0001584639-14-000005.txt : 20140516 0001584639-14-000005.hdr.sgml : 20140516 20140516171029 ACCESSION NUMBER: 0001584639-14-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140516 DATE AS OF CHANGE: 20140516 EFFECTIVENESS DATE: 20140516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Yakira Capital Management, Inc. CENTRAL INDEX KEY: 0001584639 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15952 FILM NUMBER: 14852363 BUSINESS ADDRESS: STREET 1: 991 POST ROAD EAST, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: (203) 341-0606 MAIL ADDRESS: STREET 1: 991 POST ROAD EAST, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 FORMER COMPANY: FORMER CONFORMED NAME: BK Management I, Inc. DATE OF NAME CHANGE: 20130819 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001584639 XXXXXXXX 03-31-2014 03-31-2014 Yakira Capital Management, Inc.
991 POST ROAD EAST, 2ND FLOOR WESTPORT CT 06880
13F HOLDINGS REPORT 028-15952 N
Bruce Kallins Principal 203-341-0606 /s/ Bruce Kallins Westport CT 05-15-2014 0 2 111647 false
INFORMATION TABLE 2 yakira13f20140331final.xml AVENUE INCOME CR STRATEGIES COM 05358E106 525 29808 SH SOLE 29808 0 0 BEAM INC COM 073730103 4394 52750 SH SOLE 52750 0 0 BGC PARTNERS INC CL A CL A 05541T101 116 17700 SH SOLE 17700 0 0 BROOKFIELD GLOBL LISTED INFR COM SHS 11273Q109 1210 56574 SH SOLE 56574 0 0 BROOKFIELD TOTAL RETURN FD INC COM 11283U108 717 29617 SH SOLE 29617 0 0 CAPITALSOURCE INC COM 14055X102 9985 684400 SH SOLE 684400 0 0 COMPUWARE CORP COM 205638109 290 27590 SH SOLE 27590 0 0 CORNERSTONE PROGRESSIVE RETURN FUND COM 21925C101 389 73392 SH SOLE 73392 0 0 CORNERSTONE STRATEGIC VALUE FUND INC COM NEW 21924B203 9212 1423836 SH SOLE 1423836 0 0 CORNERSTONE TOTAL RETURN FD COM NEW 21924U201 4418 744960 SH SOLE 744960 0 0 CST BRANDS INC COM COM 12646R105 610 19534 SH SOLE 19534 0 0 CUBIST PHARMACEUTICALS INC RTS RIGHT 99/99/9999 229678123 128 196892 SH SOLE 196892 0 0 DISCOVERY COMMUNICATIONS INC COM SER C COM SER C 25470F302 1089 14128 SH SOLE 14128 0 0 DIVIDEND AND INCOME FUND COM NEW 25538A204 1021 66755 SH SOLE 66755 0 0 DNP SELECT INCOME FD INC COM 23325P104 1852 189003 SH SOLE 189003 0 0 DSP GROUP INC COM 23332B106 135 15670 SH SOLE 15670 0 0 EMC CORP COM 268648102 772 28175 SH SOLE 28175 0 0 EQUAL ENERGY LTD COM 29390Q109 452 98689 SH SOLE 98689 0 0 FMC CORP NEW COM NEW 30249U101 911 11900 SH SOLE 11900 0 0 FOREST LABORATORIES INC COM 345838106 3875 42000 SH SOLE 42000 0 0 GABELLI GLOBAL UTILITY & INCOME TRUST COM SH BEN INT 36242L105 641 32237 SH SOLE 32237 0 0 GABELLI UTILITY TR COM 36240A101 2424 357580 SH SOLE 357580 0 0 GENPACT LIMITED COM G3922B107 1925 110500 SH SOLE 110500 0 0 GYRODYNE CO OF AMERICA INC RESTRICTED COM 403820103 452 74289 SH SOLE 74289 0 0 H & Q HEALTHCARE INVESTORS SBI SH BEN INT 404052102 1048 38512 SH SOLE 38512 0 0 HARVARD BIOSCIENCE INC COM 416906105 286 60375 SH SOLE 60375 0 0 HARVEST NATURAL RESOURCES INC COM 41754V103 1169 310940 SH SOLE 310940 0 0 HERTZ GLOBAL HLDGS INC COM 42805T105 266 10000 SH SOLE 10000 0 0 HOME FEDERAL BANCORP INC COM 43708L108 2014 129450 SH SOLE 129450 0 0 INDIA FUND INC COM 454089103 9636 418224 SH SOLE 418224 0 0 INTERNET PATENTS CORPORATION COM 46063G101 175 52996 SH SOLE 52996 0 0 JAKKS PACIFIC INC COM 47012E106 136 18768 SH SOLE 18768 0 0 JEFFERSON BANCSHARES INC COM 472375104 862 110539 SH SOLE 110539 0 0 JUNIPER NETWORKS COM 48203R104 992 38500 SH SOLE 38500 0 0 KEATING CAPITAL INC COM COM 48722R106 927 151723 SH SOLE 151723 0 0 KINDER MORGAN INC DEL WT EXP PUR CL P COM W EXP 05/25/201 49456B119 34 19526 SH SOLE 19526 0 0 KOPIN CORP COM 500600101 117 30912 SH SOLE 30912 0 0 LEAP WIRELESS INTL INC COM NEW 521863308 44 49824 SH SOLE 49824 0 0 LEARNING TREE INTERNATIONAL INC COM 522015106 57 17988 SH SOLE 17988 0 0 LIBERTY ALL STAR EQUITY FUND SH BEN INT 530158104 586 99645 SH SOLE 99645 0 0 LIBERTY GLOBAL PLC CLASS C SHS CL C G5480U120 211 5188 SH SOLE 5188 0 0 LIFEVANTAGE CORPORATION COM 53222K106 42 32161 SH SOLE 32161 0 0 LOEWS CORPORATION COM 540424108 5868 133216 SH SOLE 133216 0 0 LSI CORPORATION COM 502161102 1729 156174 SH SOLE 156174 0 0 LUNA INNOVATIONS INC COM 550351100 66 45000 SH SOLE 45000 0 0 MERGE HEALTHCARE INC COM 589499102 75 30800 SH SOLE 30800 0 0 MODUSLINK GLOBAL SOLUTIONS INC COM 60786L107 321 75970 SH SOLE 75970 0 0 MONSTER WORLDWIDE INC COM 611740101 120 16050 SH SOLE 16050 0 0 MORGAN STANLEY INDIA INVESTMENT FUND INC COM 61745C105 303 15522 SH SOLE 15522 0 0 NEUBERGER BERMAN REAL ESTATE COM 64190A103 315 66733 SH SOLE 66733 0 0 NICHOLAS FINANCIAL INC COM NEW 65373J209 1568 99668 SH SOLE 99668 0 0 OXFORD LANE CAPITAL CORP COM 691543102 797 47744 SH SOLE 47744 0 0 PACER INTERNATIONAL INC COM 69373H106 1481 165267 SH SOLE 165267 0 0 PLX TECHNOLOGY INC COM 693417107 614 101493 SH SOLE 101493 0 0 PROMOTORA DE INFORMACIONES SA ADR CL B ADR CL B CONV 74343G303 88 25000 SH SOLE 25000 0 0 QLT INC COM 746927102 190 34204 SH SOLE 34204 0 0 REALNETWORKS INC COM NEW 75605L708 540 71275 SH SOLE 71275 0 0 REAVES UTIL INCOME FD COM SH BEN INT 756158101 3302 120280 SH SOLE 120280 0 0 RENTECH INC COM 760112102 127 66668 SH SOLE 66668 0 0 RIVERBED TECHNOLOGY INC COM 768573107 731 37100 SH SOLE 37100 0 0 ROI ACQUISITION CORP II COM 74966G101 1213 125000 SH SOLE 125000 0 0 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 5003 225555 SH SOLE 225555 0 0 SAMSON OIL & GAS LTD SPONSORED ADR SPON ADR 796043107 68 141204 SH SOLE 141204 0 0 SANOFI RTS RIGHT 12/31/2020 80105N113 51 164477 SH SOLE 164477 0 0 SILVER EAGLE ACQUISITION CORP COM 827694100 2418 250000 SH SOLE 250000 0 0 SIRIUS XM HOLDINGS INC COM COM 82968B103 1008 315000 SH SOLE 315000 0 0 SWISS HELVETIA FUND INC COM 870875101 349 24249 SH SOLE 24249 0 0 TALISMAN ENERGY INC COM 87425E103 399 40000 SH SOLE 40000 0 0 TELEPHONE & DATA SYSTEM INC COM NEW 879433829 3694 140929 SH SOLE 140929 0 0 THAI FUND INC COM 882904105 774 71498 SH SOLE 71498 0 0 THERAVANCE INC COM 88338T104 1330 43000 SH SOLE 43000 0 0 TIME WARNER CABLE INC COM NEW 887317303 1146 8352 SH SOLE 8352 0 0 TURQUOISE HILL RESOURCES LTD COM 900435108 77 23063 SH SOLE 23063 0 0 ULTA SALON COSMETICS & FRAG I COM 90384S303 974 10000 SH Call SOLE 10000 0 0 UNITED BANCORP INC COM 909911109 2240 182085 SH SOLE 182085 0 0 UNS ENERGY CORPORATION COM 903119105 600 10000 SH SOLE 10000 0 0 VODAFONE GROUP PLC ADR SPNSR ADR NO PAR 92857W308 241 6544 SH SOLE 6544 0 0 WENDYS COMPANY COM 95058W100 349 38214 SH SOLE 38214 0 0 WESTERN ASSET INFLATION MGMT FD INC COM 95766U107 4816 269646 SH SOLE 269646 0 0 WRIGHT MEDICAL GROUP INC RTS RIGHT 03/01/2019 98235T115 38 45300 SH SOLE 45300 0 0 YAHOO INC COM 984332106 330 9200 SH SOLE 9200 0 0 YONGYE INTERNATIONAL INC COM 98607B106 149 21900 SH SOLE 21900 0 0