0001062993-14-000534.txt : 20140206 0001062993-14-000534.hdr.sgml : 20140206 20140206165645 ACCESSION NUMBER: 0001062993-14-000534 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140206 DATE AS OF CHANGE: 20140206 EFFECTIVENESS DATE: 20140206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Focused Wealth Management, Inc CENTRAL INDEX KEY: 0001586052 IRS NUMBER: 272575734 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15621 FILM NUMBER: 14580823 BUSINESS ADDRESS: STREET 1: 216 ROUTE 299 CITY: HIGHLAND STATE: NY ZIP: 12528 BUSINESS PHONE: (845) 691-4035 MAIL ADDRESS: STREET 1: 216 ROUTE 299 CITY: HIGHLAND STATE: NY ZIP: 12528 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001586052 XXXXXXXX 12-31-2013 12-31-2013 Focused Wealth Management, Inc

216 ROUTE 299 HIGHLAND NY 12528

13F HOLDINGS REPORT 028-15621 N Philip J. DeAngelo 845-691-4035 Philip J. DeAngelo Highland NY 02-06-2014 0 672 119489 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ABB LTD SPONSORED ADR 000375204 29 1089 SH SOLE N/A 1089 0 0 AFLAC INC COM 001055102 129 1933 SH SOLE N/A 1933 0 0 AK STL HLDG CORP COM 001547108 171 20901 SH SOLE N/A 20901 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 3053 171615 SH SOLE N/A 171615 0 0 AOL INC COM 00184X105 1 16 SH SOLE N/A 16 0 0 AT&T INC COM 00206R102 629 17876 SH SOLE N/A 17876 0 0 ATMI INC COM 00207R101 21 700 SH SOLE N/A 700 0 0 ABBOTT LABS COM 002824100 187 4866 SH SOLE N/A 4866 0 0 ABBVIE INC COM 00287Y109 67 1262 SH SOLE N/A 1262 0 0 ABERDEEN ASIA PACIFIC INCOM COM 003009107 5 920 SH SOLE N/A 920 0 0 ACORDA THERAPEUTICS INC COM 00484M106 3 100 SH SOLE N/A 100 0 0 ACTAVIS INC COM 00507K103 3 18 SH SOLE N/A 18 0 0 ADVANTAGE OIL & GAS LTD COM 00765F101 2 450 SH SOLE N/A 450 0 0 AECOM TECHNOLOGY CORP DELAWA COM 00766T100 24 800 SH SOLE N/A 800 0 0 AETNA INC NEW COM 00817Y108 1 9 SH SOLE N/A 9 0 0 AIR PRODS & CHEMS INC COM 009158106 35 312 SH SOLE N/A 312 0 0 ALCOA INC COM 013817101 15 1366 SH SOLE N/A 1366 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 26 5936 SH SOLE N/A 5936 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 35 260 SH SOLE N/A 260 0 0 ALLIANT TECHSYSTEMS INC COM 018804104 1 8 SH SOLE N/A 8 0 0 ALLIANZGI CONV & INCOME FD I COM 018825109 3 380 SH SOLE N/A 380 0 0 ALPHA NATURAL RESOURCES INC COM 02076X102 19 2610 SH SOLE N/A 2610 0 0 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 4 521 SH SOLE N/A 521 0 0 ALTRIA GROUP INC COM 02209S103 112 2920 SH SOLE N/A 2920 0 0 AMAZON COM INC COM 023135106 119 298 SH SOLE N/A 298 0 0 AMEREN CORP COM 023608102 11 300 SH SOLE N/A 300 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 85 3622 SH SOLE N/A 3622 0 0 AMERICAN CAPITAL AGENCY CORP COM 02503X105 4 200 SH SOLE N/A 200 0 0 AMERICAN CAP LTD COM 02503Y103 6 362 SH SOLE N/A 362 0 0 AMERICAN ELEC PWR INC COM 025537101 41 873 SH SOLE N/A 873 0 0 AMERICAN EXPRESS CO COM 025816109 336 3704 SH SOLE N/A 3704 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 0 8 SH SOLE N/A 8 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 7 140 SH SOLE N/A 140 0 0 AMERICAN RLTY CAP PPTYS INC COM 02917T104 681 52982 SH SOLE N/A 52982 0 0 AMERICAN TOWER CORP NEW COM 03027X100 36 449 SH SOLE N/A 449 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 349 8266 SH SOLE N/A 8266 0 0 AMERIPRISE FINL INC COM 03076C106 2 20 SH SOLE N/A 20 0 0 AMGEN INC COM 031162100 46 400 SH SOLE N/A 400 0 0 AMKOR TECHNOLOGY INC COM 031652100 4 600 SH SOLE N/A 600 0 0 ANADARKO PETE CORP COM 032511107 16 200 SH SOLE N/A 200 0 0 ANNALY CAP MGMT INC COM 035710409 17 1730 SH SOLE N/A 1730 0 0 APOLLO INVT CORP COM 03761U106 5 545 SH SOLE N/A 545 0 0 APPLE INC COM 037833100 1348 2403 SH SOLE N/A 2403 0 0 APPLIED MATLS INC COM 038222105 21 1200 SH SOLE N/A 1200 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 2 138 SH SOLE N/A 138 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 16 375 SH SOLE N/A 375 0 0 ARES CAP CORP COM 04010L103 2 123 SH SOLE N/A 123 0 0 ARM HLDGS PLC SPONSORED ADR 042068106 170 3100 SH SOLE N/A 3100 0 0 ARMOUR RESIDENTIAL REIT INC COM 042315101 78 19410 SH SOLE N/A 19410 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 42 705 SH SOLE N/A 705 0 0 AUTOLIV INC COM 052800109 1 15 SH SOLE N/A 15 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 10 125 SH SOLE N/A 125 0 0 AVIS BUDGET GROUP COM 053774105 1 20 SH SOLE N/A 20 0 0 BP PLC SPONSORED ADR 055622104 97 2005 SH SOLE N/A 2005 0 0 BAIDU INC SPON ADR REP A 056752108 23 132 SH SOLE N/A 132 0 0 BAKER HUGHES INC COM 057224107 32 584 SH SOLE N/A 584 0 0 BANCO SANTANDER SA ADR 05964H105 5 561 SH SOLE N/A 561 0 0 BANK OF AMERICA CORPORATION COM 060505104 707 45435 SH SOLE N/A 45435 0 0 BANK NEW YORK MELLON CORP COM 064058100 320 9163 SH SOLE N/A 9163 0 0 BANK N S HALIFAX COM 064149107 28 450 SH SOLE N/A 450 0 0 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 1 35 SH SOLE N/A 35 0 0 BARCLAYS PLC ADR 06738E204 2 101 SH SOLE N/A 101 0 0 BARNES GROUP INC COM 067806109 4 105 SH SOLE N/A 105 0 0 BARRICK GOLD CORP COM 067901108 4 202 SH SOLE N/A 202 0 0 BAXTER INTL INC COM 071813109 18 252 SH SOLE N/A 252 0 0 BEAM INC COM 073730103 16 231 SH SOLE N/A 231 0 0 BECTON DICKINSON & CO COM 075887109 45 408 SH SOLE N/A 408 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1271 10718 SH SOLE N/A 10718 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 0 2 SH SOLE N/A 2 0 0 BIOGEN IDEC INC COM 09062X103 28 100 SH SOLE N/A 100 0 0 BLACKROCK N Y MUN INCOME TR SH BEN INT 09248L106 324 26049 SH SOLE N/A 26049 0 0 BLACKROCK CORE BD TR SHS BEN INT 09249E101 15 1200 SH SOLE N/A 1200 0 0 BLACKROCK MUNICIPAL BOND TR COM 09249H104 22 1623 SH SOLE N/A 1623 0 0 BLACKROCK NY MUNICIPAL BOND COM 09249P106 320 25556 SH SOLE N/A 25556 0 0 BLACKROCK NY MUN INCOME TR I COM 09249R102 380 30067 SH SOLE N/A 30067 0 0 BLACKROCK NY MUNI INC QLTY T COM 09249U105 394 32654 SH SOLE N/A 32654 0 0 BLACKROCK MUNI INCOME INV QL COM 09250G102 9 670 SH SOLE N/A 670 0 0 BLACKROCK ENHANCED EQT DIV T COM 09251A104 43 5453 SH SOLE N/A 5453 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 16 500 SH SOLE N/A 500 0 0 BLACKROCK MUNIYIELD NY QLTY COM 09255E102 29 2414 SH SOLE N/A 2414 0 0 BOEING CO COM 097023105 104 760 SH SOLE N/A 760 0 0 BOLT TECHNOLOGY CORP COM 097698104 3 150 SH SOLE N/A 150 0 0 BOSTON SCIENTIFIC CORP COM 101137107 1 100 SH SOLE N/A 100 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 499 9390 SH SOLE N/A 9390 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 1 31 SH SOLE N/A 31 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 4 500 SH SOLE N/A 500 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 30 425 SH SOLE N/A 425 0 0 CBS CORP NEW CL B 124857202 0 5 SH SOLE N/A 5 0 0 CBRE CLARION GLOBAL REAL EST COM 12504G100 20 2550 SH SOLE N/A 2550 0 0 CME GROUP INC COM 12572Q105 24 300 SH SOLE N/A 300 0 0 CSX CORP COM 126408103 26 902 SH SOLE N/A 902 0 0 CST BRANDS INC COM 12646R105 3 74 SH SOLE N/A 74 0 0 CVS CAREMARK CORPORATION COM 126650100 43 607 SH SOLE N/A 607 0 0 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 51 3867 SH SOLE N/A 3867 0 0 CAPSTEAD MTG CORP COM NO PAR 14067E506 5 400 SH SOLE N/A 400 0 0 CATERPILLAR INC DEL COM 149123101 214 2361 SH SOLE N/A 2361 0 0 CEDAR FAIR L P DEPOSITRY UNIT 150185106 12 235 SH SOLE N/A 235 0 0 CELL THERAPEUTICS INC COM NPV NEW 2012 150934883 2 889 SH SOLE N/A 889 0 0 CELSION CORPORATION COM NEW 15117N305 0 11 SH SOLE N/A 11 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 0 9 SH SOLE N/A 9 0 0 CENTURYLINK INC COM 156700106 5 163 SH SOLE N/A 163 0 0 CHESAPEAKE ENERGY CORP COM 165167107 16 580 SH SOLE N/A 580 0 0 CHEVRON CORP NEW COM 166764100 147 1175 SH SOLE N/A 1175 0 0 CHICAGO BRIDGE & IRON CO N V COM 167250109 670 8055 SH SOLE N/A 8055 0 0 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 6 400 SH SOLE N/A 400 0 0 CISCO SYS INC COM 17275R102 1200 53488 SH SOLE N/A 53488 0 0 CITIGROUP INC COM NEW 172967424 1602 30749 SH SOLE N/A 30749 0 0 CLEAN ENERGY FUELS CORP COM 184499101 75 5800 SH SOLE N/A 5800 0 0 CLIFFS NAT RES INC COM 18683K101 8 315 SH SOLE N/A 315 0 0 COACH INC COM 189754104 0 7 SH SOLE N/A 7 0 0 COCA COLA CO COM 191216100 102 2473 SH SOLE N/A 2473 0 0 COCA COLA ENTERPRISES INC NE COM 19122T109 46 1041 SH SOLE N/A 1041 0 0 COHEN & STEERS QUALITY RLTY COM 19247L106 22 2348 SH SOLE N/A 2348 0 0 COLDWATER CREEK INC COM NEW 193068202 0 20 SH SOLE N/A 20 0 0 COLFAX CORP COM 194014106 80 1250 SH SOLE N/A 1250 0 0 COLGATE PALMOLIVE CO COM 194162103 104 1600 SH SOLE N/A 1600 0 0 COMCAST CORP NEW CL A 20030N101 6 118 SH SOLE N/A 118 0 0 CONOCOPHILLIPS COM 20825C104 25 351 SH SOLE N/A 351 0 0 CONSOLIDATED EDISON INC COM 209115104 149 2699 SH SOLE N/A 2699 0 0 CORELOGIC INC COM 21871D103 4 100 SH SOLE N/A 100 0 0 CORNERSTONE ONDEMAND INC COM 21925Y103 5 100 SH SOLE N/A 100 0 0 CORNING INC COM 219350105 34 1916 SH SOLE N/A 1916 0 0 CUMMINS INC COM 231021106 122 867 SH SOLE N/A 867 0 0 CURIS INC COM 231269101 331 117215 SH SOLE N/A 117215 0 0 DANAHER CORP DEL COM 235851102 19 250 SH SOLE N/A 250 0 0 DARDEN RESTAURANTS INC COM 237194105 7 135 SH SOLE N/A 135 0 0 DEERE & CO COM 244199105 529 5794 SH SOLE N/A 5794 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 30 1087 SH SOLE N/A 1087 0 0 DENDREON CORP COM 24823Q107 4 1395 SH SOLE N/A 1395 0 0 DEVON ENERGY CORP NEW COM 25179M103 6 100 SH SOLE N/A 100 0 0 DIODES INC COM 254543101 7 300 SH SOLE N/A 300 0 0 DISNEY WALT CO COM DISNEY 254687106 125 1642 SH SOLE N/A 1642 0 0 DR REDDYS LABS LTD ADR 256135203 12 300 SH SOLE N/A 300 0 0 DOMINION RES INC VA NEW COM 25746U109 27 425 SH SOLE N/A 425 0 0 DOUBLELINE OPPORTUNISTIC CR COM 258623107 163 7302 SH SOLE N/A 7302 0 0 DOVER CORP COM 260003108 16 165 SH SOLE N/A 165 0 0 DOW CHEM CO COM 260543103 22 502 SH SOLE N/A 502 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 38 580 SH SOLE N/A 580 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 9 128 SH SOLE N/A 128 0 0 E M C CORP MASS COM 268648102 75 2996 SH SOLE N/A 2996 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 9 468 SH SOLE N/A 468 0 0 EASTMAN CHEM CO COM 277432100 2 30 SH SOLE N/A 30 0 0 EATON VANCE FLTING RATE INC COM 278279104 15 1000 SH SOLE N/A 1000 0 0 EATON VANCE TAX ADVT DIV INC COM 27828G107 23 1199 SH SOLE N/A 1199 0 0 EATON VANCE LTD DUR INCOME F COM 27828H105 2 112 SH SOLE N/A 112 0 0 EATON VANCE TX MGD DIV EQ IN COM 27828N102 354 32389 SH SOLE N/A 32389 0 0 EATON VANCE TX ADV GLB DIV O COM 27828U106 13 520 SH SOLE N/A 520 0 0 EATON VANCE TX MNG BY WRT OP COM 27828Y108 27 1910 SH SOLE N/A 1910 0 0 EATON VANCE TXMGD GL BUYWR O COM 27829C105 9 780 SH SOLE N/A 780 0 0 EATON VANCE TAX MNGD GBL DV COM 27829F108 797 79734 SH SOLE N/A 79734 0 0 EBAY INC COM 278642103 4 77 SH SOLE N/A 77 0 0 EMAGIN CORP COM NEW 29076N206 0 30 SH SOLE N/A 30 0 0 EMERSON ELEC CO COM 291011104 35 503 SH SOLE N/A 503 0 0 EMPIRE RESORTS INC COM NEW 292052206 20 4066 SH SOLE N/A 4066 0 0 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 5 152 SH SOLE N/A 152 0 0 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 84 1460 SH SOLE N/A 1460 0 0 ENERNOC INC COM 292764107 135 7867 SH SOLE N/A 7867 0 0 ENGILITY HLDGS INC COM 29285W104 2 52 SH SOLE N/A 52 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 240 3618 SH SOLE N/A 3618 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 15 299 SH SOLE N/A 299 0 0 EXACT SCIENCES CORP COM 30063P105 1 100 SH SOLE N/A 100 0 0 EXELON CORP COM 30161N101 218 7942 SH SOLE N/A 7942 0 0 EXELIS INC COM 30162A108 0 20 SH SOLE N/A 20 0 0 EXETER RES CORP COM 301835104 0 310 SH SOLE N/A 310 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 122 1735 SH SOLE N/A 1735 0 0 EXXON MOBIL CORP COM 30231G102 1670 16503 SH SOLE N/A 16503 0 0 F M C CORP COM NEW 302491303 6 80 SH SOLE N/A 80 0 0 FMC TECHNOLOGIES INC COM 30249U101 7 136 SH SOLE N/A 136 0 0 FACEBOOK INC CL A 30303M102 148 2706 SH SOLE N/A 2706 0 0 FAMILY DLR STORES INC COM 307000109 1 8 SH SOLE N/A 8 0 0 FIRST NIAGARA FINL GP INC COM 33582V108 4 377 SH SOLE N/A 377 0 0 FIRSTENERGY CORP COM 337932107 56 1689 SH SOLE N/A 1689 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 81 5277 SH SOLE N/A 5277 0 0 FORTINET INC COM 34959E109 331 17301 SH SOLE N/A 17301 0 0 FORTINET INC CALL 34959E909 12 120 SH Call SOLE N/A 120 0 0 FORTUNE BRANDS HOME & SEC IN COM 34964C106 5 112 SH SOLE N/A 112 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 12 320 SH SOLE N/A 320 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 4 758 SH SOLE N/A 758 0 0 FULLER H B CO COM 359694106 54 1031 SH SOLE N/A 1031 0 0 GABELLI DIVD & INCOME TR COM 36242H104 21 930 SH SOLE N/A 930 0 0 GALLAGHER ARTHUR J & CO COM 363576109 17 354 SH SOLE N/A 354 0 0 GAP INC DEL COM 364760108 4 112 SH SOLE N/A 112 0 0 GENERAL ELECTRIC CO COM 369604103 4085 145725 SH SOLE N/A 145725 0 0 GENERAL GROWTH PPTYS INC NEW COM 370023103 6 300 SH SOLE N/A 300 0 0 GENERAL MLS INC COM 370334104 10 200 SH SOLE N/A 200 0 0 GENERAL MTRS CO COM 37045V100 25 600 SH SOLE N/A 600 0 0 GEOSPACE TECHNOLOGIES CORP COM 37364X109 36 378 SH SOLE N/A 378 0 0 GERDAU S A SPON ADR REP PFD 373737105 6 769 SH SOLE N/A 769 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 112 2097 SH SOLE N/A 2097 0 0 GLOBAL X FDS SOCIAL MED ETF 37950E416 20 925 SH SOLE N/A 925 0 0 GOLDCORP INC NEW COM 380956409 1 50 SH SOLE N/A 50 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 712 4018 SH SOLE N/A 4018 0 0 GOOGLE INC CL A 38259P508 100 89 SH SOLE N/A 89 0 0 GRAFTECH INTL LTD COM 384313102 1 120 SH SOLE N/A 120 0 0 GREAT PLAINS ENERGY INC COM 391164100 5 200 SH SOLE N/A 200 0 0 GREENHAVEN CONT CMDTY INDEX UNIT BEN INT 395258106 9 334 SH SOLE N/A 334 0 0 GUESS INC COM 401617105 1 20 SH SOLE N/A 20 0 0 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 15 727 SH SOLE N/A 727 0 0 HSBC HLDGS PLC ADR A 1/40PF A 404280604 28 1136 SH SOLE N/A 1136 0 0 HALLIBURTON CO COM 406216101 34 661 SH SOLE N/A 661 0 0 HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 41013T105 35 3058 SH SOLE N/A 3058 0 0 HARLEY DAVIDSON INC COM 412822108 8 120 SH SOLE N/A 120 0 0 HARMONIC INC COM 413160102 26 3500 SH SOLE N/A 3500 0 0 HATTERAS FINL CORP COM 41902R103 10 603 SH SOLE N/A 603 0 0 HEALTH CARE REIT INC COM 42217K106 244 4561 SH SOLE N/A 4561 0 0 HEALTHCARE TR AMER INC CL A 42225P105 66 6706 SH SOLE N/A 6706 0 0 HEARTWARE INTL INC COM 422368100 8 80 SH SOLE N/A 80 0 0 HEWLETT PACKARD CO COM 428236103 29 1025 SH SOLE N/A 1025 0 0 HIMAX TECHNOLOGIES INC SPONSORED ADR 43289P106 7 465 SH SOLE N/A 465 0 0 HOME DEPOT INC COM 437076102 34 417 SH SOLE N/A 417 0 0 HONEYWELL INTL INC COM 438516106 148 1623 SH SOLE N/A 1623 0 0 HUDSON CITY BANCORP COM 443683107 3 338 SH SOLE N/A 338 0 0 HUNTINGTON BANCSHARES INC COM 446150104 7 674 SH SOLE N/A 674 0 0 ITT CORP NEW COM NEW 450911201 0 10 SH SOLE N/A 10 0 0 ICICI BK LTD ADR 45104G104 11 300 SH SOLE N/A 300 0 0 IMATION CORP COM 45245A107 0 12 SH SOLE N/A 12 0 0 IMAX CORP COM 45245E109 1 30 SH SOLE N/A 30 0 0 IMMUNOGEN INC COM 45253H101 1 100 SH SOLE N/A 100 0 0 INFOSYS LTD SPONSORED ADR 456788108 35 611 SH SOLE N/A 611 0 0 INTEL CORP COM 458140100 653 25155 SH SOLE N/A 25155 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2286 12187 SH SOLE N/A 12187 0 0 INTL PAPER CO COM 460146103 37 750 SH SOLE N/A 750 0 0 INTUIT COM 461202103 46 600 SH SOLE N/A 600 0 0 INTREPID POTASH INC COM 46121Y102 1 50 SH SOLE N/A 50 0 0 INVENSENSE INC COM 46123D205 336 16150 SH SOLE N/A 16150 0 0 INVENSENSE INC CALL 46123D905 27 100 SH Call SOLE N/A 100 0 0 INVESCO TR INVT GRADE NY MUN COM 46131T101 25 1917 SH SOLE N/A 1917 0 0 ISHARES GOLD TRUST ISHARES 464285105 4 325 SH SOLE N/A 325 0 0 ISHARES MSCI AUST ETF 464286103 49 2000 SH SOLE N/A 2000 0 0 ISHARES MSCI BRZ CAP ETF 464286400 17 377 SH SOLE N/A 377 0 0 ISHARES MSCI CDA ETF 464286509 29 984 SH SOLE N/A 984 0 0 ISHARES MSCI SINGAP ETF 464286673 11 811 SH SOLE N/A 811 0 0 ISHARES MSCI MALAYSI ETF 464286830 11 700 SH SOLE N/A 700 0 0 ISHARES S&P 100 ETF 464287101 95 1150 SH SOLE N/A 1150 0 0 ISHARES MRNGSTR LG-CP ET 464287127 4 40 SH SOLE N/A 40 0 0 ISHARES SELECT DIVID ETF 464287168 732 10263 SH SOLE N/A 10263 0 0 ISHARES TIPS BD ETF 464287176 17 155 SH SOLE N/A 155 0 0 ISHARES CHINA LG-CAP ETF 464287184 4 98 SH SOLE N/A 98 0 0 ISHARES TRANS AVG ETF 464287192 5 35 SH SOLE N/A 35 0 0 ISHARES CORE S&P500 ETF 464287200 3437 18512 SH SOLE N/A 18512 0 0 ISHARES CORE TOTUSBD ETF 464287226 7 64 SH SOLE N/A 64 0 0 ISHARES MSCI EMG MKT ETF 464287234 168 4009 SH SOLE N/A 4009 0 0 ISHARES IBOXX INV CP ETF 464287242 7 57 SH SOLE N/A 57 0 0 ISHARES S&P 500 GRWT ETF 464287309 3220 32608 SH SOLE N/A 32608 0 0 ISHARES GLOB HLTHCRE ETF 464287325 14 162 SH SOLE N/A 162 0 0 ISHARES NA NAT RES 464287374 8 177 SH SOLE N/A 177 0 0 ISHARES S&P 500 VAL ETF 464287408 17 196 SH SOLE N/A 196 0 0 ISHARES MSCI EAFE ETF 464287465 19 283 SH SOLE N/A 283 0 0 ISHARES RUS MDCP VAL ETF 464287473 18 268 SH SOLE N/A 268 0 0 ISHARES RUS MD CP GR ETF 464287481 17 203 SH SOLE N/A 203 0 0 ISHARES RUS MID-CAP ETF 464287499 22 146 SH SOLE N/A 146 0 0 ISHARES COHEN&STEER REIT 464287564 2 31 SH SOLE N/A 31 0 0 ISHARES RUS 1000 VAL ETF 464287598 12 130 SH SOLE N/A 130 0 0 ISHARES RUS 1000 GRW ETF 464287614 508 5915 SH SOLE N/A 5915 0 0 ISHARES RUSSELL 2000 ETF 464287655 2 15 SH SOLE N/A 15 0 0 ISHARES U.S. UTILITS ETF 464287697 66 693 SH SOLE N/A 693 0 0 ISHARES U.S. REAL ES ETF 464287739 157 2490 SH SOLE N/A 2490 0 0 ISHARES U.S. BAS MTL ETF 464287838 87 1068 SH SOLE N/A 1068 0 0 ISHARES JP MOR EM MK ETF 464288281 11 100 SH SOLE N/A 100 0 0 ISHARES NY AMTFRE MU ETF 464288323 155 1482 SH SOLE N/A 1482 0 0 ISHARES INTL SEL DIV ETF 464288448 6144 161934 SH SOLE N/A 161934 0 0 ISHARES MRGSTR SM CP ETF 464288505 37 286 SH SOLE N/A 286 0 0 ISHARES IBOXX HI YD ETF 464288513 326 3511 SH SOLE N/A 3511 0 0 ISHARES MSCI KLD400 SOC 464288570 35 501 SH SOLE N/A 501 0 0 ISHARES GOV/CRED BD ETF 464288596 7 63 SH SOLE N/A 63 0 0 ISHARES INTERM CR BD ETF 464288638 68 633 SH SOLE N/A 633 0 0 ISHARES 1-3 YR CR BD ETF 464288646 26 244 SH SOLE N/A 244 0 0 ISHARES U.S. PFD STK ETF 464288687 1980 53764 SH SOLE N/A 53764 0 0 ISHARES GLOB INDSTRL ETF 464288729 962 13465 SH SOLE N/A 13465 0 0 ISHARES US HOME CONS ETF 464288752 12 468 SH SOLE N/A 468 0 0 ISHARES USA ESG SLCT ETF 464288802 48 629 SH SOLE N/A 629 0 0 ISHARES US OIL&GS EX ETF 464288851 622 7560 SH SOLE N/A 7560 0 0 ISHARES EAFE VALUE ETF 464288877 5 90 SH SOLE N/A 90 0 0 ISHARES AGGRES ALLOC ETF 464289859 33 734 SH SOLE N/A 734 0 0 ISHARES GRWT ALLOCAT ETF 464289867 10 255 SH SOLE N/A 255 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 21 1120 SH SOLE N/A 1120 0 0 ISHARES HIGH DIVIDND ETF 46429B663 41 577 SH SOLE N/A 577 0 0 JDS UNIPHASE CORP COM PAR $0.001 46612J507 9 731 SH SOLE N/A 731 0 0 JPMORGAN CHASE & CO COM 46625H100 214 3666 SH SOLE N/A 3666 0 0 JOHN BEAN TECHNOLOGIES CORP COM 477839104 0 14 SH SOLE N/A 14 0 0 JOHNSON & JOHNSON COM 478160104 1042 11377 SH SOLE N/A 11377 0 0 JOHNSON CTLS INC COM 478366107 2 30 SH SOLE N/A 30 0 0 KKR FINL HLDGS LLC COM 48248A306 1227 100653 SH SOLE N/A 100653 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 13 106 SH SOLE N/A 106 0 0 KB HOME COM 48666K109 1 63 SH SOLE N/A 63 0 0 KIMBERLY CLARK CORP COM 494368103 334 3200 SH SOLE N/A 3200 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 65 802 SH SOLE N/A 802 0 0 KRAFT FOODS GROUP INC COM 50076Q106 18 335 SH SOLE N/A 335 0 0 LSI CORPORATION COM 502161102 11 993 SH SOLE N/A 993 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 34 315 SH SOLE N/A 315 0 0 LADENBURG THALMAN FIN SVCS I COM 50575Q102 34 10750 SH SOLE N/A 10750 0 0 LAS VEGAS SANDS CORP COM 517834107 27 345 SH SOLE N/A 345 0 0 LIGAND PHARMACEUTICALS INC COM NEW 53220K504 26 500 SH SOLE N/A 500 0 0 LIFELOCK INC COM 53224V100 118 7200 SH SOLE N/A 7200 0 0 LILLY ELI & CO COM 532457108 5 100 SH SOLE N/A 100 0 0 LINKEDIN CORP COM CL A 53578A108 16 75 SH SOLE N/A 75 0 0 LINN ENERGY LLC UNIT LTD LIAB 536020100 5 150 SH SOLE N/A 150 0 0 LOCKHEED MARTIN CORP COM 539830109 12 79 SH SOLE N/A 79 0 0 LOEWS CORP COM 540424108 19 400 SH SOLE N/A 400 0 0 LOWES COS INC COM 548661107 54 1080 SH SOLE N/A 1080 0 0 MFA FINL INC COM 55272X102 7 1000 SH SOLE N/A 1000 0 0 MGIC INVT CORP WIS COM 552848103 0 50 SH SOLE N/A 50 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 14 214 SH SOLE N/A 214 0 0 MAIN STREET CAPITAL CORP COM 56035L104 511 15639 SH SOLE N/A 15639 0 0 MANNKIND CORP COM 56400P201 6 1200 SH SOLE N/A 1200 0 0 MANULIFE FINL CORP COM 56501R106 1 40 SH SOLE N/A 40 0 0 MARATHON OIL CORP COM 565849106 11 318 SH SOLE N/A 318 0 0 MARATHON PETE CORP COM 56585A102 5 56 SH SOLE N/A 56 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 15 700 SH SOLE N/A 700 0 0 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 42 770 SH SOLE N/A 770 0 0 MATTEL INC COM 577081102 70 1461 SH SOLE N/A 1461 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 0 5 SH SOLE N/A 5 0 0 MCCORMICK & CO INC COM NON VTG 579780206 2 35 SH SOLE N/A 35 0 0 MCDONALDS CORP COM 580135101 147 1520 SH SOLE N/A 1520 0 0 MCKESSON CORP COM 58155Q103 8 50 SH SOLE N/A 50 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 5 400 SH SOLE N/A 400 0 0 MEDTRONIC INC COM 585055106 13 235 SH SOLE N/A 235 0 0 MERCK & CO INC NEW COM 58933Y105 534 10675 SH SOLE N/A 10675 0 0 METLIFE INC COM 59156R108 2 43 SH SOLE N/A 43 0 0 MICROSOFT CORP COM 594918104 318 8505 SH SOLE N/A 8505 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 1 33 SH SOLE N/A 33 0 0 MICRON TECHNOLOGY INC COM 595112103 2 100 SH SOLE N/A 100 0 0 MODUSLINK GLOBAL SOLUTIONS I COM 60786L107 0 5 SH SOLE N/A 5 0 0 MONDELEZ INTL INC CL A 609207105 31 874 SH SOLE N/A 874 0 0 MONSANTO CO NEW COM 61166W101 121 1042 SH SOLE N/A 1042 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 29 435 SH SOLE N/A 435 0 0 MUELLER INDS INC COM 624756102 16 252 SH SOLE N/A 252 0 0 NCR CORP NEW COM 62886E108 3 90 SH SOLE N/A 90 0 0 NRG ENERGY INC COM NEW 629377508 1 45 SH SOLE N/A 45 0 0 NATIONAL GRID PLC SPON ADR NEW 636274300 164 2503 SH SOLE N/A 2503 0 0 NATIONAL OILWELL VARCO INC COM 637071101 9 115 SH SOLE N/A 115 0 0 NEENAH PAPER INC COM 640079109 4 96 SH SOLE N/A 96 0 0 NETEASE INC SPONSORED ADR 64110W102 8 100 SH SOLE N/A 100 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 11 625 SH SOLE N/A 625 0 0 NEXTERA ENERGY INC COM 65339F101 63 736 SH SOLE N/A 736 0 0 NISKA GAS STORAGE PARTNERS L UNIT LTD LIABI 654678101 32 2160 SH SOLE N/A 2160 0 0 NISOURCE INC COM 65473P105 61 1864 SH SOLE N/A 1864 0 0 NOKIA CORP SPONSORED ADR 654902204 11 1407 SH SOLE N/A 1407 0 0 NORDSTROM INC COM 655664100 26 426 SH SOLE N/A 426 0 0 NORFOLK SOUTHERN CORP COM 655844108 27 294 SH SOLE N/A 294 0 0 NORTHEAST UTILS COM 664397106 49 1153 SH SOLE N/A 1153 0 0 NORTHSTAR RLTY FIN CORP COM 66704R100 12 916 SH SOLE N/A 916 0 0 NOVARTIS A G SPONSORED ADR 66987V109 75 933 SH SOLE N/A 933 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 19 1257 SH SOLE N/A 1257 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 11 219 SH SOLE N/A 219 0 0 NVIDIA CORP COM 67066G104 5 300 SH SOLE N/A 300 0 0 NUVEEN EQUITY PREM INCOME FD COM 6706ER101 1876 149490 SH SOLE N/A 149490 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 253 21255 SH SOLE N/A 21255 0 0 NUVEEN MTG OPPORTUNITY TERM COM 670735109 109 4725 SH SOLE N/A 4725 0 0 NUVEEN ENERGY MLP TOTL RTRNF COM 67074U103 0 10 SH SOLE N/A 10 0 0 OI S.A. SPN ADR REP PFD 670851203 0 66 SH SOLE N/A 66 0 0 O REILLY AUTOMOTIVE INC NEW COM 67103H107 2 15 SH SOLE N/A 15 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 47 493 SH SOLE N/A 493 0 0 OCLARO INC COM NEW 67555N206 0 67 SH SOLE N/A 67 0 0 OLD REP INTL CORP COM 680223104 0 5 SH SOLE N/A 5 0 0 OMNICOM GROUP INC COM 681919106 225 3032 SH SOLE N/A 3032 0 0 ONEIDA FINL CORP MD COM 682479100 13 1000 SH SOLE N/A 1000 0 0 ONEOK INC NEW COM 682680103 141 2272 SH SOLE N/A 2272 0 0 ORACLE CORP COM 68389X105 101 2630 SH SOLE N/A 2630 0 0 PHH CORP COM NEW 693320202 0 5 SH SOLE N/A 5 0 0 PMC-SIERRA INC COM 69344F106 2 333 SH SOLE N/A 333 0 0 PNC FINL SVCS GROUP INC COM 693475105 17 225 SH SOLE N/A 225 0 0 PPG INDS INC COM 693506107 19 100 SH SOLE N/A 100 0 0 PPL CORP COM 69351T106 20 666 SH SOLE N/A 666 0 0 PARKER HANNIFIN CORP COM 701094104 7 52 SH SOLE N/A 52 0 0 PENGROWTH ENERGY CORP COM 70706P104 12 1966 SH SOLE N/A 1966 0 0 PEPSICO INC COM 713448108 9 106 SH SOLE N/A 106 0 0 PHARMACYCLICS INC COM 716933106 19 175 SH SOLE N/A 175 0 0 PFIZER INC COM 717081103 306 9979 SH SOLE N/A 9979 0 0 PHILIP MORRIS INTL INC COM 718172109 153 1756 SH SOLE N/A 1756 0 0 PHILLIPS 66 COM 718546104 10 127 SH SOLE N/A 127 0 0 PHOTOMEDEX INC COM PAR $0.01 719358301 168 12962 SH SOLE N/A 12962 0 0 PIMCO NY MUNICIPAL INCOME FD COM 72200T103 11 1050 SH SOLE N/A 1050 0 0 PIMCO CORPORATE & INCOME OPP COM 72201B101 228 13213 SH SOLE N/A 13213 0 0 PIMCO ETF TR 1-5 US TIP IDX 72201R205 989 18698 SH SOLE N/A 18698 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 2915 27407 SH SOLE N/A 27407 0 0 PIMCO ETF TR BLD AMER BD FD 72201R825 241 5119 SH SOLE N/A 5119 0 0 PIMCO ETF TR ENHAN SHRT MAT 72201R833 217 2146 SH SOLE N/A 2146 0 0 PIONEER NAT RES CO COM 723787107 55 300 SH SOLE N/A 300 0 0 PIPER JAFFRAY COS COM 724078100 0 2 SH SOLE N/A 2 0 0 PITNEY BOWES INC COM 724479100 10 427 SH SOLE N/A 427 0 0 PLUG POWER INC COM NEW 72919P202 0 40 SH SOLE N/A 40 0 0 PLUM CREEK TIMBER CO INC COM 729251108 7 151 SH SOLE N/A 151 0 0 POTASH CORP SASK INC COM 73755L107 4 135 SH SOLE N/A 135 0 0 POWELL INDS INC COM 739128106 20 300 SH SOLE N/A 300 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 300 3411 SH SOLE N/A 3411 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 12 484 SH SOLE N/A 484 0 0 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 1 197 SH SOLE N/A 197 0 0 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 8 81 SH SOLE N/A 81 0 0 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 3 100 SH SOLE N/A 100 0 0 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 18 223 SH SOLE N/A 223 0 0 POWERSHARES ETF TRUST AERSPC DEF PTF 73935X690 6 200 SH SOLE N/A 200 0 0 POWERSHARES ETF TRUST DYNM LRG CP VL 73935X708 33 1154 SH SOLE N/A 1154 0 0 POWERSECURE INTL INC COM 73936N105 109 6350 SH SOLE N/A 6350 0 0 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 10 736 SH SOLE N/A 736 0 0 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 1042 38574 SH SOLE N/A 38574 0 0 POWERSHARES GLOBAL ETF TRUST GBL WTR PORT 73936T623 1 55 SH SOLE N/A 55 0 0 POWERSHARES GLOBAL ETF TRUST EMER MRKT PORT 73936T763 2 91 SH SOLE N/A 91 0 0 POWERSHARES GLOBAL ETF TRUST DEV MKTS EX-US 73936T789 9 196 SH SOLE N/A 196 0 0 PRECISION DRILLING CORP COM 2010 74022D308 3 280 SH SOLE N/A 280 0 0 PRICE T ROWE GROUP INC COM 74144T108 13 159 SH SOLE N/A 159 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 5 110 SH SOLE N/A 110 0 0 PROCTER & GAMBLE CO COM 742718109 488 6000 SH SOLE N/A 6000 0 0 PROLOGIS INC COM 74340W103 2 45 SH SOLE N/A 45 0 0 PROSHARES TR PSHS ULSHT SP500 74347B300 0 8 SH SOLE N/A 8 0 0 PROSHARES TR PSHS ULT S&P 500 74347R107 46 450 SH SOLE N/A 450 0 0 PRUDENTIAL FINL INC COM 744320102 22 241 SH SOLE N/A 241 0 0 PRUDENTIAL PLC ADR 74435K204 14 300 SH SOLE N/A 300 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 26 820 SH SOLE N/A 820 0 0 QLOGIC CORP COM 747277101 4 358 SH SOLE N/A 358 0 0 QUALCOMM INC COM 747525103 173 2331 SH SOLE N/A 2331 0 0 RPM INTL INC COM 749685103 12 279 SH SOLE N/A 279 0 0 RADNET INC COM 750491102 0 25 SH SOLE N/A 25 0 0 RAMBUS INC DEL COM 750917106 1 150 SH SOLE N/A 150 0 0 RAYTHEON CO COM NEW 755111507 65 717 SH SOLE N/A 717 0 0 REALTY INCOME CORP COM 756109104 282 7560 SH SOLE N/A 7560 0 0 REAVES UTIL INCOME FD COM SH BEN INT 756158101 347 13814 SH SOLE N/A 13814 0 0 REED ELSEVIER N V SPONS ADR NEW 758204200 9 200 SH SOLE N/A 200 0 0 RENTECH INC COM 760112102 2 1000 SH SOLE N/A 1000 0 0 REVOLUTION LIGHTING TECHNOLO COM 76155G107 40 11800 SH SOLE N/A 11800 0 0 RITE AID CORP COM 767754104 10 2000 SH SOLE N/A 2000 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 23 341 SH SOLE N/A 341 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 11 150 SH SOLE N/A 150 0 0 RYMAN HOSPITALITY PPTYS INC COM 78377T107 7 175 SH SOLE N/A 175 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 12 63 SH SOLE N/A 63 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 228 1965 SH SOLE N/A 1965 0 0 SPDR INDEX SHS FDS EUROPE ETF 78463X608 33 820 SH SOLE N/A 820 0 0 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 1 20 SH SOLE N/A 20 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 6 157 SH SOLE N/A 157 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 19 259 SH SOLE N/A 259 0 0 SPDR SERIES TRUST S&P BK ETF 78464A797 17 500 SH SOLE N/A 500 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 22 130 SH SOLE N/A 130 0 0 SANDISK CORP COM 80004C101 14 200 SH SOLE N/A 200 0 0 SANDRIDGE ENERGY INC COM 80007P307 3 500 SH SOLE N/A 500 0 0 SANOFI SPONSORED ADR 80105N105 32 605 SH SOLE N/A 605 0 0 SAVIENT PHARMACEUTICALS INC COM 80517Q100 0 300 SH SOLE N/A 300 0 0 SCANA CORP NEW COM 80589M102 66 1402 SH SOLE N/A 1402 0 0 SCHLUMBERGER LTD COM 806857108 198 2200 SH SOLE N/A 2200 0 0 SCHNITZER STL INDS CL A 806882106 2 63 SH SOLE N/A 63 0 0 SCHWAB CHARLES CORP NEW COM 808513105 0 1 SH SOLE N/A 1 0 0 SEACHANGE INTL INC COM 811699107 2 145 SH SOLE N/A 145 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 86 974 SH SOLE N/A 974 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 34 1574 SH SOLE N/A 1574 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 15 413 SH SOLE N/A 413 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 69 1813 SH SOLE N/A 1813 0 0 SERVICE CORP INTL COM 817565104 5 300 SH SOLE N/A 300 0 0 SIEMENS A G SPONSORED ADR 826197501 28 200 SH SOLE N/A 200 0 0 SIMON PPTY GROUP INC NEW COM 828806109 24 156 SH SOLE N/A 156 0 0 SIRIUS XM RADIO INC COM 82967N108 20 5791 SH SOLE N/A 5791 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 35 1217 SH SOLE N/A 1217 0 0 SMUCKER J M CO COM NEW 832696405 0 2 SH SOLE N/A 2 0 0 SOLAZYME INC COM 83415T101 11 1000 SH SOLE N/A 1000 0 0 SONOCO PRODS CO COM 835495102 39 924 SH SOLE N/A 924 0 0 SOUTHERN CO COM 842587107 44 1061 SH SOLE N/A 1061 0 0 SOUTHERN COPPER CORP COM 84265V105 20 706 SH SOLE N/A 706 0 0 SPECTRA ENERGY CORP COM 847560109 7 188 SH SOLE N/A 188 0 0 STAPLES INC COM 855030102 12 750 SH SOLE N/A 750 0 0 STONEMOR PARTNERS L P COM UNITS 86183Q100 3 111 SH SOLE N/A 111 0 0 STRYKER CORP COM 863667101 168 2231 SH SOLE N/A 2231 0 0 SUNCOR ENERGY INC NEW COM 867224107 43 1219 SH SOLE N/A 1219 0 0 SUNPOWER CORP COM 867652406 5 163 SH SOLE N/A 163 0 0 SUPER MICRO COMPUTER INC COM 86800U104 39 2250 SH SOLE N/A 2250 0 0 SYNAPTICS INC COM 87157D109 10 200 SH SOLE N/A 200 0 0 SYNGENTA AG SPONSORED ADR 87160A100 16 200 SH SOLE N/A 200 0 0 SYNTROLEUM CORP COM NEW 871630208 0 80 SH SOLE N/A 80 0 0 SYSCO CORP COM 871829107 23 628 SH SOLE N/A 628 0 0 TC PIPELINES LP UT COM LTD PRT 87233Q108 8 166 SH SOLE N/A 166 0 0 TCW STRATEGIC INCOME FUND IN COM 872340104 320 59979 SH SOLE N/A 59979 0 0 TICC CAPITAL CORP COM 87244T109 19 1843 SH SOLE N/A 1843 0 0 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 3 35 SH SOLE N/A 35 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 9 516 SH SOLE N/A 516 0 0 TAL INTL GROUP INC COM 874083108 29 500 SH SOLE N/A 500 0 0 TELEFONICA S A SPONSORED ADR 879382208 26 1581 SH SOLE N/A 1581 0 0 TELUS CORP COM 87971M103 21 600 SH SOLE N/A 600 0 0 TERADATA CORP DEL COM 88076W103 3 76 SH SOLE N/A 76 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 467 11649 SH SOLE N/A 11649 0 0 TEXAS INSTRS INC COM 882508104 4 100 SH SOLE N/A 100 0 0 TEXTRON INC COM 883203101 6 155 SH SOLE N/A 155 0 0 3-D SYS CORP DEL COM NEW 88554D205 10 105 SH SOLE N/A 105 0 0 3M CO COM 88579Y101 236 1681 SH SOLE N/A 1681 0 0 TIME WARNER INC COM NEW 887317303 22 317 SH SOLE N/A 317 0 0 TIME WARNER CABLE INC COM 88732J207 11 80 SH SOLE N/A 80 0 0 TOTAL S A SPONSORED ADR 89151E109 31 500 SH SOLE N/A 500 0 0 TRANSCANADA CORP COM 89353D107 9 200 SH SOLE N/A 200 0 0 TRAVELERS COMPANIES INC COM 89417E109 3 30 SH SOLE N/A 30 0 0 TRIANGLE CAP CORP COM 895848109 17 615 SH SOLE N/A 615 0 0 TRIPADVISOR INC COM 896945201 8 100 SH SOLE N/A 100 0 0 TROVAGENE INC COM NEW 897238309 2 310 SH SOLE N/A 310 0 0 TYLER TECHNOLOGIES INC COM 902252105 102 1000 SH SOLE N/A 1000 0 0 US BANCORP DEL COM NEW 902973304 241 5956 SH SOLE N/A 5956 0 0 USANA HEALTH SCIENCES INC COM 90328M107 30 400 SH SOLE N/A 400 0 0 UNION PAC CORP COM 907818108 13 75 SH SOLE N/A 75 0 0 UNITED PARCEL SERVICE INC CL B 911312106 13 124 SH SOLE N/A 124 0 0 UNITED STATES NATL GAS FUND UNIT PAR $0.001 912318201 2 112 SH SOLE N/A 112 0 0 UNITED TECHNOLOGIES CORP COM 913017109 46 400 SH SOLE N/A 400 0 0 UNITEDHEALTH GROUP INC COM 91324P102 38 509 SH SOLE N/A 509 0 0 UNUM GROUP COM 91529Y106 6 180 SH SOLE N/A 180 0 0 UNWIRED PLANET INC NEW COM 91531F103 0 166 SH SOLE N/A 166 0 0 VALE S A ADR 91912E105 7 439 SH SOLE N/A 439 0 0 VALERO ENERGY CORP NEW COM 91913Y100 4 87 SH SOLE N/A 87 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 1822 24221 SH SOLE N/A 24221 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 114 1429 SH SOLE N/A 1429 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 5 67 SH SOLE N/A 67 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 50 1203 SH SOLE N/A 1203 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 8439 135414 SH SOLE N/A 135414 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 52 876 SH SOLE N/A 876 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 30 597 SH SOLE N/A 597 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4335 105372 SH SOLE N/A 105372 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 29 231 SH SOLE N/A 231 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 1376 30971 SH SOLE N/A 30971 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 193 1905 SH SOLE N/A 1905 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 2747 30679 SH SOLE N/A 30679 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 31 378 SH SOLE N/A 378 0 0 VANGUARD NAT RES LLC COM UNIT 92205F106 5 167 SH SOLE N/A 167 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1682 21084 SH SOLE N/A 21084 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 308 3722 SH SOLE N/A 3722 0 0 VENTAS INC COM 92276F100 184 3212 SH SOLE N/A 3212 0 0 VANGUARD INDEX FDS S&P 500 ETF SH 922908413 38 227 SH SOLE N/A 227 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 64 798 SH SOLE N/A 798 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 20 220 SH SOLE N/A 220 0 0 VANGUARD INDEX FDS REIT ETF 922908553 24 377 SH SOLE N/A 377 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 21 170 SH SOLE N/A 170 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 195 2005 SH SOLE N/A 2005 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 4482 40735 SH SOLE N/A 40735 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 3668 44357 SH SOLE N/A 44357 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 36 387 SH SOLE N/A 387 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 679 8891 SH SOLE N/A 8891 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 5720 52025 SH SOLE N/A 52025 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1480 15426 SH SOLE N/A 15426 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 823 16753 SH SOLE N/A 16753 0 0 VICAL INC COM 925602104 4 3000 SH SOLE N/A 3000 0 0 VISION-SCIENCES INC DEL COM 927912105 91 90891 SH SOLE N/A 90891 0 0 VITESSE SEMICONDUCTOR CORP COM NEW 928497304 0 60 SH SOLE N/A 60 0 0 VIVUS INC COM 928551100 0 42 SH SOLE N/A 42 0 0 VMWARE INC CL A COM 928563402 170 1900 SH SOLE N/A 1900 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 21 532 SH SOLE N/A 532 0 0 WAL-MART STORES INC COM 931142103 600 7619 SH SOLE N/A 7619 0 0 WALGREEN CO COM 931422109 27 470 SH SOLE N/A 470 0 0 WASTE MGMT INC DEL COM 94106L109 5 102 SH SOLE N/A 102 0 0 WEBMD HEALTH CORP COM 94770V102 0 3 SH SOLE N/A 3 0 0 WELLCARE HEALTH PLANS INC COM 94946T106 7 100 SH SOLE N/A 100 0 0 WELLS FARGO & CO NEW COM 949746101 216 4753 SH SOLE N/A 4753 0 0 WENDYS CO COM 95058W100 14 1567 SH SOLE N/A 1567 0 0 WESTAR ENERGY INC COM 95709T100 3 106 SH SOLE N/A 106 0 0 WHITING PETE CORP NEW COM 966387102 2 36 SH SOLE N/A 36 0 0 WHOLE FOODS MKT INC COM 966837106 3 52 SH SOLE N/A 52 0 0 WINDSTREAM CORP COM COM 97381W104 2 271 SH SOLE N/A 271 0 0 WISDOMTREE TR EMG MKTS SMCAP 97717W281 1 17 SH SOLE N/A 17 0 0 WISDOMTREE TR INTL SMCAP DIV 97717W760 2 30 SH SOLE N/A 30 0 0 WISDOMTREE TR DEFA EQT INC ETF 97717W802 20 429 SH SOLE N/A 429 0 0 WYNDHAM WORLDWIDE CORP COM 98310W108 3 40 SH SOLE N/A 40 0 0 XCEL ENERGY INC COM 98389B100 1 50 SH SOLE N/A 50 0 0 XEROX CORP COM 984121103 9 777 SH SOLE N/A 777 0 0 XYLEM INC COM 98419M100 1 20 SH SOLE N/A 20 0 0 YAHOO INC COM 984332106 12 300 SH SOLE N/A 300 0 0 YAMANA GOLD INC COM 98462Y100 3 367 SH SOLE N/A 367 0 0 YUM BRANDS INC COM 988498101 45 600 SH SOLE N/A 600 0 0 ZIMMER HLDGS INC COM 98956P102 28 302 SH SOLE N/A 302 0 0 ZWEIG FD COM NEW 989834205 7 494 SH SOLE N/A 494 0 0 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 7 181 SH SOLE N/A 181 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 16 200 SH SOLE N/A 200 0 0 BROOKFIELD RENEWABLE ENRGY P PARTNERSHIP UNIT G16258108 16 600 SH SOLE N/A 600 0 0 COVIDIEN PLC SHS G2554F113 14 210 SH SOLE N/A 210 0 0 EATON CORP PLC SHS G29183103 111 1458 SH SOLE N/A 1458 0 0 INGERSOLL-RAND PLC SHS G47791101 6 100 SH SOLE N/A 100 0 0 LAZARD LTD SHS A G54050102 23 508 SH SOLE N/A 508 0 0 MANCHESTER UTD PLC NEW ORD CL A G5784H106 2 100 SH SOLE N/A 100 0 0 SEADRILL LIMITED SHS G7945E105 31 752 SH SOLE N/A 752 0 0 XL GROUP PLC SHS G98290102 0 2 SH SOLE N/A 2 0 0 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 30 800 SH SOLE N/A 800 0 0 TRANSOCEAN LTD REG SHS H8817H100 27 551 SH SOLE N/A 551 0 0 TARO PHARMACEUTICAL INDS LTD SHS M8737E108 13 133 SH SOLE N/A 133 0 0 DIANA SHIPPING INC COM Y2066G104 1 100 SH SOLE N/A 100 0 0 DIANA CONTAINERSHIPS INC COM Y2069P101 0 3 SH SOLE N/A 3 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 5 612 SH SOLE N/A 612 0 0 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 1214 25973 SH SOLE N/A 25973 0 0 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 224 5307 SH SOLE N/A 5307 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 281 5520 SH SOLE N/A 5520 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 52 522 SH SOLE N/A 522 0 0 COLUMBIA LABS INC COM NEW 197779200 1 125 SH SOLE N/A 125 0 0 MALLINCKRODT PUB LTD CO SHS G5785G107 1 26 SH SOLE N/A 26 0 0 D R HORTON INC COM 23331A109 7 300 SH SOLE N/A 300 0 0 GOLUB CAP BDC INC COM 38173M102 4 225 SH SOLE N/A 225 0 0 WINDSTREAM HLDGS INC COM 97382A101 1 162 SH SOLE N/A 162 0 0 ORANGE SPONSORED ADR 684060106 15 1207 SH SOLE N/A 1207 0 0 SPDR INDEX SHS FDS S&P EM MKT DIV 78463X533 2198 56271 SH SOLE N/A 56271 0 0 BLACKBAUD INC COM 09227Q100 5 120 SH SOLE N/A 120 0 0 BLACKBERRY LTD COM 09228F103 3 350 SH SOLE N/A 350 0 0 KCG HLDGS INC CL A 48244B100 4 333 SH SOLE N/A 333 0 0 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 6 500 SH SOLE N/A 500 0 0 NUVEEN NY PERFORM PLUS MUN F COM 67062R104 11 840 SH SOLE N/A 840 0 0 CURRENCYSHS JAPANESE YEN TR PUT 23130A952 946 0 SH Put SOLE N/A 0 0 0 SPIRIT RLTY CAP INC NEW COM 84860W102 21 2173 SH SOLE N/A 2173 0 0 DUNKIN BRANDS GROUP INC COM 265504100 6 130 SH SOLE N/A 130 0 0 ISHARES MSCI STH KOR ETF 464286772 16 250 SH SOLE N/A 250 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 1 26 SH SOLE N/A 26 0 0 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 19 1600 SH SOLE N/A 1600 0 0 NEWS CORP NEW CL A 65249B109 0 6 SH SOLE N/A 6 0 0 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 14 333 SH SOLE N/A 333 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 94 1265 SH SOLE N/A 1265 0 0 WAVE SYSTEMS CORP CL A PAR $0.01 943526400 0 32 SH SOLE N/A 32 0 0 BGC PARTNERS INC NOTE 4.500% 7/1 COM 0554ITAD3 3 1000 SH SOLE N/A 1000 0 0 BGC PARTNERS INC NOTE 4.500% 7/1 COM 05541T408 16 600 SH SOLE N/A 600 0 0 ILLUMINA INC COM 452327109 8 75 SH SOLE N/A 75 0 0 MARKET VECTORS ETF TR UNCVTL OIL GAS 57060U159 25 875 SH SOLE N/A 875 0 0 POWERSHARES ETF TRUST DYN EN EX PROD 73935X658 26 745 SH SOLE N/A 745 0 0 SBA COMMUNICATIONS CORP COM 78388J106 8 85 SH SOLE N/A 85 0 0 SPDR SERIES TRUST S&P TRANSN ETF 78464A532 6 76 SH SOLE N/A 76 0 0 CLAYMORE EXCHANGE TRD FD TR GUGGENHEIM SOLAR 18383Q739 3 80 SH SOLE N/A 80 0 0 ACADIA PHARMACEUTICALS INC COM 004225108 31 1240 SH SOLE N/A 1240 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 9 75 SH SOLE N/A 75 0 0 TESLA MTRS INC COM 88160R101 57 380 SH SOLE N/A 380 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 110 2100 SH SOLE N/A 2100 0 0 ARCA BIOPHARMA INC COM NEW 00211Y209 0 1 SH SOLE N/A 1 0 0 AXT INC COM 00246W103 3 1000 SH SOLE N/A 1000 0 0 CIENA CORP COM NEW 171779309 2 71 SH SOLE N/A 71 0 0 CROSSROADS SYS INC COM NEW 22765D209 0 125 SH SOLE N/A 125 0 0 ENTREMED INC COM NEW 29382F202 0 45 SH SOLE N/A 45 0 0 FINISAR CORP COM NEW 31787A507 1 62 SH SOLE N/A 62 0 0 GEEKNET INC COM NEW 36846Q203 1 50 SH SOLE N/A 50 0 0 GOGO INC COM 38046C109 12 488 SH SOLE N/A 488 0 0 INTERNAP NETWORK SVCS CORP COM PAR $.001 45885A300 1 100 SH SOLE N/A 100 0 0 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 0 4 SH SOLE N/A 4 0 0 OPEN TEXT CORP COM 683715106 1 7 SH SOLE N/A 7 0 0 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 1 66 SH SOLE N/A 66 0 0 STEMCELLS INC COM NEW 85857R204 0 400 SH SOLE N/A 400 0 0 SUPERCONDUCTOR TECHNOLOGIES COM PAR $0.001 867931404 0 4 SH SOLE N/A 4 0 0 TRANSWITCH CORP COM NEW COM NEW 894065309 0 125 SH SOLE N/A 125 0 0 PARTNER COMMUNICATIONS CO LT ADR 70211M109 2 200 SH SOLE N/A 200 0 0 NETFLIX INC COM 64110L106 7 19 SH SOLE N/A 19 0 0 ISHARES CORE S&P SCP ETF 464287804 2 18 SH SOLE N/A 18 0 0 CANADIAN SOLAR INC COM 136635109 3 100 SH SOLE N/A 100 0 0 CIRRUS LOGIC INC COM 172755100 2 100 SH SOLE N/A 100 0 0 GENVEC INC COM NEW 37246C307 0 30 SH SOLE N/A 30 0 0 MSCI INC COM 55354G100 4 100 SH SOLE N/A 100 0 0 NAVIDEA BIOPHARMACEUTICALS I COM 63937X103 0 200 SH SOLE N/A 200 0 0 LKQ CORP COM 501889208 3 100 SH SOLE N/A 100 0 0 PORTOLA PHARMACEUTICALS INC COM 737010108 3 125 SH SOLE N/A 125 0 0 ALBANY MOLECULAR RESH INC COM 012423109 5 520 SH SOLE N/A 520 0 0 ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 15 422 SH SOLE N/A 422 0 0 BGC PARTNERS INC NOTE 4.500% 7/1 05541TAD3 26 1000 SH SOLE N/A 1000 0 0 CLEARBRIDGE AMERN ENERG MLP COM 184691103 45 2500 SH SOLE N/A 2500 0 0 CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER 226344109 14 1000 SH SOLE N/A 1000 0 0 CRESTWOOD MIDSTREAM PARTNERS UNIT LTD PARTNER 226378107 11 432 SH SOLE N/A 432 0 0 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 24 1000 SH SOLE N/A 1000 0 0 DUNKIN BRANDS GROUP INC PUT 265504950 0 6 SH Put SOLE N/A 6 0 0 DREYFUS HIGH YIELD STRATEGIE SH BEN INT 26200S101 4 920 SH SOLE N/A 920 0 0 EMULEX CORP COM NEW 292475209 1 100 SH SOLE N/A 100 0 0 FOREST OIL CORP COM PAR $0.01 346091705 0 100 SH SOLE N/A 100 0 0 HESKA CORP COM RESTRC NEW 42805E306 0 40 SH SOLE N/A 40 0 0 NEW AMER HIGH INCOME FD INC COM NEW 641876800 3 360 SH SOLE N/A 360 0 0 BLACKROCK CORPOR HI YLD FD V COM 09255P107 11 893 SH SOLE N/A 893 0 0 INVENSENSE INC PUT 46123D955 0 10 SH Put SOLE N/A 10 0 0 ISHARES U.S. TECH ETF 464287721 10 110 SH SOLE N/A 110 0 0 JPMORGAN CHASE & CO PUT 46625H950 0 3 SH Put SOLE N/A 3 0 0 KERYX BIOPHARMACEUTICALS INC COM 492515101 6 500 SH SOLE N/A 500 0 0 LONE PINE RES INC COM 54222A106 0 61 SH SOLE N/A 61 0 0 MOSAIC CO NEW COM 61945C103 4 95 SH SOLE N/A 95 0 0 M & T BK CORP COM 55261F104 72 618 SH SOLE N/A 618 0 0 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 18 266 SH SOLE N/A 266 0 0 PFIZER INC PUT 717081953 0 2 SH Put SOLE N/A 2 0 0 PERKINELMER INC COM 714046109 8 200 SH SOLE N/A 200 0 0 PINNACLE WEST CAP CORP COM 723484101 11 216 SH SOLE N/A 216 0 0 RETAIL PPTYS AMER INC CL A 76131V202 17 1304 SH SOLE N/A 1304 0 0 ETFS SILVER TR SILVER SHS 26922X107 60 3100 SH SOLE N/A 3100 0 0 SCHLUMBERGER LTD CALL 806857908 0 4 SH Call SOLE N/A 4 0 0 SCHLUMBERGER LTD CALL 806857908 0 10 SH Call SOLE N/A 10 0 0 TRANSAMERICA INCOME SHS INC COM 893506105 22 1056 SH SOLE N/A 1056 0 0 DIREXION SHS ETF TR 20YR TRES BEAR 25459Y678 5 73 SH SOLE N/A 73 0 0 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 27 538 SH SOLE N/A 538 0 0 EXCO RESOURCES INC COM 269279402 2 303 SH SOLE N/A 303 0 0 SELECT SECTOR SPDR TR CALL 81369Y906 755 0 SH Call SOLE N/A 0 0 0