0001586253-15-000056.txt : 20151217
0001586253-15-000056.hdr.sgml : 20151217
20151217163708
ACCESSION NUMBER: 0001586253-15-000056
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151215
FILED AS OF DATE: 20151217
DATE AS OF CHANGE: 20151217
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Guidewire Software, Inc.
CENTRAL INDEX KEY: 0001528396
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 364468504
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: 1001 E. HILLSDALE BOULEVARD
CITY: FOSTER CITY
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650-357-9100
MAIL ADDRESS:
STREET 1: 1001 E. HILLSDALE BOULEVARD
CITY: FOSTER CITY
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: King James Winston
CENTRAL INDEX KEY: 0001586253
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35394
FILM NUMBER: 151294072
MAIL ADDRESS:
STREET 1: GUIDEWIRE SOFTWARE, INC.
STREET 2: 1001 E. HILLSDALE BLVD., SUITE 800
CITY: FOSTER CITY
STATE: CA
ZIP: 94404
FORMER NAME:
FORMER CONFORMED NAME: King Winston James
DATE OF NAME CHANGE: 20130909
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2015-12-15
0
0001528396
Guidewire Software, Inc.
GWRE
0001586253
King James Winston
1001 E. HILLSDALE BLVD., SUITE 800
FOSTER CITY
CA
94404
0
1
0
0
General Counsel and Secretary
Common Stock
2015-12-15
4
M
0
1437.0
0.0
A
1437
D
Common Stock
2015-12-15
4
M
0
125.0
0.0
A
1562
D
Common Stock
2015-12-15
4
M
0
136.0
0.0
A
1698
D
Common Stock
2015-12-15
4
M
0
312.0
0.0
A
2010
D
Common Stock
2015-12-15
4
M
0
211.0
0.0
A
2221
D
Common Stock
2015-12-15
4
M
0
531.0
0.0
A
2752
D
Common Stock
2015-12-15
4
F
0
1032.0
58.32
D
1720
D
Restricted Stock Unit
0.0
2015-12-15
4
M
0
1437.0
0.0
D
2023-03-08
Common Stock
1437
7188
D
Restricted Stock Unit
0.0
2015-12-15
4
M
0
125.0
0.0
D
2023-09-13
Common Stock
125
1966
D
Restricted Stock Unit
0.0
2015-12-15
4
M
0
136.0
0.0
D
2023-09-13
Common Stock
136
1830
D
Restricted Stock Unit
0.0
2015-12-15
4
M
0
312.0
0.0
D
2024-09-04
Common Stock
312
5976
D
Restricted Stock Unit
0.0
2015-12-15
4
M
0
211.0
0.0
D
2024-09-04
Common Stock
211
5765
D
Restricted Stock Unit
0.0
2015-12-15
4
M
0
531.0
0.0
D
2025-09-03
Common Stock
531
16469
D
Shares withheld by Issuer to cover taxes associated with settlement of Restricted Stock Units.
The Restricted Stock Units vest as follows: 25% of the units vest one year following the vesting commencement date of March 15, 2013 and 6.25% each quarter thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date.
The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 2,000 units which vest as follows: 1/16th of the units vest quarterly following the vesting commencement date of September 15, 2013 (the "VCD"), subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 2,180 units, for which vesting is subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the VCD and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.
The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 5,000 units which vest as follows: 1/16th of the units vest quarterly following the vesting commencement date of September 15, 2014 (the "VCD"), subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 3,384 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment regarding the performance-based conditions was determined by the Issuer's Board of Directors based on the Issuer's results for FYE July 31, 2015 and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2015, the one year anniversary of the VCD, and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.
The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 8,500 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 8,500 units, for which vesting is subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions will be satisfied if certain financial targets for FY2016, determined by the Issuer, are met. The time-based criteria are as follows: 1/4th of the units vest on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Both performance-based conditions and time-based criteria must be met for vesting to occur.
James Winston King
2015-12-17