0000910472-14-002139.txt : 20140514 0000910472-14-002139.hdr.sgml : 20140514 20140514163150 ACCESSION NUMBER: 0000910472-14-002139 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140514 DATE AS OF CHANGE: 20140514 EFFECTIVENESS DATE: 20140514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Winch Advisory Services, LLC CENTRAL INDEX KEY: 0001585822 IRS NUMBER: 391923903 STATE OF INCORPORATION: WI FISCAL YEAR END: 1213 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16148 FILM NUMBER: 14841965 BUSINESS ADDRESS: STREET 1: 424 E WISCONSIN AVENUE CITY: APPLETON STATE: WI ZIP: 54911 BUSINESS PHONE: 920-739-8577 MAIL ADDRESS: STREET 1: 424 E WISCONSIN AVENUE CITY: APPLETON STATE: WI ZIP: 54911 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001585822 XXXXXXXX 03-31-2014 03-31-2014 Winch Advisory Services, LLC

424 E WISCONSIN AVENUE APPLETON WI 54911

13F HOLDINGS REPORT 028-16148 N Christina V. Winch 920-739-8577 Christina V. Winch Appleton WI 05-14-2014 0 298 157911 false INFORMATION TABLE 2 aci_13f.xml 3M Company COM 88579Y101 6745 49720 SH SOLE 0 3750 0 45970 Abbott Laboratories COM 002824100 7 172 SH SOLE 0 0 0 172 Abbvie, Inc. COM 00287Y109 9 175 SH SOLE 0 0 0 175 Aberdeen Asia-Pacific Income Fund Inc. COM 003009107 24 3984 SH SOLE 0 0 0 3984 ACE Ltd COM H0023R105 172 1733 SH SOLE 0 0 0 1733 Advent Claymore Convertible Secs & Income Fund ETF 00764C109 7 369 SH SOLE 0 0 0 369 Agilent Tech Inc COM 00846U101 14 245 SH SOLE 0 0 0 245 Air Products & Chemicals Inc. COM 009158106 12 101 SH SOLE 0 0 0 101 AK Steel Holding Corporation COM 001547108 785 108738 SH SOLE 0 63250 0 45488 Alcatel-Lucent, S.A. (ADR) SPON ADR 013904305 0 116 SH SOLE 0 0 0 116 Alcoa Inc. COM 013817101 542 42138 SH SOLE 0 39000 0 3138 ALLETE INC COM COM 018522300 1 23 SH SOLE 0 0 0 23 Alliant Energy Corporation COM 018802108 75 1314 SH SOLE 0 0 0 1314 Altria Group, Inc. COM 02209S103 8 203 SH SOLE 0 0 0 203 Amazon.com Inc. COM 023135106 3 10 SH SOLE 0 0 0 10 Amer Intl Group Inc COM 026874107 2 47 SH SOLE 0 0 0 47 American Capital Agency Corp. COM 02503X105 21 993 SH SOLE 0 0 0 993 American Express Company COM 025816109 477 5300 SH SOLE 0 5300 0 0 Ameriprise Financial Inc. COM 03076C106 1254 11389 SH SOLE 0 9350 0 2039 Annaly Capital Management, Inc. COM 035710409 36 3247 SH SOLE 0 0 0 3247 Apple, Inc. COM 037833100 4926 9179 SH SOLE 0 4000 0 5179 ArcelorMittal SA Note 5.000% 03938LAK0 116 114000 PRN SOLE 0 0 0 114000 Armour Residential REIT, Inc. COM 042315101 13 3200 SH SOLE 0 0 0 3200 Ashland Inc COM 044209104 67 675 SH SOLE 0 0 0 675 Associated Banc-Corp COM 045487105 231 12793 SH SOLE 0 0 0 12793 Associated Banc-Corp Preferred Stock PREF WITH EXP 045488202 140 5000 SH SOLE 0 5000 0 0 AT & T, Inc. COM 001957109 350 9972 SH SOLE 0 0 0 9972 Atlantic Power Corporation COM 020039103 1 400 SH SOLE 0 0 0 400 Avantair Inc COM 05350T101 0 300 SH SOLE 0 0 0 300 Bank of America Corporation COM 060505104 36 2079 SH SOLE 0 0 0 2079 Bank of America Corporation Preferred Shares PREF WITH EXP 060505740 7 266 SH SOLE 0 0 0 266 Bank of Montreal COM 063671101 99 1479 SH SOLE 0 0 0 1479 Bay Commercial Bank COM 072199102 25 2431 SH SOLE 0 0 0 2431 Bemis Company Inc COM 081437105 2 57 SH SOLE 0 0 0 57 Berkshire Hathaway Inc - Class A CL A 084670108 2623 14 SH SOLE 0 12 0 2 Berkshire Hathaway Inc - Class B CL B NEW 084670207 7499 60005 SH SOLE 0 0 0 60005 Blackstone Group L.P. COM 09253U108 2899 87185 SH SOLE 0 0 0 87185 Boeing Company COM 097023105 19 153 SH SOLE 0 0 0 153 Breitburn Energy Partners L.P. COM 106776107 2 100 SH SOLE 0 0 0 100 Bristol Myers Squibb COM 110122108 81 1559 SH SOLE 0 0 0 1559 Broadcom Corporation COM 111320107 1643 52204 SH SOLE 0 41110 0 11094 C&J Energy Services Inc COM 12467B304 796 27297 SH SOLE 0 16215 0 11082 Cabela's Incorporated COM 126804301 33 500 SH SOLE 0 0 0 500 CatchMark Timber Trust, Inc. Class A Shares CL A 14912Y202 4 319 SH SOLE 0 0 0 319 Caterpillar, Inc. COM 149123101 451 4540 SH SOLE 0 4515 0 25 CBOE SPX Volatility Indx VIX April 2014 15 Put 04/16/2014 15. PUT PUT 12497KDAQ 49 614 SH Put SOLE 0 435 0 179 Cemex, S.A.B. de C.V. ADR SPON ADR 151290889 2 120 SH SOLE 0 0 0 120 CenterPoint Energy Inc. COM 15189T107 4 160 SH SOLE 0 0 0 160 CenturyLink, Inc. COM 156700106 2 48 SH SOLE 0 0 0 48 Cheniere Energy Inc COM 16411R208 917 16569 SH SOLE 0 11850 0 4719 Chevron Corporation COM 166764100 2148 18060 SH SOLE 0 6580 0 11480 Chicago Bridge & Iron Co N.V. COM 167250109 631 7239 SH SOLE 0 5420 0 1819 Chipotle Mexican Grill, Inc. COM 169656105 3 6 SH SOLE 0 0 0 6 Choice Bank COM 17037V102 7 1000 SH SOLE 0 0 0 1000 CIRRUS LOGIC INC COM COM 172755100 2 100 SH SOLE 0 0 0 100 Cisco Systems, Inc. COM 17275R102 14 625 SH SOLE 0 0 0 625 Clarent Corp. (Pink Sheet) COM 018046110 0 100 SH SOLE 0 0 0 100 Cleantech Solutions Internation COM 18451N105 0 12 SH SOLE 0 0 0 12 Coca-Cola Company COM 191216100 5 141 SH SOLE 0 0 0 141 Colgate-Palmolive Co COM 194162103 61 935 SH SOLE 0 0 0 935 Columbia Property Trust, Inc. COM 198287203 67 2458 SH SOLE 0 0 0 2458 Comcast Corp New Cl A COM 20030N101 8 151 SH SOLE 0 0 0 151 Compuware Corporation COM 205638109 1 82 SH SOLE 0 0 0 82 ConocoPhillips COM 20825C104 613 8714 SH SOLE 0 6390 0 2324 Constellium NV Class A COM N22035104 801 27300 SH SOLE 0 16055 0 11245 Continental Resources, Inc. COM 212015101 3 25 SH SOLE 0 0 0 25 Credit Suisse High Yield Bond ETF SH BEN INT 22544F103 1 360 SH SOLE 0 0 0 360 CSR Corporation Limited COM 0Y1822T10 1 1400 SH SOLE 0 0 0 1400 Cummings, Inc. COM 231021106 645 4329 SH SOLE 0 3130 0 1199 CurrencyShares Australian Dollar Trust ETF AUSTRALIAN DOL 23129U101 13 139 SH SOLE 0 0 0 139 Delta Airlines, Inc. COM 247361702 624 18017 SH SOLE 0 13330 0 4687 Devon Energy Corporation COM 25179M103 9 134 SH SOLE 0 0 0 134 DNP Select Income Fund COM 23325P104 9 878 SH SOLE 0 0 0 878 Dow Chemical Company COM 260543103 1207 24836 SH SOLE 0 18300 0 6536 Dreyfus Municipal Income Inc. COM 26201R102 4 485 SH SOLE 0 0 0 485 Du Pont E. I. De Nemours & Comp. COM 263534109 4660 69446 SH SOLE 0 12860 0 56586 Duke Energy Corporation COM 264399106 4 54 SH SOLE 0 0 0 54 DYAX CORP COM COM 26746E103 0 50 SH SOLE 0 0 0 50 Dynex Capital Inc. COM 26817Q506 1 125 SH SOLE 0 0 0 125 eBay Inc. COM 278642103 1 24 SH SOLE 0 0 0 24 EMC Corporation COM 268648102 459 16746 SH SOLE 0 15740 0 1006 Enerplus Corporation COM 29274D604 5 260 SH SOLE 0 0 0 260 EOG Resources, Inc. COM 26875P101 623 3267 SH SOLE 0 2280 0 987 EQUINIX INC COM COM 29444U502 1 6 SH SOLE 0 0 0 6 Estee Lauder Companies Inc. COM 518439104 10 151 SH SOLE 0 0 0 151 ETFS Palladium Trust SH BEN INT 26923A106 621 8223 SH SOLE 0 6055 0 2168 EXELIS INC COM COM 30162A108 8 446 SH SOLE 0 0 0 446 Exelon Corp COM 30161N101 6 167 SH SOLE 0 0 0 167 Express Scripts Inc. COM 302182100 8 108 SH SOLE 0 0 0 108 Exxon Mobil Corporation COM 30231G102 2355 24114 SH SOLE 0 10865 0 13249 F5 Networks, Inc. COM 315616102 154 1445 SH SOLE 0 0 0 1445 Facebook Inc. COM 30303M102 21 345 SH SOLE 0 0 0 345 Fannie Mae COM 313586109 2 442 SH SOLE 0 0 0 442 Fed Mogal Wts Exp 12/27/2014 WARRENT 313549115 0 146 SH SOLE 0 0 0 146 Fidelity National Information Services, Inc. COM 31620M106 124 2311 SH SOLE 0 0 0 2311 Fifth Street Finance Corporation COM 31678A103 2 160 SH SOLE 0 0 0 160 Fifth Third Bancorp COM 316773100 182 7913 SH SOLE 0 0 0 7913 FirstEnergy Corp. COM 337932107 3 80 SH SOLE 0 0 0 80 FirstMerit Corporation COM 337915102 32 1528 SH SOLE 0 0 0 1528 Ford Motor Company COM 345370860 32 2081 SH SOLE 0 0 0 2081 Fortuna Silver Mines Inc. COM 349915108 12 3260 SH SOLE 0 0 0 3260 Freddie Mac COM 313400301 2 609 SH SOLE 0 0 0 609 Freeport-McMoRan Copper & Gold Inc. COM 35671D857 10 303 SH SOLE 0 0 0 303 Frontier Communications COM 35906A108 1 155 SH SOLE 0 0 0 155 Gas Natural Inc. COM 367204104 2 200 SH SOLE 0 0 0 200 GASFRAC ENERGY SERVICES COM COM 036725720 2 1000 SH SOLE 0 0 0 1000 GCL-Poly Energy Holdings Ltd. COM 0G3774X10 2 4000 SH SOLE 0 0 0 4000 General Electric Co. COM 369604103 1266 48911 SH SOLE 0 0 0 48911 General Motors Company Warrent A WARRENT 37045V118 2 88 SH SOLE 0 0 0 88 General Motors Company Warrent B WARRENT 37045V126 2 88 SH SOLE 0 0 0 88 General Motors Corporation COM 370442105 3 97 SH SOLE 0 0 0 97 Gilead Sciences Inc. COM 375558103 5 66 SH SOLE 0 0 0 66 Glaxosmithkline Plc Sponsored Adr SPON ADR 37733W105 43 809 SH SOLE 0 0 0 809 Global X Silver Miners ETF SILVER M ETF G04074103 4 297 SH SOLE 0 0 0 297 Golden Minerals Company COM 038111910 0 20 SH SOLE 0 0 0 20 Goldsands Development Co. COM 381454107 0 14385 SH SOLE 0 0 0 14385 Goodyear Tire & Rubber Company COM 382550101 7 270 SH SOLE 0 0 0 270 Google, Inc. - Class A COM 04269Q100 3264 2929 SH SOLE 0 0 0 2929 Government Properties Income Trust COM 38376A103 3 100 SH SOLE 0 0 0 100 Guggenheim S&P Equal Weight Technology TECH ETF 78355W817 7152 89128 SH SOLE 0 10690 0 78438 H & Q Healthcare Investors Fund COM 404052102 0 12 SH SOLE 0 0 0 12 Halliburton Company COM 406216101 3435 58328 SH SOLE 0 7820 0 50508 Harley Davidson Inc. COM 412822108 13 201 SH SOLE 0 0 0 201 Harman International Industries, Inc. COM 413086109 3 30 SH SOLE 0 0 0 30 Hartford Financial Services Group, Inc. COM 416515104 18 514 SH SOLE 0 0 0 514 Health Care Select Sector SPDR ETF SBI HEALTH 81369Y209 679 11610 SH SOLE 0 7950 0 3660 HEARTLAND FINANCIAL USA INC CO M COM 42234Q102 9 348 SH SOLE 0 0 0 348 Hershey Company COM 427866108 37 353 SH SOLE 0 0 0 353 Hewlett-Packard Co De COM 428236103 57 1771 SH SOLE 0 0 0 1771 Hillshire Brands Company COM 432589109 21 569 SH SOLE 0 0 0 569 Home Depot Inc. COM 437076102 51 645 SH SOLE 0 0 0 645 Honeywell International, Inc. COM 438516106 654 7054 SH SOLE 0 4990 0 2064 Hydrogenics Corporation COM 448882100 7 268 SH SOLE 0 0 0 268 Illinois Tool Works COM 452308109 79 967 SH SOLE 0 0 0 967 Impax Laboratories, Inc. COM 45256B101 179 6786 SH SOLE 0 0 0 6786 Inland American Real Estate Trust NSA COM NEW 457281988 69 10000 SH SOLE 0 0 0 10000 Inland Real Estate Corp COM 457461200 10 915 SH SOLE 0 0 0 915 INOVIO PHARMACEUTICALS INC COM COM 45773H102 0 100 SH SOLE 0 0 0 100 Integrys Energy Group COM 45822P105 284 4765 SH SOLE 0 0 0 4765 Intel Corporation COM 458140100 649 25158 SH SOLE 0 0 0 25158 International Business Machines COM 459200101 4292 22296 SH SOLE 0 4360 0 17936 International Paper Company COM 460146103 608 13260 SH SOLE 0 13260 0 0 iPath DJ-UBS Commodity Index Trust ETN DJUBS CMDT ETN 06738C778 13 331 SH SOLE 0 0 0 331 iShares Barclays 7-10 Year Treasury Bond ETF 7-10 Y TR BD ETF 464287440 13 130 SH SOLE 0 0 0 130 iShares Barclays Aggregate Bond ETF CORE TOTUSBD ETF 464287226 32 298 SH SOLE 0 0 0 298 Ishares DJ US Transportation ETF TRANS AVG ETF 464287192 1302 9612 SH SOLE 0 9427 0 185 iShares MSCI ACWI (World) Index ETF MSCI ACWI ETF 464288257 22 378 SH SOLE 0 0 0 378 iShares MSCI EAFE Index ETF MSCI EAFE ETF 464287465 38 564 SH SOLE 0 0 0 564 iShares MSCI Emerging Markets Index ETF MSCI EMG MKT ETF 464287234 4 109 SH SOLE 0 0 0 109 iShares Russell 2000 Growth Index ETF RSL 2000 G ETF 464287648 5 36 SH SOLE 0 0 0 36 iShares Russell 2000 Index ETF RSL 2000 IDX ETF 464287655 828 7118 SH SOLE 0 0 0 7118 iShares S&P 500 Index ETF S&P 500 ETF 464287200 171 911 SH SOLE 0 0 0 911 iShares S&P Global Technology ETF TECH ETF 464287291 6 67 SH SOLE 0 0 0 67 iShares Silver Trust ETF SILVER ETF 46428Q109 12 650 SH SOLE 0 0 0 650 Ishares Tr Russell 1000 Value Index Fd RSL 1000 V ETF 464287598 19 201 SH SOLE 0 0 0 201 ITT CORPORATION COM COM 450911102 10 223 SH SOLE 0 0 0 223 J.P. Morgan Chase & Co. COM 46625H100 1305 21502 SH SOLE 0 6750 0 14752 Jacobs Engineering Group Inc COM 469814107 548 8627 SH SOLE 0 6140 0 2487 Jds Uniphase Corp Com Par $0.001 COM 46612J507 0 2 SH SOLE 0 0 0 2 Jetblue Awys Corp COM 477143101 3 390 SH SOLE 0 0 0 390 Johnson & Johnson COM 478160104 2638 26856 SH SOLE 0 4460 0 22396 Johnson Controls Inc COM 478366107 21 436 SH SOLE 0 0 0 436 Kate Spade & Company COM 485865109 14 375 SH SOLE 0 0 0 375 Kemet Corporation COM 488360108 1 220 SH SOLE 0 0 0 220 Kimberly-Clark Corporation COM 494368103 202 1836 SH SOLE 0 0 0 1836 LDK Solar Co. Ltd. (ADR) SPON ADR 50183L107 0 400 SH SOLE 0 0 0 400 Level 3 Communications Inc COM 52729N100 2 53 SH SOLE 0 0 0 53 Lincoln National Corp COM 534187109 3 50 SH SOLE 0 0 0 50 Manitowoc Company Inc. COM 563571108 24 768 SH SOLE 0 0 0 768 Manulife Financial Corporation COM 56501R106 4 194 SH SOLE 0 0 0 194 Marathon Oil Corporation COM 565849106 9 253 SH SOLE 0 0 0 253 Marathon Petroleum Corporation COM 56585A102 22 256 SH SOLE 0 0 0 256 Market Vectors Oil Services ETF OIL SRV ETF 678002106 718 14271 SH SOLE 0 8915 0 5356 Market Vectors Semiconductor SEMI ETF 57060U233 1071 23475 SH SOLE 0 19680 0 3795 Market Vectors Solar Energy ETF TRUST SOLAR ETF 57060U811 3 33 SH SOLE 0 0 0 33 Mastercard Inc COM 57636Q104 37 501 SH SOLE 0 0 0 501 McCormick & Co. Inc. COM 579780206 42 582 SH SOLE 0 0 0 582 McDonald's Corp. COM 580135101 636 6483 SH SOLE 0 0 0 6483 Mead Johnson Nutrition COM 582839106 28 340 SH SOLE 0 0 0 340 Medtronic, Inc. COM 585055106 619 10058 SH SOLE 0 0 0 10058 Merck & Co Inc COM 589331107 4904 86391 SH SOLE 0 16155 0 70236 Metlife Inc COM 59156R108 1 11 SH SOLE 0 0 0 11 Mge Energy Inc COM 55277P104 12 318 SH SOLE 0 0 0 318 Michael Kors Holdings Limited COM G60754101 9 100 SH SOLE 0 0 0 100 Microsoft Corporation COM 594918104 1176 28689 SH SOLE 0 11170 0 17519 Modine Manufacturing Company COM 607828100 5 330 SH SOLE 0 0 0 330 Motorola Solutions Inc COM 620076307 5 78 SH SOLE 0 0 0 78 Motors Liquidation Co. COM 062010U10 1 23 SH SOLE 0 0 0 23 MV Oil Trust COM 553859109 5 200 SH SOLE 0 0 0 200 Nabors Industries Ltd. COM G6359F103 790 32054 SH SOLE 0 18750 0 13304 Neenah Paper, Inc. COM 640079109 4 84 SH SOLE 0 0 0 84 Netflix, Inc. COM 64110L106 3 9 SH SOLE 0 0 0 9 Nordion Inc COM 65563C105 10 864 SH SOLE 0 0 0 864 Northern Oil and Gas, Inc. COM 665531109 12 825 SH SOLE 0 0 0 825 Occidental Petroleum Corporation COM 674599105 25 267 SH SOLE 0 0 0 267 OncoSec Medical Incorporated COM 671040103 0 200 SH SOLE 0 0 0 200 Oshkosh Truck Corporation COM 688239201 92 1566 SH SOLE 0 0 0 1566 Owens-Illinois Inc COM 690768403 1236 36526 SH SOLE 0 24560 0 11966 Pacific Coast Oil Trust COM 694103102 12 892 SH SOLE 0 0 0 892 Pacira Pharmaceuticals, Inc. COM 695127100 7 100 SH SOLE 0 0 0 100 Patterson-UTI Energy, Inc. COM 703481101 1372 43322 SH SOLE 0 31420 0 11902 Paychex Inc. COM 704326107 6 133 SH SOLE 0 0 0 133 Pengrowth Energy Corp COM 70706P104 569 93588 SH SOLE 0 66980 0 26608 Pepsico, Inc. COM 713448108 30 364 SH SOLE 0 0 0 364 Pfizer Inc. COM 717081103 3522 109647 SH SOLE 0 27105 0 82542 Philip Morris International, Inc. COM 718172109 17 202 SH SOLE 0 0 0 202 Phillips 66 COM 718546104 2 27 SH SOLE 0 0 0 27 Pioneer Energy Services Corp COM 723664108 619 47824 SH SOLE 0 35325 0 12499 PowerShares Buyback Achievers DYNA BUYBK ACH 73935X286 33 752 SH SOLE 0 0 0 752 PowerShares QQQ ETF ETF 631100104 5 54 SH SOLE 0 0 0 54 Procter & Gamble Company COM 742718109 2731 33883 SH SOLE 0 9630 0 24253 Prospect Capital Corporation COM 74348T102 2 200 SH SOLE 0 0 0 200 Qualcomm Incorporated COM 747525103 1240 15727 SH SOLE 0 11565 0 4162 Rayonier Inc COM 754907103 12 255 SH SOLE 0 0 0 255 Reliance Steel & Aluminum Co. COM 759509102 153 2166 SH SOLE 0 0 0 2166 Rite Aid Corporation COM 767754104 11 1700 SH SOLE 0 0 0 1700 Roche Holdings Ltd. (ADR) SPON ADR 077119510 8 220 SH SOLE 0 0 0 220 Rock - Tenn Company COM 772739207 562 5322 SH SOLE 0 3760 0 1562 Royal Dutch Shell plc (ADR) SPON ADR 780259206 4 50 SH SOLE 0 0 0 50 Royal Gold, Inc. COM 780287108 32 515 SH SOLE 0 0 0 515 SandRidge Mississippian Trust I COM 80007T101 1 200 SH SOLE 0 0 0 200 Sanofi-Aventis (ADR) SPON ADR 80105N105 14 275 SH SOLE 0 0 0 275 Sanofi-Aventis CVR COM 80105N113 0 201 SH SOLE 0 0 0 201 Schlumberger Ltd COM 806857108 9936 101907 SH SOLE 0 14700 0 87207 Seagate Technology COM G7945M107 183 3250 SH SOLE 0 0 0 3250 Sector SPDR Consumer Discretionary ETF SBI CONS DISC 81369Y407 10 161 SH SOLE 0 0 0 161 Sector SPDR Materials Select Sector ETF SBI MATERIALS 81369Y100 2202 46572 SH SOLE 0 27730 0 18842 Siemens AG (ADR) SPON ADR 826197501 60 445 SH SOLE 0 0 0 445 Silver Bay Realty Trust Corp. COM 82735Q102 2 104 SH SOLE 0 0 0 104 Silver Bullion Trust COM 082746710 15 1450 SH SOLE 0 0 0 1450 Silver Wheaton Corporation COM 828336107 18 788 SH SOLE 0 0 0 788 Smucker J M Co New COM 832696405 1 15 SH SOLE 0 0 0 0 SPDR Energy Select Sector SBI ENERGY 81369Y506 1640 18409 SH SOLE 0 13800 0 4609 SPDR Gold Shares Trust ETF GOLD ETF 863307104 4 32 SH SOLE 0 0 0 32 SPDR S&P 500 Index ETF TR UNIT 78462F103 13609 72770 SH SOLE 0 0 0 72770 SPDR S&P Oil & Gas Explor & Prod S&P OILGAS EXP 78464A730 1898 26418 SH SOLE 0 18305 0 8113 SPDR Technology Select Sector SMI TECH 81369Y803 855 23530 SH SOLE 0 23530 0 0 Spectra Energy Corp COM 847560109 3 80 SH SOLE 0 0 0 80 St. Jude Medical Inc. COM 790849103 39 603 SH SOLE 0 0 0 603 Starbucks Corporation COM 855244109 9 120 SH SOLE 0 0 0 120 Statoil ASA (ADR) SPON ADR 85771P102 17 600 SH SOLE 0 0 0 600 STMICROELECTRONICS NV-NY SHS A DR SPON ADR 861012102 1 101 SH SOLE 0 0 0 101 Suncor Energy Inc. COM 867224107 618 17668 SH SOLE 0 13040 0 4628 Sysco Corp COM 871829107 5 133 SH SOLE 0 0 0 133 Target Corporation COM 87612E106 32 531 SH SOLE 0 0 0 531 Tesla Motors, Inc. COM 88160R101 9 41 SH SOLE 0 0 0 41 Textainer Group Holdings Limited COM G8766E109 21 542 SH SOLE 0 0 0 542 The Pulse Beverage Corporation COM 074586110 0 175 SH SOLE 0 0 0 175 Thompson Creek Metals F COM 884768102 0 200 SH SOLE 0 0 0 200 Time Warner Cable COM 88732J207 0 2 SH SOLE 0 0 0 2 Time Warner Inc COM 00184A105 1 8 SH SOLE 0 0 0 8 TransCanada Corp. COM 89353D107 9 201 SH SOLE 0 0 0 201 Travelers Companies, Inc. COM 89417E109 5 56 SH SOLE 0 0 0 56 Trina Solar Limited COM 89628E104 4 300 SH SOLE 0 0 0 300 Two Harbors Investment Corp. COM 90187B101 9 922 SH SOLE 0 0 0 922 U.S. Bancorp COM 902973304 586 13682 SH SOLE 0 9700 0 3982 Ultra Pertoleum Corporation COM 903914109 602 22405 SH SOLE 0 16540 0 5865 United States Steel Corp COM 912909108 638 23125 SH SOLE 0 16450 0 6675 United States Steel Corp. Note 4.000% 912909AE8 207 203000 PRN SOLE 0 0 0 203000 Vanguard Bond Market ETF TOTAL BND MRKT 921937835 13 155 SH SOLE 0 0 0 155 Vanguard Extended Market Index ETF EXTEND MKT ETF 922908652 562 6618 SH SOLE 0 0 0 6618 Vanguard FTSE All-Wld ex-US SmCp Idx ETF FTSE SMCAP ETF 922042718 8 74 SH SOLE 0 0 0 74 Vanguard FTSE Developed Markets ETF FTSE DEV MKT ETF 921943858 13 306 SH SOLE 0 0 0 306 Vanguard FTSE Europe ETF FTSE EUROPE ETF 922042874 483 8187 SH SOLE 0 0 0 8187 Vanguard Growth ETF GRWT ETF 922908736 35 378 SH SOLE 0 0 0 378 Vanguard Health Care ETF HEALTH CARE ETF 92204A504 6224 58213 SH SOLE 0 21700 0 36513 Vanguard High Dividend Yield Indx ETF HIGH DIV YLD 921946406 483 7656 SH SOLE 0 0 0 7656 Vanguard Mid-Cap Growth ETF MCAP GR IDXVIP 922908538 3082 33281 SH SOLE 0 0 0 33281 Vanguard REIT Index ETF REIT ETF 922908553 14 192 SH SOLE 0 0 0 192 Vanguard Small Cap SMALL CP ETF 922908751 12 108 SH SOLE 0 0 0 108 Vanguard Small Cap Growth ETF SML CP GRW ETF 922908595 738 5942 SH SOLE 0 0 0 5942 Vanguard Stock Market ETF ST MKT ETF 922908769 744 7634 SH SOLE 0 0 0 7634 Vanguard World Stock Index ETF TT WRLD ST ETF 922042742 16 268 SH SOLE 0 0 0 268 Varian Medical Sys Inc COM 92220P105 3 31 SH SOLE 0 0 0 31 Verizon Communications, Inc. COM 92343V104 4470 93962 SH SOLE 0 16580 0 77382 Visa, Inc. COM 92826C839 33 151 SH SOLE 0 0 0 151 Visteon Corp. COM 92839U115 0 2 SH SOLE 0 0 0 2 Visteon Corporation COM 92839U107 0 1 SH SOLE 0 0 0 1 Vodafone Group Plc (ADR) SPON ADR 92857W209 34 927 SH SOLE 0 0 0 927 Volvo Aktiebolaget (ADR) SPON ADR 928856400 16 1000 SH SOLE 0 0 0 1000 W. P. Carey Inc. COM 92936U109 34 569 SH SOLE 0 0 0 569 Walgreen Company COM 931422109 20 309 SH SOLE 0 0 0 309 Walt Disney Company COM 254687106 2433 30382 SH SOLE 0 6000 0 24382 Walter Energy, Inc. COM 93317Q105 0 11 SH SOLE 0 0 0 11 Waste Management COM 94106l109 48 1136 SH SOLE 0 0 0 1136 Wells Fargo & Company COM 949746101 1706 34290 SH SOLE 0 8780 0 25510 Western Union Company COM 959802109 2 101 SH SOLE 0 0 0 101 Whole Foods Market, Inc. COM 966837106 10 200 SH SOLE 0 0 0 200 Windstream Corporation COM 97381W104 7 850 SH SOLE 0 0 0 850 Wisconsin Electric Power Preferred Stock PREF WITH EXP 976656207 7 66 SH SOLE 0 0 0 66 Wisconsin Energy Corp. COM 976657106 51 1094 SH SOLE 0 0 0 1094 Wyndham Worldwide Corp COM 98310W108 1111 15174 SH SOLE 0 12850 0 2324 Wynn Resorts COM 983134107 10 46 SH SOLE 0 0 0 46 Xcel Energy Inc Com COM 98389B100 171 5645 SH SOLE 0 0 0 5645 XYLEM INC COM COM 98419M100 16 446 SH SOLE 0 0 0 446 Yum! Brands Inc COM 988498101 3 40 SH SOLE 0 0 0 40 ZAGG Incorporated COM 98884U108 0 100 SH SOLE 0 0 0 100 Zimmer Holdings, Inc. COM 98956P102 14 150 SH SOLE 0 0 0 150