0000950123-15-012108.txt : 20151116
0000950123-15-012108.hdr.sgml : 20151116
20151116121104
ACCESSION NUMBER: 0000950123-15-012108
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151116
DATE AS OF CHANGE: 20151116
EFFECTIVENESS DATE: 20151116
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SV Life Sciences Advisers, LLC
CENTRAL INDEX KEY: 0001587143
IRS NUMBER: 861154144
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16271
FILM NUMBER: 151232831
BUSINESS ADDRESS:
STREET 1: ONE BOSTON PLACE
STREET 2: 201 WASHINGTON STREET, SUITE 3900
CITY: BOSTON
STATE: MA
ZIP: 02108
BUSINESS PHONE: 617-367-8100
MAIL ADDRESS:
STREET 1: ONE BOSTON PLACE
STREET 2: 201 WASHINGTON STREET, SUITE 3900
CITY: BOSTON
STATE: MA
ZIP: 02108
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001587143
XXXXXXXX
09-30-2015
09-30-2015
SV Life Sciences Advisers, LLC
One Boston Place
201 Washington Street, Suite 3900
Boston
MA
02108
13F HOLDINGS REPORT
028-16271
Y
The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended, and the rules thereunder, or for any other purpose, that the Reporting Manager or any other person (including Other Managers or Other Included Managers named herein) is the beneficial owner of any securities.
SV Life Sciences Advisers, LLC, a Delaware limited liability company ("Advisers"), is an institutional investment manager subject to Section 13(f) of the Securities Exchange Act of 1934 and the rules promulgated thereunder. SV Life Sciences Fund IV, L.P. ("SVLS IV LP") and SV Life Sciences Fund IV Strategic Partners, L.P. ("Strategic Partners IV" and together with SVLS IV LP, the "Fund IV Entities"), and International Life Sciences Fund III (LP1), L.P. ("ILSF LP1"), International Life Sciences Fund III Co-Investment, L.P. ("ILSF Co-Invest"), and International Life Sciences Fund III Strategic Partners, L.P. ("ILSF Strategic" and together with ILSF LP1 and ILSF Co-Invest, the "Fund III Entities"), and SV Life Sciences Fund V, L.P. ("SVLS V LP") and SV Life Sciences Fund V Strategic Partners, L.P. ("Strategic Partners V" and together with SVLS V LP, the "Fund V Entities"), which are each Delaware limited partnerships (the Fund IV Entities, the Fund III Entities and the Fund V Entities together, the "Funds"), directly own certain security positions reported by Advisers, which is the investment adviser of the Funds.
SV Life Sciences Fund IV (GP), L.P., a Delaware limited partnership ("SVLS IV GP") is the general partner of the Fund IV Entities, and SVLSF IV, LLC, a Delaware limited liability company is the general partner of SVLS IV GP. Certain of the security positions reported by Advisers are also being reported by SVLS IV GP and SVLSF IV, LLC. Each of SVLS IV GP, SVLSF IV, LLC and Advisers may be deemed to share voting power and control over the shares held by the Fund IV Entities. Advisers may be deemed to share voting power and control over the shares held by the Fund III Entities and the Fund V Entities. Each of SVLS IV GP, SVLSF IV, LLC and Advisers disclaim beneficial ownership of the shares held by the Funds except to the extent of any pecuniary interest therein.
Denise W. Marks
CFO
(617) 367-8100
/s/ Denise W. Marks
Boston
MA
11-13-2015
2
7
178808
false
1
028-16272
SVLSF IV, LLC
2
028-16273
SV Life Sciences Fund IV (GP), L.P.
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
OPHTHOTECH CORPORATION
COM
683745103
34432
849744
SH
OTR
1,2
0
849744
0
OPHTHOTECH CORPORATION
COM
683745103
10302
254237
SH
SOLE
254237
0
0
TRANSENTERIX, INC.
COM NEW
89366M201
17056
7546692
SH
OTR
1,2
0
7546692
0
OCULAR THERAPEUTIX, INC.
COM
67576A100
27172
1932607
SH
OTR
1,2
0
1932607
0
ENTELLUS MEDICAL, INC.
COM
29363K105
62881
3489533
SH
OTR
1,2
0
3489533
0
CATABASIS PHARMACEUTICALS, INC.
COM
14875P107
23118
2857667
SH
OTR
0
2857667
0
LOMBARD MEDICAL, INC.
COM
G55598109
3847
1077499
SH
OTR
1,2
0
1077499
0