0001209191-14-058501.txt : 20140917 0001209191-14-058501.hdr.sgml : 20140917 20140917211217 ACCESSION NUMBER: 0001209191-14-058501 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140915 FILED AS OF DATE: 20140917 DATE AS OF CHANGE: 20140917 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Guidewire Software, Inc. CENTRAL INDEX KEY: 0001528396 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 364468504 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 1001 E. HILLSDALE BOULEVARD CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: 650-357-9100 MAIL ADDRESS: STREET 1: 1001 E. HILLSDALE BOULEVARD CITY: FOSTER CITY STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: King James Winston CENTRAL INDEX KEY: 0001586253 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35394 FILM NUMBER: 141109013 MAIL ADDRESS: STREET 1: GUIDEWIRE SOFTWARE, INC. STREET 2: 1001 E. HILLSDALE BLVD., SUITE 800 CITY: FOSTER CITY STATE: CA ZIP: 94404 FORMER NAME: FORMER CONFORMED NAME: King Winston James DATE OF NAME CHANGE: 20130909 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-09-15 0 0001528396 Guidewire Software, Inc. GWRE 0001586253 King James Winston C/O GUIDEWIRE SOFTWARE, INC. 1001 E. HILLSDALE BLVD., SUITE 800 FOSTER CITY CA 94404 0 1 0 0 GENERAL COUNSEL AND SECRETARY Common Stock 2014-09-15 4 M 0 1438 0.00 A 1438 D Common Stock 2014-09-15 4 F 0 525 45.98 D 913 D Common Stock 2014-09-15 4 M 0 670 0.00 A 1583 D Common Stock 2014-09-15 4 F 0 250 45.98 D 1333 D Restricted Stock Units 0.00 2014-09-15 4 M 0 1438 0.00 D Common Stock 1438 14375 D Restricted Stock Units 0.00 2014-09-15 4 M 0 670 0.00 D Common Stock 670 3135 D Shares withheld by Issuer to cover taxes associated with settlement of Restricted Stock Units. The Restricted Stock Units vest as follows: 25% of the units vest one year following the vesting commencement date of March 15, 2013 and 6.25% each quarter thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 2,000 units which vest as follows: 1/16th of the units vest quarterly following the vesting commencement date of September 15, 2013 (the "VCD"), subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 2,180 units, for which vesting is subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the VCD and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. /s/ Richard Kline, Attorney in Fact for James Winston King 2014-09-17