SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
STEINBERG JOSEPH S

(Last) (First) (Middle)
C/O FIDELITY & GUARANTY LIFE
TWO RUAN CENTER, 601 LOCUST ST., 14TH FL

(Street)
DES MOINES IA 50309

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/10/2015
3. Issuer Name and Ticker or Trading Symbol
Fidelity & Guaranty Life [ FGL ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Mr. Steinberg is the chairman of the board of Harbinger Group, Inc., which is the parent corporation of the Issuer. Harbinger Group, Inc. owns 47,000,000 shares of common stock. Mr. Steinberg disclaims beneficial ownership of all common stock of the Issuer owned by Harbinger Group, Inc. and this filing shall not be deemed an admission that Mr. Steinberg is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.
No securities are beneficially owned.
/s/ Isabelle Aragon, Attorney-in-fact 02/13/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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