0001062993-14-006455.txt : 20141112
0001062993-14-006455.hdr.sgml : 20141111
20141112090542
ACCESSION NUMBER: 0001062993-14-006455
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141112
DATE AS OF CHANGE: 20141112
EFFECTIVENESS DATE: 20141112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Focused Wealth Management, Inc
CENTRAL INDEX KEY: 0001586052
IRS NUMBER: 272575734
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15621
FILM NUMBER: 141211540
BUSINESS ADDRESS:
STREET 1: 216 ROUTE 299
CITY: HIGHLAND
STATE: NY
ZIP: 12528
BUSINESS PHONE: (845) 691-4035
MAIL ADDRESS:
STREET 1: 216 ROUTE 299
CITY: HIGHLAND
STATE: NY
ZIP: 12528
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001586052
XXXXXXXX
09-30-2014
09-30-2014
Focused Wealth Management, Inc
216 ROUTE 299
HIGHLAND
NY
12528
13F HOLDINGS REPORT
028-15621
N
Philip J. DeAngelo
Managing Director
845-691-4035
Philip J. DeAngelo
Highland
NY
11-11-2014
0
740
130386
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
ALPS ETF TR
ALERIAN MLP
00162Q866
3727
194437
SH
SOLE
N/A
194437
0
0
AOL INC
COM
00184X105
1
16
SH
SOLE
N/A
16
0
0
AT&T INC
COM
00206R102
553
15688
SH
SOLE
N/A
15688
0
0
ABBVIE INC
COM
00287Y109
91
1567
SH
SOLE
N/A
1567
0
0
ACORDA THERAPEUTICS INC
COM
00484M106
3
100
SH
SOLE
N/A
100
0
0
ADVANTAGE OIL & GAS LTD
COM
00765F101
2
450
SH
SOLE
N/A
450
0
0
AECOM TECHNOLOGY CORP DELAWA
COM
00766T100
10
300
SH
SOLE
N/A
300
0
0
AETNA INC NEW
COM
00817Y108
1
9
SH
SOLE
N/A
9
0
0
ALPHA NATURAL RESOURCES INC
COM
02076X102
6
2610
SH
SOLE
N/A
2610
0
0
ALPINE GLOBAL PREMIER PPTYS
COM SBI
02083A103
4
521
SH
SOLE
N/A
521
0
0
ALTRIA GROUP INC
COM
02209S103
241
5246
SH
SOLE
N/A
5246
0
0
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
91
3627
SH
SOLE
N/A
3627
0
0
AMERICAN CAP LTD
COM
02503Y103
5
362
SH
SOLE
N/A
362
0
0
AMERICAN RLTY CAP PPTYS INC
COM
02917T104
754
62492
SH
SOLE
N/A
62492
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
54
578
SH
SOLE
N/A
578
0
0
AMERIPRISE FINL INC
COM
03076C106
2
20
SH
SOLE
N/A
20
0
0
APOLLO INVT CORP
COM
03761U106
4
545
SH
SOLE
N/A
545
0
0
ARES CAP CORP
COM
04010L103
2
123
SH
SOLE
N/A
123
0
0
BANCO SANTANDER SA
ADR
05964H105
5
576
SH
SOLE
N/A
576
0
0
BARCLAYS BK PLC
IPSP CROIL ETN
06738C786
1
35
SH
SOLE
N/A
35
0
0
BIOGEN IDEC INC
COM
09062X103
33
100
SH
SOLE
N/A
100
0
0
BLACKROCK N Y MUN INCOME TR
SH BEN INT
09248L106
557
39861
SH
SOLE
N/A
39861
0
0
BLACKROCK MUNICIPAL BOND TR
COM
09249H104
25
1623
SH
SOLE
N/A
1623
0
0
BLACKROCK NY MUNICIPAL BOND
COM
09249P106
431
31535
SH
SOLE
N/A
31535
0
0
BLACKROCK NY MUN INCOME TR I
COM
09249R102
464
33308
SH
SOLE
N/A
33308
0
0
BLACKROCK NY MUNI INC QLTY T
COM
09249U105
542
41648
SH
SOLE
N/A
41648
0
0
BLACKROCK ENHANCED EQT DIV T
COM
09251A104
43
5244
SH
SOLE
N/A
5244
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
2092
66449
SH
SOLE
N/A
66449
0
0
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
1
31
SH
SOLE
N/A
31
0
0
CBRE CLARION GLOBAL REAL EST
COM
12504G100
5
550
SH
SOLE
N/A
550
0
0
CST BRANDS INC
COM
12646R105
0
9
SH
SOLE
N/A
9
0
0
CAPSTEAD MTG CORP
COM NO PAR
14067E506
5
400
SH
SOLE
N/A
400
0
0
CISCO SYS INC
COM
17275R102
1776
70567
SH
SOLE
N/A
70567
0
0
CLIFFS NAT RES INC
COM
18683K101
3
300
SH
SOLE
N/A
300
0
0
COCA COLA ENTERPRISES INC NE
COM
19122T109
47
1057
SH
SOLE
N/A
1057
0
0
COHEN & STEERS QUALITY RLTY
COM
19247L106
25
2382
SH
SOLE
N/A
2382
0
0
COMCAST CORP NEW
CL A
20030N101
6
118
SH
SOLE
N/A
118
0
0
CONOCOPHILLIPS
COM
20825C104
38
501
SH
SOLE
N/A
501
0
0
CORELOGIC INC
COM
21871D103
3
100
SH
SOLE
N/A
100
0
0
CORNERSTONE ONDEMAND INC
COM
21925Y103
3
100
SH
SOLE
N/A
100
0
0
DENDREON CORP
COM
24823Q107
2
1160
SH
SOLE
N/A
1160
0
0
DEVON ENERGY CORP NEW
COM
25179M103
7
100
SH
SOLE
N/A
100
0
0
DOMINION RES INC VA NEW
COM
25746U109
29
425
SH
SOLE
N/A
425
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
58
778
SH
SOLE
N/A
778
0
0
EATON VANCE TAX ADVT DIV INC
COM
27828G107
25
1232
SH
SOLE
N/A
1232
0
0
EATON VANCE LTD DUR INCOME F
COM
27828H105
2
112
SH
SOLE
N/A
112
0
0
EATON VANCE TX MGD DIV EQ IN
COM
27828N102
458
40178
SH
SOLE
N/A
40178
0
0
EATON VANCE TX ADV GLB DIV O
COM
27828U106
13
520
SH
SOLE
N/A
520
0
0
EATON VANCE TX MNG BY WRT OP
COM
27828Y108
556
37501
SH
SOLE
N/A
37501
0
0
EATON VANCE TXMGD GL BUYWR O
COM
27829C105
10
785
SH
SOLE
N/A
785
0
0
EATON VANCE TAX MNGD GBL DV
COM
27829F108
1194
119091
SH
SOLE
N/A
119091
0
0
EMAGIN CORP
COM NEW
29076N206
0
30
SH
SOLE
N/A
30
0
0
ENBRIDGE ENERGY PARTNERS L P
COM
29250R106
6
152
SH
SOLE
N/A
152
0
0
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
120
1879
SH
SOLE
N/A
1879
0
0
ENGILITY HLDGS INC
COM
29285W104
2
50
SH
SOLE
N/A
50
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
18
298
SH
SOLE
N/A
298
0
0
EXACT SCIENCES CORP
COM
30063P105
2
100
SH
SOLE
N/A
100
0
0
EXELON CORP
COM
30161N101
514
15085
SH
SOLE
N/A
15085
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
123
1735
SH
SOLE
N/A
1735
0
0
EXXON MOBIL CORP
COM
30231G102
1550
16484
SH
SOLE
N/A
16484
0
0
FMC TECHNOLOGIES INC
COM
30249U101
7
136
SH
SOLE
N/A
136
0
0
FACEBOOK INC
CL A
30303M102
1674
21176
SH
SOLE
N/A
21176
0
0
FIRST NIAGARA FINL GP INC
COM
33582V108
3
377
SH
SOLE
N/A
377
0
0
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
5
113
SH
SOLE
N/A
113
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
53
1637
SH
SOLE
N/A
1637
0
0
FRONTIER COMMUNICATIONS CORP
COM
35906A108
5
758
SH
SOLE
N/A
758
0
0
GABELLI DIVD & INCOME TR
COM
36242H104
20
949
SH
SOLE
N/A
949
0
0
GENERAL MTRS CO
COM
37045V100
20
613
SH
SOLE
N/A
613
0
0
GEOSPACE TECHNOLOGIES CORP
COM
37364X109
3
78
SH
SOLE
N/A
78
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
87
1903
SH
SOLE
N/A
1903
0
0
GLOBAL X FDS
SOCIAL MED ETF
37950E416
4
225
SH
SOLE
N/A
225
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
739
4024
SH
SOLE
N/A
4024
0
0
GOOGLE INC
CL A
38259P508
39
66
SH
SOLE
N/A
66
0
0
HANCOCK JOHN PREMUIM DIV FD
COM SH BEN INT
41013T105
42
3190
SH
SOLE
N/A
3190
0
0
HATTERAS FINL CORP
COM
41902R103
11
620
SH
SOLE
N/A
620
0
0
HEALTH CARE REIT INC
COM
42217K106
265
4245
SH
SOLE
N/A
4245
0
0
HEALTHCARE TR AMER INC
CL A
42225P105
78
6706
SH
SOLE
N/A
6706
0
0
ICICI BK LTD
ADR
45104G104
15
300
SH
SOLE
N/A
300
0
0
IMATION CORP
COM
45245A107
0
12
SH
SOLE
N/A
12
0
0
IMMUNOGEN INC
COM
45253H101
1
100
SH
SOLE
N/A
100
0
0
INTREPID POTASH INC
COM
46121Y102
1
50
SH
SOLE
N/A
50
0
0
INVENSENSE INC
COM
46123D205
171
8650
SH
SOLE
N/A
8650
0
0
INVENSENSE INC
CALL
46123D905
1
2800
SH
Call
SOLE
N/A
2800
0
0
INVESCO TR INVT GRADE NY MUN
COM
46131T101
26
1917
SH
SOLE
N/A
1917
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
18
1120
SH
SOLE
N/A
1120
0
0
ISHARES TR
CORE HIGH DV ETF
46429B663
43
577
SH
SOLE
N/A
577
0
0
JDS UNIPHASE CORP
COM PAR $0.001
46612J507
9
731
SH
SOLE
N/A
731
0
0
JPMORGAN CHASE & CO
COM
46625H100
278
4615
SH
SOLE
N/A
4615
0
0
KB HOME
COM
48666K109
1
63
SH
SOLE
N/A
63
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
57
1014
SH
SOLE
N/A
1014
0
0
LADENBURG THALMAN FIN SVCS I
COM
50575Q102
46
10750
SH
SOLE
N/A
10750
0
0
LIFELOCK INC
COM
53224V100
103
7200
SH
SOLE
N/A
7200
0
0
LINKEDIN CORP
COM CL A
53578A108
16
75
SH
SOLE
N/A
75
0
0
MFA FINL INC
COM
55272X102
8
1000
SH
SOLE
N/A
1000
0
0
MAIN STREET CAPITAL CORP
COM
56035L104
706
23038
SH
SOLE
N/A
23038
0
0
MANNKIND CORP
COM
56400P201
7
1200
SH
SOLE
N/A
1200
0
0
MANULIFE FINL CORP
COM
56501R106
1
40
SH
SOLE
N/A
40
0
0
MARATHON PETE CORP
COM
56585A102
5
56
SH
SOLE
N/A
56
0
0
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
15
700
SH
SOLE
N/A
700
0
0
MARKET VECTORS ETF TR
AGRIBUS ETF
57060U605
41
770
SH
SOLE
N/A
770
0
0
MAXIM INTEGRATED PRODS INC
COM
57772K101
0
5
SH
SOLE
N/A
5
0
0
MCKESSON CORP
COM
58155Q103
10
50
SH
SOLE
N/A
50
0
0
MEDICAL PPTYS TRUST INC
COM
58463J304
5
400
SH
SOLE
N/A
400
0
0
MERCK & CO INC NEW
COM
58933Y105
631
10639
SH
SOLE
N/A
10639
0
0
METLIFE INC
COM
59156R108
8
143
SH
SOLE
N/A
143
0
0
MODUSLINK GLOBAL SOLUTIONS I
COM
60786L107
0
25
SH
SOLE
N/A
25
0
0
MONSANTO CO NEW
COM
61166W101
117
1043
SH
SOLE
N/A
1043
0
0
NEXTERA ENERGY INC
COM
65339F101
70
748
SH
SOLE
N/A
748
0
0
NISOURCE INC
COM
65473P105
84
2042
SH
SOLE
N/A
2042
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
175
1861
SH
SOLE
N/A
1861
0
0
NUANCE COMMUNICATIONS INC
COM
67020Y100
19
1257
SH
SOLE
N/A
1257
0
0
NUSTAR ENERGY LP
UNIT COM
67058H102
14
219
SH
SOLE
N/A
219
0
0
NVIDIA CORP
COM
67066G104
6
300
SH
SOLE
N/A
300
0
0
NUVEEN EQUITY PREM INCOME FD
COM
6706ER101
2071
162434
SH
SOLE
N/A
162434
0
0
NUVEEN FLOATING RATE INCOME
COM
67072T108
89
7850
SH
SOLE
N/A
7850
0
0
NUVEEN ENERGY MLP TOTL RTRNF
COM
67074U103
0
10
SH
SOLE
N/A
10
0
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
2
15
SH
SOLE
N/A
15
0
0
OCLARO INC
COM NEW
67555N206
0
67
SH
SOLE
N/A
67
0
0
ORACLE CORP
COM
68389X105
97
2532
SH
SOLE
N/A
2532
0
0
PMC-SIERRA INC
COM
69344F106
2
333
SH
SOLE
N/A
333
0
0
PPL CORP
COM
69351T106
22
666
SH
SOLE
N/A
666
0
0
PENGROWTH ENERGY CORP
COM
70706P104
8
1491
SH
SOLE
N/A
1491
0
0
PIMCO NY MUNICIPAL INCOME FD
COM
72200T103
12
1050
SH
SOLE
N/A
1050
0
0
PIMCO CORPORATE & INCOME OPP
COM
72201B101
256
14987
SH
SOLE
N/A
14987
0
0
PIMCO ETF TR
1-5 US TIP IDX
72201R205
812
15458
SH
SOLE
N/A
15458
0
0
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
3203
30903
SH
SOLE
N/A
30903
0
0
PIMCO ETF TR
BLD AMER BD FD
72201R825
265
5119
SH
SOLE
N/A
5119
0
0
PIMCO ETF TR
ENHAN SHRT MAT
72201R833
156
1538
SH
SOLE
N/A
1538
0
0
PLUG POWER INC
COM NEW
72919P202
3
550
SH
SOLE
N/A
550
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
328
3324
SH
SOLE
N/A
3324
0
0
POWERSHARES DB CMDTY IDX TRA
UNIT BEN INT
73935S105
15
635
SH
SOLE
N/A
635
0
0
POWERSHARES ETF TRUST
WNDRHLL CLN EN
73935X500
1
197
SH
SOLE
N/A
197
0
0
POWERSHARES ETF TRUST
FTSE US1500 SM
73935X567
8
81
SH
SOLE
N/A
81
0
0
POWERSHARES ETF TRUST
WATER RESOURCE
73935X575
2
100
SH
SOLE
N/A
100
0
0
POWERSHARES ETF TRUST
FTSE RAFI 1000
73935X583
20
223
SH
SOLE
N/A
223
0
0
POWERSHARES ETF TRUST
AERSPC DEF PTF
73935X690
6
200
SH
SOLE
N/A
200
0
0
POWERSHARES ETF TRUST
DYNM LRG CP VL
73935X708
36
1176
SH
SOLE
N/A
1176
0
0
POWERSECURE INTL INC
COM
73936N105
50
5250
SH
SOLE
N/A
5250
0
0
POWERSHARES GLOBAL ETF TRUST
AGG PFD PORT
73936T565
11
736
SH
SOLE
N/A
736
0
0
POWERSHARES GLOBAL ETF TRUST
SOVEREIGN DEBT
73936T573
1
47
SH
SOLE
N/A
47
0
0
POWERSHARES GLOBAL ETF TRUST
GBL WTR PORT
73936T623
1
55
SH
SOLE
N/A
55
0
0
POWERSHARES GLOBAL ETF TRUST
EMER MRKT PORT
73936T763
2
91
SH
SOLE
N/A
91
0
0
POWERSHARES GLOBAL ETF TRUST
DEV MKTS EX-US
73936T789
8
196
SH
SOLE
N/A
196
0
0
PRICE T ROWE GROUP INC
COM
74144T108
12
159
SH
SOLE
N/A
159
0
0
PRINCIPAL FINL GROUP INC
COM
74251V102
6
110
SH
SOLE
N/A
110
0
0
PROLOGIS INC
COM
74340W103
2
45
SH
SOLE
N/A
45
0
0
PROSHARES TR
PSHS ULT S&P 500
74347R107
35
300
SH
SOLE
N/A
300
0
0
PRUDENTIAL PLC
ADR
74435K204
13
300
SH
SOLE
N/A
300
0
0
REVOLUTION LIGHTING TECHNOLO
COM
76155G107
22
12900
SH
SOLE
N/A
12900
0
0
RYMAN HOSPITALITY PPTYS INC
COM
78377T107
8
175
SH
SOLE
N/A
175
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
12
63
SH
SOLE
N/A
63
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
170
1467
SH
SOLE
N/A
1467
0
0
SPDR INDEX SHS FDS
EUROPE ETF
78463X608
5
145
SH
SOLE
N/A
145
0
0
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
11
286
SH
SOLE
N/A
286
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
11
147
SH
SOLE
N/A
147
0
0
SPDR SERIES TRUST
S&P BK ETF
78464A797
16
500
SH
SOLE
N/A
500
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
1737
10211
SH
SOLE
N/A
10211
0
0
SANDISK CORP
COM
80004C101
20
200
SH
SOLE
N/A
200
0
0
SANDRIDGE ENERGY INC
COM
80007P307
2
500
SH
SOLE
N/A
500
0
0
SANOFI
SPONSORED ADR
80105N105
51
905
SH
SOLE
N/A
905
0
0
SCANA CORP NEW
COM
80589M102
72
1446
SH
SOLE
N/A
1446
0
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
88
966
SH
SOLE
N/A
966
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
36
1574
SH
SOLE
N/A
1574
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
17
420
SH
SOLE
N/A
420
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
77
1821
SH
SOLE
N/A
1821
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
57
990
SH
SOLE
N/A
990
0
0
SOLAZYME INC
COM
83415T101
7
1000
SH
SOLE
N/A
1000
0
0
SOUTHERN COPPER CORP
COM
84265V105
21
706
SH
SOLE
N/A
706
0
0
STONEMOR PARTNERS L P
COM UNITS
86183Q100
3
111
SH
SOLE
N/A
111
0
0
SUPER MICRO COMPUTER INC
COM
86800U104
66
2250
SH
SOLE
N/A
2250
0
0
SYNAPTICS INC
COM
87157D109
15
200
SH
SOLE
N/A
200
0
0
SYNGENTA AG
SPONSORED ADR
87160A100
13
200
SH
SOLE
N/A
200
0
0
TC PIPELINES LP
UT COM LTD PRT
87233Q108
12
174
SH
SOLE
N/A
174
0
0
TICC CAPITAL CORP
COM
87244T109
16
1866
SH
SOLE
N/A
1866
0
0
TRW AUTOMOTIVE HLDGS CORP
COM
87264S106
4
35
SH
SOLE
N/A
35
0
0
TELUS CORP
COM
87971M103
21
600
SH
SOLE
N/A
600
0
0
TERADATA CORP DEL
COM
88076W103
3
76
SH
SOLE
N/A
76
0
0
3-D SYS CORP DEL
COM NEW
88554D205
6
130
SH
SOLE
N/A
130
0
0
3M CO
COM
88579Y101
292
2062
SH
SOLE
N/A
2062
0
0
TIME WARNER CABLE INC
COM
88732J207
11
80
SH
SOLE
N/A
80
0
0
TRANSCANADA CORP
COM
89353D107
10
200
SH
SOLE
N/A
200
0
0
USANA HEALTH SCIENCES INC
COM
90328M107
29
400
SH
SOLE
N/A
400
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
47
542
SH
SOLE
N/A
542
0
0
UNUM GROUP
COM
91529Y106
6
180
SH
SOLE
N/A
180
0
0
UNWIRED PLANET INC NEW
COM
91531F103
0
166
SH
SOLE
N/A
166
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
4
88
SH
SOLE
N/A
88
0
0
VANGUARD WORLD FDS
ENERGY ETF
92204A306
30
231
SH
SOLE
N/A
231
0
0
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
2168
46685
SH
SOLE
N/A
46685
0
0
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
1291
11031
SH
SOLE
N/A
11031
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
3028
30257
SH
SOLE
N/A
30257
0
0
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
35
385
SH
SOLE
N/A
385
0
0
VANGUARD NAT RES LLC
COM UNIT
92205F106
24
868
SH
SOLE
N/A
868
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
1701
21294
SH
SOLE
N/A
21294
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
319
3724
SH
SOLE
N/A
3724
0
0
VENTAS INC
COM
92276F100
199
3212
SH
SOLE
N/A
3212
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
804
16091
SH
SOLE
N/A
16091
0
0
WASTE MGMT INC DEL
COM
94106L109
5
102
SH
SOLE
N/A
102
0
0
WEBMD HEALTH CORP
COM
94770V102
0
3
SH
SOLE
N/A
3
0
0
WELLCARE HEALTH PLANS INC
COM
94946T106
6
100
SH
SOLE
N/A
100
0
0
WENDYS CO
COM
95058W100
14
1646
SH
SOLE
N/A
1646
0
0
WESTAR ENERGY INC
COM
95709T100
4
109
SH
SOLE
N/A
109
0
0
WISDOMTREE TR
EMG MKTS SMCAP
97717W281
1
17
SH
SOLE
N/A
17
0
0
WISDOMTREE TR
INTL SMCAP DIV
97717W760
2
30
SH
SOLE
N/A
30
0
0
WISDOMTREE TR
DEFA EQT INC ETF
97717W802
20
429
SH
SOLE
N/A
429
0
0
WYNDHAM WORLDWIDE CORP
COM
98310W108
3
40
SH
SOLE
N/A
40
0
0
XCEL ENERGY INC
COM
98389B100
2
50
SH
SOLE
N/A
50
0
0
YAMANA GOLD INC
COM
98462Y100
2
372
SH
SOLE
N/A
372
0
0
ZIMMER HLDGS INC
COM
98956P102
30
303
SH
SOLE
N/A
303
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
16
200
SH
SOLE
N/A
200
0
0
BROOKFIELD RENEWABLE ENRGY P
PARTNERSHIP UNIT
G16258108
18
600
SH
SOLE
N/A
600
0
0
COVIDIEN PLC
SHS
G2554F113
18
210
SH
SOLE
N/A
210
0
0
EATON CORP PLC
SHS
G29183103
93
1468
SH
SOLE
N/A
1468
0
0
INGERSOLL-RAND PLC
SHS
G47791101
6
100
SH
SOLE
N/A
100
0
0
LAZARD LTD
SHS A
G54050102
26
510
SH
SOLE
N/A
510
0
0
MANCHESTER UTD PLC NEW
ORD CL A
G5784H106
2
100
SH
SOLE
N/A
100
0
0
SEADRILL LIMITED
SHS
G7945E105
31
1163
SH
SOLE
N/A
1163
0
0
XL GROUP PLC
SHS
G98290102
0
2
SH
SOLE
N/A
2
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
2067
64663
SH
SOLE
N/A
64663
0
0
TARO PHARMACEUTICAL INDS LTD
SHS
M8737E108
14
93
SH
SOLE
N/A
93
0
0
DIANA SHIPPING INC
COM
Y2066G104
1
100
SH
SOLE
N/A
100
0
0
DIANA CONTAINERSHIPS INC
COM
Y2069P101
0
3
SH
SOLE
N/A
3
0
0
FLEXTRONICS INTL LTD
ORD
Y2573F102
6
612
SH
SOLE
N/A
612
0
0
SPDR SERIES TRUST
BRC CNV SECS ETF
78464A359
1911
38499
SH
SOLE
N/A
38499
0
0
SPDR INDEX SHS FDS
EURO STOXX 50
78463X202
230
5783
SH
SOLE
N/A
5783
0
0
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
243
4645
SH
SOLE
N/A
4645
0
0
VANGUARD WORLD FDS
INDUSTRIAL ETF
92204A603
379
3734
SH
SOLE
N/A
3734
0
0
MALLINCKRODT PUB LTD CO
SHS
G5785G107
2
26
SH
SOLE
N/A
26
0
0
D R HORTON INC
COM
23331A109
6
300
SH
SOLE
N/A
300
0
0
WINDSTREAM HLDGS INC
COM
97382A101
5
447
SH
SOLE
N/A
447
0
0
SPDR INDEX SHS FDS
S&P EM MKT DIV
78463X533
45
1242
SH
SOLE
N/A
1242
0
0
BLACKBAUD INC
COM
09227Q100
5
122
SH
SOLE
N/A
122
0
0
BLACKBERRY LTD
COM
09228F103
3
350
SH
SOLE
N/A
350
0
0
KCG HLDGS INC
CL A
48244B100
3
333
SH
SOLE
N/A
333
0
0
CALAMOS CONV & HIGH INCOME F
COM SHS
12811P108
7
500
SH
SOLE
N/A
500
0
0
NUVEEN NY PERFORM PLUS MUN F
COM
67062R104
12
840
SH
SOLE
N/A
840
0
0
SPIRIT RLTY CAP INC NEW
COM
84860W102
24
2173
SH
SOLE
N/A
2173
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
1
26
SH
SOLE
N/A
26
0
0
NEWS CORP NEW
CL A
65249B109
0
6
SH
SOLE
N/A
6
0
0
TEEKAY LNG PARTNERS L P
PRTNRSP UNITS
Y8564M105
15
333
SH
SOLE
N/A
333
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
7
65
SH
SOLE
N/A
65
0
0
SIRIUS XM HLDGS INC
COM
82968B103
28
8146
SH
SOLE
N/A
8146
0
0
MARKET VECTORS ETF TR
UNCVTL OIL GAS
57060U159
26
875
SH
SOLE
N/A
875
0
0
SPDR SERIES TRUST
S&P TRANSN ETF
78464A532
7
76
SH
SOLE
N/A
76
0
0
CLAYMORE EXCHANGE TRD FD TR
GUGGENHEIM SOLAR
18383Q739
3
81
SH
SOLE
N/A
81
0
0
TESLA MTRS INC
COM
88160R101
6
25
SH
SOLE
N/A
25
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
32
600
SH
SOLE
N/A
600
0
0
ARCA BIOPHARMA INC
COM NEW
00211Y209
0
1
SH
SOLE
N/A
1
0
0
AXT INC
COM
00246W103
2
1000
SH
SOLE
N/A
1000
0
0
CROSSROADS SYS INC
COM NEW
22765D209
0
125
SH
SOLE
N/A
125
0
0
FINISAR CORP
COM NEW
31787A507
1
62
SH
SOLE
N/A
62
0
0
GEEKNET INC
COM NEW
36846Q203
0
50
SH
SOLE
N/A
50
0
0
GOGO INC
COM
38046C109
8
488
SH
SOLE
N/A
488
0
0
INTERNAP NETWORK SVCS CORP
COM PAR $.001
45885A300
1
100
SH
SOLE
N/A
100
0
0
LEVEL 3 COMMUNICATIONS INC
COM NEW
52729N308
0
4
SH
SOLE
N/A
4
0
0
STEMCELLS INC
COM NEW
85857R204
1
400
SH
SOLE
N/A
400
0
0
PARTNER COMMUNICATIONS CO LT
ADR
70211M109
1
80
SH
SOLE
N/A
80
0
0
NETFLIX INC
COM
64110L106
9
19
SH
SOLE
N/A
19
0
0
MSCI INC
COM
55354G100
5
100
SH
SOLE
N/A
100
0
0
POWERSHS DB MULTI SECT COMM
PS DB AGRICUL FD
73936B408
26
1000
SH
SOLE
N/A
1000
0
0
DREYFUS HIGH YIELD STRATEGIE
SH BEN INT
26200S101
3
920
SH
SOLE
N/A
920
0
0
HESKA CORP
COM RESTRC NEW
42805E306
1
40
SH
SOLE
N/A
40
0
0
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
11
893
SH
SOLE
N/A
893
0
0
ISHARES TR
U.S. TECH ETF
464287721
11
110
SH
SOLE
N/A
110
0
0
MOSAIC CO NEW
COM
61945C103
4
96
SH
SOLE
N/A
96
0
0
M & T BK CORP
COM
55261F104
76
618
SH
SOLE
N/A
618
0
0
PERKINELMER INC
COM
714046109
9
200
SH
SOLE
N/A
200
0
0
RETAIL PPTYS AMER INC
CL A
76131V202
19
1304
SH
SOLE
N/A
1304
0
0
ETFS SILVER TR
SILVER SHS
26922X107
26
1550
SH
SOLE
N/A
1550
0
0
SCHLUMBERGER LTD
CALL
806857908
0
900
SH
Call
SOLE
N/A
900
0
0
WILLIAMS PARTNERS L P
COM UNIT L P
96950F104
29
538
SH
SOLE
N/A
538
0
0
KKR & CO L P DEL
COM UNITS
48248M102
1893
84891
SH
SOLE
N/A
84891
0
0
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
10
289
SH
SOLE
N/A
289
0
0
CARLYLE GROUP L P
COM UTS LTD PTN
14309L102
35
1151
SH
SOLE
N/A
1151
0
0
ALLEGION PUB LTD CO
ORD SHS
G0176J109
2
33
SH
SOLE
N/A
33
0
0
ONE GAS INC
COM
68235P108
20
577
SH
SOLE
N/A
577
0
0
TWITTER INC
COM
90184L102
39
765
SH
SOLE
N/A
765
0
0
RYDEX ETF TRUST
GUG S&P500EQWTTE
78355W817
17
200
SH
SOLE
N/A
200
0
0
KNOWLES CORP
COM
49926D109
2
82
SH
SOLE
N/A
82
0
0
INTERCEPT PHARMACEUTICALS IN
COM
45845P108
36
150
SH
SOLE
N/A
150
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
9
125
SH
SOLE
N/A
125
0
0
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
16
500
SH
SOLE
N/A
500
0
0
GENERAL ELECTRIC CO
COM
369604103
6869
268105
SH
SOLE
N/A
268105
0
0
QLOGIC CORP
COM
747277101
3
358
SH
SOLE
N/A
358
0
0
TIME WARNER INC
COM NEW
887317303
24
317
SH
SOLE
N/A
317
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
378
9383
SH
SOLE
N/A
9383
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1047
7581
SH
SOLE
N/A
7581
0
0
JOHNSON & JOHNSON
COM
478160104
1213
11381
SH
SOLE
N/A
11381
0
0
LOWES COS INC
COM
548661107
57
1080
SH
SOLE
N/A
1080
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
1138
21166
SH
SOLE
N/A
21166
0
0
REAVES UTIL INCOME FD
COM SH BEN INT
756158101
337
11612
SH
SOLE
N/A
11612
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
2145
11302
SH
SOLE
N/A
11302
0
0
PRUDENTIAL FINL INC
COM
744320102
21
242
SH
SOLE
N/A
242
0
0
ACTAVIS PLC
SHS
G0083B108
4
18
SH
SOLE
N/A
18
0
0
AMERIGAS PARTNERS L P
UNIT L P INT
030975106
5
115
SH
SOLE
N/A
115
0
0
CENTERPOINT ENERGY INC
COM
15189T107
8
310
SH
SOLE
N/A
310
0
0
FUELCELL ENERGY INC
COM
35952H106
2
975
SH
SOLE
N/A
975
0
0
KODIAK OIL & GAS CORP
COM
50015Q100
8
600
SH
SOLE
N/A
600
0
0
NOBLE CORP PLC
SHS USD
G65431101
18
800
SH
SOLE
N/A
800
0
0
NEW YORK MTG TR INC
COM PAR $.02
649604501
101
14000
SH
SOLE
N/A
14000
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
67
1135
SH
SOLE
N/A
1135
0
0
XYLEM INC
COM
98419M100
1
20
SH
SOLE
N/A
20
0
0
ISHARES TR
CORE S&P500 ETF
464287200
3774
19035
SH
SOLE
N/A
19035
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
486
5304
SH
SOLE
N/A
5304
0
0
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
1926
25024
SH
SOLE
N/A
25024
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
755
6438
SH
SOLE
N/A
6438
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
2018
19938
SH
SOLE
N/A
19938
0
0
ISHARES TR
SELECT DIVID ETF
464287168
772
10457
SH
SOLE
N/A
10457
0
0
ALLIANZGI CONV & INCOME FD I
COM
018825109
2
190
SH
SOLE
N/A
190
0
0
CONSOLIDATED EDISON INC
COM
209115104
184
3251
SH
SOLE
N/A
3251
0
0
ISHARES
US OIL&GS EX ETF
464288851
669
7695
SH
SOLE
N/A
7695
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
485
4385
SH
SOLE
N/A
4385
0
0
QUALCOMM INC
COM
747525103
146
1949
SH
SOLE
N/A
1949
0
0
ISHARES TR
S&P 500 GRWT ETF
464287309
3148
29471
SH
SOLE
N/A
29471
0
0
ISHARES
INTL SEL DIV ETF
464288448
6841
191136
SH
SOLE
N/A
191136
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
90
1255
SH
SOLE
N/A
1255
0
0
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
14
140
SH
SOLE
N/A
140
0
0
VANGUARD INDEX FDS
VALUE ETF
922908744
924
11383
SH
SOLE
N/A
11383
0
0
ISHARES TR
U.S. REAL ES ETF
464287739
166
2394
SH
SOLE
N/A
2394
0
0
ISHARES TR
U.S. BAS MTL ETF
464287838
100
1166
SH
SOLE
N/A
1166
0
0
ISHARES
GLOB INDSTRL ETF
464288729
1001
14281
SH
SOLE
N/A
14281
0
0
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
86
1035
SH
SOLE
N/A
1035
0
0
BAIDU INC
SPON ADR REP A
056752108
36
166
SH
SOLE
N/A
166
0
0
CITIGROUP INC
COM NEW
172967424
2407
46444
SH
SOLE
N/A
46444
0
0
TEXAS INSTRS INC
COM
882508104
5
100
SH
SOLE
N/A
100
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
9590
144399
SH
SOLE
N/A
144399
0
0
ISHARES
MSCI CDA ETF
464286509
30
985
SH
SOLE
N/A
985
0
0
ISHARES
MSCI MALAYSI ETF
464286830
11
700
SH
SOLE
N/A
700
0
0
HALLIBURTON CO
COM
406216101
56
864
SH
SOLE
N/A
864
0
0
ISHARES
IBOXX HI YD ETF
464288513
297
3231
SH
SOLE
N/A
3231
0
0
ISHARES TR
S&P 100 ETF
464287101
86
972
SH
SOLE
N/A
972
0
0
DEERE & CO
COM
244199105
775
9456
SH
SOLE
N/A
9456
0
0
AMERICAN ELEC PWR INC
COM
025537101
82
1563
SH
SOLE
N/A
1563
0
0
NORTHEAST UTILS
COM
664397106
98
2202
SH
SOLE
N/A
2202
0
0
SOUTHERN CO
COM
842587107
114
2617
SH
SOLE
N/A
2617
0
0
HONEYWELL INTL INC
COM
438516106
123
1323
SH
SOLE
N/A
1323
0
0
VMWARE INC
CL A COM
928563402
56
600
SH
SOLE
N/A
600
0
0
ISHARES
MSCI BRZ CAP ETF
464286400
16
377
SH
SOLE
N/A
377
0
0
TCW STRATEGIC INCOME FUND IN
COM
872340104
320
56816
SH
SOLE
N/A
56816
0
0
MICROSOFT CORP
COM
594918104
395
8529
SH
SOLE
N/A
8529
0
0
H & Q LIFE SCIENCES INVS
SH BEN INT
404053100
17
753
SH
SOLE
N/A
753
0
0
ONEIDA FINL CORP MD
COM
682479100
13
1000
SH
SOLE
N/A
1000
0
0
ISHARES
NY AMTFRE MU ETF
464288323
128
1157
SH
SOLE
N/A
1157
0
0
E TRADE FINANCIAL CORP
COM NEW
269246401
6
268
SH
SOLE
N/A
268
0
0
FORTINET INC
COM
34959E109
98
3885
SH
SOLE
N/A
3885
0
0
SCHLUMBERGER LTD
COM
806857108
270
2660
SH
SOLE
N/A
2660
0
0
CBS CORP NEW
CL B
124857202
0
5
SH
SOLE
N/A
5
0
0
INTEL CORP
COM
458140100
893
25638
SH
SOLE
N/A
25638
0
0
NOKIA CORP
SPONSORED ADR
654902204
12
1421
SH
SOLE
N/A
1421
0
0
PFIZER INC
COM
717081103
411
13908
SH
SOLE
N/A
13908
0
0
RAYTHEON CO
COM NEW
755111507
68
667
SH
SOLE
N/A
667
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
111
1385
SH
SOLE
N/A
1385
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
5
67
SH
SOLE
N/A
67
0
0
BANK AMER CORP
COM
060505104
832
48804
SH
SOLE
N/A
48804
0
0
BP PLC
SPONSORED ADR
055622104
74
1691
SH
SOLE
N/A
1691
0
0
PROCTER & GAMBLE CO
COM
742718109
483
5765
SH
SOLE
N/A
5765
0
0
CURIS INC
COM
231269101
225
159622
SH
SOLE
N/A
159622
0
0
GREENHAVEN CONT CMDTY INDEX
UNIT BEN INT
395258106
8
334
SH
SOLE
N/A
334
0
0
GAP INC DEL
COM
364760108
5
112
SH
SOLE
N/A
112
0
0
APPLE INC
COM
037833100
1621
16087
SH
SOLE
N/A
16087
0
0
GENERAL GROWTH PPTYS INC NEW
COM
370023103
7
300
SH
SOLE
N/A
300
0
0
PIPER JAFFRAY COS
COM
724078100
0
2
SH
SOLE
N/A
2
0
0
US BANCORP DEL
COM NEW
902973304
256
6124
SH
SOLE
N/A
6124
0
0
BANK NEW YORK MELLON CORP
COM
064058100
179
4613
SH
SOLE
N/A
4613
0
0
EMPIRE RESORTS INC
COM NEW
292052206
27
4066
SH
SOLE
N/A
4066
0
0
ISHARES
EAFE VALUE ETF
464288877
5
90
SH
SOLE
N/A
90
0
0
ABBOTT LABS
COM
002824100
102
2454
SH
SOLE
N/A
2454
0
0
AIR PRODS & CHEMS INC
COM
009158106
20
156
SH
SOLE
N/A
156
0
0
BOEING CO
COM
097023105
122
960
SH
SOLE
N/A
960
0
0
BOLT TECHNOLOGY CORP
COM
097698104
2
75
SH
SOLE
N/A
75
0
0
EMERSON ELEC CO
COM
291011104
31
503
SH
SOLE
N/A
503
0
0
ISHARES
US HOME CONS ETF
464288752
11
469
SH
SOLE
N/A
469
0
0
MGIC INVT CORP WIS
COM
552848103
0
50
SH
SOLE
N/A
50
0
0
MEDTRONIC INC
COM
585055106
33
535
SH
SOLE
N/A
535
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
2
25
SH
SOLE
N/A
25
0
0
OMNICOM GROUP INC
COM
681919106
187
2712
SH
SOLE
N/A
2712
0
0
PHILIP MORRIS INTL INC
COM
718172109
246
2949
SH
SOLE
N/A
2949
0
0
STRYKER CORP
COM
863667101
172
2127
SH
SOLE
N/A
2127
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
10
516
SH
SOLE
N/A
516
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
32
324
SH
SOLE
N/A
324
0
0
WELLS FARGO & CO NEW
COM
949746101
237
4566
SH
SOLE
N/A
4566
0
0
CHICAGO BRIDGE & IRON CO N V
COM
167250109
333
5750
SH
SOLE
N/A
5750
0
0
ISHARES TR
TRANS AVG ETF
464287192
5
35
SH
SOLE
N/A
35
0
0
UNITED STATES NATL GAS FUND
UNIT PAR $0.001
912318201
1
62
SH
SOLE
N/A
62
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
85
852
SH
SOLE
N/A
852
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
7
57
SH
SOLE
N/A
57
0
0
MUELLER INDS INC
COM
624756102
14
507
SH
SOLE
N/A
507
0
0
REALTY INCOME CORP
COM
756109104
321
7879
SH
SOLE
N/A
7879
0
0
E M C CORP MASS
COM
268648102
88
3002
SH
SOLE
N/A
3002
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
70
4718
SH
SOLE
N/A
4718
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
16
362
SH
SOLE
N/A
362
0
0
MONDELEZ INTL INC
CL A
609207105
62
1823
SH
SOLE
N/A
1823
0
0
SYSCO CORP
COM
871829107
43
1129
SH
SOLE
N/A
1129
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
163
903
SH
SOLE
N/A
903
0
0
ABB LTD
SPONSORED ADR
000375204
9
404
SH
SOLE
N/A
404
0
0
COCA COLA CO
COM
191216100
239
5614
SH
SOLE
N/A
5614
0
0
DOW CHEM CO
COM
260543103
27
510
SH
SOLE
N/A
510
0
0
ISHARES TR
GLOB HLTHCRE ETF
464287325
16
162
SH
SOLE
N/A
162
0
0
LKQ CORP
COM
501889208
55
2050
SH
SOLE
N/A
2050
0
0
MARATHON OIL CORP
COM
565849106
12
318
SH
SOLE
N/A
318
0
0
SMUCKER J M CO
COM NEW
832696405
0
2
SH
SOLE
N/A
2
0
0
HOME DEPOT INC
COM
437076102
40
433
SH
SOLE
N/A
433
0
0
SERVICE CORP INTL
COM
817565104
6
300
SH
SOLE
N/A
300
0
0
COLUMBIA LABS INC
COM NEW
197779200
1
205
SH
SOLE
N/A
205
0
0
ALCATEL-LUCENT
SPONSORED ADR
013904305
10
3211
SH
SOLE
N/A
3211
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
465
9093
SH
SOLE
N/A
9093
0
0
FIRSTENERGY CORP
COM
337932107
57
1689
SH
SOLE
N/A
1689
0
0
ISHARES
JP MOR EM MK ETF
464288281
17
147
SH
SOLE
N/A
147
0
0
LILLY ELI & CO
COM
532457108
6
100
SH
SOLE
N/A
100
0
0
NATIONAL GRID PLC
SPON ADR NEW
636274300
164
2286
SH
SOLE
N/A
2286
0
0
PITNEY BOWES INC
COM
724479100
11
427
SH
SOLE
N/A
427
0
0
TOTAL S A
SPONSORED ADR
89151E109
19
300
SH
SOLE
N/A
300
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
112
1556
SH
SOLE
N/A
1556
0
0
PARKER HANNIFIN CORP
COM
701094104
6
53
SH
SOLE
N/A
53
0
0
F M C CORP
COM NEW
302491303
5
80
SH
SOLE
N/A
80
0
0
JOHN BEAN TECHNOLOGIES CORP
COM
477839104
0
14
SH
SOLE
N/A
14
0
0
ISHARES TR
RUS MDCP VAL ETF
464287473
19
270
SH
SOLE
N/A
270
0
0
ISHARES TR
RUS MID-CAP ETF
464287499
23
147
SH
SOLE
N/A
147
0
0
ANADARKO PETE CORP
COM
032511107
41
407
SH
SOLE
N/A
407
0
0
CORNING INC
COM
219350105
62
3218
SH
SOLE
N/A
3218
0
0
GOLDCORP INC NEW
COM
380956409
1
50
SH
SOLE
N/A
50
0
0
SPECTRA ENERGY CORP
COM
847560109
28
702
SH
SOLE
N/A
702
0
0
WHITING PETE CORP NEW
COM
966387102
3
36
SH
SOLE
N/A
36
0
0
AK STL HLDG CORP
COM
001547108
72
9001
SH
SOLE
N/A
9001
0
0
ARM HLDGS PLC
SPONSORED ADR
042068106
109
2500
SH
SOLE
N/A
2500
0
0
CATERPILLAR INC DEL
COM
149123101
177
1787
SH
SOLE
N/A
1787
0
0
CLEAN ENERGY FUELS CORP
COM
184499101
27
3408
SH
SOLE
N/A
3408
0
0
XEROX CORP
COM
984121103
10
785
SH
SOLE
N/A
785
0
0
BHP BILLITON LTD
SPONSORED ADR
088606108
0
1
SH
SOLE
N/A
1
0
0
AFLAC INC
COM
001055102
27
462
SH
SOLE
N/A
462
0
0
AMERICAN EXPRESS CO
COM
025816109
169
1934
SH
SOLE
N/A
1934
0
0
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
34
425
SH
SOLE
N/A
425
0
0
CHEVRON CORP NEW
COM
166764100
300
2513
SH
SOLE
N/A
2513
0
0
PNC FINL SVCS GROUP INC
COM
693475105
30
350
SH
SOLE
N/A
350
0
0
TAL INTL GROUP INC
COM
874083108
21
500
SH
SOLE
N/A
500
0
0
BARRICK GOLD CORP
COM
067901108
1
101
SH
SOLE
N/A
101
0
0
DOUBLELINE OPPORTUNISTIC CR
COM
258623107
177
7506
SH
SOLE
N/A
7506
0
0
GREAT PLAINS ENERGY INC
COM
391164100
5
200
SH
SOLE
N/A
200
0
0
PHILLIPS 66
COM
718546104
10
127
SH
SOLE
N/A
127
0
0
BAKER HUGHES INC
COM
057224107
17
256
SH
SOLE
N/A
256
0
0
CSX CORP
COM
126408103
21
652
SH
SOLE
N/A
652
0
0
KINDER MORGAN ENERGY PARTNER
UT LTD PARTNER
494550106
118
1266
SH
SOLE
N/A
1266
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
2275
42112
SH
SOLE
N/A
42112
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
66
924
SH
SOLE
N/A
924
0
0
BANK N S HALIFAX
COM
064149107
19
300
SH
SOLE
N/A
300
0
0
BAXTER INTL INC
COM
071813109
27
375
SH
SOLE
N/A
375
0
0
BECTON DICKINSON & CO
COM
075887109
29
254
SH
SOLE
N/A
254
0
0
CVS HEALTH CORP
COM
126650100
56
707
SH
SOLE
N/A
707
0
0
DANAHER CORP DEL
COM
235851102
19
250
SH
SOLE
N/A
250
0
0
DISNEY WALT CO
COM DISNEY
254687106
146
1644
SH
SOLE
N/A
1644
0
0
HSBC HLDGS PLC
ADR A 1/40PF A
404280604
29
1136
SH
SOLE
N/A
1136
0
0
ILLUMINA INC
COM
452327109
273
1668
SH
SOLE
N/A
1668
0
0
INTL PAPER CO
COM
460146103
36
750
SH
SOLE
N/A
750
0
0
LOCKHEED MARTIN CORP
COM
539830109
42
229
SH
SOLE
N/A
229
0
0
MCDONALDS CORP
COM
580135101
162
1710
SH
SOLE
N/A
1710
0
0
PPG INDS INC
COM
693506107
20
100
SH
SOLE
N/A
100
0
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
12
150
SH
SOLE
N/A
150
0
0
WALGREEN CO
COM
931422109
34
570
SH
SOLE
N/A
570
0
0
MICROCHIP TECHNOLOGY INC
COM
595017104
2
33
SH
SOLE
N/A
33
0
0
SUNPOWER CORP
COM
867652406
6
163
SH
SOLE
N/A
163
0
0
CEMEX SAB DE CV
SPON ADR NEW
151290889
0
10
SH
SOLE
N/A
10
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
0
1
SH
SOLE
N/A
1
0
0
VICAL INC
COM
925602104
1
1000
SH
SOLE
N/A
1000
0
0
ONEOK INC NEW
COM
682680103
149
2272
SH
SOLE
N/A
2272
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
175
3625
SH
SOLE
N/A
3625
0
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
184
4635
SH
SOLE
N/A
4635
0
0
AMAZON COM INC
COM
023135106
44
135
SH
SOLE
N/A
135
0
0
ISHARES
INTERM CR BD ETF
464288638
70
637
SH
SOLE
N/A
637
0
0
ISHARES
AGGRES ALLOC ETF
464289859
38
842
SH
SOLE
N/A
842
0
0
COLFAX CORP
COM
194014106
39
680
SH
SOLE
N/A
680
0
0
RITE AID CORP
COM
767754104
5
1000
SH
SOLE
N/A
1000
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
14
197
SH
SOLE
N/A
197
0
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
9
76
SH
SOLE
N/A
76
0
0
FULLER H B CO
COM
359694106
41
1031
SH
SOLE
N/A
1031
0
0
BLACKROCK MUNIYIELD NY QLTY
COM
09255E102
15
1207
SH
SOLE
N/A
1207
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
43
883
SH
SOLE
N/A
883
0
0
ISHARES TR
U.S. UTILITS ETF
464287697
74
707
SH
SOLE
N/A
707
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
34
813
SH
SOLE
N/A
813
0
0
PEPSICO INC
COM
713448108
19
200
SH
SOLE
N/A
200
0
0
ISHARES
USA ESG SLCT ETF
464288802
35
420
SH
SOLE
N/A
420
0
0
ISHARES
MRGSTR SM CP ETF
464288505
37
286
SH
SOLE
N/A
286
0
0
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
31
820
SH
SOLE
N/A
820
0
0
AMEREN CORP
COM
023608102
6
150
SH
SOLE
N/A
150
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
18
780
SH
SOLE
N/A
780
0
0
DOVER CORP
COM
260003108
13
165
SH
SOLE
N/A
165
0
0
ISHARES GOLD TRUST
ISHARES
464285105
4
325
SH
SOLE
N/A
325
0
0
ISHARES
MSCI KLD400 SOC
464288570
40
542
SH
SOLE
N/A
542
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
210
2100
SH
SOLE
N/A
2100
0
0
CALAMOS CONV OPP AND INC FD
SH BEN INT
128117108
47
3477
SH
SOLE
N/A
3477
0
0
CUMMINS INC
COM
231021106
115
869
SH
SOLE
N/A
869
0
0
ALBANY MOLECULAR RESH INC
COM
012423109
8
340
SH
SOLE
N/A
340
0
0
TRAVELERS COMPANIES INC
COM
89417E109
1
15
SH
SOLE
N/A
15
0
0
CANADIAN SOLAR INC
COM
136635109
4
100
SH
SOLE
N/A
100
0
0
PRANA BIOTECHNOLOGY LTD
SPONSORED ADR
739727105
0
175
SH
SOLE
N/A
175
0
0
BROCADE COMMUNICATIONS SYS I
COM NEW
111621306
5
500
SH
SOLE
N/A
500
0
0
CIENA CORP
COM NEW
171779309
1
71
SH
SOLE
N/A
71
0
0
OPEN TEXT CORP
COM
683715106
1
14
SH
SOLE
N/A
14
0
0
SAFEGUARD SCIENTIFICS INC
COM NEW
786449207
1
66
SH
SOLE
N/A
66
0
0
SUPERCONDUCTOR TECHNOLOGIES
COM PAR $0.001
867931404
0
4
SH
SOLE
N/A
4
0
0
ISHARES TR
TIPS BD ETF
464287176
17
155
SH
SOLE
N/A
155
0
0
EXETER RES CORP
COM
301835104
0
310
SH
SOLE
N/A
310
0
0
INFOSYS LTD
SPONSORED ADR
456788108
37
611
SH
SOLE
N/A
611
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
60
1433
SH
SOLE
N/A
1433
0
0
ISHARES TR
S&P 500 VAL ETF
464287408
29
316
SH
SOLE
N/A
316
0
0
ISHARES TR
MSCI EAFE ETF
464287465
18
287
SH
SOLE
N/A
287
0
0
ISHARES TR
RUS MD CP GR ETF
464287481
18
204
SH
SOLE
N/A
204
0
0
MATTEL INC
COM
577081102
45
1461
SH
SOLE
N/A
1461
0
0
VIVUS INC
COM
928551100
0
42
SH
SOLE
N/A
42
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
2
18
SH
SOLE
N/A
18
0
0
EATON VANCE FLTING RATE INC
COM
278279104
15
1000
SH
SOLE
N/A
1000
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
47
493
SH
SOLE
N/A
493
0
0
NCR CORP NEW
COM
62886E108
2
54
SH
SOLE
N/A
54
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
39
1087
SH
SOLE
N/A
1087
0
0
ALLIANT TECHSYSTEMS INC
COM
018804104
1
4
SH
SOLE
N/A
4
0
0
PHARMACYCLICS INC
COM
716933106
15
125
SH
SOLE
N/A
125
0
0
VISION-SCIENCES INC DEL
COM
927912105
86
89891
SH
SOLE
N/A
89891
0
0
ENERNOC INC
COM
292764107
113
6667
SH
SOLE
N/A
6667
0
0
ABERDEEN ASIA PACIFIC INCOM
COM
003009107
3
460
SH
SOLE
N/A
460
0
0
ORANGE
SPONSORED ADR
684060106
18
1207
SH
SOLE
N/A
1207
0
0
PLUM CREEK TIMBER CO INC
COM
729251108
6
151
SH
SOLE
N/A
151
0
0
RPM INTL INC
COM
749685103
13
279
SH
SOLE
N/A
279
0
0
VALE S A
ADR
91912E105
2
200
SH
SOLE
N/A
200
0
0
CEDAR FAIR L P
DEPOSITRY UNIT
150185106
11
235
SH
SOLE
N/A
235
0
0
CENTURYLINK INC
COM
156700106
7
163
SH
SOLE
N/A
163
0
0
NISKA GAS STORAGE PARTNERS L
UNIT LTD LIABI
654678101
21
1720
SH
SOLE
N/A
1720
0
0
TRIANGLE CAP CORP
COM
895848109
16
615
SH
SOLE
N/A
615
0
0
ISHARES
U.S. PFD STK ETF
464288687
83
2112
SH
SOLE
N/A
2112
0
0
SCHNITZER STL INDS
CL A
806882106
2
63
SH
SOLE
N/A
63
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
10
200
SH
SOLE
N/A
200
0
0
NEW YORK CMNTY BANCORP INC
COM
649445103
10
625
SH
SOLE
N/A
625
0
0
HEARTWARE INTL INC
COM
422368100
6
80
SH
SOLE
N/A
80
0
0
NUVEEN MTG OPPORTUNITY TERM
COM
670735109
28
1173
SH
SOLE
N/A
1173
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
7
685
SH
SOLE
N/A
685
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
26
156
SH
SOLE
N/A
156
0
0
ISHARES TR
MRNGSTR LG-CP ET
464287127
5
40
SH
SOLE
N/A
40
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
13
106
SH
SOLE
N/A
106
0
0
NORFOLK SOUTHERN CORP
COM
655844108
55
495
SH
SOLE
N/A
495
0
0
AMGEN INC
COM
031162100
28
200
SH
SOLE
N/A
200
0
0
TRIPADVISOR INC
COM
896945201
9
100
SH
SOLE
N/A
100
0
0
ISHARES
GRWT ALLOCAT ETF
464289867
16
400
SH
SOLE
N/A
400
0
0
ALCOA INC
COM
013817101
14
868
SH
SOLE
N/A
868
0
0
AMKOR TECHNOLOGY INC
COM
031652100
3
300
SH
SOLE
N/A
300
0
0
APPLIED MATLS INC
COM
038222105
6
300
SH
SOLE
N/A
300
0
0
AVIS BUDGET GROUP
COM
053774105
1
10
SH
SOLE
N/A
10
0
0
DR REDDYS LABS LTD
ADR
256135203
16
300
SH
SOLE
N/A
300
0
0
MICRON TECHNOLOGY INC
COM
595112103
38
1100
SH
SOLE
N/A
1100
0
0
PHH CORP
COM NEW
693320202
0
5
SH
SOLE
N/A
5
0
0
RAMBUS INC DEL
COM
750917106
2
150
SH
SOLE
N/A
150
0
0
VITESSE SEMICONDUCTOR CORP
COM NEW
928497304
0
60
SH
SOLE
N/A
60
0
0
YAHOO INC
COM
984332106
12
300
SH
SOLE
N/A
300
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
15
90
SH
SOLE
N/A
90
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
3
125
SH
SOLE
N/A
125
0
0
ISHARES
1-3 YR CR BD ETF
464288646
28
269
SH
SOLE
N/A
269
0
0
ISHARES TR
NA NAT RES
464287374
8
179
SH
SOLE
N/A
179
0
0
MORGAN STANLEY
COM NEW
617446448
11
331
SH
SOLE
N/A
331
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
22
260
SH
SOLE
N/A
260
0
0
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
0
8
SH
SOLE
N/A
8
0
0
AUTOLIV INC
COM
052800109
1
15
SH
SOLE
N/A
15
0
0
ATLAS PIPELINE PARTNERS LP
UNIT L P INT
049392103
15
422
SH
SOLE
N/A
422
0
0
BARCLAYS PLC
ADR
06738E204
1
101
SH
SOLE
N/A
101
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
1
100
SH
SOLE
N/A
100
0
0
CLEARBRIDGE AMERN ENERG MLP
COM
184691103
45
2500
SH
SOLE
N/A
2500
0
0
CRESTWOOD EQUITY PARTNERS LP
UNIT LTD PARTNER
226344109
11
1000
SH
SOLE
N/A
1000
0
0
COLGATE PALMOLIVE CO
COM
194162103
104
1600
SH
SOLE
N/A
1600
0
0
CRESTWOOD MIDSTREAM PARTNERS
UNIT LTD PARTNER
226378107
10
432
SH
SOLE
N/A
432
0
0
DUNKIN BRANDS GROUP INC
COM
265504100
6
131
SH
SOLE
N/A
131
0
0
DARDEN RESTAURANTS INC
COM
237194105
7
136
SH
SOLE
N/A
136
0
0
EBAY INC
COM
278642103
4
77
SH
SOLE
N/A
77
0
0
EMULEX CORP
COM NEW
292475209
0
100
SH
SOLE
N/A
100
0
0
EASTMAN CHEM CO
COM
277432100
2
30
SH
SOLE
N/A
30
0
0
ISHARES
MSCI AUST ETF
464286103
24
1000
SH
SOLE
N/A
1000
0
0
ISHARES
MSCI SINGAP ETF
464286673
11
811
SH
SOLE
N/A
811
0
0
ISHARES
MSCI STH KOR ETF
464286772
15
250
SH
SOLE
N/A
250
0
0
FOREST OIL CORP
COM PAR $0.01
346091705
0
133
SH
SOLE
N/A
133
0
0
GERDAU S A
SPON ADR REP PFD
373737105
4
769
SH
SOLE
N/A
769
0
0
GENERAL MLS INC
COM
370334104
10
200
SH
SOLE
N/A
200
0
0
GRAFTECH INTL LTD
COM
384313102
1
120
SH
SOLE
N/A
120
0
0
HUDSON CITY BANCORP
COM
443683107
3
338
SH
SOLE
N/A
338
0
0
HARMONIC INC
COM
413160102
22
3500
SH
SOLE
N/A
3500
0
0
HARLEY DAVIDSON INC
COM
412822108
7
120
SH
SOLE
N/A
120
0
0
HEWLETT PACKARD CO
COM
428236103
36
1026
SH
SOLE
N/A
1026
0
0
ISHARES TR
COHEN&STEER REIT
464287564
3
31
SH
SOLE
N/A
31
0
0
IMAX CORP
COM
45245E109
1
30
SH
SOLE
N/A
30
0
0
INTUIT
COM
461202103
53
600
SH
SOLE
N/A
600
0
0
ITT CORP NEW
COM NEW
450911201
0
10
SH
SOLE
N/A
10
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
2
15
SH
SOLE
N/A
15
0
0
JOHNSON CTLS INC
COM
478366107
1
30
SH
SOLE
N/A
30
0
0
NORDSTROM INC
COM
655664100
29
426
SH
SOLE
N/A
426
0
0
KERYX BIOPHARMACEUTICALS INC
COM
492515101
7
500
SH
SOLE
N/A
500
0
0
KIMBERLY CLARK CORP
COM
494368103
430
3994
SH
SOLE
N/A
3994
0
0
LOEWS CORP
COM
540424108
17
400
SH
SOLE
N/A
400
0
0
L-3 COMMUNICATIONS HLDGS INC
COM
502424104
36
300
SH
SOLE
N/A
300
0
0
LAS VEGAS SANDS CORP
COM
517834107
21
345
SH
SOLE
N/A
345
0
0
MCCORMICK & CO INC
COM NON VTG
579780206
2
36
SH
SOLE
N/A
36
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
18
214
SH
SOLE
N/A
214
0
0
MARKWEST ENERGY PARTNERS L P
UNIT LTD PARTN
570759100
20
266
SH
SOLE
N/A
266
0
0
ANNALY CAP MGMT INC
COM
035710409
4
379
SH
SOLE
N/A
379
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
15
193
SH
SOLE
N/A
193
0
0
NEENAH PAPER INC
COM
640079109
5
96
SH
SOLE
N/A
96
0
0
NRG ENERGY INC
COM NEW
629377508
1
46
SH
SOLE
N/A
46
0
0
OLD REP INTL CORP
COM
680223104
0
5
SH
SOLE
N/A
5
0
0
PHOTOMEDEX INC
COM PAR $0.01
719358301
80
12962
SH
SOLE
N/A
12962
0
0
PINNACLE WEST CAP CORP
COM
723484101
12
216
SH
SOLE
N/A
216
0
0
POWELL INDS INC
COM
739128106
12
300
SH
SOLE
N/A
300
0
0
PIONEER NAT RES CO
COM
723787107
59
300
SH
SOLE
N/A
300
0
0
RADNET INC
COM
750491102
0
25
SH
SOLE
N/A
25
0
0
SEACHANGE INTL INC
COM
811699107
1
145
SH
SOLE
N/A
145
0
0
SONOCO PRODS CO
COM
835495102
36
924
SH
SOLE
N/A
924
0
0
STAPLES INC
COM
855030102
9
750
SH
SOLE
N/A
750
0
0
SUNCOR ENERGY INC NEW
COM
867224107
44
1223
SH
SOLE
N/A
1223
0
0
TRANSAMERICA INCOME SHS INC
COM
893506105
22
1056
SH
SOLE
N/A
1056
0
0
TECO ENERGY INC
COM
872375100
3
193
SH
SOLE
N/A
193
0
0
TELEFONICA S A
SPONSORED ADR
879382208
8
524
SH
SOLE
N/A
524
0
0
TEXTRON INC
COM
883203101
0
1
SH
SOLE
N/A
1
0
0
TYLER TECHNOLOGIES INC
COM
902252105
88
1000
SH
SOLE
N/A
1000
0
0
UNION PAC CORP
COM
907818108
16
150
SH
SOLE
N/A
150
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
95
900
SH
SOLE
N/A
900
0
0
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
93
1092
SH
SOLE
N/A
1092
0
0
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
5
57
SH
SOLE
N/A
57
0
0
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
48
792
SH
SOLE
N/A
792
0
0
WAVE SYSTEMS CORP
CL A PAR $0.01
943526400
0
32
SH
SOLE
N/A
32
0
0
WHOLE FOODS MKT INC
COM
966837106
32
833
SH
SOLE
N/A
833
0
0
WAL-MART STORES INC
COM
931142103
504
6588
SH
SOLE
N/A
6588
0
0
EXCO RESOURCES INC
COM
269279402
1
303
SH
SOLE
N/A
303
0
0
YUM BRANDS INC
COM
988498101
43
600
SH
SOLE
N/A
600
0
0
ZWEIG FD
COM NEW
989834205
7
494
SH
SOLE
N/A
494
0
0
LMP CAP & INCOME FD INC
COM
50208A102
2
135
SH
SOLE
N/A
135
0
0
LMP CORPORATE LN FD INC
COM
50208B100
1
67
SH
SOLE
N/A
67
0
0
BLACKROCK MUNI N Y INTER DUR
COM
09255F109
10
725
SH
SOLE
N/A
725
0
0
WELLS FARGO ADVANTAGE MULTI
COM SHS
94987D101
21
1500
SH
SOLE
N/A
1500
0
0
NUVEEN DIVERSIFIED DIV INCM
COM
6706EP105
168
14417
SH
SOLE
N/A
14417
0
0
GOOGLE INC
CL C
38259P706
44
77
SH
SOLE
N/A
77
0
0
WISDOMTREE TR
INDIA ERNGS FD
97717W422
55
2503
SH
SOLE
N/A
2503
0
0
BREITBURN ENERGY PARTNERS LP
COM UT LTD PTN
106776107
10
500
SH
SOLE
N/A
500
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
12
100
SH
SOLE
N/A
100
0
0
GILEAD SCIENCES INC
COM
375558103
268
2520
SH
SOLE
N/A
2520
0
0
KELLOGG CO
COM
487836108
12
200
SH
SOLE
N/A
200
0
0
PROTECTIVE LIFE CORP
COM
743674103
35
500
SH
SOLE
N/A
500
0
0
TEEKAY OFFSHORE PARTNERS L P
PARTNERSHIP UN
Y8565J101
20
600
SH
SOLE
N/A
600
0
0
LEGACY RESVS LP
UNIT LP INT
524707304
15
500
SH
SOLE
N/A
500
0
0
LINNCO LLC
COMSHS LTD INT
535782106
17
600
SH
SOLE
N/A
600
0
0
OMEGA HEALTHCARE INVS INC
COM
681936100
17
500
SH
SOLE
N/A
500
0
0
ALLIANZGI CONV & INCOME FD
COM
018828103
2
250
SH
SOLE
N/A
250
0
0
ENERPLUS CORP
COM
292766102
4
200
SH
SOLE
N/A
200
0
0
KINDER MORGAN INC DEL
COM
49456B101
4
100
SH
SOLE
N/A
100
0
0
NUVEEN QUALITY PFD INCOME FD
COM
67072C105
3
325
SH
SOLE
N/A
325
0
0
PIMCO GLOBAL STOCKSPLS INCM
COM
722011103
8
397
SH
SOLE
N/A
397
0
0
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
49
650
SH
SOLE
N/A
650
0
0
WESTERN ASSET INVT GRADE DEF
COM
95790A101
33
1628
SH
SOLE
N/A
1628
0
0
HOME PROPERTIES INC
COM
437306103
12
200
SH
SOLE
N/A
200
0
0
BOARDWALK PIPELINE PARTNERS
UT LTD PARTNER
096627104
4
200
SH
SOLE
N/A
200
0
0
TIME INC NEW
COM
887228104
1
36
SH
SOLE
N/A
36
0
0
CYTRX CORP
COM PAR $.001
232828509
44
17300
SH
SOLE
N/A
17300
0
0
LULULEMON ATHLETICA INC
COM
550021109
17
400
SH
SOLE
N/A
400
0
0
CTI BIOPHARMA CORP
COM
12648L106
2
800
SH
SOLE
N/A
800
0
0
TRUSTCO BK CORP N Y
COM
898349105
33
5150
SH
SOLE
N/A
5150
0
0
WASHINGTON PRIME GROUP INC
COM
939647103
1
51
SH
SOLE
N/A
51
0
0
CELSION CORPORATION
COM PAR $0.01
15117N404
0
11
SH
SOLE
N/A
11
0
0
COEUR MNG INC
COM NEW
192108504
0
110
SH
SOLE
N/A
110
0
0
KINROSS GOLD CORP
COM NO PAR
496902404
0
100
SH
SOLE
N/A
100
0
0
LEXICON PHARMACEUTICALS INC
COM
528872104
0
50
SH
SOLE
N/A
50
0
0
BALL CORP
COM
058498106
16
257
SH
SOLE
N/A
257
0
0
BOULDER TOTAL RETURN FD INC
COM
101541100
4
137
SH
SOLE
N/A
137
0
0
ENZO BIOCHEM INC
COM
294100102
1
110
SH
SOLE
N/A
110
0
0
DIEBOLD INC
COM
253651103
4
100
SH
SOLE
N/A
100
0
0
LEXINGTON REALTY TRUST
COM
529043101
1
110
SH
SOLE
N/A
110
0
0
CANADIAN NAT RES LTD
COM
136385101
12
300
SH
SOLE
N/A
300
0
0
ISHARES TR
CORE US AGGBD ET
464287226
7
64
SH
SOLE
N/A
64
0
0
AMAZON COM INC
PUT
023135956
0
200
SH
Put
SOLE
N/A
200
0
0
COLGATE PALMOLIVE CO
PUT
194162953
1
800
SH
Put
SOLE
N/A
800
0
0
NOW INC
COM
67011P100
1
46
SH
SOLE
N/A
46
0
0
ELEPHANT TALK COMM CORP
COM NEW
286202205
0
22
SH
SOLE
N/A
22
0
0
ISHARES
MSCI MEX CAP ETF
464286822
29
425
SH
SOLE
N/A
425
0
0
FERRELLGAS PARTNERS L.P.
UNIT LTD PART
315293100
11
410
SH
SOLE
N/A
410
0
0
FONAR CORP
COM NEW
344437405
2
200
SH
SOLE
N/A
200
0
0
FS INVT CORP
COM
302635107
11
1010
SH
SOLE
N/A
1010
0
0
FORTINET INC
PUT
34959E959
1
800
SH
Put
SOLE
N/A
800
0
0
ISHARES
GOV/CRED BD ETF
464288596
7
63
SH
SOLE
N/A
63
0
0
GOOGLE INC
CALL
38259P908
1076
21100
SH
Call
SOLE
N/A
21100
0
0
NEW AMER HIGH INCOME FD INC
COM NEW
641876800
3
360
SH
SOLE
N/A
360
0
0
LORILLARD INC
COM
544147101
7
125
SH
SOLE
N/A
125
0
0
LIFELOCK INC
CALL
53224V900
0
800
SH
Call
SOLE
N/A
800
0
0
MONSANTO CO NEW
CALL
61166W901
0
200
SH
Call
SOLE
N/A
200
0
0
PACCAR INC
COM
693718108
2
30
SH
SOLE
N/A
30
0
0
POWERSHARES QQQ TRUST
CALL
73935A904
2
2000
SH
Call
SOLE
N/A
2000
0
0
SPDR S&P 500 ETF TR
CALL
78462F903
10
1100
SH
Call
SOLE
N/A
1100
0
0
XILINX INC
COM
983919101
0
2
SH
SOLE
N/A
2
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
62
699
SH
SOLE
N/A
699
0
0
APOLLO COML REAL EST FIN INC
COM
03762U105
705
44858
SH
SOLE
N/A
44858
0
0
SPDR S&P 500 ETF TR
PUT
78462F953
1093
161200
SH
Put
SOLE
N/A
161200
0
0
TRANSOCEAN LTD
CALL
H8817H900
1
7900
SH
Call
SOLE
N/A
7900
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
14
168
SH
SOLE
N/A
168
0
0
DUPONT FABROS TECHNOLOGY INC
CALL
26613Q906
2
500
SH
Call
SOLE
N/A
500
0
0
JPMORGAN CHASE & CO
CALL
46625H900
0
300
SH
Call
SOLE
N/A
300
0
0
ALLIANT ENERGY CORP
COM
018802108
2
33
SH
SOLE
N/A
33
0
0
CONAGRA FOODS INC
COM
205887102
4
115
SH
SOLE
N/A
115
0
0
CURRENCYSHARES EURO TR
PUT
23130C958
911
196000
SH
Put
SOLE
N/A
196000
0
0
ISHARES TR
PUT
464287955
1769
183800
SH
Put
SOLE
N/A
183800
0
0
PROSHARES TR
CALL
74347B901
19
11000
SH
Call
SOLE
N/A
11000
0
0
TESLA MTRS INC
CALL
88160R901
823
22000
SH
Call
SOLE
N/A
22000
0
0
VISA INC
CALL
92826C909
0
9000
SH
Call
SOLE
N/A
9000
0
0
SEVENTY SEVEN ENERGY INC
COM
818097107
1
54
SH
SOLE
N/A
54
0
0
VERITIV CORP
COM
923454102
1
13
SH
SOLE
N/A
13
0
0
ARADIGM CORP
COM NO PAR NEW
038505400
0
2
SH
SOLE
N/A
2
0
0
CASI PHARMACEUTICALS INC
COM
14757U109
0
45
SH
SOLE
N/A
45
0
0
MOBILEYE N V AMSTELVEEN
CALL
N51488907
1
400
SH
Call
SOLE
N/A
400
0
0
MOBILEYE N V AMSTELVEEN
ORD SHS
N51488117
21
400
SH
SOLE
N/A
400
0
0
NOBLE ENERGY INC
COM
655044105
24
350
SH
SOLE
N/A
350
0
0
CAMECO CORP
COM
13321L108
89
5054
SH
SOLE
N/A
5054
0
0
ISHARES TR
20+ YR TR BD ETF
464287432
2
14
SH
SOLE
N/A
14
0
0
ISHARES TR
1-3 YR TR BD ETF
464287457
2
20
SH
SOLE
N/A
20
0
0
ISHARES
INTL TREA BD ETF
464288117
3
26
SH
SOLE
N/A
26
0
0
NUVEEN DIVERSIFIED COMMODTY
COM UT BEN INT
67074P104
13
926
SH
SOLE
N/A
926
0
0
CIGNA CORPORATION
COM
125509109
86
950
SH
SOLE
N/A
950
0
0
CLOROX CO DEL
COM
189054109
39
405
SH
SOLE
N/A
405
0
0
HSBC HLDGS PLC
SPON ADR NEW
404280406
19
378
SH
SOLE
N/A
378
0
0
IMMUNE DESIGN CORP
COM
45252L103
8
450
SH
SOLE
N/A
450
0
0
PARAGON OFFSHORE PLC
SHS
G6S01W108
2
266
SH
SOLE
N/A
266
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
13
165
SH
SOLE
N/A
165
0
0
AGL RES INC
COM
001204106
26
498
SH
SOLE
N/A
498
0
0
AES TR III
PFD CV 6.75%
00808N202
26
498
SH
SOLE
N/A
498
0
0
FLUOR CORP NEW
COM
343412102
33
498
SH
SOLE
N/A
498
0
0
WORLD WRESTLING ENTMT INC
CL A
98156Q108
3
200
SH
SOLE
N/A
200
0
0
CYBERARK SOFTWARE LTD
SHS
M2682V108
8
250
SH
SOLE
N/A
250
0
0
NORTHSTAR RLTY FIN CORP
COM NEW
66704R704
52
2966
SH
SOLE
N/A
2966
0
0
NORTHSTAR ASSET MGMT GROUP I
COM
66705Y104
50
2720
SH
SOLE
N/A
2720
0
0
POWERSHARES QQQ TRUST
PUT
73935A954
1
3000
SH
Put
SOLE
N/A
3000
0
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
5
80
SH
SOLE
N/A
80
0
0
ROYAL BK SCOTLAND GROUP PLC
SP ADR PREF T
780097713
16
622
SH
SOLE
N/A
622
0
0
SEARS HLDGS CORP
COM
812350106
38
1500
SH
SOLE
N/A
1500
0
0
RENEWABLE ENERGY GROUP INC
COM NEW
75972A301
0
16
SH
SOLE
N/A
16
0
0
VAPOR CORP NEV
COM NEW
922099205
0
100
SH
SOLE
N/A
100
0
0
KANSAS CITY SOUTHERN
CALL
485170902
1673
116000
SH
Call
SOLE
N/A
116000
0
0
BANK AMER CORP
CALL
060505904
1
3000
SH
Call
SOLE
N/A
3000
0
0
MCDONALDS CORP
CALL
580135901
0
300
SH
Call
SOLE
N/A
300
0
0
ARROWHEAD RESH CORP
CALL
042797909
8
5000
SH
Call
SOLE
N/A
5000
0
0
ARROWHEAD RESH CORP
PUT
042797959
5
2500
SH
Put
SOLE
N/A
2500
0
0
BOEING CO
CALL
097023905
7
9000
SH
Call
SOLE
N/A
9000
0
0
OCCIDENTAL PETE CORP DEL
CALL
674599905
1
15000
SH
Call
SOLE
N/A
15000
0
0
PFIZER INC
CALL
717081903
0
200
SH
Call
SOLE
N/A
200
0
0
HALLIBURTON CO
CALL
406216901
0
200
SH
Call
SOLE
N/A
200
0
0