0001584639-14-000005.txt : 20140516
0001584639-14-000005.hdr.sgml : 20140516
20140516171029
ACCESSION NUMBER: 0001584639-14-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140516
DATE AS OF CHANGE: 20140516
EFFECTIVENESS DATE: 20140516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Yakira Capital Management, Inc.
CENTRAL INDEX KEY: 0001584639
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15952
FILM NUMBER: 14852363
BUSINESS ADDRESS:
STREET 1: 991 POST ROAD EAST, 2ND FLOOR
CITY: WESTPORT
STATE: CT
ZIP: 06880
BUSINESS PHONE: (203) 341-0606
MAIL ADDRESS:
STREET 1: 991 POST ROAD EAST, 2ND FLOOR
CITY: WESTPORT
STATE: CT
ZIP: 06880
FORMER COMPANY:
FORMER CONFORMED NAME: BK Management I, Inc.
DATE OF NAME CHANGE: 20130819
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
true
0001584639
XXXXXXXX
03-31-2014
03-31-2014
Yakira Capital Management, Inc.
991 POST ROAD EAST, 2ND FLOOR
WESTPORT
CT
06880
13F HOLDINGS REPORT
028-15952
N
Bruce Kallins
Principal
203-341-0606
/s/ Bruce Kallins
Westport
CT
05-15-2014
0
2
111647
false
INFORMATION TABLE
2
yakira13f20140331final.xml
AVENUE INCOME CR STRATEGIES
COM
05358E106
525
29808
SH
SOLE
29808
0
0
BEAM INC
COM
073730103
4394
52750
SH
SOLE
52750
0
0
BGC PARTNERS INC CL A
CL A
05541T101
116
17700
SH
SOLE
17700
0
0
BROOKFIELD GLOBL LISTED INFR
COM SHS
11273Q109
1210
56574
SH
SOLE
56574
0
0
BROOKFIELD TOTAL RETURN FD INC
COM
11283U108
717
29617
SH
SOLE
29617
0
0
CAPITALSOURCE INC
COM
14055X102
9985
684400
SH
SOLE
684400
0
0
COMPUWARE CORP
COM
205638109
290
27590
SH
SOLE
27590
0
0
CORNERSTONE PROGRESSIVE RETURN FUND
COM
21925C101
389
73392
SH
SOLE
73392
0
0
CORNERSTONE STRATEGIC VALUE FUND INC
COM NEW
21924B203
9212
1423836
SH
SOLE
1423836
0
0
CORNERSTONE TOTAL RETURN FD
COM NEW
21924U201
4418
744960
SH
SOLE
744960
0
0
CST BRANDS INC COM
COM
12646R105
610
19534
SH
SOLE
19534
0
0
CUBIST PHARMACEUTICALS INC RTS
RIGHT 99/99/9999
229678123
128
196892
SH
SOLE
196892
0
0
DISCOVERY COMMUNICATIONS INC COM SER C
COM SER C
25470F302
1089
14128
SH
SOLE
14128
0
0
DIVIDEND AND INCOME FUND
COM NEW
25538A204
1021
66755
SH
SOLE
66755
0
0
DNP SELECT INCOME FD INC
COM
23325P104
1852
189003
SH
SOLE
189003
0
0
DSP GROUP INC
COM
23332B106
135
15670
SH
SOLE
15670
0
0
EMC CORP
COM
268648102
772
28175
SH
SOLE
28175
0
0
EQUAL ENERGY LTD
COM
29390Q109
452
98689
SH
SOLE
98689
0
0
FMC CORP NEW
COM NEW
30249U101
911
11900
SH
SOLE
11900
0
0
FOREST LABORATORIES INC
COM
345838106
3875
42000
SH
SOLE
42000
0
0
GABELLI GLOBAL UTILITY & INCOME TRUST
COM SH BEN INT
36242L105
641
32237
SH
SOLE
32237
0
0
GABELLI UTILITY TR
COM
36240A101
2424
357580
SH
SOLE
357580
0
0
GENPACT LIMITED
COM
G3922B107
1925
110500
SH
SOLE
110500
0
0
GYRODYNE CO OF AMERICA INC RESTRICTED
COM
403820103
452
74289
SH
SOLE
74289
0
0
H & Q HEALTHCARE INVESTORS SBI
SH BEN INT
404052102
1048
38512
SH
SOLE
38512
0
0
HARVARD BIOSCIENCE INC
COM
416906105
286
60375
SH
SOLE
60375
0
0
HARVEST NATURAL RESOURCES INC
COM
41754V103
1169
310940
SH
SOLE
310940
0
0
HERTZ GLOBAL HLDGS INC
COM
42805T105
266
10000
SH
SOLE
10000
0
0
HOME FEDERAL BANCORP INC
COM
43708L108
2014
129450
SH
SOLE
129450
0
0
INDIA FUND INC
COM
454089103
9636
418224
SH
SOLE
418224
0
0
INTERNET PATENTS CORPORATION
COM
46063G101
175
52996
SH
SOLE
52996
0
0
JAKKS PACIFIC INC
COM
47012E106
136
18768
SH
SOLE
18768
0
0
JEFFERSON BANCSHARES INC
COM
472375104
862
110539
SH
SOLE
110539
0
0
JUNIPER NETWORKS
COM
48203R104
992
38500
SH
SOLE
38500
0
0
KEATING CAPITAL INC COM
COM
48722R106
927
151723
SH
SOLE
151723
0
0
KINDER MORGAN INC DEL WT EXP PUR CL P COM
W EXP 05/25/201
49456B119
34
19526
SH
SOLE
19526
0
0
KOPIN CORP
COM
500600101
117
30912
SH
SOLE
30912
0
0
LEAP WIRELESS INTL INC
COM NEW
521863308
44
49824
SH
SOLE
49824
0
0
LEARNING TREE INTERNATIONAL INC
COM
522015106
57
17988
SH
SOLE
17988
0
0
LIBERTY ALL STAR EQUITY FUND
SH BEN INT
530158104
586
99645
SH
SOLE
99645
0
0
LIBERTY GLOBAL PLC CLASS C
SHS CL C
G5480U120
211
5188
SH
SOLE
5188
0
0
LIFEVANTAGE CORPORATION
COM
53222K106
42
32161
SH
SOLE
32161
0
0
LOEWS CORPORATION
COM
540424108
5868
133216
SH
SOLE
133216
0
0
LSI CORPORATION
COM
502161102
1729
156174
SH
SOLE
156174
0
0
LUNA INNOVATIONS INC
COM
550351100
66
45000
SH
SOLE
45000
0
0
MERGE HEALTHCARE INC
COM
589499102
75
30800
SH
SOLE
30800
0
0
MODUSLINK GLOBAL SOLUTIONS INC
COM
60786L107
321
75970
SH
SOLE
75970
0
0
MONSTER WORLDWIDE INC
COM
611740101
120
16050
SH
SOLE
16050
0
0
MORGAN STANLEY INDIA INVESTMENT FUND INC
COM
61745C105
303
15522
SH
SOLE
15522
0
0
NEUBERGER BERMAN REAL ESTATE
COM
64190A103
315
66733
SH
SOLE
66733
0
0
NICHOLAS FINANCIAL INC
COM NEW
65373J209
1568
99668
SH
SOLE
99668
0
0
OXFORD LANE CAPITAL CORP
COM
691543102
797
47744
SH
SOLE
47744
0
0
PACER INTERNATIONAL INC
COM
69373H106
1481
165267
SH
SOLE
165267
0
0
PLX TECHNOLOGY INC
COM
693417107
614
101493
SH
SOLE
101493
0
0
PROMOTORA DE INFORMACIONES SA ADR CL B
ADR CL B CONV
74343G303
88
25000
SH
SOLE
25000
0
0
QLT INC
COM
746927102
190
34204
SH
SOLE
34204
0
0
REALNETWORKS INC
COM NEW
75605L708
540
71275
SH
SOLE
71275
0
0
REAVES UTIL INCOME FD
COM SH BEN INT
756158101
3302
120280
SH
SOLE
120280
0
0
RENTECH INC
COM
760112102
127
66668
SH
SOLE
66668
0
0
RIVERBED TECHNOLOGY INC
COM
768573107
731
37100
SH
SOLE
37100
0
0
ROI ACQUISITION CORP II
COM
74966G101
1213
125000
SH
SOLE
125000
0
0
SAFEGUARD SCIENTIFICS INC
COM NEW
786449207
5003
225555
SH
SOLE
225555
0
0
SAMSON OIL & GAS LTD SPONSORED ADR
SPON ADR
796043107
68
141204
SH
SOLE
141204
0
0
SANOFI RTS
RIGHT 12/31/2020
80105N113
51
164477
SH
SOLE
164477
0
0
SILVER EAGLE ACQUISITION CORP
COM
827694100
2418
250000
SH
SOLE
250000
0
0
SIRIUS XM HOLDINGS INC COM
COM
82968B103
1008
315000
SH
SOLE
315000
0
0
SWISS HELVETIA FUND INC
COM
870875101
349
24249
SH
SOLE
24249
0
0
TALISMAN ENERGY INC
COM
87425E103
399
40000
SH
SOLE
40000
0
0
TELEPHONE & DATA SYSTEM INC
COM NEW
879433829
3694
140929
SH
SOLE
140929
0
0
THAI FUND INC
COM
882904105
774
71498
SH
SOLE
71498
0
0
THERAVANCE INC
COM
88338T104
1330
43000
SH
SOLE
43000
0
0
TIME WARNER CABLE INC
COM NEW
887317303
1146
8352
SH
SOLE
8352
0
0
TURQUOISE HILL RESOURCES LTD
COM
900435108
77
23063
SH
SOLE
23063
0
0
ULTA SALON COSMETICS & FRAG I
COM
90384S303
974
10000
SH
Call
SOLE
10000
0
0
UNITED BANCORP INC
COM
909911109
2240
182085
SH
SOLE
182085
0
0
UNS ENERGY CORPORATION
COM
903119105
600
10000
SH
SOLE
10000
0
0
VODAFONE GROUP PLC ADR
SPNSR ADR NO PAR
92857W308
241
6544
SH
SOLE
6544
0
0
WENDYS COMPANY
COM
95058W100
349
38214
SH
SOLE
38214
0
0
WESTERN ASSET INFLATION MGMT FD INC
COM
95766U107
4816
269646
SH
SOLE
269646
0
0
WRIGHT MEDICAL GROUP INC RTS
RIGHT 03/01/2019
98235T115
38
45300
SH
SOLE
45300
0
0
YAHOO INC
COM
984332106
330
9200
SH
SOLE
9200
0
0
YONGYE INTERNATIONAL INC
COM
98607B106
149
21900
SH
SOLE
21900
0
0