0001586627-15-000002.txt : 20150126 0001586627-15-000002.hdr.sgml : 20150126 20150126172120 ACCESSION NUMBER: 0001586627-15-000002 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150126 DATE AS OF CHANGE: 20150126 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LDR HOLDING CORP CENTRAL INDEX KEY: 0001348324 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 203933262 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-87855 FILM NUMBER: 15549580 BUSINESS ADDRESS: STREET 1: 13785 RESEARCH BOULEVARD STREET 2: SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78750 BUSINESS PHONE: 512-344-3333 MAIL ADDRESS: STREET 1: 13785 RESEARCH BOULEVARD STREET 2: SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78750 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Dinville Herve CENTRAL INDEX KEY: 0001586627 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: C/O LDR HOLDING CORPORATION STREET 2: 13785 RESEARCH BLVD STE 200 CITY: AUSTIN STATE: TX ZIP: 78750 SC 13G/A 1 dinville13g12015.htm SC 13G/A Dinville 13G 1.2015



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 1)*


 
LDR Holding Corporation
 
 
(Name of Issuer)
 
 
 
 
 
Common Stock, par value $0.001 per share
 
 
(Title of Class of Securities)
 
 
 
 
 
50185U105
 
 
(CUSIP Number)
 
 
December 31, 2014
 
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o    Rule 13d-1(b)
o    Rule 13d-1(c)
x    Rule 13d-1(d)
*The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).





SCHEDULE 13G

CUSIP No.
50185U105


 
 
1.
Names of Reporting Persons.
 
 
 
I.R.S. Identification Nos. of above persons (entities only).
 
 
 
Hervé Dinville
 
 
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
 
 
 
(a) o
 
 
 
(b) o
 
 
3.
SEC Use Only
 
 
4.
Citizenship or Place of Organization
 
 
 
France
Number of Shares Beneficially Owned by Each Reporting Person With
 
5.
Sole Voting Power
 
 
1,152,876 (See Item 4)
 
6.
Shares Voting Power
 
 
-0-
 
7.
Sole Dispositive Power
 
 
1,152,876 (See Item 4)
 
8.
Shared Dispositive Power
 
 
-0-
 
 
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
 
 
 
1,152,876 (See Item 4)
 
 
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o
 
 
11.
Percent of Class Represented by Amount in Row (9)
 
 
 
4.4% (See Item 4)
 
 
12.
Type of Reporting Person (See Instructions)
 
 
 
IN






Item 1.
 
 
(a)
Name of Issuer:
 
 
LDR Holding Corporation (the "Issuer")
(b)
Address of Issuer's Principal Executive Offices:
 
 
13785 Research Boulevard, Suite 200
 
 
Austin, Texas 78750
Item 2.
 
 
(a)
Name of Person(s) Filing:
 
 
Hervé Dinville
(b)
Address of Principal Business Office or, if none, Residence:
 
 
The address of the principal business office of Hervé Dinville is
 
 
c/o LDR Holding Corporation
 
 
13785 Research Boulevard, Suite 200
 
 
Austin, Texas 78750
(c)
Citizenship:
 
 
Hervé Dinville - France
(d)
Title of Class of Securities:
 
 
Common Stock, par value $0.001 per share (the “Common Stock”)
(e)
CUSIP:
 
 
50185U105




Item 3.
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)
o
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)
o
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)
o
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)
o
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)
o
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
(f)
o
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
(g)
o
A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
(h)
o
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)
o
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)
o
Group, in accordance with §240.13d-1(b)(1)(ii)(J).
Item 4.
Ownership.
(a)
Amount beneficially owned:
 
 
1,152,876 (1)
(b)
Percent of class:
 
 
4.4% (2)
(c)
Number of shares as to which the person has:
 
(i)
Number of shares as to which the person has:
 
 
 
1,152,876 (1)
 
(ii)
Shared power to vote or to direct the vote:
 
 
 
0
 
(iii)
Shared power to vote or to direct the vote:
 
 
 
1,152,876 (1)
 
(iv)
Shared power to dispose of or direct the disposition of:
 
 
 
0
(1)
Includes 1,135,671 shares of Common Stock and 17,205 shares of Common Stock issuable upon the exercise of warrants (that were outstanding and exercisable within 60 days of December 31, 2014) to purchase shares of LDR Médical, SAS, a wholly owned subsidiary of the Issuer, which shares will automatically be converted into shares of the Common Stock of the Issuer upon exercise of the underlying warrant.
(2)
Based on 26,457,167 shares of Common Stock outstanding as of December 31, 2014, as reported by the Issuer to the Reporting Person, plus the number of shares of Common Stock issuable upon the exercise of warrants beneficially owned by the Reporting Person, which shares are treated as outstanding shares of Common Stock for the purposes of determining beneficial ownership in accordance with Rule 13d-3 promulgated under the Exchange Act.




Item 5.
Ownership of Five Percent or Less of a Class.
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following. x
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
 
Not applicable.
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
 
Not applicable.
Item 8.
Identification and Classification of Members of the Group.
 
Not applicable.
Item 9.
Notice of Dissolution of Group.
 
Not applicable.
Item 10.
Certification.
 
Not applicable.





SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.


 
 
 
 
 
 
 
 
 
 
Dated:
January 26, 2015
 
By:
/s/ Hervé Dinville
 
 
 
 
Hervé Dinville