0001062993-23-013589.txt : 20230614 0001062993-23-013589.hdr.sgml : 20230614 20230614182248 ACCESSION NUMBER: 0001062993-23-013589 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230612 FILED AS OF DATE: 20230614 DATE AS OF CHANGE: 20230614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Karros Kirt P CENTRAL INDEX KEY: 0001584883 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 231015435 MAIL ADDRESS: STREET 1: 12400 HIGH BLUFF DR. SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1701 E MOSSY OAKS ROAD CITY: SPRING STATE: TX ZIP: 77389 BUSINESS PHONE: 678-259-9860 MAIL ADDRESS: STREET 1: 1701 E MOSSY OAKS ROAD CITY: SPRING STATE: TX ZIP: 77389 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0407 4 2023-06-12 0001645590 Hewlett Packard Enterprise Co HPE 0001584883 Karros Kirt P C/O HEWLETT PACKARD ENTERPRISE COMPANY 1701 E MOSSY OAKS ROAD SPRING TX 77389 0 1 0 0 SVP, Treasurer & IR 1 Common Stock 2023-06-12 4 S 0 33417 16.0036 D 0 D Restricted Stock Units 2023-01-13 4 A 0 265.2457 A Common Stock 265.2457 19342.2457 D Restricted Stock Units 2023-01-13 4 A 0 482.3593 A Common Stock 482.3593 34070.3593 D Restricted Stock Units 2023-01-13 4 A 0 2094.8874 A Common Stock 2094.8874 143285.8874 D The price in Column 4 is a weighted average price. The prices actually paid ranged from $16 to $16.015. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/10/20 the reporting person was granted 53,630 restricted stock units ("RSUs"), 17,876 of which vested on 12/10/21, 17,877 of which vested on 12/10/22, and 17,877 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 130.4097 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 134.8360 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. As previously reported, on 12/09/21 the reporting person was granted 48,765 RSUs, 16,255 of which vested on 12/09/22, and 16,255 of which will vest on each of 12/09/23, and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 237.1550 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 245.2043 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. As previously reported, on 12/08/22, the reporting person was granted 141,191 RSUs, 47,063 of which will vest on 12/08/23, and 47,064 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accruewith respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,029.9647 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 1,064.9227 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. The reported transaction occurred pursuant to a trading plan adopted on 03/06/23. Ki Hoon Kim as Attorney-in-Fact for Kirt P. Karros 2023-06-14