Managing Director

0001062993-15-004061.txt : 20150729 0001062993-15-004061.hdr.sgml : 20150729 20150729164029 ACCESSION NUMBER: 0001062993-15-004061 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150729 DATE AS OF CHANGE: 20150729 EFFECTIVENESS DATE: 20150729 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Focused Wealth Management, Inc CENTRAL INDEX KEY: 0001586052 IRS NUMBER: 272575734 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15621 FILM NUMBER: 151013263 BUSINESS ADDRESS: STREET 1: 216 ROUTE 299 CITY: HIGHLAND STATE: NY ZIP: 12528 BUSINESS PHONE: (845) 691-4035 MAIL ADDRESS: STREET 1: 216 ROUTE 299 CITY: HIGHLAND STATE: NY ZIP: 12528 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001586052 XXXXXXXX 06-30-2015 06-30-2015 Focused Wealth Management, Inc

216 ROUTE 299 HIGHLAND NY 12528

13F HOLDINGS REPORT 028-15621 N Philip J. DeAngelo Managing Director 845-691-4035 Philip J. 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ETF 464287408 29 319 SH SOLE N/A 319 0 0 ISHARES TR MSCI EAFE ETF 464287465 16 257 SH SOLE N/A 257 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 44 592 SH SOLE N/A 592 0 0 ISHARES TR RUS MD CP GR ETF 464287481 22 226 SH SOLE N/A 226 0 0 ISHARES TR RUS MID-CAP ETF 464287499 25 148 SH SOLE N/A 148 0 0 ISHARES TR CORE S&P MCP ETF 464287507 4 29 SH SOLE N/A 29 0 0 ISHARES TR COHEN&STEER REIT 464287564 3 31 SH SOLE N/A 31 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 231 2237 SH SOLE N/A 2237 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 467 4720 SH SOLE N/A 4720 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 9539 93558 SH SOLE N/A 93558 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 1 7 SH SOLE N/A 7 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 7 55 SH SOLE N/A 55 0 0 ISHARES TR U.S. UTILITS ETF 464287697 62 596 SH SOLE N/A 596 0 0 ISHARES TR U.S. REAL ES ETF 464287739 144 2020 SH SOLE N/A 2020 0 0 ISHARES TR CORE S&P SCP ETF 464287804 6 55 SH SOLE N/A 55 0 0 ISHARES TR U.S. BAS MTL ETF 464287838 91 1126 SH SOLE N/A 1126 0 0 ISHARES JP MOR EM MK ETF 464288281 11 100 SH SOLE N/A 100 0 0 ISHARES NY AMTFRE MU ETF 464288323 61 557 SH SOLE N/A 557 0 0 ISHARES INTL SEL DIV ETF 464288448 7528 232859 SH SOLE N/A 232859 0 0 ISHARES MRGSTR SM CP ETF 464288505 41 286 SH SOLE N/A 286 0 0 ISHARES IBOXX HI YD ETF 464288513 48 542 SH SOLE N/A 542 0 0 ISHARES MSCI KLD400 SOC 464288570 45 587 SH SOLE N/A 587 0 0 ISHARES GOV/CRED BD ETF 464288596 7 63 SH SOLE N/A 63 0 0 ISHARES INTERM CR BD ETF 464288638 70 641 SH SOLE N/A 641 0 0 ISHARES 1-3 YR CR BD ETF 464288646 26 244 SH SOLE N/A 244 0 0 ISHARES U.S. PFD STK ETF 464288687 105 2674 SH SOLE N/A 2674 0 0 ISHARES US HOME CONS ETF 464288752 13 470 SH SOLE N/A 470 0 0 ISHARES USA ESG SLCT ETF 464288802 44 520 SH SOLE N/A 520 0 0 ISHARES US OIL&GS EX ETF 464288851 508 7181 SH SOLE N/A 7181 0 0 ISHARES EAFE VALUE ETF 464288877 3 59 SH SOLE N/A 59 0 0 ISHARES AGGRES ALLOC ETF 464289859 42 894 SH SOLE N/A 894 0 0 ISHARES GRWT ALLOCAT ETF 464289867 18 452 SH SOLE N/A 452 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 17 1120 SH SOLE N/A 1120 0 0 ISHARES TR MSCI INDIA ETF 46429B598 15 500 SH SOLE N/A 500 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 42 577 SH SOLE N/A 577 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 125 1250 SH SOLE N/A 1250 0 0 ISHARES INC CUR HD MSCI EM 46434G509 91 3784 SH SOLE N/A 3784 0 0 JDS UNIPHASE CORP COM PAR $0.001 46612J507 6 557 SH SOLE N/A 557 0 0 JPMORGAN CHASE & CO COM 46625H100 288 4248 SH SOLE N/A 4248 0 0 JOHN BEAN TECHNOLOGIES CORP COM 477839104 1 14 SH SOLE N/A 14 0 0 JOHNSON & JOHNSON COM 478160104 900 9236 SH SOLE N/A 9236 0 0 KKR & CO L P DEL COM UNITS 48248M102 2367 103583 SH SOLE N/A 103583 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 10 106 SH SOLE N/A 106 0 0 KERYX BIOPHARMACEUTICALS INC COM 492515101 5 500 SH SOLE N/A 500 0 0 KIMBERLY CLARK CORP COM 494368103 210 1980 SH SOLE N/A 1980 0 0 KINDER MORGAN INC DEL COM 49456B101 73 1910 SH SOLE N/A 1910 0 0 KNOWLES CORP COM 49926D109 1 82 SH SOLE N/A 82 0 0 KRAFT FOODS GROUP INC COM 50076Q106 140 1639 SH SOLE N/A 1639 0 0 LKQ CORP COM 501889208 44 1440 SH SOLE N/A 1440 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 34 300 SH SOLE N/A 300 0 0 LADENBURG THALMAN FIN SVCS I COM 50575Q102 38 10750 SH SOLE N/A 10750 0 0 LAS VEGAS SANDS CORP COM 517834107 44 845 SH SOLE N/A 845 0 0 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 0 4 SH SOLE N/A 4 0 0 LIBERTY BROADBAND CORP COM SER A 530307107 0 3 SH SOLE N/A 3 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 0 6 SH SOLE N/A 6 0 0 LIBERTY MEDIA CORP DELAWARE CL A 531229102 0 12 SH SOLE N/A 12 0 0 LIBERTY MEDIA CORP DELAWARE COM SER C 531229300 1 24 SH SOLE N/A 24 0 0 LILLY ELI & CO COM 532457108 18 220 SH SOLE N/A 220 0 0 LINNCO LLC COM SHS LTD INT 535782106 1 102 SH SOLE N/A 102 0 0 LINN ENERGY LLC UNIT LTD LIAB 536020100 322 36124 SH SOLE N/A 36124 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 40 7370 SH SOLE N/A 7370 0 0 LOCKHEED MARTIN CORP COM 539830109 43 231 SH SOLE N/A 231 0 0 LOEWS CORP COM 540424108 15 400 SH SOLE N/A 400 0 0 LOWES COS INC COM 548661107 72 1080 SH SOLE N/A 1080 0 0 LUMBER LIQUIDATORS HLDGS INC COM 55003T107 10 500 SH SOLE N/A 500 0 0 M & T BK CORP COM 55261F104 77 618 SH SOLE N/A 618 0 0 MFA FINL INC COM 55272X102 4 500 SH SOLE N/A 500 0 0 MGIC INVT CORP WIS COM 552848103 1 50 SH SOLE N/A 50 0 0 MMA CAP MGMT LLC COM 55315D105 41 3283 SH SOLE N/A 3283 0 0 MSCI INC COM 55354G100 6 100 SH SOLE N/A 100 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 16 214 SH SOLE N/A 214 0 0 MAGNA INTL INC COM 559222401 17 300 SH SOLE N/A 300 0 0 MAIN STREET CAPITAL CORP COM 56035L104 610 19109 SH SOLE N/A 19109 0 0 MANULIFE FINL CORP COM 56501R106 1 40 SH SOLE N/A 40 0 0 MARATHON OIL CORP COM 565849106 60 2269 SH SOLE N/A 2269 0 0 MARATHON PETE CORP COM 56585A102 5 100 SH SOLE N/A 100 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 12 700 SH SOLE N/A 700 0 0 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 6 100 SH SOLE N/A 100 0 0 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 26 466 SH SOLE N/A 466 0 0 MATTEL INC COM 577081102 38 1461 SH SOLE N/A 1461 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 0 5 SH SOLE N/A 5 0 0 MCDONALDS CORP COM 580135101 55 582 SH SOLE N/A 582 0 0 MCKESSON CORP COM 58155Q103 11 50 SH SOLE N/A 50 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 18 1400 SH SOLE N/A 1400 0 0 MERCK & CO INC NEW COM 58933Y105 417 7327 SH SOLE N/A 7327 0 0 METLIFE INC COM 59156R108 8 143 SH SOLE N/A 143 0 0 MICROSOFT CORP COM 594918104 307 6944 SH SOLE N/A 6944 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 16 335 SH SOLE N/A 335 0 0 MICRON TECHNOLOGY INC COM 595112103 44 2310 SH SOLE N/A 2310 0 0 MONDELEZ INTL INC CL A 609207105 181 4410 SH SOLE N/A 4410 0 0 MONOGRAM RESIDENTIAL TR INC COM 60979P105 62 6928 SH SOLE N/A 6928 0 0 MONSANTO CO NEW COM 61166W101 111 1043 SH SOLE N/A 1043 0 0 MORGAN STANLEY COM NEW 617446448 32 833 SH SOLE N/A 833 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 1 25 SH SOLE N/A 25 0 0 MUELLER INDS INC COM 624756102 18 511 SH SOLE N/A 511 0 0 NCR CORP NEW COM 62886E108 1 43 SH SOLE N/A 43 0 0 NRG ENERGY INC COM NEW 629377508 12 546 SH SOLE N/A 546 0 0 NATIONAL GRID PLC SPON ADR NEW 636274300 112 1738 SH SOLE N/A 1738 0 0 NATIONAL OILWELL VARCO INC COM 637071101 6 126 SH SOLE N/A 126 0 0 NEENAH PAPER INC COM 640079109 1 19 SH SOLE N/A 19 0 0 NETFLIX INC COM 64110L106 12 19 SH SOLE N/A 19 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 9 500 SH SOLE N/A 500 0 0 NEW YORK MTG TR INC COM PAR $.02 649604501 97 12980 SH SOLE N/A 12980 0 0 NEWS CORP NEW CL A 65249B109 0 6 SH SOLE N/A 6 0 0 NEXTERA ENERGY INC COM 65339F101 74 759 SH SOLE N/A 759 0 0 NISKA GAS STORAGE PARTNERS L UNIT LTD LIABI 654678101 4 1070 SH SOLE N/A 1070 0 0 NISOURCE INC COM 65473P105 88 1924 SH SOLE N/A 1924 0 0 NOKIA CORP SPONSORED ADR 654902204 5 726 SH SOLE N/A 726 0 0 NORDSTROM INC COM 655664100 32 426 SH SOLE N/A 426 0 0 NORFOLK SOUTHERN CORP COM 655844108 53 603 SH SOLE N/A 603 0 0 NORTHSTAR RLTY FIN CORP COM NEW 66704R704 430 27022 SH SOLE N/A 27022 0 0 NORTHSTAR ASSET MGMT GROUP I COM 66705Y104 7 399 SH SOLE N/A 399 0 0 NOVARTIS A G SPONSORED ADR 66987V109 184 1867 SH SOLE N/A 1867 0 0 NOW INC COM 67011P100 1 28 SH SOLE N/A 28 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 20 1157 SH SOLE N/A 1157 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 13 219 SH SOLE N/A 219 0 0 NVIDIA CORP COM 67066G104 6 300 SH SOLE N/A 300 0 0 NUVEEN DIVERSIFIED DIV INCM COM 6706EP105 104 9063 SH SOLE N/A 9063 0 0 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 2242 174846 SH SOLE N/A 174846 0 0 NUVEEN QUALITY PFD INCOME FD COM 67072C105 4 525 SH SOLE N/A 525 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 32 3005 SH SOLE N/A 3005 0 0 NUVEEN MTG OPPORTUNITY TERM COM 670735109 20 878 SH SOLE N/A 878 0 0 NUVEEN PFD INCOME OPPRTNY FD COM 67073B106 14 1580 SH SOLE N/A 1580 0 0 NUVEEN ENERGY MLP TOTL RTRNF COM 67074U103 0 11 SH SOLE N/A 11 0 0 O REILLY AUTOMOTIVE INC NEW COM 67103H107 3 15 SH SOLE N/A 15 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 24 311 SH SOLE N/A 311 0 0 OCLARO INC COM NEW 67555N206 0 32 SH SOLE N/A 32 0 0 OLD REP INTL CORP COM 680223104 0 5 SH SOLE N/A 5 0 0 OMNICOM GROUP INC COM 681919106 166 2392 SH SOLE N/A 2392 0 0 ON DECK CAP INC COM 682163100 6 500 SH SOLE N/A 500 0 0 ONE GAS INC COM 68235P108 25 589 SH SOLE N/A 589 0 0 ONEIDA FINL CORP MD COM 682479100 20 1000 SH SOLE N/A 1000 0 0 ONEOK INC NEW COM 682680103 90 2272 SH SOLE N/A 2272 0 0 OPEN TEXT CORP COM 683715106 1 14 SH SOLE N/A 14 0 0 ORACLE CORP COM 68389X105 138 3435 SH SOLE N/A 3435 0 0 ORANGE SPONSORED ADR 684060106 9 614 SH SOLE N/A 614 0 0 ORBITAL ATK INC COM 68557N103 0 4 SH SOLE N/A 4 0 0 PMC-SIERRA INC COM 69344F106 0 33 SH SOLE N/A 33 0 0 PNC FINL SVCS GROUP INC COM 693475105 33 350 SH SOLE N/A 350 0 0 PPG INDS INC COM 693506107 23 200 SH SOLE N/A 200 0 0 PPL CORP COM 69351T106 35 1183 SH SOLE N/A 1183 0 0 PACCAR INC COM 693718108 12 184 SH SOLE N/A 184 0 0 PARKER HANNIFIN CORP COM 701094104 6 54 SH SOLE N/A 54 0 0 PARTNER COMMUNICATIONS CO LT ADR 70211M109 0 80 SH SOLE N/A 80 0 0 PENGROWTH ENERGY CORP COM 70706P104 4 1491 SH SOLE N/A 1491 0 0 PENNANTPARK FLOATING RATE CA COM 70806A106 10 750 SH SOLE N/A 750 0 0 PEPSICO INC COM 713448108 28 300 SH SOLE N/A 300 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 411 45389 SH SOLE N/A 45389 0 0 PFIZER INC COM 717081103 433 12928 SH SOLE N/A 12928 0 0 PHILIP MORRIS INTL INC COM 718172109 208 2593 SH SOLE N/A 2593 0 0 PHILLIPS 66 COM 718546104 10 127 SH SOLE N/A 127 0 0 PHOTOMEDEX INC COM PAR $0.01 719358301 18 12962 SH SOLE N/A 12962 0 0 PIMCO NY MUNICIPAL INCOME FD COM 72200T103 12 1050 SH SOLE N/A 1050 0 0 PIMCO CORPORATE & INCOME OPP COM 72201B101 152 10488 SH SOLE N/A 10488 0 0 PIMCO ETF TR 1-5 US TIP IDX 72201R205 965 18475 SH SOLE N/A 18475 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 173 1733 SH SOLE N/A 1733 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1853 18322 SH SOLE N/A 18322 0 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 15 500 SH SOLE N/A 500 0 0 PINNACLE WEST CAP CORP COM 723484101 12 216 SH SOLE N/A 216 0 0 PIONEER NAT RES CO COM 723787107 42 300 SH SOLE N/A 300 0 0 PIPER JAFFRAY COS COM 724078100 0 2 SH SOLE N/A 2 0 0 PITNEY BOWES INC COM 724479100 9 427 SH SOLE N/A 427 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 27 625 SH SOLE N/A 625 0 0 PLUG POWER INC COM NEW 72919P202 1 440 SH SOLE N/A 440 0 0 PLUM CREEK TIMBER CO INC COM 729251108 6 151 SH SOLE N/A 151 0 0 PORTOLA PHARMACEUTICALS INC COM 737010108 6 125 SH SOLE N/A 125 0 0 POWELL INDS INC COM 739128106 11 300 SH SOLE N/A 300 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 291 2721 SH SOLE N/A 2721 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 13 729 SH SOLE N/A 729 0 0 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 1 197 SH SOLE N/A 197 0 0 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 8 81 SH SOLE N/A 81 0 0 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 2 100 SH SOLE N/A 100 0 0 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 20 223 SH SOLE N/A 223 0 0 POWERSHARES ETF TRUST AERSPC DEF PTF 73935X690 7 200 SH SOLE N/A 200 0 0 POWERSHARES ETF TRUST DYNM LRG CP VL 73935X708 36 1195 SH SOLE N/A 1195 0 0 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 23 1000 SH SOLE N/A 1000 0 0 POWERSECURE INTL INC COM 73936N105 27 1800 SH SOLE N/A 1800 0 0 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 11 736 SH SOLE N/A 736 0 0 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 1 47 SH SOLE N/A 47 0 0 POWERSHARES GLOBAL ETF TRUST GBL WTR PORT 73936T623 1 55 SH SOLE N/A 55 0 0 POWERSHARES GLOBAL ETF TRUST EMER MRKT PORT 73936T763 2 91 SH SOLE N/A 91 0 0 PRANA BIOTECHNOLOGY LTD SPONSORED ADR 739727105 0 175 SH SOLE N/A 175 0 0 PRICE T ROWE GROUP INC COM 74144T108 12 159 SH SOLE N/A 159 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 6 110 SH SOLE N/A 110 0 0 PROCTER & GAMBLE CO COM 742718109 397 5076 SH SOLE N/A 5076 0 0 PROLOGIS INC COM 74340W103 2 45 SH SOLE N/A 45 0 0 PROSHARES TR PSHS ULT S&P 500 74347R107 39 600 SH SOLE N/A 600 0 0 PROVECTUS BIOPHARMACEUTICALS COM 74373P108 2 2955 SH SOLE N/A 2955 0 0 PRUDENTIAL FINL INC COM 744320102 88 1005 SH SOLE N/A 1005 0 0 PRUDENTIAL PLC ADR 74435K204 15 300 SH SOLE N/A 300 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 20 500 SH SOLE N/A 500 0 0 QLOGIC CORP COM 747277101 1 58 SH SOLE N/A 58 0 0 QUALCOMM INC COM 747525103 67 1070 SH SOLE N/A 1070 0 0 RPM INTL INC COM 749685103 14 279 SH SOLE N/A 279 0 0 RADNET INC COM 750491102 0 25 SH SOLE N/A 25 0 0 RAYTHEON CO COM NEW 755111507 93 967 SH SOLE N/A 967 0 0 REALTY INCOME CORP COM 756109104 328 7381 SH SOLE N/A 7381 0 0 REAVES UTIL INCOME FD COM SH BEN INT 756158101 444 15478 SH SOLE N/A 15478 0 0 RENEWABLE ENERGY GROUP INC COM NEW 75972A301 0 24 SH SOLE N/A 24 0 0 RETAIL PPTYS AMER INC CL A 76131V202 10 700 SH SOLE N/A 700 0 0 REVOLUTION LIGHTING TECHNOLO COM 76155G107 15 12900 SH SOLE N/A 12900 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 17 656 SH SOLE N/A 656 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 14 251 SH SOLE N/A 251 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 9 165 SH SOLE N/A 165 0 0 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 47 593 SH SOLE N/A 593 0 0 RYDEX ETF TRUST GUG S&P500EQWTTE 78355W817 9 100 SH SOLE N/A 100 0 0 RYMAN HOSPITALITY PPTYS INC COM 78377T107 9 175 SH SOLE N/A 175 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 103 500 SH SOLE N/A 500 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 127 1134 SH SOLE N/A 1134 0 0 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 2 54 SH SOLE N/A 54 0 0 SPDR INDEX SHS FDS S&P EM MKT DIV 78463X533 206 6308 SH SOLE N/A 6308 0 0 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 2072 43567 SH SOLE N/A 43567 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 5 129 SH SOLE N/A 129 0 0 SPDR SERIES TRUST S&P TRANSN ETF 78464A532 7 76 SH SOLE N/A 76 0 0 SPDR SERIES TRUST DJ REIT ETF 78464A607 11 132 SH SOLE N/A 132 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 11 147 SH SOLE N/A 147 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 9275 52753 SH SOLE N/A 52753 0 0 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 1 66 SH SOLE N/A 66 0 0 SALISBURY BANCORP INC COM 795226109 88 2942 SH SOLE N/A 2942 0 0 SANDRIDGE ENERGY INC COM 80007P307 1 1115 SH SOLE N/A 1115 0 0 SANOFI SPONSORED ADR 80105N105 45 905 SH SOLE N/A 905 0 0 SCANA CORP NEW COM 80589M102 75 1488 SH SOLE N/A 1488 0 0 SCHLUMBERGER LTD COM 806857108 126 1460 SH SOLE N/A 1460 0 0 SCHNITZER STL INDS CL A 806882106 1 63 SH SOLE N/A 63 0 0 SCHWAB CHARLES CORP NEW COM 808513105 0 1 SH SOLE N/A 1 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 47 628 SH SOLE N/A 628 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2 64 SH SOLE N/A 64 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 18 426 SH SOLE N/A 426 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 76 1827 SH SOLE N/A 1827 0 0 SERVICE CORP INTL COM 817565104 9 300 SH SOLE N/A 300 0 0 SEVENTY SEVEN ENERGY INC COM 818097107 0 26 SH SOLE N/A 26 0 0 SIERRA WIRELESS INC COM 826516106 2 100 SH SOLE N/A 100 0 0 SIRIUS XM HLDGS INC COM 82968B103 26 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0 SUPERCONDUCTOR TECHNOLOGIES COM PAR $0.001 867931404 0 4 SH SOLE N/A 4 0 0 SUPER MICRO COMPUTER INC COM 86800U104 67 2250 SH SOLE N/A 2250 0 0 SYNAPTICS INC COM 87157D109 17 200 SH SOLE N/A 200 0 0 SYNGENTA AG SPONSORED ADR 87160A100 8 100 SH SOLE N/A 100 0 0 SYSCO CORP COM 871829107 17 466 SH SOLE N/A 466 0 0 TC PIPELINES LP UT COM LTD PRT 87233Q108 10 181 SH SOLE N/A 181 0 0 TCW STRATEGIC INCOME FUND IN COM 872340104 192 37269 SH SOLE N/A 37269 0 0 TECO ENERGY INC COM 872375100 3 193 SH SOLE N/A 193 0 0 TICC CAPITAL CORP COM 87244T109 6 866 SH SOLE N/A 866 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 12 516 SH SOLE N/A 516 0 0 TAL INTL GROUP INC COM 874083108 16 500 SH SOLE N/A 500 0 0 TATA MTRS LTD SPONSORED ADR 876568502 5 150 SH SOLE N/A 150 0 0 TEKLA LIFE SCIENCES INVS SH BEN INT 87911K100 21 753 SH SOLE N/A 753 0 0 TELUS CORP COM 87971M103 21 600 SH SOLE N/A 600 0 0 TERADATA CORP DEL COM 88076W103 3 76 SH SOLE N/A 76 0 0 TESLA MTRS INC COM 88160R101 7 27 SH SOLE 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