0001584087-15-000003.txt : 20150811
0001584087-15-000003.hdr.sgml : 20150811
20150811162922
ACCESSION NUMBER: 0001584087-15-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150811
DATE AS OF CHANGE: 20150811
EFFECTIVENESS DATE: 20150811
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: 1492 Capital Management LLC
CENTRAL INDEX KEY: 0001584087
IRS NUMBER: 263390509
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15880
FILM NUMBER: 151044200
BUSINESS ADDRESS:
STREET 1: 309 N WATER ST
STREET 2: SUITE 505
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 4142761492
MAIL ADDRESS:
STREET 1: 309 N WATER ST
STREET 2: SUITE 505
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001584087
XXXXXXXX
06-30-2015
06-30-2015
1492 Capital Management LLC
309 N WATER ST
SUITE 505
MILWAUKEE
WI
53202
13F HOLDINGS REPORT
028-15880
N
Nancy E. Frohna
COO
414-224-9175
Nancy E. Frohna
Milwaukee
WI
08-11-2015
0
128
158028
false
INFORMATION TABLE
2
1492CM_13F_2Q2015.xml
1492CM 2Q15 13F REPORT
8X8 INC.
COM
282914100
1039
115972
SH
SOLE
115972
0
0
ACORDA THERAPEUTICS INC
COM
00484M106
3188
95639
SH
SOLE
95639
0
0
ALLIANCE FIBER OPTIC PROD INC
COM
018680306
1218
65687
SH
SOLE
65687
0
0
ANALOGIC CORP COM PAR $0.05
COM
032657207
292
3696
SH
SOLE
3696
0
0
APPLIED OPTOELECTRONICS INC
COM
03823U102
1161
66858
SH
SOLE
66858
0
0
APPLIED VISUAL SCIENCES INC CO
COM
038287108
0
30900
SH
SOLE
30900
0
0
ARIAD PHARMACEUTICALS INC.
COM
04033A100
517
62500
SH
SOLE
62500
0
0
ATMEL CORP COM
COM
049513104
3481
353182
SH
SOLE
353182
0
0
BIODELIVERY SCIENCES INTL INC
COM
09060J106
2645
332329
SH
SOLE
332329
0
0
BIOTELEMETRY INC
COM
090672106
1102
116914
SH
SOLE
116914
0
0
BLOOMIN BRANDS INC
COM
094235108
841
39408
SH
SOLE
39408
0
0
BOB EVANS FARMS INC
COM
096761101
3016
59072
SH
SOLE
59072
0
0
BOFI HOLDING INC.
COM
05566U108
7265
68730
SH
SOLE
68730
0
0
BRIGGS & STRATTON CORPORATION
COM
109043109
3479
180651
SH
SOLE
180651
0
0
C1 FINANCIAL INC
COM
12591N109
444
22935
SH
SOLE
22935
0
0
CALERES INC
COM
129500104
198
6233
SH
SOLE
6233
0
0
CARDINAL FINANCIAL CORP
COM
14149F109
301
13791
SH
SOLE
13791
0
0
CARPENTER TECHNOLOGY CORP COM
COM
144285103
1764
45612
SH
SOLE
45612
0
0
CAS MEDICAL SYSTEMS INC
COM
124769209
659
514734
SH
SOLE
514734
0
0
CATCHMARK TIMBER TRUST INC
COM
14912Y202
264
22828
SH
SOLE
22828
0
0
CATHAY GENERAL BANCORP
COM
149150104
339
10457
SH
SOLE
10457
0
0
CECO ENVIRONMENTAL CORP
COM
125141101
210
18525
SH
SOLE
18525
0
0
CELADON GROUP INC.
COM
150838100
767
37088
SH
SOLE
37088
0
0
CENTERSTATE BANKS INC COM
COM
15201P109
3846
284682
SH
SOLE
284682
0
0
CEVA INC.
COM
157210105
653
33622
SH
SOLE
33622
0
0
CHARLES RIV LABS INTL INC COM
COM
159864107
478
6802
SH
SOLE
6802
0
0
CHICOS FAS INC COM
COM
168615102
1160
69768
SH
SOLE
69768
0
0
CHUYS HLDGS INC COM
COM
171604101
417
15552
SH
SOLE
15552
0
0
COGENT COMMUNICATIONS GROUP IN
COM
19239V302
1194
35271
SH
SOLE
35271
0
0
CYPRESS SEMICONDUCTOR CORP COM
COM
232806109
192
16341
SH
SOLE
16341
0
0
DIAMONDBACK ENERGY INC.
COM
25278X109
332
4400
SH
SOLE
4400
0
0
DIREXION DAILY SMALL CAP BULL
COM
25459W847
316
3535
SH
SOLE
3535
0
0
EL PASO ELECTRIC CO.
COM
283677854
231
6653
SH
SOLE
6653
0
0
ENERGEN CORPORATION
COM
29265N108
263
3846
SH
SOLE
3846
0
0
EURONAV NV
COM
B38564108
2717
183472
SH
SOLE
183472
0
0
FCB FINANCIAL HOLDINGS INC
COM
30255G103
547
17200
SH
SOLE
17200
0
0
FEDERATED NATIONAL HOLDING COM
COM
31422T101
5548
229262
SH
SOLE
229262
0
0
FINISH LINE INC CL A
COM
317923100
234
8400
SH
SOLE
8400
0
0
FIREEYE INC
COM
31816Q101
980
20043
SH
SOLE
20043
0
0
FLEETMATICS GROUP PLC
COM
G35569105
1541
32907
SH
SOLE
32907
0
0
FLOTEK INDS INC DEL
COM
343389102
463
36957
SH
SOLE
36957
0
0
FLOTEK INDS INC DEL
CALL
343389902
134
10700
SH
Call
SOLE
10700
0
0
FLY LEASING LIMITED
COM
34407D109
4565
290779
SH
SOLE
290779
0
0
GASLOG LTD
COM
G37585109
247
12374
SH
SOLE
12374
0
0
GRAND CANYON EDUCATION INC
COM
38526M106
895
21105
SH
SOLE
21105
0
0
GREEN BANCORP INC
COM
39260X100
761
49567
SH
SOLE
49567
0
0
GRUBHUB INC
COM
400110102
875
25696
SH
SOLE
25696
0
0
HAYNES INTERNATIONAL INC.
COM
420877201
283
5737
SH
SOLE
5737
0
0
HEALTH DISCOVERY CORPORATION
COM
42218R100
65
2670927
SH
SOLE
2670927
0
0
HEIDRICK & STRUGGLES INTL COM
COM
422819102
315
12093
SH
SOLE
12093
0
0
HOME BANCSHARES INC COM
COM
436893200
634
17347
SH
SOLE
17347
0
0
HORSEHEAD HLDG CORP COM
COM
440694305
592
50470
SH
SOLE
50470
0
0
HS3 TECHNOLOGIES INC.
COM
40430n204
0
59745
SH
SOLE
59745
0
0
INCONTACT INC COM
COM
45336E109
7038
713051
SH
SOLE
713051
0
0
INDEPENDENT BANK GROUP INC
COM
45384B106
1068
24885
SH
SOLE
24885
0
0
INSPIREMD INC.
COM
45779A309
42
150000
SH
SOLE
150000
0
0
INTEGRATED DEVICE TECHNOLOGY I
COM
458118106
899
41406
SH
SOLE
41406
0
0
ISHARES US PREFERRED STOCK ETF
COM
464288687
222
5655
SH
SOLE
5655
0
0
JACK IN THE BOX INC COM
COM
466367109
405
4589
SH
SOLE
4589
0
0
JERNIGAN CAPITAL INC
COM
476405105
200
9844
SH
SOLE
9844
0
0
JOINT CORP
COM
47973J102
935
91841
SH
SOLE
91841
0
0
KERYX BIOPHARMACEUTICALS INC
COM
492515101
2638
264297
SH
SOLE
264297
0
0
KEYW HOLDING CORPORATION
COM
493723100
278
29854
SH
SOLE
29854
0
0
KVH INDUSTRIES INC.
COM
482738101
563
41885
SH
SOLE
41885
0
0
LANDSTAR SYS INC COM
COM
515098101
512
7661
SH
SOLE
7661
0
0
LEGACY TEXAS FINANCIAL GROUP I
COM
52471Y106
819
27120
SH
SOLE
27120
0
0
LIMONEIRA CO.
COM
532746104
239
10772
SH
SOLE
10772
0
0
LIVEPERSON INC COM
COM
538146101
735
74876
SH
SOLE
74876
0
0
MAXLINEAR INC CLASS A
COM
57776J100
714
59000
SH
SOLE
59000
0
0
MELLANOX TECHNOLOGIES LTD SHS
COM
M51363113
852
17532
SH
SOLE
17532
0
0
MEMORIAL RESOURCE DEV CORP
CALL
58605Q909
355
18700
SH
Call
SOLE
18700
0
0
MENS WEARHOUSE INC COM
COM
587118100
5232
81653
SH
SOLE
81653
0
0
MENS WEARHOUSE INC
CALL
587118900
128
2000
SH
Call
SOLE
2000
0
0
MICROSEMI CORP COM
COM
595137100
4225
120879
SH
SOLE
120879
0
0
MIX TELEMATICS LIMITED
COM
60688N102
564
72360
SH
SOLE
72360
0
0
MONOLITHIC POWER SYSTEMS INC
COM
609839105
432
8520
SH
SOLE
8520
0
0
NATURAL GROCERS BY VITAMIN COT
COM
63888U108
489
19845
SH
SOLE
19845
0
0
NEKTAR THERAPEUTICS
COM
640268108
726
58053
SH
SOLE
58053
0
0
NEOGENOMICS INC
COM
64049M209
4568
844305
SH
SOLE
844305
0
0
NU SKIN ENTERPRISES INC
COM
67018T105
3029
64270
SH
SOLE
64270
0
0
Nutrisystem, Inc.
COM
67069D108
355
14283
SH
SOLE
14283
0
0
ORBCOMM INC
COM
68555P100
1137
168479
SH
SOLE
168479
0
0
ORION MARINE GROUP INC COM
COM
68628V308
292
40449
SH
SOLE
40449
0
0
PATTERSON-UTI ENERGY INC.
COM
703481101
218
11571
SH
SOLE
11571
0
0
PDC ENERGY INC
COM
69327R101
651
12144
SH
SOLE
12144
0
0
PIZZA INN HOLDINGS INC
COM
754198109
647
49581
SH
SOLE
49581
0
0
POWER SOLUTIONS INTERNATIONAL
COM
73933G202
277
5127
SH
SOLE
5127
0
0
PTC THERAPEUTICS INC
COM
69366J200
923
19169
SH
SOLE
19169
0
0
QUALITY SYSTEMS INC
COM
747582104
3992
240903
SH
SOLE
240903
0
0
QUIDEL CORP
COM
74838J101
3648
158975
SH
SOLE
158975
0
0
RADWARE LTD
COM
M81873107
5073
228519
SH
SOLE
228519
0
0
RAYMOND JAMES FINL INC COM
COM
754730109
1299
21796
SH
SOLE
21796
0
0
RED ROBIN GOURMET BURGERS INC
COM
75689M101
480
5590
SH
SOLE
5590
0
0
REDPOINT BIO CORP.
COM
757736103
0
140934
SH
SOLE
140934
0
0
RENASANT CORPORATION
COM
75970E107
303
9304
SH
SOLE
9304
0
0
RINGCENTRAL INC
COM
76680R206
2682
145059
SH
SOLE
145059
0
0
ROADRUNNER TRANSPORTATION SYST
COM
76973Q105
854
33083
SH
SOLE
33083
0
0
RYLAND GROUP INC.
COM
783764103
1136
24490
SH
SOLE
24490
0
0
SANCHEZ ENERCY CORP.
COM
79970Y105
344
35125
SH
SOLE
35125
0
0
SCORPIO TANKERS INC
COM
Y7542C106
236
23361
SH
SOLE
23361
0
0
SCORPIO TANKERS INC
CALL
Y7542C906
563
55800
SH
Call
SOLE
55800
0
0
SEACOAST BANKING CORPORATION O
COM
811707801
537
34000
SH
SOLE
34000
0
0
SKECHERS U S A INC CL A
COM
830566105
1568
14286
SH
SOLE
14286
0
0
SKULLCANDY INC
COM
83083J104
3939
513607
SH
SOLE
513607
0
0
SONIC CORP COM
COM
835451105
2716
94314
SH
SOLE
94314
0
0
SPIRIT AIRLINES INC
COM
848577102
798
12857
SH
SOLE
12857
0
0
STEELCASE INC CL A
COM
858155203
305
16130
SH
SOLE
16130
0
0
STERLING BANCORP
COM
85917A100
294
19993
SH
SOLE
19993
0
0
STIFEL FINL CORP COM
COM
860630102
980
16980
SH
SOLE
16980
0
0
SUPER MICRO COMPUTER INC
COM
86800U104
706
23872
SH
SOLE
23872
0
0
SUPERCOM LTD
COM
M87095119
683
53862
SH
SOLE
53862
0
0
SUPERIOR ENERGY SVCS INC COM
COM
868157108
197
9361
SH
SOLE
9361
0
0
SUPERNUS PHARMACEUTICALS INC
COM
868459108
1357
79922
SH
SOLE
79922
0
0
SWIFT TRANSPORTATION CO. INC.
COM
87074U101
791
34900
SH
SOLE
34900
0
0
SYNCHRONOSS TECHNOLOCIES INC.
COM
87157B103
2521
55137
SH
SOLE
55137
0
0
TANGOE INC.
COM
87582Y108
952
75648
SH
SOLE
75648
0
0
TASER INTERNATIONAL INC
COM
87651B104
3130
93971
SH
SOLE
93971
0
0
TILLYS INC
COM
886885102
501
51809
SH
SOLE
51809
0
0
TRISTATE CAPITAL HOLDINGS INC
COM
89678F100
164
12661
SH
SOLE
12661
0
0
ULTIMATE SOFTWARE GROUP INC
COM
90385D107
477
2901
SH
SOLE
2901
0
0
US CONCRETE INC
COM
90333L201
1018
26863
SH
SOLE
26863
0
0
USA TECHNOLOGIES INC COM NO PA
COM
90328S500
587
217480
SH
SOLE
217480
0
0
VASCO DATA SEC INTL INC COM
COM
92230Y104
4197
139012
SH
SOLE
139012
0
0
VIRTUSA CORP COM
COM
92827P102
950
18478
SH
SOLE
18478
0
0
WCI COMMUNITIES INC
COM
92923C807
906
37144
SH
SOLE
37144
0
0
Z-TRIM HOLDINGS INC.
COM
988924205
42
169686
SH
SOLE
169686
0
0
CALADRIUS BIOSCIENCES INC WTS
WT
128058123
0
15152
SH
SOLE
15152
0
0
CVSL INC. WARRANTS EXP 2/27/20
WT
9999991
27
333300
SH
SOLE
333300
0
0