0001584087-19-000010.txt : 20191105
0001584087-19-000010.hdr.sgml : 20191105
20191105151444
ACCESSION NUMBER: 0001584087-19-000010
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191105
DATE AS OF CHANGE: 20191105
EFFECTIVENESS DATE: 20191105
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: 1492 Capital Management LLC
CENTRAL INDEX KEY: 0001584087
IRS NUMBER: 263390509
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15880
FILM NUMBER: 191193000
BUSINESS ADDRESS:
STREET 1: 309 N WATER ST
STREET 2: SUITE 210
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 4142761492
MAIL ADDRESS:
STREET 1: 309 N WATER ST
STREET 2: SUITE 210
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001584087
XXXXXXXX
09-30-2019
09-30-2019
1492 Capital Management LLC
309 N WATER ST
SUITE 210
MILWAUKEE
WI
53202
13F HOLDINGS REPORT
028-15880
N
NANCY E FROHNA
COO
4142761492
NANCY E FROHNA
MILWAUKEE
WI
11-05-2019
0
90
102568
false
INFORMATION TABLE
2
13F_1492CM_3Q19.xml
1492CM_13F3Q19
AMC ENTMT HLDGS INC
CL A COM
00165C104
2270
212141
SH
SOLE
212141
0
0
AMN HEALTHCARE SERVICES INC
COM
001744101
569
9884
SH
SOLE
9884
0
0
ANI PHARMACEUTICALS INC
COM
00182C103
1835
25181
SH
SOLE
25181
0
0
ALBEMARLE CORP
CL A COM
012653901
264
3800
SH
Call
SOLE
3800
0
0
AMERICAN EAGLE OUTFI
COM
02553E106
612
37714
SH
SOLE
37714
0
0
AVAYA HLDGS CORP
COM
05351X101
732
71558
SH
SOLE
71558
0
0
BIODELIVERY SCIENCES INTL IN
COM
09060J106
3277
778483
SH
SOLE
778483
0
0
BIOTELEMETRY INC
COM
090672106
2467
60566
SH
SOLE
60566
0
0
BOINGO WIRELESS INC
COM
09739C102
2157
194297
SH
SOLE
194297
0
0
CENTERSTATE BK CORP
COM
15201P109
2320
96745
SH
SOLE
96745
0
0
CHARLES RIV LABS INTL INC
COM
159864107
700
5289
SH
SOLE
5289
0
0
CHILDRENS PL INC
COM
168905107
1514
19668
SH
SOLE
19668
0
0
CINEMARK HOLDINGS IN
COM
17243V102
681
17616
SH
SOLE
17616
0
0
DESIGNER BRANDS INC
CL A
250565108
1418
82839
SH
SOLE
82839
0
0
DIGITAL TURBINE INC
COM NEW
25400W102
1338
207596
SH
SOLE
207596
0
0
DIREXION SHS ETF TR
DAILY SM CP BEAR
25460E125
541
11522
SH
SOLE
11522
0
0
EBIX INC
COM NEW
278715206
779
18494
SH
SOLE
18494
0
0
8X8 INC NEW
COM
282914100
517
24947
SH
SOLE
24947
0
0
ELDORADO RESORTS INC
COM
28470R102
685
17191
SH
SOLE
17191
0
0
ELECTRAMECCANICA VEHS CORP
*W EXP 08/03/202
284849114
40
88528
SH
SOLE
88528
0
0
EURONET WORLDWIDE INC
COM
298736109
818
5590
SH
SOLE
5590
0
0
EXLSERVICE HOLDINGS INC
COM
302081104
647
9668
SH
SOLE
9668
0
0
FIRST SOLAR INC
COM
336433107
712
12269
SH
SOLE
12269
0
0
G-III APPAREL GROUP
COM
36237H101
779
30233
SH
SOLE
30233
0
0
GLOBAL MED REIT INC
COM NEW
37954A204
198
17349
SH
SOLE
17349
0
0
GRANITE CONSTR INC
COM
387328107
1499
46666
SH
SOLE
46666
0
0
GREENSKY INC
CL A
39572G100
268
39178
SH
SOLE
39178
0
0
HEALTH INS INNOVATIONS INC
COM CL A
42225K106
725
29070
SH
SOLE
29070
0
0
IRHYTHM TECHNOLOGIES INC
COM
450056956
459
6200
SH
Put
SOLE
6200
0
0
ISHARES TR
1 3 YR TREAS BD
464287457
203
2388
SH
SOLE
2388
0
0
ISHARES TR
PFD AND INCM SEC
464288687
281
7490
SH
SOLE
7490
0
0
KB HOME
COM
48666K109
2116
62242
SH
SOLE
62242
0
0
KNIGHT SWIFT TRANSN HLDGS IN
CL A
499049104
556
15311
SH
SOLE
15311
0
0
KRATOS DEFENSE & SEC SOLUTIO
COM NEW
50077B207
3043
163624
SH
SOLE
163624
0
0
LIQTECH INTL INC
COM
53632A201
1016
128614
SH
SOLE
128614
0
0
LIVEXLIVE MEDIA INC
COM NEW
53839L208
830
414012
SH
SOLE
414012
0
0
LOVESAC COMPANY
COM
54738L109
2801
150014
SH
SOLE
150014
0
0
LUMENTUM HLDGS INC
COM
55024U109
2747
51284
SH
SOLE
51284
0
0
MKS INSTRUMENT INC
COM
55306N104
229
2480
SH
SOLE
2480
0
0
MAGNOLIA OIL & GAS CORP
CL A
559663109
1557
140268
SH
SOLE
140268
0
0
MERIT MED SYS INC
COM
589889104
664
21814
SH
SOLE
21814
0
0
NEOGENOMICS INC
COM NEW
64049M209
2882
150756
SH
SOLE
150756
0
0
NU SKIN ENTERPRISES INC
CL A
67018T105
1373
32291
SH
SOLE
32291
0
0
ONE STOP SYS INC
COM
68247W109
45
15125
SH
SOLE
15125
0
0
OPTIMIZERX CORP
COM NEW
68401U204
3406
235229
SH
SOLE
235229
0
0
PC-TEL INC
COM
69325Q105
293
34829
SH
SOLE
34829
0
0
PARSLEY ENERGY INC
CL A
701877102
2533
150786
SH
SOLE
150786
0
0
PAYCOM SOFTWARE INC
COM
70432V102
804
3840
SH
SOLE
3840
0
0
PAYSIGN INC
COM
70451A104
506
50120
SH
SOLE
50120
0
0
PBF ENERGY INC
COM
69318G906
574
21100
SH
Call
SOLE
21100
0
0
PENN VA CORP NEW
COM
70788V102
357
12286
SH
SOLE
12286
0
0
PILGRIMS PRIDE CORP NEW
COM
72147K108
2276
71010
SH
SOLE
71010
0
0
PRIMO WTR CORP
COM
74165N105
1329
108245
SH
SOLE
108245
0
0
PROPETRO HLDG CORP
COM
74347M908
97
10700
SH
Call
SOLE
10700
0
0
REPAY HLDGS CORP
COM CL A
76029L100
746
55967
SH
SOLE
55967
0
0
RINGCENTRAL INC
CL A
76680R206
5832
46412
SH
SOLE
46412
0
0
SM ENERGY CO
COM
78454L100
428
44165
SH
SOLE
44165
0
0
SCHWAB STRATEGIC TR
US TIPS ETF
808524870
317
5578
SH
SOLE
5578
0
0
SCIPLAY CORP
CL A
809087109
1081
100995
SH
SOLE
100995
0
0
SEACOAST BKG CORP FL
COM NEW
811707801
2280
90085
SH
SOLE
90085
0
0
SHOPIFY INC
CL A
82509L107
530
1700
SH
SOLE
1700
0
0
SKECHERS U S A INC
CL A
830566105
597
15991
SH
SOLE
15991
0
0
SSR MINING INC
COM
784730903
306
21100
SH
Call
SOLE
21100
0
0
SUPER LEAGUE GAMING INC
COM
86804F202
727
168616
SH
SOLE
168616
0
0
SYNEOS HEALTH INC
CL A
87166B102
1092
20518
SH
SOLE
20518
0
0
TECHTARGET INC
COM
87874R100
253
11216
SH
SOLE
11216
0
0
THERAPEUTICSMD INC
COM
88338N107
1297
357310
SH
SOLE
357310
0
0
TILLYS INC
CL A
886885102
528
55927
SH
SOLE
55927
0
0
TRISTATE CAP HLDGS INC
COM
89678F100
2253
107082
SH
SOLE
107082
0
0
II VI INC
COM
902104108
521
14799
SH
SOLE
14799
0
0
TYME TECHNOLOGIES INC
COM
90238J103
202
169927
SH
SOLE
169927
0
0
USA TECHNOLOGIES INC
COM NO PAR
90328S500
737
100492
SH
SOLE
100492
0
0
U S CONCRETE INC
COM NEW
90333L201
1017
18389
SH
SOLE
18389
0
0
UNIVERSAL DISPLAY CO
COM
91347P105
490
2918
SH
SOLE
2918
0
0
UPLAND SOFTWARE INC
COM
91544A109
552
15841
SH
SOLE
15841
0
0
URBAN OUTFITTERS INC
COM
917047102
939
33417
SH
SOLE
33417
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
283
5666
SH
SOLE
5666
0
0
VIAVI SOLUTIONS INC
COM
925550105
666
47530
SH
SOLE
47530
0
0
VONAGE HLDGS CORP
COM
92886T201
5008
443162
SH
SOLE
443162
0
0
VONAGE HLDGS CORP
COM
92886T201
215
19000
SH
Call
SOLE
19000
0
0
WNS HOLDINGS LTD
SPON ADR
92932M101
1171
19935
SH
SOLE
19935
0
0
WORLD FUEL SVCS CORP
COM
981475106
1589
39777
SH
SOLE
39777
0
0
YRC WORLDWIDE INC
COM PAR $.01
984249607
468
155116
SH
SOLE
155116
0
0
YEXT INC
COM
98585N106
519
32634
SH
SOLE
32634
0
0
YOUNGEVITY INTL INC
COM NEW
987537206
473
105896
SH
SOLE
105896
0
0
SSR MNG INC
COM
784730103
509
35080
SH
SOLE
35080
0
0
FERROGLOBE PLC
SHS
G33856108
268
237590
SH
SOLE
237590
0
0
HORIZON THERAPEUTICS PUB LTD
SHS
G46188101
4673
171621
SH
SOLE
171621
0
0
STONECO LTD
COM CL A
G85158106
553
15906
SH
SOLE
15906
0
0
ISRAEL CHEMICALS LTD
SHS
M5920A109
109
21822
SH
SOLE
21822
0
0