0001584087-17-000008.txt : 20171109
0001584087-17-000008.hdr.sgml : 20171109
20171109162608
ACCESSION NUMBER: 0001584087-17-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171109
DATE AS OF CHANGE: 20171109
EFFECTIVENESS DATE: 20171109
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: 1492 Capital Management LLC
CENTRAL INDEX KEY: 0001584087
IRS NUMBER: 263390509
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15880
FILM NUMBER: 171191224
BUSINESS ADDRESS:
STREET 1: 309 N WATER ST
STREET 2: SUITE 505
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 4142761492
MAIL ADDRESS:
STREET 1: 309 N WATER ST
STREET 2: SUITE 505
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001584087
XXXXXXXX
09-30-2017
09-30-2017
1492 Capital Management LLC
309 N WATER ST
SUITE 505
MILWAUKEE
WI
53202
13F HOLDINGS REPORT
028-15880
N
Nancy E Frohna Frohna
COO
4142249175
NANCY E FROHNA
MILWAUKEE
WI
11-09-2017
0
92
113098
false
INFORMATION TABLE
2
1492CM_13F_3Q17.xml
1492CM13F3Q17
8X8 INC NEW
COM
282914100
582
43113
SH
SOLE
43113
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
128
10000
SH
SOLE
10000
0
0
AIR TRANSPORT SERVICES GRP INC
COM
00922R105
2778
114119
SH
SOLE
114119
0
0
ALLEGHENY TECHNOLOGIES INC
COM
01741R102
227
9494
SH
SOLE
9494
0
0
AMERICAN EAGLE OUTFITTERS INC
COM
02553E106
759
53074
SH
SOLE
53074
0
0
AMERIS BANCORP
COM
03076K108
248
5160
SH
SOLE
5160
0
0
ANI PHARMACEUTICALS INC
COM
00182C103
2276
43367
SH
SOLE
43367
0
0
BIOTELEMETRY INC
COM
090672106
4105
124404
SH
SOLE
124404
0
0
BOINGO WIRELESS INC
COM
09739C102
6705
313774
SH
SOLE
313774
0
0
CALLON PETE CO DEL
COM
13123X102
190
16917
SH
SOLE
16917
0
0
CARBONITE INC
COM
141337105
645
29314
SH
SOLE
29314
0
0
CARPENTER TECHNOLOGY
COM
144285103
713
14846
SH
SOLE
14846
0
0
CAS MED SYS INC
COM PAR
124769209
39
42346
SH
SOLE
42346
0
0
CENTERSTATE BK CORP
COM
15201P109
2522
94108
SH
SOLE
94108
0
0
CHEGG INC
COM
163092109
453
30523
SH
SOLE
30523
0
0
CHEROKEE INC DEL NEW
COM
16444H102
56
20384
SH
SOLE
20384
0
0
COLUMBUS MCKINNON CORP N Y
COM
199333105
1684
44465
SH
SOLE
44465
0
0
CORCEPT THERAPEUTICS INC
COM
218352102
1352
70034
SH
SOLE
70034
0
0
COVENANT TRANSN GROUP INC
CL A
22284P105
2185
75401
SH
SOLE
75401
0
0
CUBIC CORP
COM
229669106
2056
40306
SH
SOLE
40306
0
0
CUSTOMERS BANCORP INC
COM
23204G100
1760
53945
SH
SOLE
53945
0
0
CYPRESS SEMICONDUCTOR CORP
COM
232806109
3044
202653
SH
SOLE
202653
0
0
DEPOMED INC
COM
249908104
78
13550
SH
SOLE
13550
0
0
DIREXION SHS ETF TR
DAILY SM CAP BEA
25490K521
591
43312
SH
SOLE
43312
0
0
DYCOM INDS INC
COM
267475101
609
7092
SH
SOLE
7092
0
0
EMCORE CORP
COM NEW
290846203
211
25754
SH
SOLE
25754
0
0
EVOLENT HEALTH INC
CL A
30050B101
1789
100513
SH
SOLE
100513
0
0
FCB FINL HLDGS INC
CL A
30255G103
1016
21029
SH
SOLE
21029
0
0
FERROGLOBE PLC
SHS
G33856108
881
66976
SH
SOLE
66976
0
0
FINISAR CORP
COM NEW
31787A507
2801
126344
SH
SOLE
126344
0
0
FLEXION THERAPEUTICS INC
COM
33938J106
456
18853
SH
SOLE
18853
0
0
FRANKLIN FINL NETWORK INC
COM
35352P104
3223
90405
SH
SOLE
90405
0
0
G-III APPAREL GROUP
COM
36237H101
1050
36167
SH
SOLE
36167
0
0
GLOBAL MED REIT INC
COM NEW
37954A204
898
99964
SH
SOLE
99964
0
0
GRUBHUB INC
COM
400110102
797
15127
SH
SOLE
15127
0
0
INTEGRATED DEVICE TECHNOLOGY
COM
458118106
3000
112874
SH
SOLE
112874
0
0
INTRICON CORP
COM
46121H109
462
38209
SH
SOLE
38209
0
0
ISHARES TR
S&P US PFD STK ETF
464288687
279
7197
SH
SOLE
7197
0
0
KEANE GROUP INC
COM
48669A108
436
26144
SH
SOLE
26144
0
0
LEGACY TEX FINL GROUP INC
COM
52471Y106
473
11852
SH
SOLE
11852
0
0
LIGAND PHARMACEUTICALS INC
COM NEW
53220K504
1333
9790
SH
SOLE
9790
0
0
LONESTAR RES US INC
CL A VTG
54240F103
205
58510
SH
SOLE
58510
0
0
LUMENTUM HLDGS INC
COM
55024U109
611
11249
SH
SOLE
11249
0
0
MANHATTAN ASSOCS INC
COM
562750109
270
6500
SH
Put
SOLE
6500
0
0
MASTEC INC
COM
576323109
1928
41542
SH
SOLE
41542
0
0
MATADOR RES CO
COM
576485205
1146
42193
SH
SOLE
42193
0
0
MERIT MED SYS INC
COM
589889104
1178
27817
SH
SOLE
27817
0
0
MICROSEMI CORP
COM
595137100
2026
39348
SH
SOLE
39348
0
0
MIMEDX GROUP INC
COM
602496101
677
56988
SH
SOLE
56988
0
0
NATUS MEDICAL INC DEL
COM
639050103
905
24137
SH
SOLE
24137
0
0
NEKTAR THERAPEUTICS
COM
640268108
992
41316
SH
SOLE
41316
0
0
NEOGENOMICS INC
COM NEW
64049M209
4201
377420
SH
SOLE
377420
0
0
NEW AGE BEVERAGES CORP
COM
64157V108
725
212618
SH
SOLE
212618
0
0
NUTRI SYS INC NEW
COM
67069D108
2728
48808
SH
SOLE
48808
0
0
OCLARO INC
COM NEW
67555N206
2657
307881
SH
SOLE
307881
0
0
OLIN CORP
COM PAR $1
680665205
664
19387
SH
SOLE
19387
0
0
OMNICELL INC
COM
68213N109
868
17012
SH
SOLE
17012
0
0
ORION GROUP HOLDINGS
COM
68628V308
373
56854
SH
SOLE
56854
0
0
PAN AMERICAN SILVER CORP
COM
697900108
379
22200
SH
Put
SOLE
22200
0
0
PARSLEY ENERGY INC
CL A
701877102
417
15839
SH
SOLE
15839
0
0
PATTERSON UTI ENERGY INC
COM
703481101
232
11092
SH
SOLE
11092
0
0
PAYCOM SOFTWARE INC
COM
70432V102
366
4886
SH
SOLE
4886
0
0
PINNACLE FINL PARTNERS INC
COM
72346Q104
241
3601
SH
SOLE
3601
0
0
PIONEER ENERGY SVCS
COM
723664108
79
31133
SH
SOLE
31133
0
0
PLANET PAYMENT INC
SHS
U72603118
152
35505
SH
SOLE
35505
0
0
PRIMO WTR CORP
COM
74165N105
770
64995
SH
SOLE
64995
0
0
PRIMORIS SVCS CORP
COM
74164F103
805
27370
SH
SOLE
27370
0
0
QAD INC
CL A
74727D306
2143
62396
SH
SOLE
62396
0
0
RAYMOND JAMES FINANCIAL INC
COM
754730109
640
7593
SH
SOLE
7593
0
0
RENASANT CORP
COM
75970E107
219
5098
SH
SOLE
5098
0
0
RING ENERGY INC
COM
76680V108
479
33023
SH
SOLE
33023
0
0
RINGCENTRAL INC
CL A
76680R206
5361
128399
SH
SOLE
128399
0
0
SCHWAB STRATEGIC TR
US TIPS ETF
808524870
308
5578
SH
SOLE
5578
0
0
SEACOAST BKG CORP FL
COM NEW
811707801
2812
117686
SH
SOLE
117686
0
0
SHOPIFY INC
CL A
82509L107
1444
12400
SH
SOLE
12400
0
0
SKECHERS U S A INC
CL A
830566105
3148
125485
SH
SOLE
125485
0
0
SPORTSMANS WHSE HLDG INC
COM
84920Y106
245
54420
SH
SOLE
54420
0
0
STUDENT TRANSN INC
COM
86388A108
150
25166
SH
SOLE
25166
0
0
SUMMIT MATLS INC
CL A
86614U100
2766
86349
SH
SOLE
86349
0
0
TAILORED BRANDS INC
COM
87403A107
918
63566
SH
SOLE
63566
0
0
THERAPEUTICSMD INC
COM
88338N107
2067
390702
SH
SOLE
390702
0
0
TRISTATE CAP HLDGS INC
COM
89678F100
908
39642
SH
SOLE
39642
0
0
U S G CORP
COM
903293405
424
13000
SH
Call
SOLE
13000
0
0
ULTIMATE SOFTWARE GROUP INC
COM
90385D107
759
4002
SH
SOLE
4002
0
0
UNITED INS HLDGS CORP
COM
910710102
623
38216
SH
SOLE
38216
0
0
UNIVERSAL DISPLAY CORP
COM
91347P105
760
5896
SH
SOLE
5896
0
0
USA TECHNOLOGIES INC
COM NO PAR
90328S500
3105
496870
SH
SOLE
496870
0
0
VIVEVE MED INC
COM NEW
92852W204
79
15000
SH
SOLE
15000
0
0
VONAGE HLDGS CORP
COM
92886T201
788
96767
SH
SOLE
96767
0
0
WINTRUST FINL CORP
COM
97650W108
221
2818
SH
SOLE
2818
0
0
WNS HOLDINGS LTD
SPON ADR
92932M101
926
25365
SH
SOLE
25365
0
0
YRC WORLDWIDE INC
COM PAR $.01
984249607
1320
95681
SH
SOLE
95681
0
0