWITTER INC
COM
90184L102
31
600
SH
SOLE
600
0
0
US BANCORP DEL
COM NEW
902973304
46
1102
SH
SOLE
302
0
800
ULTRATECH INC
COM
904034105
3
140
SH
SOLE
140
0
0
UNION PAC CORP
COM
907818108
60
550
SH
SOLE
550
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
59
600
SH
SOLE
0
0
600
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
16
213
SH
SOLE
213
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
39
487
SH
SOLE
487
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
730
8916
SH
SOLE
7216
0
1700
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
4
100
SH
SOLE
50
0
50
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
28
500
SH
SOLE
500
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
4968
62197
SH
SOLE
48197
0
14000
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
1171
22277
SH
SOLE
17702
0
4575
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
4101
47813
SH
SOLE
39013
0
8800
VANGUARD INDEX FDS
REIT ETF
922908553
8
111
SH
SOLE
111
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
7
75
SH
SOLE
75
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
2720
26864
SH
SOLE
26864
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
148
2951
SH
SOLE
1505
0
1446
VISA INC
COM CL A
92826C839
96
450
SH
SOLE
450
0
0
VMWARE INC
CL A COM
928563402
61
650
SH
SOLE
0
0
650
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
6106
185637
SH
SOLE
148028
0
37609
VOYA PRIME RATE TR
SH BEN INT
92913A100
22
4000
SH
SOLE
4000
0
0
WAL-MART STORES INC
COM
931142103
111
1455
SH
SOLE
1255
0
200
WALGREEN CO
COM
931422109
59
1000
SH
SOLE
1000
0
0
WELLS FARGO & CO NEW
COM
949746101
342
6586
SH
SOLE
4111
0
2475
WESTERN ASSET EMRG MKT INCM
COM
95766E103
44
3620
SH
SOLE
3620
0
0
WEYERHAEUSER CO
COM
962166104
12
371
SH
SOLE
371
0
0
WORKDAY INC
CL A
98138H101
46
560
SH
SOLE
0
0
560
YAHOO INC
COM
984332106
45
1100
SH
SOLE
1100
0
0
COVIDIEN PLC
SHS
G2554F113
444
5128
SH
SOLE
4900
0
228
TRANSOCEAN LTD
REG SHS
H8817H100
6
200
SH
SOLE
200
0
0
QIAGEN NV
REG SHS
N72482107
3
124
SH
SOLE
124
0
0