0001104659-23-125762.txt : 20231213
0001104659-23-125762.hdr.sgml : 20231213
20231213170308
ACCESSION NUMBER: 0001104659-23-125762
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230825
FILED AS OF DATE: 20231213
DATE AS OF CHANGE: 20231213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yakira Capital Management, Inc.
CENTRAL INDEX KEY: 0001584639
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41254
FILM NUMBER: 231484801
BUSINESS ADDRESS:
STREET 1: 1555 POST ROAD EAST
STREET 2: SUITE 202
CITY: WESTPORT
STATE: CT
ZIP: 06880
BUSINESS PHONE: (203) 341-0606
MAIL ADDRESS:
STREET 1: 1555 POST ROAD EAST
STREET 2: SUITE 202
CITY: WESTPORT
STATE: CT
ZIP: 06880
FORMER NAME:
FORMER CONFORMED NAME: BK Management I, Inc.
DATE OF NAME CHANGE: 20130819
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alset Capital Acquisition Corp.
CENTRAL INDEX KEY: 0001897245
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-DRUGS PROPRIETARIES & DRUGGISTS' SUNDRIES [5122]
IRS NUMBER: 873296100
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 4800 MONTGOMERY LANE, SUITE 210
CITY: BETHESDA
STATE: MD
ZIP: 20814
BUSINESS PHONE: 301-971-3955
MAIL ADDRESS:
STREET 1: 4800 MONTGOMERY LANE, SUITE 210
CITY: BETHESDA
STATE: MD
ZIP: 20814
4
1
tm2332746-2_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2023-08-25
0
0001897245
Alset Capital Acquisition Corp.
ACAX
0001584639
Yakira Capital Management, Inc.
1555 POST ROAD EAST,
SUITE 202
WESTPORT
CT
06880
0
0
1
0
0
Class A Common Stock
2023-08-25
4
S
0
45792
11.08
D
304208
I
See Footnote
Class A Common Stock
2023-08-28
4
S
0
12000
10.83
D
292208
I
See Footnote
Class A Common Stock
2023-09-11
4
S
0
8221
11.11
D
283987
I
See Footnote
Class A Common Stock
2023-09-14
4
S
0
4565
10.77
D
279422
I
See Footnote
Class A Common Stock
2023-10-17
4
S
0
114
10.79
D
279308
I
See Footnote
Yakira Capital Management, Inc., a Delaware corporation (the "Reporting Person"), serves as investment advisors to each of (i) Yakira Partners, L.P., a Delaware limited partnership ("Yakira Partners"), (ii) Yakira Enhanced Offshore Fund Ltd., a Cayman Islands exempted company ("Yakira Offshore") and (iii) MAP 136 Segregated Portfolio, a Cayman Islands exempted company ("MAP 136") and has sole voting and investment discretion with respects to the securities reported herein which are held by Yakira Partners, Yakira Offshore and MAP 136. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.
/s/ Nicholas Sabatini, CFO & CCO
2023-12-13