PRINCIPAL

0001584639-15-000001.txt : 20150212 0001584639-15-000001.hdr.sgml : 20150212 20150212135823 ACCESSION NUMBER: 0001584639-15-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150212 DATE AS OF CHANGE: 20150212 EFFECTIVENESS DATE: 20150212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Yakira Capital Management, Inc. CENTRAL INDEX KEY: 0001584639 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15952 FILM NUMBER: 15604900 BUSINESS ADDRESS: STREET 1: 991 POST ROAD EAST, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: (203) 341-0606 MAIL ADDRESS: STREET 1: 991 POST ROAD EAST, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 FORMER COMPANY: FORMER CONFORMED NAME: BK Management I, Inc. DATE OF NAME CHANGE: 20130819 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001584639 XXXXXXXX 12-31-2014 12-31-2014 Yakira Capital Management, Inc.

991 POST ROAD EAST, 2ND FLOOR WESTPORT CT 06880

13F HOLDINGS REPORT 028-15952 N BRUCE KALLINS PRINCIPAL 203-341-0606 /s/ BRUCE KALLINS WESTPORT CT 02-06-2015 0 99 130695 false INFORMATION TABLE 2 yakira13f20141231.xml AMERICAN CAP LTD COM 02503Y103 161 11000 SH SOLE 11000 0 0 AVENUE INCOME CR STRATEGIES COM 05358E106 450 29808 SH SOLE 29808 0 0 AR CAP ACQUISITION CORP UNIT 99/99/9999 00191R208 331 33500 SH SOLE 33500 0 0 AVIV REIT INC MD COM 05381L101 5617 162918 SH SOLE 162918 0 0 BDCA VENTURE INC COM 05543L106 634 129581 SH SOLE 129581 0 0 BIGLARI HLDGS INC COM 08986R101 1158 2899 SH SOLE 2899 0 0 CASCADE BANCORP COM NEW 147154207 125 24020 SH SOLE 24020 0 0 CBS CORP NEW CL B 124857202 1211 21881 SH SOLE 21881 0 0 CUBIST PHARMACEUTICALS INC RIGHT 99/99/9999 229678123 8 196892 SH SOLE 196892 0 0 CAREFUSION CORP COM 14170T101 3560 60000 SH SOLE 60000 0 0 CORNERSTONE PROGRESSIVE RTN COM NEW 21925C200 6907 454118 SH SOLE 454118 0 0 CORNERSTONE STRATEGIC VALUE COM PAR $0.001 21924B302 3375 168596 SH SOLE 168596 0 0 COLONIAL FINL SVCS INC COM 19566B101 526 39251 SH SOLE 39251 0 0 COVIDIEN PLC SHS G2554F113 2906 28414 SH SOLE 28414 0 0 COVISINT CORP COM 22357R103 51 19110 SH SOLE 19110 0 0 CHIQUITA BRANDS INTL INC COM 170032809 292 20195 SH SOLE 20195 0 0 CORNERSTONE TOTAL RTRN FD IN COM PAR $0.01 21924U300 856 44114 SH SOLE 44114 0 0 COVANCE INC COM 222816100 3271 31500 SH SOLE 31500 0 0 DELAWARE INVTS DIV & INCOME COM 245915103 220 22364 SH SOLE 22364 0 0 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 825 24457 SH SOLE 24457 0 0 DNP SELECT INCOME FD COM 23325P104 2398 227063 SH SOLE 227063 0 0 DRESSER-RAND GROUP INC COM 261608103 1773 21679 SH SOLE 21679 0 0 DIRECTV COM 25490A309 5722 66000 SH SOLE 66000 0 0 ENDOCYTE INC COM 29269A102 89 14200 SH SOLE 14200 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 203 5891 SH SOLE 5891 0 0 FIDELITY NATIONAL FINANCIAL FNFV GROUP COM 31620R402 119 7579 SH SOLE 7579 0 0 WINTHROP RLTY TR SH BEN INT NEW 976391300 180 11532 SH SOLE 11532 0 0 GABELLI EQUITY TR INC COM 362397101 3592 555168 SH SOLE 555168 0 0 SANOFI RIGHT 12/31/2020 80105N113 130 164477 SH SOLE 164477 0 0 GLOBAL DEFENSE & NATL SEC SY COM 37953N108 199 19263 SH SOLE 19263 0 0 GFI GROUP INC COM 361652209 65 12000 SH SOLE 12000 0 0 GABELLI GLOBL UTIL & INCOME COM SH BEN INT 36242L105 511 26317 SH SOLE 26317 0 0 GLIMCHER RLTY TR SH BEN INT 379302102 4273 310996 SH SOLE 310996 0 0 GABELLI HLTHCARE & WELLNESS SHS 36246K103 257 24642 SH SOLE 24642 0 0 GULF COAST ULTRA DEEP RTY TR ROYALTY TR UNT 40222T104 19 14923 SH SOLE 14923 0 0 HARVARD BIOSCIENCE INC COM 416906105 161 28408 SH SOLE 28408 0 0 HAMPDEN BANCORP INC COM 40867E107 269 12698 SH SOLE 12698 0 0 HERITAGE FINL GROUP INC COM 42726X102 1709 66000 SH SOLE 66000 0 0 HENNESSY CAP ACQUISITION COR COM 425886108 2463 250000 SH SOLE 250000 0 0 AMER RLTY CAP HEALTHCAR TR I COM 02917R108 1709 143590 SH SOLE 143590 0 0 HARVEST NATURAL RESOURCES IN COM 41754V103 603 333034 SH SOLE 333034 0 0 BROOKFIELD TOTAL RETURN FD I COM 11283U108 596 24490 SH SOLE 24490 0 0 INTERVEST BANCSHARES CORP COM 460927106 7758 771935 SH SOLE 771935 0 0 INTERNATIONAL GAME TECHNOLOG COM 459902102 2803 162503 SH SOLE 162503 0 0 INTERNATIONAL RECTIFIER CORP COM 460254105 281 7033 SH SOLE 7033 0 0 NUVEEN GLOBAL HIGH INCOME FD SHS 67075G103 1265 73310 SH SOLE 73310 0 0 KOPIN CORP COM 500600101 92 25412 SH SOLE 25412 0 0 LOEWS CORP COM 540424108 4955 117916 SH SOLE 117916 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 280 5618 SH SOLE 5618 0 0 LIBERTY BROADBAND CORP RIGHT 01/09/2015 530307115 11 1124 SH SOLE 1124 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 2492 51580 SH SOLE 51580 0 0 LEVY ACQUISITION CORP COM 52748T104 1134 116513 SH SOLE 116513 0 0 LIFEVANTAGE CORP COM 53222K106 42 32161 SH SOLE 32161 0 0 LEARNING TREE INTL INC COM 522015106 31 17988 SH SOLE 17988 0 0 LUNA INNOVATIONS COM 550351100 50 35000 SH SOLE 35000 0 0 MODUSLINK GLOBAL SOLUTIONS I COM 60786L107 285 75970 SH SOLE 75970 0 0 MERGE HEALTHCARE INC COM 589499102 110 30800 SH SOLE 30800 0 0 MONSTER WORLDWIDE INC COM 611742107 74 16050 SH SOLE 16050 0 0 NICHOLAS FINANCIAL INC COM NEW 65373J209 1184 79466 SH SOLE 79466 0 0 NUVEEN MUN ADVANTAGE FD INC COM 67062H106 617 45158 SH SOLE 45158 0 0 NEUBERGER BERMAN RE ES SEC F COM 64190A103 801 151351 SH SOLE 151351 0 0 NUVEEN DIVID ADVANTAGE MUN I COM 67071L106 320 22672 SH SOLE 22672 0 0 OXFORD LANE CAP CORP COM 691543102 247 16532 SH SOLE 16532 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 484 6000 SH SOLE 6000 0 0 PEOPLES FED BANCSHARES INC COM 711037101 3522 156236 SH SOLE 156236 0 0 INTERNET PATENTS CORP COM 46063G101 215 77354 SH SOLE 77354 0 0 PLATINUM UNDERWRITER HLDGS L COM G7127P100 1124 15312 SH SOLE 15312 0 0 QLT INC COM 746927102 91 22804 SH SOLE 22804 0 0 COHEN & STEERS TOTAL RETURN COM 19247R103 225 17079 SH SOLE 17079 0 0 PROSENSA HLDG N V SHS USD N71546100 1339 71406 SH SOLE 71406 0 0 REALNETWORKS INC COM NEW 75605L708 455 64675 SH SOLE 64675 0 0 ROI ACQUISITION CORP II COM 74966G101 1497 152281 SH SOLE 152281 0 0 RENTECH INC COM 760112102 84 66668 SH SOLE 66668 0 0 RIVERBED TECHNOLOGY INC COM 768573107 1100 53886 SH SOLE 53886 0 0 SOUTHSIDE BANCSHARES INC COM 84470P109 672 23256 SH SOLE 23256 0 0 SOUTHSIDE BANCSHARES INC COM 84470P109 572 19800 SH Put SOLE 19800 0 0 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 6546 330285 SH SOLE 330285 0 0 SIRIUS XM HLDGS INC COM 82968B103 368 105000 SH SOLE 105000 0 0 SAMSON OIL & GAS LTD SPON ADR 796043107 28 141204 SH SOLE 141204 0 0 SUSQUEHANNA BANCSHARES INC P COM 869099101 2441 181781 SH SOLE 181781 0 0 FIRSTHAND TECH VALUE FD INC COM 33766Y100 610 32700 SH SOLE 32700 0 0 SAFEWAY INC COM NEW 786514208 4984 141904 SH SOLE 141904 0 0 SIZMEK INC COM 83013P105 65 10354 SH SOLE 10354 0 0 TELEPHONE & DATA SYS INC COM NEW 879433829 1973 78137 SH SOLE 78137 0 0 TIVO INC COM 888706108 142 12000 SH SOLE 12000 0 0 TRI POINTE HOMES INC COM 87265H109 427 28023 SH SOLE 28023 0 0 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 6037 58700 SH SOLE 58700 0 0 TIME WARNER CABLE INC COM 88732J207 3497 23000 SH SOLE 23000 0 0 TRANS WORLD ENTMT CORP COM 89336Q100 34 10400 SH SOLE 10400 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 597 99885 SH SOLE 99885 0 0 REAVES UTIL INCOME FD COM SH BEN INT 756158101 1127 34319 SH SOLE 34319 0 0 VIASYSTEMS GROUP INC COM PAR$.01 92553H803 1050 64481 SH SOLE 64481 0 0 VMWARE INC CL A COM 928563402 317 3840 SH SOLE 3840 0 0 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 224 6544 SH SOLE 6544 0 0 VALLEY FINL CORP VA COM 919629105 723 36477 SH SOLE 36477 0 0 WRIGHT MED GROUP INC RIGHT 03/01/2019 98235T115 183 38308 SH SOLE 38308 0 0 YAHOO INC COM 984332106 2041 40400 SH SOLE 40400 0 0 YAHOO INC COM 984332106 1384 27400 SH Put SOLE 27400 0 0 ZYNGA INC CL A 98986T108 161 60500 SH SOLE 60500 0 0