Managing Director

0001062993-17-004897.txt : 20171114 0001062993-17-004897.hdr.sgml : 20171114 20171114111650 ACCESSION NUMBER: 0001062993-17-004897 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 EFFECTIVENESS DATE: 20171114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Focused Wealth Management, Inc CENTRAL INDEX KEY: 0001586052 IRS NUMBER: 272575734 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15621 FILM NUMBER: 171199336 BUSINESS ADDRESS: STREET 1: 216 ROUTE 299 CITY: HIGHLAND STATE: NY ZIP: 12528 BUSINESS PHONE: (845) 691-4035 MAIL ADDRESS: STREET 1: 216 ROUTE 299 CITY: HIGHLAND STATE: NY ZIP: 12528 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001586052 XXXXXXXX 09-30-2017 09-30-2017 Focused Wealth Management, Inc

216 ROUTE 299 HIGHLAND NY 12528

13F HOLDINGS REPORT 028-15621 N Philip J. DeAngelo Managing Director 845-691-4035 Philip J. DeAngelo Highland NY 10-27-2017 0 688 299857 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ISHARES TR U.S. TECH ETF 464287721 36 240 SH SOLE N/A 240 0 0 ABB LTD SPONSORED ADR 000375204 5 204 SH SOLE N/A 204 0 0 AK STL HLDG CORP COM 001547108 151 27000 SH SOLE N/A 27000 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 91 8100 SH SOLE N/A 8100 0 0 AT&T INC COM 00206R102 659 16812 SH SOLE N/A 16812 0 0 ABBOTT LABS COM 002824100 129 2416 SH SOLE N/A 2416 0 0 ABBVIE INC COM 00287Y109 197 2217 SH SOLE N/A 2217 0 0 ABERDEEN ASIA PACIFIC INCOM COM 003009107 2 460 SH SOLE N/A 460 0 0 ADVANTAGE OIL & GAS LTD COM 00765F101 6 900 SH SOLE N/A 900 0 0 AECOM COM 00766T100 4 100 SH SOLE N/A 100 0 0 AIR PRODS & CHEMS INC COM 009158106 16 106 SH SOLE N/A 106 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1923 11133 SH SOLE N/A 11133 0 0 ALLIANT ENERGY CORP COM 018802108 26 625 SH SOLE N/A 625 0 0 ALLIANZGI CONV & INCOME FD I COM 018825109 4 707 SH SOLE N/A 707 0 0 ALTRIA GROUP INC COM 02209S103 373 5882 SH SOLE N/A 5882 0 0 AMAZON COM INC COM 023135106 505 525 SH SOLE N/A 525 0 0 AMERICAN ELEC PWR INC COM 025537101 64 914 SH SOLE N/A 914 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 1 40 SH SOLE N/A 40 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 132 2149 SH SOLE N/A 2149 0 0 AMERICAN TOWER CORP NEW COM 03027X100 64 466 SH SOLE N/A 466 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 355 4390 SH SOLE N/A 4390 0 0 AMGEN INC COM 031162100 177 951 SH SOLE N/A 951 0 0 ANADARKO PETE CORP COM 032511107 5 100 SH SOLE N/A 100 0 0 APACHE CORP COM 037411105 3 70 SH SOLE N/A 70 0 0 APOLLO INVT CORP COM 03761U106 3 545 SH SOLE N/A 545 0 0 APOLLO COML REAL EST FIN INC COM 03762U105 1150 63526 SH SOLE N/A 63526 0 0 APPLE INC COM 037833100 4586 29759 SH SOLE N/A 29759 0 0 ARADIGM CORP COM PAR 038505400 0 2 SH SOLE N/A 2 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 7 175 SH SOLE N/A 175 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 780 23029 SH SOLE N/A 23029 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 17 158 SH SOLE N/A 158 0 0 BP PLC SPONSORED ADR 055622104 91 2378 SH SOLE N/A 2378 0 0 BAIDU INC SPON ADR REP A 056752108 20 80 SH SOLE N/A 80 0 0 BANCO SANTANDER SA ADR 05964H105 0 23 SH SOLE N/A 23 0 0 BANK AMER CORP COM 060505104 6490 256128 SH SOLE N/A 256128 0 0 BANK NEW YORK MELLON CORP COM 064058100 195 3681 SH SOLE N/A 3681 0 0 BARRICK GOLD CORP COM 067901108 5 300 SH SOLE N/A 300 0 0 BAXTER INTL INC COM 071813109 10 166 SH SOLE N/A 166 0 0 BECTON DICKINSON & CO COM 075887109 69 354 SH SOLE N/A 354 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1894 10333 SH SOLE N/A 10333 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 0 1 SH SOLE N/A 1 0 0 BIOGEN INC COM 09062X103 266 850 SH SOLE N/A 850 0 0 BLACKBAUD INC COM 09227Q100 11 122 SH SOLE N/A 122 0 0 BLACKROCK N Y MUN INCOME TR SH BEN INT 09248L106 1167 77413 SH SOLE N/A 77413 0 0 BLACKROCK MUNICIPAL BOND TR COM 09249H104 19 1223 SH SOLE N/A 1223 0 0 BLACKROCK NY MUNICIPAL BOND COM 09249P106 1034 69605 SH SOLE N/A 69605 0 0 BLACKROCK NY MUN INCOME TR I COM 09249R102 819 52774 SH SOLE N/A 52774 0 0 BLACKROCK NY MUNI INC QLTY T COM 09249U105 1051 78435 SH SOLE N/A 78435 0 0 BLACKROCK ENHANCED EQT DIV T COM 09251A104 16 1789 SH SOLE N/A 1789 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 4000 119865 SH SOLE N/A 119865 0 0 BLACKROCK MUNI N Y INTER DUR COM 09255F109 187 13351 SH SOLE N/A 13351 0 0 BLACKROCK CORPOR HI YLD FD I COM 09255P107 5107 451948 SH SOLE N/A 451948 0 0 BOEING CO COM 097023105 362 1424 SH SOLE N/A 1424 0 0 BOSTON SCIENTIFIC CORP COM 101137107 3 100 SH SOLE N/A 100 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 918 14403 SH SOLE N/A 14403 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 73 1275 SH SOLE N/A 1275 0 0 CBS CORP NEW CL B 124857202 1 10 SH SOLE N/A 10 0 0 CIGNA CORPORATION COM 125509109 142 760 SH SOLE N/A 760 0 0 CSX CORP COM 126408103 24 450 SH SOLE N/A 450 0 0 CVS HEALTH CORP COM 126650100 76 935 SH SOLE N/A 935 0 0 CAMECO CORP COM 13321L108 70 7233 SH SOLE N/A 7233 0 0 CAPSTEAD MTG CORP COM NO PAR 14067E506 4 400 SH SOLE N/A 400 0 0 CARLYLE GROUP L P COM UTS LTD PTN 14309L102 401 16991 SH SOLE N/A 16991 0 0 CASI PHARMACEUTICALS INC COM 14757U109 0 45 SH SOLE N/A 45 0 0 CATERPILLAR INC DEL COM 149123101 1006 8068 SH SOLE N/A 8068 0 0 CEDAR FAIR L P DEPOSITRY UNIT 150185106 15 235 SH SOLE N/A 235 0 0 CELGENE CORP COM 151020104 1203 8253 SH SOLE N/A 8253 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 0 33 SH SOLE N/A 33 0 0 CENTERPOINT ENERGY INC COM 15189T107 8 279 SH SOLE N/A 279 0 0 CENTURYLINK INC COM 156700106 12 639 SH SOLE N/A 639 0 0 CHESAPEAKE ENERGY CORP COM 165167107 43 10000 SH SOLE N/A 10000 0 0 CHEVRON CORP NEW COM 166764100 1662 14141 SH SOLE N/A 14141 0 0 CHICAGO BRIDGE & IRON CO N V COM 167250109 38 2250 SH SOLE N/A 2250 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 7 139 SH SOLE N/A 139 0 0 CISCO SYS INC COM 17275R102 1907 56701 SH SOLE N/A 56701 0 0 CITIGROUP INC COM NEW 172967424 4204 57794 SH SOLE N/A 57794 0 0 CLEAN ENERGY FUELS CORP COM 184499101 5 1816 SH SOLE N/A 1816 0 0 CLIFFS NAT RES INC COM 18683K101 81 11300 SH SOLE N/A 11300 0 0 CLOROX CO DEL COM 189054109 53 405 SH SOLE N/A 405 0 0 COCA COLA CO COM 191216100 607 13482 SH SOLE N/A 13482 0 0 COHEN & STEERS QUALITY RLTY COM 19247L106 30 2382 SH SOLE N/A 2382 0 0 COLFAX CORP COM 194014106 281 6755 SH SOLE N/A 6755 0 0 COLGATE PALMOLIVE CO COM 194162103 520 7142 SH SOLE N/A 7142 0 0 COMCAST CORP NEW CL A 20030N101 68 1766 SH SOLE N/A 1766 0 0 CONAGRA BRANDS INC COM 205887102 3 96 SH SOLE N/A 96 0 0 CONOCOPHILLIPS COM 20825C104 113 2258 SH SOLE N/A 2258 0 0 CONSOLIDATED EDISON INC COM 209115104 266 3296 SH SOLE N/A 3296 0 0 CORNING INC COM 219350105 29 962 SH SOLE N/A 962 0 0 CUMMINS INC COM 231021106 34 200 SH SOLE N/A 200 0 0 CURIS INC COM 231269101 276 185513 SH SOLE N/A 185513 0 0 CYTRX CORP COM PAR 232828509 2 5700 SH SOLE N/A 5700 0 0 DANAHER CORP DEL COM 235851102 9 106 SH SOLE N/A 106 0 0 DARDEN RESTAURANTS INC COM 237194105 11 140 SH SOLE N/A 140 0 0 DEERE & CO COM 244199105 15 119 SH SOLE N/A 119 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 449 9317 SH SOLE N/A 9317 0 0 DEVON ENERGY CORP NEW COM 25179M103 13 351 SH SOLE N/A 351 0 0 DIAMONDBACK ENERGY INC COM 25278X109 12 125 SH SOLE N/A 125 0 0 DISNEY WALT CO COM DISNEY 254687106 644 6530 SH SOLE N/A 6530 0 0 DOMINION ENERGY INC COM 25746U109 33 425 SH SOLE N/A 425 0 0 DOUBLELINE INCOME SOLUTIONS COM 258622109 11 504 SH SOLE N/A 504 0 0 DOUBLELINE OPPORTUNISTIC CR COM 258623107 235 9787 SH SOLE N/A 9787 0 0 DOVER CORP COM 260003108 15 168 SH SOLE N/A 168 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 40 477 SH SOLE N/A 477 0 0 DUNKIN BRANDS GROUP INC COM 265504100 7 140 SH SOLE N/A 140 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 0 10 SH SOLE N/A 10 0 0 EASTMAN CHEM CO COM 277432100 3 33 SH SOLE N/A 33 0 0 EATON VANCE FLTING RATE INC COM 278279104 29 2000 SH SOLE N/A 2000 0 0 EATON VANCE TX MGD DIV EQ IN COM 27828N102 446 38232 SH SOLE N/A 38232 0 0 EATON VANCE TX ADV GLB DIV O COM 27828U106 13 520 SH SOLE N/A 520 0 0 EATON VANCE TX MNG BY WRT OP COM 27828Y108 742 48465 SH SOLE N/A 48465 0 0 EATON VANCE TXMGD GL BUYWR O COM 27829C105 6 535 SH SOLE N/A 535 0 0 EATON VANCE TAX MNGD GBL DV COM 27829F108 2062 220537 SH SOLE N/A 220537 0 0 EMAGIN CORP COM NEW 29076N206 0 30 SH SOLE N/A 30 0 0 EMERSON ELEC CO COM 291011104 26 406 SH SOLE N/A 406 0 0 EMPIRE RESORTS INC COM NEW NEW 292052206 19 830 SH SOLE N/A 830 0 0 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN RTN 29273R109 34 1852 SH SOLE N/A 1852 0 0 ENGILITY HLDGS INC NEW COM 29286C107 2 50 SH SOLE N/A 50 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 500 19170 SH SOLE N/A 19170 0 0 EUROPEAN EQUITY FUND COM 298768102 4 405 SH SOLE N/A 405 0 0 EVERSOURCE ENERGY COM 30040W108 108 1783 SH SOLE N/A 1783 0 0 EXELON CORP COM 30161N101 147 3892 SH SOLE N/A 3892 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 61 960 SH SOLE N/A 960 0 0 EXXON MOBIL CORP COM 30231G102 2013 24556 SH SOLE N/A 24556 0 0 F M C CORP COM NEW 302491303 7 80 SH SOLE N/A 80 0 0 FMC TECHNOLOGIES INC COM DELETED TED 30249U101 4 136 SH SOLE N/A 136 0 0 FS INVT CORP COM 302635107 9 1010 SH SOLE N/A 1010 0 0 FACEBOOK INC CL A 30303M102 4218 24688 SH SOLE N/A 24688 0 0 FACTORSHARES TR ISE CYBER SEC ADDED DED 30304R407 28 940 SH SOLE N/A 940 0 0 FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 3 565 SH SOLE N/A 565 0 0 FINISAR CORP COM NEW 31787A507 1 62 SH SOLE N/A 62 0 0 FIRSTENERGY CORP COM 337932107 17 550 SH SOLE N/A 550 0 0 FLUOR CORP NEW COM 343412102 14 332 SH SOLE N/A 332 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 932 77833 SH SOLE N/A 77833 0 0 FORTINET INC COM 34959E109 62 1735 SH SOLE N/A 1735 0 0 FREEPORT-MCMORAN INC CL B 35671D857 399 28407 SH SOLE N/A 28407 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 10 815 SH SOLE N/A 815 0 0 FULLER H B CO COM 359694106 42 731 SH SOLE N/A 731 0 0 GALLAGHER ARTHUR J & CO COM 363576109 36 580 SH SOLE N/A 580 0 0 GAP INC DEL COM 364760108 3 112 SH SOLE N/A 112 0 0 GENERAL ELECTRIC CO COM 369604103 6150 254356 SH SOLE N/A 254356 0 0 GENERAL MLS INC COM 370334104 21 400 SH SOLE N/A 400 0 0 GENERAL MTRS CO COM 37045V100 76 1871 SH SOLE N/A 1871 0 0 GILEAD SCIENCES INC COM 375558103 2023 24968 SH SOLE N/A 24968 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 41 1007 SH SOLE N/A 1007 0 0 GOLDCORP INC NEW COM 380956409 2 124 SH SOLE N/A 124 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 2385 10057 SH SOLE N/A 10057 0 0 GOOGLE INC CL A L A 38259P508 230 236 SH SOLE N/A 236 0 0 GOOGLE INC CL C L C 38259P706 220 229 SH SOLE N/A 229 0 0 GREAT PLAINS ENERGY INC COM 391164100 18 600 SH SOLE N/A 600 0 0 HALLIBURTON CO COM 406216101 72 1554 SH SOLE N/A 1554 0 0 HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 41013T105 112 6628 SH SOLE N/A 6628 0 0 HARLEY DAVIDSON INC COM 412822108 14 297 SH SOLE N/A 297 0 0 HEALTH CARE REIT INC COM COM 42217K106 607 8640 SH SOLE N/A 8640 0 0 HEALTHCARE TR AMER INC CL A NEW 42225P501 15 500 SH SOLE N/A 500 0 0 HEWLETT PACKARD CO COM COM 428236103 2 100 SH SOLE N/A 100 0 0 HI-CRUSH PARTNERS LP COM UNIT LTD 428337109 6 675 SH SOLE N/A 675 0 0 HOME DEPOT INC COM 437076102 11 66 SH SOLE N/A 66 0 0 HONEYWELL INTL INC COM 438516106 233 1647 SH SOLE N/A 1647 0 0 HUNTINGTON BANCSHARES INC COM 446150104 6 457 SH SOLE N/A 457 0 0 ILLUMINA INC COM 452327109 357 1791 SH SOLE N/A 1791 0 0 IMAX CORP COM 45245E109 1 30 SH SOLE N/A 30 0 0 IMMUNE DESIGN CORP COM 45252L103 135 13065 SH SOLE N/A 13065 0 0 IMMUNOGEN INC COM 45253H101 1 100 SH SOLE N/A 100 0 0 INFOSYS LTD SPONSORED ADR 456788108 1 92 SH SOLE N/A 92 0 0 INTEL CORP COM 458140100 1604 42120 SH SOLE N/A 42120 0 0 INTERNAP CORP COM PAR $.001 45885A300 0 100 SH SOLE N/A 100 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2071 14273 SH SOLE N/A 14273 0 0 INTL PAPER CO COM 460146103 20 350 SH SOLE N/A 350 0 0 INTUIT COM 461202103 85 600 SH SOLE N/A 600 0 0 INVESCO TR INVT GRADE NY MUN COM 46131T101 26 1917 SH SOLE N/A 1917 0 0 ISHARES GOLD TRUST ISHARES 464285105 56 4533 SH SOLE N/A 4533 0 0 ISHARES INC MSCI BRZ CAP ETF 464286400 9 208 SH SOLE N/A 208 0 0 ISHARES INC MSCI CDA ETF 464286509 8 284 SH SOLE N/A 284 0 0 ISHARES MSCI SINGAP ETF ETF 464286673 6 234 SH SOLE N/A 234 0 0 ISHARES INC MSCI MEX CAP ETF 464286822 5 100 SH SOLE N/A 100 0 0 ISHARES MSCI MALAYSI ETF ETF 464286830 10 300 SH SOLE N/A 300 0 0 ISHARES TR S&P 100 ETF 464287101 4176 37517 SH SOLE N/A 37517 0 0 ISHARES TR MRNGSTR LG-CP ET 464287127 6 40 SH SOLE N/A 40 0 0 ISHARES TR SELECT DIVID ETF 464287168 366 3913 SH SOLE N/A 3913 0 0 ISHARES TR TIPS BD ETF 464287176 5889 51848 SH SOLE N/A 51848 0 0 ISHARES TR CORE S&P500 ETF 464287200 1076 4253 SH SOLE N/A 4253 0 0 ISHARES TR CORE US AGGBD ET 464287226 444 4048 SH SOLE N/A 4048 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 42 928 SH SOLE N/A 928 0 0 ISHARES TR IBOXX INV CP ETF 464287242 63 520 SH SOLE N/A 520 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 759 5293 SH SOLE N/A 5293 0 0 ISHARES TR GLOB HLTHCRE ETF 464287325 7 62 SH SOLE N/A 62 0 0 ISHARES TR S&P 500 VAL ETF 464287408 45 421 SH SOLE N/A 421 0 0 ISHARES TR MSCI EAFE ETF 464287465 36 521 SH SOLE N/A 521 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 44 517 SH SOLE N/A 517 0 0 ISHARES TR RUS MD CP GR ETF 464287481 47 418 SH SOLE N/A 418 0 0 ISHARES TR RUS MID CAP ETF 464287499 51 257 SH SOLE N/A 257 0 0 ISHARES TR COHEN STEER REIT 464287564 3 31 SH SOLE N/A 31 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 59 500 SH SOLE N/A 500 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 1259 10066 SH SOLE N/A 10066 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 341 2746 SH SOLE N/A 2746 0 0 ISHARES TR U.S. UTILITS ETF 464287697 69 515 SH SOLE N/A 515 0 0 ISHARES TR U.S. REAL ES ETF 464287739 57 709 SH SOLE N/A 709 0 0 ISHARES TR CORE S&P SCP ETF 464287804 8 114 SH SOLE N/A 114 0 0 ISHARES TR U.S. BAS MTL ETF 464287838 102 1065 SH SOLE N/A 1065 0 0 ISHARES TR NEW YORK MUN ETF 464288323 80 710 SH SOLE N/A 710 0 0 ISHARES TR INTL SEL DIV ETF 464288448 24 725 SH SOLE N/A 725 0 0 ISHARES TR MRGSTR SM CP ETF 464288505 18 111 SH SOLE N/A 111 0 0 ISHARES TR IBOXX HI YD ETF 464288513 77 867 SH SOLE N/A 867 0 0 ISHARES TR MSCI KLD400 SOC 464288570 64 687 SH SOLE N/A 687 0 0 ISHARES TR GOV/CRED BD ETF 464288596 7 63 SH SOLE N/A 63 0 0 ISHARES TR INTRMD CR BD ETF 464288638 83 758 SH SOLE N/A 758 0 0 ISHARES TR 1 3 YR CR BD ETF 464288646 85 807 SH SOLE N/A 807 0 0 ISHARES TR S&P US PFD STK 464288687 310 7997 SH SOLE N/A 7997 0 0 ISHARES TR US OIL GS EX ETF 464288851 41 696 SH SOLE N/A 696 0 0 ISHARES AGGRES ALLOC ETF 464289859 14 263 SH SOLE N/A 263 0 0 ISHARES GRWT ALLOCAT ETF 464289867 6 130 SH SOLE N/A 130 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 12 761 SH SOLE N/A 761 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 149 1731 SH SOLE N/A 1731 0 0 JPMORGAN CHASE & CO COM 46625H100 580 6073 SH SOLE N/A 6073 0 0 JOHN BEAN TECHNOLOGIES CORP COM 477839104 1 14 SH SOLE N/A 14 0 0 JOHNSON & JOHNSON COM 478160104 2265 17421 SH SOLE N/A 17421 0 0 KKR & CO L P DEL COM UNITS 48248M102 2017 99194 SH SOLE N/A 99194 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 12 106 SH SOLE N/A 106 0 0 KIMBERLY CLARK CORP COM 494368103 178 1514 SH SOLE N/A 1514 0 0 KINDER MORGAN INC DEL COM 49456B101 434 22609 SH SOLE N/A 22609 0 0 LKQ CORP COM 501889208 14 390 SH SOLE N/A 390 0 0 L-3 COMMUNICATIONS HLDGS INC COM DELETED TED 502424104 57 300 SH SOLE N/A 300 0 0 LADENBURG THALMAN FIN SVCS I COM 50575Q102 41 14265 SH SOLE N/A 14265 0 0 LAS VEGAS SANDS CORP COM 517834107 73 1133 SH SOLE N/A 1133 0 0 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 0 4 SH SOLE N/A 4 0 0 LILLY ELI & CO COM 532457108 59 689 SH SOLE N/A 689 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 305 83402 SH SOLE N/A 83402 0 0 LOCKHEED MARTIN CORP COM 539830109 94 303 SH SOLE N/A 303 0 0 LOEWS CORP COM 540424108 38 800 SH SOLE N/A 800 0 0 LOWES COS INC COM 548661107 91 1142 SH SOLE N/A 1142 0 0 M & T BK CORP COM 55261F104 100 618 SH SOLE N/A 618 0 0 MFA FINL INC COM 55272X102 4 500 SH SOLE N/A 500 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 30 428 SH SOLE N/A 428 0 0 MAGNA INTL INC COM 559222401 16 300 SH SOLE N/A 300 0 0 MAIN STREET CAPITAL CORP COM 56035L104 764 19210 SH SOLE N/A 19210 0 0 MARATHON OIL CORP COM 565849106 47 3481 SH SOLE N/A 3481 0 0 MARKET VECTORS ETF TR GOLD MINER ETF ETF 57060U100 16 700 SH SOLE N/A 700 0 0 MATTEL INC COM 577081102 1 72 SH SOLE N/A 72 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 0 5 SH SOLE N/A 5 0 0 MCDONALDS CORP COM 580135101 97 621 SH SOLE N/A 621 0 0 MCKESSON CORP COM 58155Q103 25 160 SH SOLE N/A 160 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 32 2400 SH SOLE N/A 2400 0 0 MERCK & CO INC COM 58933Y105 739 11537 SH SOLE N/A 11537 0 0 METLIFE INC COM 59156R108 8 152 SH SOLE N/A 152 0 0 MICROSOFT CORP COM 594918104 546 7334 SH SOLE N/A 7334 0 0 MICRON TECHNOLOGY INC COM 595112103 24 600 SH SOLE N/A 600 0 0 MONDELEZ INTL INC CL A 609207105 292 7180 SH SOLE N/A 7180 0 0 MONSANTO CO NEW COM 61166W101 79 657 SH SOLE N/A 657 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 1 14 SH SOLE N/A 14 0 0 MUELLER INDS INC COM 624756102 18 519 SH SOLE N/A 519 0 0 NCR CORP NEW COM 62886E108 1 36 SH SOLE N/A 36 0 0 NATIONAL GRID PLC SPON ADR NEW NEW 636274300 41 654 SH SOLE N/A 654 0 0 NEENAH PAPER INC COM 640079109 2 19 SH SOLE N/A 19 0 0 NETFLIX INC COM 64110L106 133 735 SH SOLE N/A 735 0 0 NEW YORK MTG TR INC COM PAR $.02 649604501 51 8271 SH SOLE N/A 8271 0 0 NEXTERA ENERGY INC COM 65339F101 100 685 SH SOLE N/A 685 0 0 NOKIA CORP SPONSORED ADR 654902204 2 295 SH SOLE N/A 295 0 0 NORDSTROM INC COM 655664100 20 426 SH SOLE N/A 426 0 0 NORFOLK SOUTHERN CORP COM 655844108 39 296 SH SOLE N/A 296 0 0 NOVARTIS A G SPONSORED ADR 66987V109 103 1205 SH SOLE N/A 1205 0 0 NOW INC COM 67011P100 0 17 SH SOLE N/A 17 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 9 219 SH SOLE N/A 219 0 0 NVIDIA CORP COM 67066G104 29 164 SH SOLE N/A 164 0 0 NUVEEN DIVERSIFIED DIV INCM COM 6706EP105 10 810 SH SOLE N/A 810 0 0 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 2513 179730 SH SOLE N/A 179730 0 0 NUVEEN PFD & INCM SECURTIES COM 67072C105 8 775 SH SOLE N/A 775 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 12 1005 SH SOLE N/A 1005 0 0 NUVEEN MTG OPPORTUNITY TERM COM 670735109 12 478 SH SOLE N/A 478 0 0 NUVEEN PFD & INCM OPPORTNYS COM 67073B106 17 1580 SH SOLE N/A 1580 0 0 O REILLY AUTOMOTIVE INC NEW COM 67103H107 3 15 SH SOLE N/A 15 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 6 100 SH SOLE N/A 100 0 0 OCLARO INC COM NEW 67555N206 0 20 SH SOLE N/A 20 0 0 ONE GAS INC COM 68235P108 0 5 SH SOLE N/A 5 0 0 ONEOK INC NEW COM 682680103 126 2272 SH SOLE N/A 2272 0 0 ORACLE CORP COM 68389X105 445 9209 SH SOLE N/A 9209 0 0 ORANGE SPONSORED ADR 684060106 10 614 SH SOLE N/A 614 0 0 PPG INDS INC COM 693506107 33 300 SH SOLE N/A 300 0 0 PPL CORP COM 69351T106 94 2466 SH SOLE N/A 2466 0 0 PACCAR INC COM 693718108 5 64 SH SOLE N/A 64 0 0 PARKER HANNIFIN CORP COM 701094104 30 169 SH SOLE N/A 169 0 0 PENGROWTH ENERGY CORP COM 70706P104 1 1121 SH SOLE N/A 1121 0 0 PENNANTPARK FLOATING RATE CA COM 70806A106 11 750 SH SOLE N/A 750 0 0 PEPSICO INC COM 713448108 35 315 SH SOLE N/A 315 0 0 PFIZER INC COM 717081103 1097 30716 SH SOLE N/A 30716 0 0 PHILIP MORRIS INTL INC COM 718172109 318 2866 SH SOLE N/A 2866 0 0 PHILLIPS 66 COM 718546104 21 232 SH SOLE N/A 232 0 0 PIMCO NY MUNICIPAL INCOME FD COM 72200T103 14 1050 SH SOLE N/A 1050 0 0 PIMCO CORPORATE & INCOME OPP COM 72201B101 275 16382 SH SOLE N/A 16382 0 0 PIMCO ETF TR 1-5 US TIP IDX 72201R205 4098 78513 SH SOLE N/A 78513 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 196 1929 SH SOLE N/A 1929 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 6202 60922 SH SOLE N/A 60922 0 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 15 500 SH SOLE N/A 500 0 0 PINNACLE WEST CAP CORP COM 723484101 18 216 SH SOLE N/A 216 0 0 PIONEER NAT RES CO COM 723787107 44 300 SH SOLE N/A 300 0 0 PIPER JAFFRAY COS COM 724078100 0 2 SH SOLE N/A 2 0 0 PITNEY BOWES INC COM 724479100 1 100 SH SOLE N/A 100 0 0 PLUG POWER INC COM NEW 72919P202 4 1360 SH SOLE N/A 1360 0 0 PORTOLA PHARMACEUTICALS INC COM 737010108 7 125 SH SOLE N/A 125 0 0 POWELL INDS INC COM 739128106 18 600 SH SOLE N/A 600 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 615 4226 SH SOLE N/A 4226 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 4 240 SH SOLE N/A 240 0 0 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 1 159 SH SOLE N/A 159 0 0 POWERSHARES ETF TRUST WATER RES PORT 73935X575 34 1201 SH SOLE N/A 1201 0 0 POWERSHARES ETF TRUST DYNM LRG CP VL 73935X708 61 1629 SH SOLE N/A 1629 0 0 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 19 1000 SH SOLE N/A 1000 0 0 POWERSHARES ETF TR II PFD PORTFOLIO 73936T565 12 797 SH SOLE N/A 797 0 0 POWERSHARES ETF TR II SOVEREIGN DEBT 73936T573 1 47 SH SOLE N/A 47 0 0 POWERSHARES ETF TR II GBL WTR PORT 73936T623 3 110 SH SOLE N/A 110 0 0 POWERSHARES ETF TR II EMER MRKT PORT 73936T763 2 91 SH SOLE N/A 91 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 40 620 SH SOLE N/A 620 0 0 PROCTER AND GAMBLE CO COM 742718109 1043 11459 SH SOLE N/A 11459 0 0 PROSHARES TR PSHS ULT S&P 500 74347R107 58 600 SH SOLE N/A 600 0 0 PRUDENTIAL FINL INC COM 744320102 159 1493 SH SOLE N/A 1493 0 0 PRUDENTIAL PLC ADR 74435K204 14 300 SH SOLE N/A 300 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 23 505 SH SOLE N/A 505 0 0 QUALCOMM INC COM 747525103 11 210 SH SOLE N/A 210 0 0 RPM INTL INC COM 749685103 14 279 SH SOLE N/A 279 0 0 RAYTHEON CO COM NEW 755111507 294 1578 SH SOLE N/A 1578 0 0 REALTY INCOME CORP COM 756109104 416 7266 SH SOLE N/A 7266 0 0 REAVES UTIL INCOME FD COM SH BEN INT 756158101 826 26051 SH SOLE N/A 26051 0 0 RENEWABLE ENERGY GROUP INC COM NEW 75972A301 0 24 SH SOLE N/A 24 0 0 REVOLUTION LIGHTING TECHNOLO COM COM 76155G107 8 1210 SH SOLE N/A 1210 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 31 501 SH SOLE N/A 501 0 0 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 33 349 SH SOLE N/A 349 0 0 RYMAN HOSPITALITY PPTYS INC COM 78377T107 11 175 SH SOLE N/A 175 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 70 278 SH SOLE N/A 278 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 170 1397 SH SOLE N/A 1397 0 0 SPDR INDEX SHS FDS S&P EM MKT DIV 78463X533 16 511 SH SOLE N/A 511 0 0 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 1381 27041 SH SOLE N/A 27041 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 602 2690 SH SOLE N/A 2690 0 0 SALISBURY BANCORP INC COM 795226109 187 4022 SH SOLE N/A 4022 0 0 SANOFI SPONSORED ADR 80105N105 90 1804 SH SOLE N/A 1804 0 0 SCANA CORP NEW COM 80589M102 77 1597 SH SOLE N/A 1597 0 0 SCHLUMBERGER LTD COM 806857108 658 9431 SH SOLE N/A 9431 0 0 SCHNITZER STL INDS CL A 806882106 2 63 SH SOLE N/A 63 0 0 SCHWAB CHARLES CORP NEW COM 808513105 0 3 SH SOLE N/A 3 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 46 668 SH SOLE N/A 668 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 7277 281412 SH SOLE N/A 281412 0 0 SIERRA WIRELESS INC COM 826516106 19 900 SH SOLE N/A 900 0 0 SIRIUS XM HLDGS INC COM 82968B103 41 7433 SH SOLE N/A 7433 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 70 689 SH SOLE N/A 689 0 0 SMUCKER J M CO COM NEW 832696405 0 2 SH SOLE N/A 2 0 0 SONOCO PRODS CO COM 835495102 47 924 SH SOLE N/A 924 0 0 SOUTHERN CO COM 842587107 113 2309 SH SOLE N/A 2309 0 0 STERLING BANCORP DEL COM 85917A100 18 721 SH SOLE N/A 721 0 0 STRYKER CORP COM 863667101 200 1408 SH SOLE N/A 1408 0 0 SUPER MICRO COMPUTER INC COM 86800U104 50 2250 SH SOLE N/A 2250 0 0 SYNGENTA AG SPONSORED ADR 87160A100 18 200 SH SOLE N/A 200 0 0 SYSCO CORP COM 871829107 25 468 SH SOLE N/A 468 0 0 TCW STRATEGIC INCOME FUND IN COM 872340104 81 14030 SH SOLE N/A 14030 0 0 TICC CAPITAL CORP COM 87244T109 6 866 SH SOLE N/A 866 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 23 616 SH SOLE N/A 616 0 0 TATA MTRS LTD SPONSORED ADR 876568502 9 300 SH SOLE N/A 300 0 0 TELUS CORP COM 87971M103 65 1800 SH SOLE N/A 1800 0 0 TERADATA CORP DEL COM 88076W103 3 76 SH SOLE N/A 76 0 0 TESLA INC COM 88160R101 880 2579 SH SOLE N/A 2579 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 1079 61297 SH SOLE N/A 61297 0 0 3M CO COM 88579Y101 494 2355 SH SOLE N/A 2355 0 0 TIME INC NEW COM 887228104 2 151 SH SOLE N/A 151 0 0 TIME WARNER INC COM NEW 887317303 106 1038 SH SOLE N/A 1038 0 0 TOTAL S A SPONSORED ADR 89151E109 59 1100 SH SOLE N/A 1100 0 0 TRAVELERS COMPANIES INC COM 89417E109 0 1 SH SOLE N/A 1 0 0 TRIANGLE CAP CORP COM 895848109 0 7 SH SOLE N/A 7 0 0 TWITTER INC COM 90184L102 32 1869 SH SOLE N/A 1869 0 0 II VI INC COM 902104108 16 400 SH SOLE N/A 400 0 0 TYLER TECHNOLOGIES INC COM 902252105 174 1000 SH SOLE N/A 1000 0 0 US BANCORP DEL COM NEW 902973304 551 10276 SH SOLE N/A 10276 0 0 USANA HEALTH SCIENCES INC COM 90328M107 6 112 SH SOLE N/A 112 0 0 U S SILICA HLDGS INC COM 90346E103 4 125 SH SOLE N/A 125 0 0 UNDER ARMOUR INC CL A 904311107 143 8913 SH SOLE N/A 8913 0 0 UNION PAC CORP COM 907818108 35 300 SH SOLE N/A 300 0 0 UNITED TECHNOLOGIES CORP COM 913017109 128 1100 SH SOLE N/A 1100 0 0 UNITEDHEALTH GROUP INC COM 91324P102 81 416 SH SOLE N/A 416 0 0 UNUM GROUP COM 91529Y106 1 28 SH SOLE N/A 28 0 0 VALERO ENERGY CORP NEW COM 91913Y100 30 392 SH SOLE N/A 392 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 404 4262 SH SOLE N/A 4262 0 0 VANGUARD WORLD FD MEGA GRWTH IND 921910816 22714 216905 SH SOLE N/A 216905 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 105 1315 SH SOLE N/A 1315 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 13625 166236 SH SOLE N/A 166236 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 21 490 SH SOLE N/A 490 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 32978 406789 SH SOLE N/A 406789 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 5 67 SH SOLE N/A 67 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 45 861 SH SOLE N/A 861 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 15 348 SH SOLE N/A 348 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1589 27237 SH SOLE N/A 27237 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 40 428 SH SOLE N/A 428 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 4968 76006 SH SOLE N/A 76006 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 10430 68490 SH SOLE N/A 68490 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 139 1032 SH SOLE N/A 1032 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 13340 87767 SH SOLE N/A 87767 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 1 8 SH SOLE N/A 8 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 207 2581 SH SOLE N/A 2581 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 129 1463 SH SOLE N/A 1463 0 0 VENTAS INC COM 92276F100 209 3212 SH SOLE N/A 3212 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 81 351 SH SOLE N/A 351 0 0 VANGUARD INDEX FDS REIT ETF 922908553 67 810 SH SOLE N/A 810 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 33 225 SH SOLE N/A 225 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 67 628 SH SOLE N/A 628 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 3189 31945 SH SOLE N/A 31945 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 121 854 SH SOLE N/A 854 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 12917 99726 SH SOLE N/A 99726 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 717 14480 SH SOLE N/A 14480 0 0 VERITIV CORP COM 923454102 1 23 SH SOLE N/A 23 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 10 65 SH SOLE N/A 65 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 480 16868 SH SOLE N/A 16868 0 0 WAL-MART STORES INC COM 931142103 161 2060 SH SOLE N/A 2060 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 43 559 SH SOLE N/A 559 0 0 WASTE MGMT INC DEL COM 94106L109 16 204 SH SOLE N/A 204 0 0 WELLS FARGO CO NEW COM 949746101 60 1079 SH SOLE N/A 1079 0 0 WELLS FARGO MULTI SECTOR INC COM 94987D101 20 1500 SH SOLE N/A 1500 0 0 WENDYS CO COM 95058W100 26 1650 SH SOLE N/A 1650 0 0 WESTERN ASSET INVT GRADE DEF COM 95790A101 15 728 SH SOLE N/A 728 0 0 WHITING PETE CORP NEW COM 966387102 0 62 SH SOLE N/A 62 0 0 WISDOMTREE TR EMG MKTS SMCAP 97717W281 1 17 SH SOLE N/A 17 0 0 WISDOMTREE TR INDIA ERNGS FD 97717W422 693 27526 SH SOLE N/A 27526 0 0 WISDOMTREE TR EUROPE SMCP DV 97717W869 5 65 SH SOLE N/A 65 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 4 59 SH SOLE N/A 59 0 0 WYNDHAM WORLDWIDE CORP COM 98310W108 4 40 SH SOLE N/A 40 0 0 XCEL ENERGY INC COM 98389B100 5 100 SH SOLE N/A 100 0 0 XEROX CORP COM COM 984121103 5 139 SH SOLE N/A 139 0 0 YAMANA GOLD INC COM 98462Y100 1 383 SH SOLE N/A 383 0 0 YUM BRANDS INC COM 988498101 44 600 SH SOLE N/A 600 0 0 ZIMMER BIOMET HLDGS INC COM 98956P102 17 143 SH SOLE N/A 143 0 0 ZWEIG FD COM NEW NEW 989834205 13 988 SH SOLE N/A 988 0 0 ALLEGION PUB LTD CO ORD SHS G0176J109 3 33 SH SOLE N/A 33 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 43 319 SH SOLE N/A 319 0 0 EATON CORP PLC SHS G29183103 175 2285 SH SOLE N/A 2285 0 0 INGERSOLL-RAND PLC SHS G47791101 9 100 SH SOLE N/A 100 0 0 LAZARD LTD SHS A G54050102 36 796 SH SOLE N/A 796 0 0 MANCHESTER UTD PLC NEW ORD CL A G5784H106 2 100 SH SOLE N/A 100 0 0 MALLINCKRODT PUB LTD CO SHS G5785G107 3 78 SH SOLE N/A 78 0 0 MEDTRONIC PLC SHS G5960L103 25 320 SH SOLE N/A 320 0 0 PROTHENA CORP PLC SHS G72800108 599 9250 SH SOLE N/A 9250 0 0 SEADRILL LIMITED SHS G7945E105 2 4400 SH SOLE N/A 4400 0 0 TRANSOCEAN LTD REG SHS H8817H100 511 47464 SH SOLE N/A 47464 0 0 TARO PHARMACEUTICAL INDS LTD SHS M8737E108 7 66 SH SOLE N/A 66 0 0 CAPITAL PRODUCT PARTNERS L P COM UNIT LP Y11082107 2 659 SH SOLE N/A 659 0 0 DIANA SHIPPING INC COM Y2066G104 1 300 SH SOLE N/A 300 0 0 ALLERGAN PLC SHS G0177J108 4 18 SH SOLE N/A 18 0 0 KEYCORP NEW COM 493267108 109 5814 SH SOLE N/A 5814 0 0 QUICKSILVER RESOURCES INC COM COM 74837R104 0 18 SH SOLE N/A 18 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 707 44737 SH SOLE N/A 44737 0 0 ISHARES TR NASDAQ BIOTECH 464287556 101 303 SH SOLE N/A 303 0 0 STARBUCKS CORP COM 855244109 55 1033 SH SOLE N/A 1033 0 0 SOUTHWEST AIRLS CO COM 844741108 4 79 SH SOLE N/A 79 0 0 JUNIPER PHARMACEUTICALS INC COM 48203L107 1 125 SH SOLE N/A 125 0 0 ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 1 100 SH SOLE N/A 100 0 0 COGENTIX MED INC COM 19243A104 9 3360 SH SOLE N/A 3360 0 0 CLOVIS ONCOLOGY INC COM 189464100 91 1100 SH SOLE N/A 1100 0 0 CHEMOURS CO COM 163851108 63 1238 SH SOLE N/A 1238 0 0 KRAFT HEINZ CO COM 500754106 136 1753 SH SOLE N/A 1753 0 0 PAYPAL HLDGS INC COM 70450Y103 40 620 SH SOLE N/A 620 0 0 FIREEYE INC COM 31816Q101 8 450 SH SOLE N/A 450 0 0 LUMENTUM HLDGS INC COM 55024U109 6 102 SH SOLE N/A 102 0 0 VIAVI SOLUTIONS INC COM 925550105 5 537 SH SOLE N/A 537 0 0 TEXTRON INC COM 883203101 0 1 SH SOLE N/A 1 0 0 XL GROUP PLC SHS SHS G98290102 0 4 SH SOLE N/A 4 0 0 ORGANOVO HLDGS INC COM 68620A104 4 2000 SH SOLE N/A 2000 0 0 ISHARES INC MSCI GERMANY ETF 464286806 66 2039 SH SOLE N/A 2039 0 0 LENNAR CORP CL A 526057104 21 400 SH SOLE N/A 400 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 141 8161 SH SOLE N/A 8161 0 0 ISHARES INC MSCI ISR CAP ETF 464286632 28 562 SH SOLE N/A 562 0 0 HESS CORP COM 42809H107 34 730 SH SOLE N/A 730 0 0 BANK MONTREAL QUE COM 063671101 11 150 SH SOLE N/A 150 0 0 GLOBAL X FDS GLB X SUPERDIV 37950E549 6 250 SH SOLE N/A 250 0 0 STAG INDL INC COM 85254J102 18 665 SH SOLE N/A 665 0 0 TEXTAINER GROUP HOLDINGS LTD SHS G8766E109 4 211 SH SOLE N/A 211 0 0 VEREIT INC COM 92339V100 10 1216 SH SOLE N/A 1216 0 0 PJT PARTNERS INC COM CL A 69343T107 2 58 SH SOLE N/A 58 0 0 FOUR CORNERS PPTY TR INC COM 35086T109 0 19 SH SOLE N/A 19 0 0 SQUARE INC CL A 852234103 15 525 SH SOLE N/A 525 0 0 NUVEEN NEW YORK QLT MUN INC COM 67066X107 29 2046 SH SOLE N/A 2046 0 0 NEW RELIC INC COM 64829B100 176 3540 SH SOLE N/A 3540 0 0 GLOBAL NET LEASE INC COM ADDED DED 379378102 42 1911 SH SOLE N/A 1911 0 0 LANNET INC COM 516012101 77 4200 SH SOLE N/A 4200 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1260 26934 SH SOLE N/A 26934 0 0 BLACKROCK DEBT STRAT FD INC COM COM 09255R103 1147 98246 SH SOLE N/A 98246 0 0 EATON VANCE TX ADV GLBL DIV COM 27828S101 1563 90872 SH SOLE N/A 90872 0 0 POTASH CORP SASK INC COM 73755L107 47 2455 SH SOLE N/A 2455 0 0 NORTHSTAR REALTY EUROPE CORP COM 66706L101 30 2311 SH SOLE N/A 2311 0 0 POWERSHARES ETF TR II TXBLE MUN PRTFLO 73937B407 84 2775 SH SOLE N/A 2775 0 0 ELECTRONIC ARTS INC COM 285512109 9 80 SH SOLE N/A 80 0 0 VISA INC COM CL A 92826C839 37 354 SH SOLE N/A 354 0 0 PERION NETWORK LTD SHS M78673106 0 131 SH SOLE N/A 131 0 0 AETNA INC NEW COM 00817Y108 56 355 SH SOLE N/A 355 0 0 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 3 120 SH SOLE N/A 120 0 0 FERRARI N V COM ADDED DED N3167J106 3 25 SH SOLE N/A 25 0 0 NIKE INC CL B 654106103 55 1058 SH SOLE N/A 1058 0 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 436 11688 SH SOLE N/A 11688 0 0 RYDER SYS INC COM 783549108 17 200 SH SOLE N/A 200 0 0 DENTSPLY SIRONA INC COM 24906P109 87 1451 SH SOLE N/A 1451 0 0 SALLY BEAUTY HLDGS INC COM 79546E104 9 437 SH SOLE N/A 437 0 0 WAVE SYSTEMS CORP CL A NEW ADDED DED 943526608 0 3 SH SOLE N/A 3 0 0 ISHARES TR MIN VOL USA ETF 46429B697 279 5550 SH SOLE N/A 5550 0 0 GOLUB CAP BDC INC COM 38173M102 19 1000 SH SOLE N/A 1000 0 0 BANK AMER CORP *W EXP 10/28/201 060505153 7 9500 SH SOLE N/A 9500 0 0 BANK AMER CORP 7.25%CNV PFD L 060505682 44 34 SH SOLE N/A 34 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 3 9 SH SOLE N/A 9 0 0 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 5 100 SH SOLE N/A 100 0 0 WEYERHAEUSER CO COM 962166104 8 242 SH SOLE N/A 242 0 0 MICROSEMI CORP COM 595137100 0 2 SH SOLE N/A 2 0 0 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 39 2700 SH SOLE N/A 2700 0 0 JDS UNIPHASE CORP COM PAR $0.001 001 46612J507 4 824 SH SOLE N/A 824 0 0 BARCLAYS PLC ADR 06738E204 40 3833 SH SOLE N/A 3833 0 0 SPECTRUM PHARMACEUTICALS INC COM 84763A108 56 4000 SH SOLE N/A 4000 0 0 TYSON FOODS INC CL A 902494103 39 549 SH SOLE N/A 549 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 19 51 SH SOLE N/A 51 0 0 ISHARES TR U.S. ENERGY ETF 464287796 1 14 SH SOLE N/A 14 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 16 209 SH SOLE N/A 209 0 0 CURRENCYSHS BRIT POUND STER BRIT POUND STE 23129S106 5 38 SH SOLE N/A 38 0 0 SHIRE PLC SPONSORED ADR 82481R106 2 12 SH SOLE N/A 12 0 0 TRANSENTERIX INC COM NEW 89366M201 1 1000 SH SOLE N/A 1000 0 0 ISHARES TR MSCI LW CRB TG 46434V464 6 50 SH SOLE N/A 50 0 0 BPZ RESOURCES INC MTNF 6.500 3/0 ADDED DED 055ESC107 272 196875 SH SOLE N/A 196875 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 0 8 SH SOLE N/A 8 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 9 100 SH SOLE N/A 100 0 0 MANULIFE FINL CORP COM 56501R106 16 782 SH SOLE N/A 782 0 0 WYNN RESORTS LTD COM 983134107 74 500 SH SOLE N/A 500 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 6 164 SH SOLE N/A 164 0 0 SANDERSON FARMS INC COM 800013104 48 297 SH SOLE N/A 297 0 0 TIMKEN CO COM 887389104 10 200 SH SOLE N/A 200 0 0 SOLARCITY CORP NOTE 2.750%11/0 83416TAA8 14 14000 SH SOLE N/A 14000 0 0 ISHARES TR MSCI UTD KNGDM GDM 46434V548 4749 136257 SH SOLE N/A 136257 0 0 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 21557 522592 SH SOLE N/A 522592 0 0 PHOTOMEDEX INC COM PAR $0.01 .01 719358301 3 2593 SH SOLE N/A 2593 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 6 500 SH SOLE N/A 500 0 0 ISHARES INDIA 50 ETF 464289529 11 309 SH SOLE N/A 309 0 0 BERKSHIRE HILLS BANCORP INC COM 084680107 4 104 SH SOLE N/A 104 0 0 AVON PRODS INC COM 054303102 0 100 SH SOLE N/A 100 0 0 TARGET CORP COM 87612E106 18 300 SH SOLE N/A 300 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 55 5250 SH SOLE N/A 5250 0 0 LAMB WESTON HLDGS INC COM 513272104 2 32 SH SOLE N/A 32 0 0 DELL TECHNOLOGIES INC COM CL V 24703L103 8 108 SH SOLE N/A 108 0 0 MICROBOT MED INC COM 59503A105 0 4 SH SOLE N/A 4 0 0 ENTRAVISION COMMUNICATIONS C CL A 29382R107 14 2400 SH SOLE N/A 2400 0 0 ESPEY MFG & ELECTRS CORP COM 296650104 18 800 SH SOLE N/A 800 0 0 FEDERATED NATL HLDG CO COM 31422T101 12 800 SH SOLE N/A 800 0 0 GRUPO TELEVISA SA SPON ADR REP ORD 40049J206 17 700 SH SOLE N/A 700 0 0 HANNON ARMSTRONG SUST INFR C COM 41068X100 10 413 SH SOLE N/A 413 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH SH 03938L104 1 33 SH SOLE N/A 33 0 0 SIGNATURE BK NEW YORK N Y COM 82669G104 19 150 SH SOLE N/A 150 0 0 ADVANSIX INC COM 00773T101 2 58 SH SOLE N/A 58 0 0 GENERAL MTRS CO *W EXP 07/10/201 37045V126 7 291 SH SOLE N/A 291 0 0 RELIANCE STEEL & ALUMINUM CO COM 759509102 69 900 SH SOLE N/A 900 0 0 STEEL DYNAMICS INC COM 858119100 48 1400 SH SOLE N/A 1400 0 0 YUM CHINA HLDGS INC COM 98850P109 24 600 SH SOLE N/A 600 0 0 VERSUM MATLS INC COM 92532W103 2 53 SH SOLE N/A 53 0 0 CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 2 275 SH SOLE N/A 275 0 0 ARCONIC INC 5.375% PFD B 1 03965L308 8 200 SH SOLE N/A 200 0 0 ISHARES TR CORE S&P MCP ETF 464287507 1567 8758 SH SOLE N/A 8758 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 5 156 SH SOLE N/A 156 0 0 ISHARES MSCI JAPAN ETF ETF 464286848 47 852 SH SOLE N/A 852 0 0 SNAP INC CL A 83304A106 19 1325 SH SOLE N/A 1325 0 0 SPARK THERAPEUTICS INC COM 84652J103 67 750 SH SOLE N/A 750 0 0 STMICROELECTRONICS N V NY REGISTRY 861012102 5 250 SH SOLE N/A 250 0 0 BIOVERATIV INC COM 09075E100 24 424 SH SOLE N/A 424 0 0 PIMCO HIGH INCOME FD COM SHS 722014107 51 6109 SH SOLE N/A 6109 0 0 MGM RESORTS INTERNATIONAL COM 552953101 24 750 SH SOLE N/A 750 0 0 PLURISTEM THERAPEUTICS INC COM 72940R102 30 20000 SH SOLE N/A 20000 0 0 VECTOR GROUP LTD COM 92240M108 4 214 SH SOLE N/A 214 0 0 ARES CAP CORP COM 04010L103 3 174 SH SOLE N/A 174 0 0 CONDUENT INC COM 206787103 2 111 SH SOLE N/A 111 0 0 ENBRIDGE INC COM 29250N105 77 1831 SH SOLE N/A 1831 0 0 COLONY NORTHSTAR INC CL A COM 19625W104 4 334 SH SOLE N/A 334 0 0 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 4 200 SH SOLE N/A 200 0 0 HYPERDYNAMICS CORP COM NEW NEW 448954206 0 100 SH SOLE N/A 100 0 0 ROYAL GOLD INC COM 780287108 9 100 SH SOLE N/A 100 0 0 MEDICINES CO COM 584688105 217 5850 SH SOLE N/A 5850 0 0 ISHARES TR INTL PFD STK ETF 46429B135 11 600 SH SOLE N/A 600 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 81 3400 SH SOLE N/A 3400 0 0 FIDELITY MSCI ENERGY IDX 316092402 0 2 SH SOLE N/A 2 0 0 DIREXION SHS ETF TR DLY FIN BULL NEW 25459Y694 6 100 SH SOLE N/A 100 0 0 NUTANIX INC CL A 67059N108 44 1959 SH SOLE N/A 1959 0 0 CHATHAM LODGING TR COM 16208T102 9 400 SH SOLE N/A 400 0 0 GLOBAL MED REIT INC COM NEW 37954A204 4 500 SH SOLE N/A 500 0 0 CENTENE CORP DEL COM 15135B101 10 100 SH SOLE N/A 100 0 0 FEDEX CORP COM 31428X106 9 40 SH SOLE N/A 40 0 0 PINNACLE FOODS INC DEL COM 72348P104 10 175 SH SOLE N/A 175 0 0 VANTIV INC CL A 92210H105 14 200 SH SOLE N/A 200 0 0 ZOETIS INC CL A 98978V103 13 200 SH SOLE N/A 200 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 9 75 SH SOLE N/A 75 0 0 GENERAL DYNAMICS CORP COM 369550108 12 56 SH SOLE N/A 56 0 0 SVB FINL GROUP COM 78486Q101 8 45 SH SOLE N/A 45 0 0 PALO ALTO NETWORKS INC COM 697435105 627 4349 SH SOLE N/A 4349 0 0 ACORDA THERAPEUTICS INC COM 00484M106 24 1000 SH SOLE N/A 1000 0 0 ISHARES TR 20 YR TR BD ETF 464287432 37 300 SH SOLE N/A 300 0 0 OPKO HEALTH INC COM 68375N103 7 1000 SH SOLE N/A 1000 0 0 DOWDUPONT INC COM 26078J100 756 10913 SH SOLE N/A 10913 0 0 EDITAS MEDICINE INC COM 28106W103 233 9725 SH SOLE N/A 9725 0 0 BAKER HUGHES A GE CO CL A 05722G100 26 712 SH SOLE N/A 712 0 0 BARRICK GOLD CORP CALL 067901908 6 14000 SH Call SOLE N/A 14000 0 0 AUTODESK INC CALL 052769906 23 2400 SH Call SOLE N/A 2400 0 0 ALLEGHENY TECHNOLOGIES INC CALL 01741R902 14 3400 SH Call SOLE N/A 3400 0 0 BUNGE LIMITED CALL G16962905 2 24000 SH Call SOLE N/A 24000 0 0 BUNGE LIMITED PUT G16962955 19 12000 SH Put SOLE N/A 12000 0 0 COMCAST CORP NEW PUT 20030N951 0 1500 SH Put SOLE N/A 1500 0 0 CYPRESS SEMICONDUCTOR CORP CALL 232806909 29 18000 SH Call SOLE N/A 18000 0 0 DEERE & CO CALL 244199905 13 1000 SH Call SOLE N/A 1000 0 0 EATON CORP PLC CALL G29183903 0 6600 SH Call SOLE N/A 6600 0 0 GILEAD SCIENCES INC CALL 375558903 5 10000 SH Call SOLE N/A 10000 0 0 CORNING INC CALL 219350905 19 13000 SH Call SOLE N/A 13000 0 0 ALPHABET INC CALL 02079K907 25 1000 SH Call SOLE N/A 1000 0 0 INCYTE CORP CALL 45337C902 1 6000 SH Call SOLE N/A 6000 0 0 JOHNSON & JOHNSON CALL 478160904 3 11000 SH Call SOLE N/A 11000 0 0 SPARK THERAPEUTICS INC CALL 84652J903 4 700 SH Call SOLE N/A 700 0 0 PALO ALTO NETWORKS INC CALL 697435905 12 2000 SH Call SOLE N/A 2000 0 0 WORKDAY INC CALL 98138H901 31 4400 SH Call SOLE N/A 4400 0 0 WYNDHAM WORLDWIDE CORP CALL 98310W908 25 6000 SH Call SOLE N/A 6000 0 0 YANDEX N V CALL N97284908 11 2600 SH Call SOLE N/A 2600 0 0 REAVES UTIL INCOME FD RIGHT 10/04/2017 756158135 2 4308 SH SOLE N/A 4308 0 0 GRAINGER W W INC COM 384802104 11 62 SH SOLE N/A 62 0 0 CROSSROADS SYS INC COM PAR 22765D407 0 6 SH SOLE N/A 6 0 0 REGAL ENTMT GROUP CL A 758766109 0 2 SH SOLE N/A 2 0 0 GLASSBRIDGE ENTERPRISES INC COM 377185103 0 1 SH SOLE N/A 1 0 0 VOYAGER THERAPEUTICS INC COM 92915B106 41 2000 SH SOLE N/A 2000 0 0 TANGER FACTORY OUTLET CTRS I COM 875465106 9 375 SH SOLE N/A 375 0 0 SABRA HEALTH CARE REIT INC COM 78573L106 31 1434 SH SOLE N/A 1434 0 0 ENTERGY CORP NEW COM 29364G103 62 812 SH SOLE N/A 812 0 0 BRIGHTHOUSE FINL INC COM 10922N103 1 13 SH SOLE N/A 13 0 0 METHANEX CORP COM 59151K108 1 20 SH SOLE N/A 20 0 0 GOLAR LNG LTD BERMUDA SHS G9456A100 11 500 SH SOLE N/A 500 0 0 TEEKAY TANKERS LTD CL A Y8565N102 8 5000 SH SOLE N/A 5000 0 0 GEO GROUP INC NEW COM 36162J106 3 112 SH SOLE N/A 112 0 0 TORO CO COM 891092108 5 83 SH SOLE N/A 83 0 0 AMBARELLA INC SHS G037AX101 4 79 SH SOLE N/A 79 0 0 PCSB FINL CORP COM 69324R104 2 100 SH SOLE N/A 100 0 0 TERRAVIA HLDGS INC COM 88105A106 0 1500 SH SOLE N/A 1500 0 0 B & G FOODS INC NEW COM 05508R106 10 300 SH SOLE N/A 300 0 0 NRG YIELD INC CL C 62942X405 10 500 SH SOLE N/A 500 0 0 NUVEEN BUILD AMER BD FD COM 67074C103 32 1500 SH SOLE N/A 1500 0 0 V F CORP COM 918204108 25 400 SH SOLE N/A 400 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 17 200 SH SOLE N/A 200 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 38 400 SH SOLE N/A 400 0 0 REWALK ROBOTICS LTD SHS M8216Q101 2 1500 SH SOLE N/A 1500 0 0 ISHARES TR MSCI USA ESG SLC 464288802 54 520 SH SOLE N/A 520 0 0 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 41 1000 SH SOLE N/A 1000 0 0 ELBIT SYS LTD ORD M3760D101 15 100 SH SOLE N/A 100 0 0 FUELCELL ENERGY INC COM COM 35952H106 0 81 SH SOLE N/A 81 0 0 CAPITAL ONE FINL CORP COM 14040H105 10 115 SH SOLE N/A 115 0 0 OMNICOM GROUP INC COM 681919106 119 1600 SH SOLE N/A 1600 0 0 AMERIGAS PARTNERS L P UNIT L P INT 030975106 6 141 SH SOLE N/A 141 0 0 VALE S A ADR 91912E105 2 224 SH SOLE N/A 224 0 0 HASBRO INC COM 418056107 1 10 SH SOLE N/A 10 0 0 AUTODESK INC COM 052769106 11 100 SH SOLE N/A 100 0 0 COCA COLA ENTERPRISES INC NE COM COM 19122T109 47 1133 SH SOLE N/A 1133 0 0 ALCOA INC COM COM 013817101 1 29 SH SOLE N/A 29 0 0 ARCONIC INC COM 03965L100 2 90 SH SOLE N/A 90 0 0 DIREXION SHS ETF TR 20YR TRES BEAR 25459Y678 2 100 SH SOLE N/A 100 0 0 LIBERTY BROADBAND CORP COM SER A 530307107 0 3 SH SOLE N/A 3 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 1 6 SH SOLE N/A 6 0 0 LIBERTY MEDIA CORP DELAWARE COM A SIRIUSXM 531229409 1 12 SH SOLE N/A 12 0 0 LIBERTY MEDIA CORP DELAWARE COM C SIRIUSXM 531229607 1 24 SH SOLE N/A 24 0 0 LIBERTY MEDIA CORP DELAWARE COM A BRAVES GRP 531229706 0 1 SH SOLE N/A 1 0 0 LIBERTY MEDIA CORP DELAWARE COM SER C FRMLA 531229854 0 6 SH SOLE N/A 6 0 0 LIBERTY MEDIA CORP DELAWARE COM SER A FRMLA 531229870 0 3 SH SOLE N/A 3 0 0 LIBERTY MEDIA CORP DELAWARE COM C BRAVES GRP 531229888 0 2 SH SOLE N/A 2 0 0 SUNCOR ENERGY INC NEW COM 867224107 8 230 SH SOLE N/A 230 0 0 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 4 226 SH SOLE N/A 226 0 0 ADVAXIS INC COM NEW 007624208 1 275 SH SOLE N/A 275 0 0 CAVIUM INC COM 14964U108 0 5 SH SOLE N/A 5 0 0 COEUR MNG INC COM NEW 192108504 0 10 SH SOLE N/A 10 0 0 INTREPID POTASH INC COM 46121Y102 0 50 SH SOLE N/A 50 0 0 KINROSS GOLD CORP COM NO PAR 496902404 0 100 SH SOLE N/A 100 0 0 LEXICON PHARMACEUTICALS INC COM COM 528872104 0 7 SH SOLE N/A 7 0 0 TRUSTCO BK CORP N Y COM 898349105 1 150 SH SOLE N/A 150 0 0 CORELOGIC INC COM 21871D103 5 100 SH SOLE N/A 100 0 0 TRANSCANADA CORP COM 89353D107 10 200 SH SOLE N/A 200 0 0 BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 23 700 SH SOLE N/A 700 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 79 1490 SH SOLE N/A 1490 0 0 GABELLI DIVD & INCOME TR COM 36242H104 24 1051 SH SOLE N/A 1051 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 9 405 SH SOLE N/A 405 0 0 ETFIS SER TR I VIRTUS LIFESC BT 26923G202 42 1000 SH SOLE N/A 1000 0 0 TC PIPELINES LP UT COM LTD PRT 87233Q108 11 213 SH SOLE N/A 213 0 0 BOULDER GROWTH & INCOME FD I COM 101507101 7 724 SH SOLE N/A 724 0 0 ENZO BIOCHEM INC COM 294100102 1 110 SH SOLE N/A 110 0 0 FLEX LTD ORD Y2573F102 10 612 SH SOLE N/A 612 0 0 DIEBOLD NXDF INC COM 253651103 2 100 SH SOLE N/A 100 0 0 GABELLI GLB SML & MD CP VAL COM 36249W104 1 68 SH SOLE N/A 68 0 0 RITE AID CORP COM 767754104 2 1000 SH SOLE N/A 1000 0 0 LEXINGTON REALTY TRUST COM 529043101 3 310 SH SOLE N/A 310 0 0 CANADIAN NAT RES LTD COM 136385101 7 200 SH SOLE N/A 200 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 3 31 SH SOLE N/A 31 0 0 CDK GLOBAL INC COM 12508E101 3 41 SH SOLE N/A 41 0 0 COSTCO WHSL CORP NEW COM 22160K105 4 25 SH SOLE N/A 25 0 0 ISHARES TR GLOB INDSTRL ETF 464288729 36 400 SH SOLE N/A 400 0 0 WESTAR ENERGY INC COM 95709T100 6 119 SH SOLE N/A 119 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 13 147 SH SOLE N/A 147 0 0 DISNEY WALT CO CALL 254687906 13 14600 SH Call SOLE N/A 14600 0 0