Managing Principal

0001420506-21-000619.txt : 20210514 0001420506-21-000619.hdr.sgml : 20210514 20210514082219 ACCESSION NUMBER: 0001420506-21-000619 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210514 DATE AS OF CHANGE: 20210514 EFFECTIVENESS DATE: 20210514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Yakira Capital Management, Inc. CENTRAL INDEX KEY: 0001584639 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15952 FILM NUMBER: 21922027 BUSINESS ADDRESS: STREET 1: 991 POST ROAD EAST, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: (203) 341-0606 MAIL ADDRESS: STREET 1: 991 POST ROAD EAST, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 FORMER COMPANY: FORMER CONFORMED NAME: BK Management I, Inc. DATE OF NAME CHANGE: 20130819 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001584639 XXXXXXXX 03-31-2021 03-31-2021 false Yakira Capital Management, Inc.

991 POST ROAD EAST, 2ND FLOOR WESTPORT CT 06880

13F HOLDINGS REPORT 028-15952 N Bruce M. Kallins Managing Principal (203) 341-0606 Bruce M. Kallins, Managing Principal WESTPORT CT 05-14-2021 0 349 496610 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR YAKIRA CAPITAL MANAGEMENT, INC. 180 LIFE SCIENCES CORP *W EXP 11/07/202 68236V112 23 23700 SH SOLE 23700 0 0 4D PHARMA PLC *W EXP 03/22/202 35085K117 55 50000 SH SOLE 50000 0 0 ABG ACQUISITION CORP I CL A SHS G00496102 297 30000 SH SOLE 30000 0 0 ACE CONVERGENCE ACQU CORP *W EXP 09/30/202 G0083D104 83 42621 SH SOLE 42621 0 0 ACE CONVERGENCE ACQU CORP CL A G0083D120 682 68450 SH SOLE 68450 0 0 ACKRELL SPAC PARTNERS I CO UNIT 12/01/2026 00461L204 3045 300000 SH SOLE 300000 0 0 ADARA ACQUISITION CORP UNIT 99/99/9999 00653H201 992 100000 SH SOLE 100000 0 0 ADIT EDTECH ACQUISITION CORP UNIT 99/99/9999 007024201 2218 225000 SH SOLE 225000 0 0 ADVENT TECHNOLOGIES HOLDNG I *W EXP 02/03/202 00788A113 227 98723 SH SOLE 98723 0 0 AEA-BRIDGES IMPACT CORP UNIT 99/99/9999 G01046120 834 81245 SH SOLE 81245 0 0 AEROJET ROCKETDYNE HLDGS INC COM 007800105 1423 30300 SH 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SOLE 220000 0 0 NEW BEGINNINGS ACQUISITION C *W EXP 11/01/202 64222H118 151 230000 SH SOLE 230000 0 0 NEWBURY STREET ACQUISITN COR UNIT 04/30/2028 65101L203 846 85500 SH SOLE 85500 0 0 NEWHOLD INVESTMENT CORP *W EXP 03/10/202 651448110 86 52042 SH SOLE 52042 0 0 NEWHOLD INVESTMENT CORP COM CL A 651448102 1202 120050 SH SOLE 120050 0 0 NEXTGEN ACQUISITION CORP CL A G65305107 729 73500 SH SOLE 73500 0 0 NEXTGEN ACQUISITION CORP *W EXP 10/06/202 G65305123 49 26499 SH SOLE 26499 0 0 NEXTGEN ACQUISITION CORP II UNIT 03/23/2026 G65317110 776 78354 SH SOLE 78354 0 0 NOBLE ROCK ACQUISITION CORP UNIT 01/31/2028 G6546R127 495 50000 SH SOLE 50000 0 0 NOVUS CAPITAL CORPORATION II UNIT 99/99/9999 67012W203 100 10000 SH SOLE 10000 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 246 25479 SH SOLE 25479 0 0 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 275 28800 SH SOLE 28800 0 0 OCA ACQUISITION CORP UNIT 01/14/2026 670865203 100 10000 SH SOLE 10000 0 0 OCCIDENTAL PETE CORP COM 674599105 240 8999 SH SOLE 8999 0 0 ONE EQUITY PARTNERS OPEN WTR UNIT 01/14/2026 68237L204 110 11000 SH SOLE 11000 0 0 OTR ACQUISITION CORP UNIT 10/01/2025 67113Q204 3572 341000 SH SOLE 341000 0 0 OUSTER INC *W EXP 03/11/202 68989M111 81 38741 SH SOLE 38741 0 0 OYSTER ENTERPRISES ACQ CORP UNIT 01/20/2026 69242M203 1488 150500 SH SOLE 150500 0 0 PACIFIC MERCANTILE BANCORP COM 694552100 759 85233 SH SOLE 85233 0 0 PATHFINDER ACQUISITION CORP UNIT 02/17/2026 G04119114 99 10000 SH SOLE 10000 0 0 PERIDOT ACQUISITION CORP *W EXP 11/30/202 G7008A107 51 30100 SH SOLE 30100 0 0 PERIDOT ACQUISITION CORP II UNIT 99/99/9999 G7008B113 348 35000 SH SOLE 35000 0 0 PETRA ACQUISITION INC COM 716421102 2666 266885 SH SOLE 266885 0 0 PETRA ACQUISITION INC *W EXP 05/25/202 716421110 139 266885 SH SOLE 266885 0 0 PINE TECHNOLOGY ACQUISITN CO UNIT 03/31/2028 722850203 105 10541 SH SOLE 10541 0 0 PMV CONSUMER ACQUISITION COR UNIT 08/31/2027 693486201 1446 143000 SH SOLE 143000 0 0 PNM RES INC COM 69349H107 277 5651 SH SOLE 5651 0 0 POEMA GLOBAL HOLDINGS CORP UNIT 99/99/9999 G7154B123 200 20000 SH SOLE 20000 0 0 PORCH GROUP INC *W EXP 12/23/202 733245112 81 13148 SH SOLE 13148 0 0 PRA HEALTH SCIENCES INC COM 69354M108 12973 84607 SH SOLE 84607 0 0 PROGRESS ACQUISITION CORP UNIT 12/25/2025 74327P204 1970 200000 SH SOLE 200000 0 0 PROPERTY SOLUTIONS ACQUISITI COM 74348Q108 367 30400 SH SOLE 30400 0 0 PROPERTY SOLUTIONS ACQUISITI *W EXP 03/20/202 74348Q116 378 147797 SH SOLE 147797 0 0 PROPERTY SOLUTIONS ACQUISITI UNIT 03/01/2026 74350A207 2458 250000 SH SOLE 250000 0 0 PROPTECH INVESTMENT CORP II UNIT 99/99/9999 743497208 2005 200000 SH SOLE 200000 0 0 PTK ACQUISITION CORP UNIT 99/99/9999 69375F207 1036 100000 SH SOLE 100000 0 0 PWP FORWARD ACQUISITION CORP UNIT 03/10/2026 74709Q200 744 75000 SH SOLE 75000 0 0 REALNETWORKS INC COM NEW 75605L708 49 11591 SH SOLE 11591 0 0 REALPAGE INC COM 75606N109 17748 203533 SH SOLE 203533 0 0 RECHARGE ACQUISITION CORP COM CL A 756229100 5745 586800 SH SOLE 586800 0 0 RECHARGE ACQUISITION CORP *W EXP 10/05/202 756229118 227 293400 SH SOLE 293400 0 0 RIGNET INC COM 766582100 1984 227557 SH SOLE 227557 0 0 ROMAN DBDR TECH ACQUISITION UNIT 99/99/9999 77584N200 1665 163277 SH SOLE 163277 0 0 ROSECLIFF ACQUISITION CORP I UNIT 99/99/9999 77732R202 645 65000 SH SOLE 65000 0 0 RXR ACQUISITION CORP UNIT 01/01/2025 74981W206 493 50000 SH SOLE 50000 0 0 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 7262 1064829 SH SOLE 1064829 0 0 SANDBRIDGE ACQUISITION CORP COM CL A 799793104 595 60000 SH SOLE 60000 0 0 SANDBRIDGE ACQUISITION CORP *W EXP 09/14/202 799793112 30 29999 SH SOLE 29999 0 0 SANDBRIDGE X2 CORP UNIT 99/99/9999 799792205 504 50500 SH SOLE 50500 0 0 SCION TECH GROWTH I UNIT 12/17/2025 G31067120 101 10000 SH SOLE 10000 0 0 SEAPORT GLOBAL ACQUISITN COR UNIT 99/99/9999 812227205 2562 248000 SH SOLE 248000 0 0 SEVERN BANCORP INC ANNAPOLIS COM 81811M100 2853 235804 SH SOLE 235804 0 0 SILVER CREST ACQUISITION COR UNIT 12/15/2025 G81355110 397 40000 SH SOLE 40000 0 0 SIRIUSPOINT LTD COM G8192H106 1792 176172 SH SOLE 176172 0 0 SLACK TECHNOLOGIES INC COM CL A 83088V102 13580 334239 SH SOLE 334239 0 0 SOFTWARE ACQUISITN GRUP INC *W EXP 09/17/202 83407F119 132 84700 SH SOLE 84700 0 0 SOFTWARE ACQUISITN GRUP INC COM CL A 83407F101 1800 178700 SH SOLE 178700 0 0 SOGOU INC ADR REPSTG A 83409V104 768 101752 SH SOLE 101752 0 0 SPARTACUS ACQUISITION CORP CL A 84677L109 4853 492723 SH SOLE 492723 0 0 SPARTACUS ACQUISITION CORP *W EXP 10/31/202 84677L117 129 201791 SH SOLE 201791 0 0 SPORTS ENTERTAINMENT ACQU CO UNIT 99/99/9999 84918M205 780 76000 SH SOLE 76000 0 0 SPORTSTEK ACQUISITION CORP UNIT 02/16/2028 849196209 746 75000 SH SOLE 75000 0 0 SPRING VY ACQUISITION CORP *W EXP 05/20/202 G8377A124 60 50500 SH SOLE 50500 0 0 SPRING VY ACQUISITION CORP CL A G8377A108 1021 101000 SH SOLE 101000 0 0 STANDARD AVB FINL CORP COM 85303B100 2401 73547 SH SOLE 73547 0 0 STAR PEAK ENERGY TRANSITION *W EXP 08/11/202 855185112 266 18827 SH SOLE 18827 0 0 STARBOARD VALUE ACQUISITN CO COM CL A 85521J109 939 94549 SH SOLE 94549 0 0 STARBOARD VALUE ACQUISITN CO *W EXP 09/10/202 85521J117 25 16832 SH SOLE 16832 0 0 SURGALIGN HOLDINGS INC COM 86882C105 139 63795 SH SOLE 63795 0 0 SURO CAPITAL CORP COM NEW 86887Q109 403 29722 SH SOLE 29722 0 0 TAILWIND ACQUISITION CORP COM CL A 87403Q102 754 76000 SH SOLE 76000 0 0 TAILWIND ACQUISITION CORP *W EXP 09/07/202 87403Q110 39 37999 SH SOLE 37999 0 0 TASTEMAKER ACQUISITION CORP UNIT 12/31/2025 876545203 852 85203 SH SOLE 85203 0 0 TEKLA WORLD HEALTHCARE FD BEN INT SHS 87911L108 573 38010 SH SOLE 38010 0 0 THAYER VENTURES ACQU CORP UNIT 01/01/2030 88332T209 1130 111000 SH SOLE 111000 0 0 THUNDER BRDG ACQUISTION II L CL A SHS G8857S116 713 68400 SH SOLE 68400 0 0 THUNDER BRDG ACQUISTION II L *W EXP 11/30/202 G8857S108 41 18802 SH SOLE 18802 0 0 TILRAY INC COM CL 2 88688T100 652 28695 SH SOLE 28695 0 0 TUSCAN HLDGS CORP II COM 90070A103 2427 240511 SH SOLE 240511 0 0 TUSCAN HLDGS CORP II *W EXP 99/99/999 90070A111 79 98631 SH SOLE 98631 0 0 TWELVE SEAS INVESTMENT CO II UNIT 99/99/9999 90118T205 1970 200000 SH SOLE 200000 0 0 TZP STRATEGIES ACQUISTN CORP UNIT 01/06/2026 G91595127 757 76000 SH SOLE 76000 0 0 UNION ACQUISITION CORP II *W EXP 04/01/202 G9402Q126 168 247500 SH SOLE 247500 0 0 UNION ACQUISITION CORP II SHS G9402Q100 2764 275000 SH SOLE 275000 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 224 1085 SH SOLE 1085 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1258 5500 SH SOLE 5500 0 0 VARIAN MED SYS INC COM 92220P105 17173 97281 SH SOLE 97281 0 0 VENUS ACQUISITION CORPORATIO UNIT 02/01/2024 G9420F136 1357 135000 SH SOLE 135000 0 0 VERSO CORP CL A 92531L207 1913 131100 SH SOLE 131100 0 0 VG ACQUISITION CORP SHS CL A G9446E105 249 24485 SH SOLE 24485 0 0 VG ACQUISITION CORP *W EXP 09/29/202 G9446E113 55 32866 SH SOLE 32866 0 0 VICKERS VANTAGE CORP I UNIT 09/15/2027 G9440B123 4032 400000 SH SOLE 400000 0 0 VIEW INC *W EXP 03/08/202 92671V114 44 25333 SH SOLE 25333 0 0 VIRTUOSO ACQUISITION CORP UNIT 01/14/2025 92837J203 99 10000 SH SOLE 10000 0 0 VISTAS MEDIA ACQUISITION CO *W EXP 08/01/202 92840T115 187 301500 SH SOLE 301500 0 0 VISTAS MEDIA ACQUISITION CO COM CL A 92840T107 2985 301500 SH SOLE 301500 0 0 VOYA NAT RES EQUITY INCOME F COM 92913C106 88 26729 SH SOLE 26729 0 0 VPC IMPACT ACQUISITION HLDNG *W EXP 10/22/202 G9441E118 98 33100 SH SOLE 33100 0 0 WARRIOR TECHNOLOGIES ACQUI C UNIT 03/31/2028 936273200 1485 150000 SH SOLE 150000 0 0 WHOLE EARTH BRANDS INC *W EXP 06/25/202 96684W126 89 42395 SH SOLE 42395 0 0 WILLIS TOWERS WATSON PLC LTD SHS G96629103 9419 41151 SH SOLE 41151 0 0 YATRA ONLINE INC ORD SHS G98338109 1817 779628 SH SOLE 779628 0 0 YUCAIPA ACQUISITION CORP UNIT 99/99/9999 G9879L121 674 65800 SH SOLE 65800 0 0 ZANITE ACQUISITION CORP *W EXP 10/08/202 98907K111 158 125413 SH SOLE 125413 0 0 ZANITE ACQUISITION CORP COM CL A 98907K103 1351 135775 SH SOLE 135775 0 0