0001192482-13-000212.txt : 20131211 0001192482-13-000212.hdr.sgml : 20131211 20131211180221 ACCESSION NUMBER: 0001192482-13-000212 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131211 FILED AS OF DATE: 20131211 DATE AS OF CHANGE: 20131211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TETRALOGIC PHARMACEUTICALS CORP CENTRAL INDEX KEY: 0001361248 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 343 PHOENIXVILLE PIKE CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: 610-889-9900 MAIL ADDRESS: STREET 1: 343 PHOENIXVILLE PIKE CITY: MALVERN STATE: PA ZIP: 19355 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sherman Richard L. CENTRAL INDEX KEY: 0001584616 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36208 FILM NUMBER: 131271940 MAIL ADDRESS: STREET 1: C/O IMMUNOMEDICS, INC. STREET 2: 300 THE AMERICAN ROAD CITY: MORRIS PLAINS STATE: NJ ZIP: 07590 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2013-12-11 0 0001361248 TETRALOGIC PHARMACEUTICALS CORP TLOG 0001584616 Sherman Richard L. C/O TETRALOGIC PHARMACEUTICALS CORP 343 PHOENIXVILLE PIKE MALVERN PA 19355 0 1 0 0 Senior VP & Secretary Stock option (right to purchase) 1.53 2022-12-01 Common Stock 88235 D Stock option (right to purchase) 1.53 2023-07-24 Common Stock 91176 D Stock option (right to purchase) 6.12 2013-10-24 Common Stock 45294 D 22,058 shares vested on March 31, 2013. 2,941 shares vested on May 16, 2013 upon the achievement of specified performance metrics. After April 1, 2013, the options become exercisable at the rate of 1,838 per month until all the stock is vested, with 744 vested in the final month. Vesting ceases when the holder is no longer an active employee of the Company. Vesting will be accelerated in whole or in part upon the achievement of specified performance metrics. Vesting occurs monthly beginning August 24, 2013 at 1,899 shares per month for 47 months and 1,923 in month 48. Vesting ceases when the holder is no longer an active employee of the Company. Commencing on the closing date of the Company's initial public offering, vesting to occur in equal monthly increments of 943 shares for 47 months with 973 shares vesting at the end of month 48. /s/ Richard L. Sherman 2013-12-11